Taube Brook - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	31	1	1	2	5	9	20	6
P	%wins				77	77	73	89	85	63	77

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
10/29/19 16:10	10/25/19	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DOT	CEO	S.m	0	0.00	0	-7,757	-98	190	I
7/12/17 17:05	7/10/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DOT	CEO	P	77	6.40	0	12	0	7,947	I
7/7/17 19:45	7/5/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DOT	CEO	P.m	1,581	6.37	0	248	3	7,935	I
7/3/17 17:13	6/29/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DOT	CEO	P.m	327	6.40	0	51	1	7,687	I
6/28/17 21:29	6/26/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	D		P.m	1,759	6.36	0	277	4	7,636	I
6/23/17 18:37	6/21/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DOT	CEO	P.m	2,666	6.27	0	425	6	7,359	I
6/20/17 20:44	6/16/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DOT	CEO	P.m	2,612	6.35	0	412	6	6,934	I
6/15/17 20:10	6/13/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	2,925	6.25	0	468	8	6,522	I
6/12/17 21:45	6/8/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	3,397	6.15	0	552	10	6,054	I
6/7/17 20:04	6/5/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	3,554	6.08	0	585	12	5,502	I
6/5/17 17:17	6/1/17	SRNTX	Sierra Total Return Fund	Fund	CEF	Closed-End Funds	Taube Brook	NY	D		P	2,000	25.00	0	80	999%	84	I
6/2/17 19:17	5/31/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	2,789	6.13	0	455	11	4,481	I
5/30/17 20:20	5/25/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	2,652	6.08	0	436	11	4,462	I
5/24/17 19:54	5/22/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	2,403	6.13	0	392	11	4,026	I
5/19/17 20:21	5/17/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	1,886	6.20	3	304	9	3,634	I	-11	6	-16	-20	-20	-20	-19	-2
5/16/17 21:17	5/12/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	1,418	6.16	3	230	7	3,329	I	-11	6	-16	-20	-20	-20	-19	-2
5/11/17 18:49	5/9/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	957	6.40	3	150	5	3,099	I	-9	6	-14	-19	-20	-21	-20	-20	0
3/20/17 21:49	3/16/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	90	7.50	3	12	0	2,950	I	7	31	13	10	3	0	2	2	-1	-1	2
3/15/17 21:37	3/13/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	700	7.50	3	93	3	2,938	I	6	31	9	4	3	-2	-1	1	-1	0	3
3/9/17 19:48	3/7/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	881	7.48	3	118	4	2,844	I	5	37	5	1	2	-2	-2	-1	1	2	3
2/1/17 19:49	1/30/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	799	7.49	2	107	4	2,727	I	13	29	9	1	3	-3	0	-2	0	3	3	6
1/23/17 18:50	1/19/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	499	7.50	2	67	3	2,620	I	12	36	8	0	-2	1	-2	-1	2	1	7	6
1/4/17 21:18	12/30/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P	120	7.45	4	16	1	2,553	I	12	16	14	3	-1	10	1	3	-2	-4	-6	-2
12/29/16 21:05	12/27/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	624	7.45	4	84	3	2,517	I	8	14	19	0	-3	-2	3	-2	1	6	1	7
12/21/16 20:35	12/19/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	720	7.44	4	97	4	2,454	I	6	14	21	4	1	-4	1	4	0	-2	-1	1
12/16/16 19:12	12/14/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	2,094	7.24	4	289	14	2,357	I	10	8	18	3	0	-8	-5	4	2	5	4	8
12/13/16 20:40	12/9/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	1,374	7.29	4	188	10	2,068	I	4	13	18	2	-5	-12	-10	-9	0	5	8	9
11/9/16 21:54	11/7/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	140	7.57	2	19	1	1,879	I	-11	16	23	6	-1	0	0	3	1	2	1	4	-16
11/4/16 19:11	11/2/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	1,511	7.45	2	203	12	1,861	I	-13	13	21	5	-4	-3	-5	-1	2	6	6	7	7
11/1/16 20:29	10/28/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	1,074	7.56	2	142	9	1,658	I	-12	20	21	8	1	-1	-2	-3	-2	0	7	2	7
10/25/16 19:54	10/20/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P	90	7.59	2	12	1	1,516	I	-9	21	22	10	11	3	2	2	-1	-4	3	0	5
10/17/16 20:11	10/13/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	34	7.60	3	4	0	1,504	I	-5	18	21	7	1	0	0	0	-1	0	2	1	7
10/6/16 20:53	10/4/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	875	7.60	4	115	8	1,500	I	-11	16	27	11	2	7	0	1	1	1	-2	6	6
9/16/16 19:28	9/14/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	2,011	7.15	4	281	25	1,385	I	-22	-2	16	17	1	-4	-5	-1	1	6	6	1	12
9/13/16 19:04	9/9/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	2,773	7.25	4	382	53	1,103	I	-23	2	20	17	3	-4	-4	-5	2	4	8	8	12
9/6/16 19:36	9/1/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P	150	7.49	4	20	3	721	I	-20	10	28	18	6	5	1	0	1	-4	1	4	5
8/23/16 20:07	8/22/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P	755	7.55	4	100	17	701	I	-20	9	47	20	6	8	5	3	1	2	-1	7	8
8/19/16 18:39	8/18/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	1,315	7.69	4	171	40	601	I	-22	6	43	22	6	5	4	3	0	0	-3	4	8
8/16/16 19:36	8/12/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	1,786	7.44	3	240	126	430	I	-24	2	43	17	5	2	2	1	1	3	-1	9	11
6/1/15 18:54	5/29/15	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	235	9.41	3	25	15	190	I	-20	-15	-12	2	8	8	2	1	1	2	-3	-10	-15	-16
12/15/14 07:35	12/12/14	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P	222	8.86	9	25	18	165	I	-20	-29	-25	-27	-21	-23	-17	-12	1	8	3	11	11	-9
5/23/14 16:48	5/23/14	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	P,CEO	P	41	12.39	9	3	2	140	D	42	-9	-7	-9	-4	-3	1	1	0	0	2	5	-4	-16
6/13/13 15:18	6/12/13	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	P,CEO	P	65	13.06	7	5	4	137	D	41	26	1	-16	-10	-13	-9	-8	6	3	8	7	13	7
5/24/12 17:58	5/23/12	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P	56	11.13	1	5	3	190	D		7	28	3	5	3	1	5	1	-1	6	17	34	49
5/11/12 14:04	5/9/12	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P	57	11.49	1	5	3	185	D		7	24	1	4	4	2	1	0	-5	0	15	25	49
12/22/11 17:01	12/21/11	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P	95	9.50	1	10	8	140	D			-8	4	10	9	5	2	1	4	8	12	23	59
8/11/11 16:34	8/9/11	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P	52	10.33	1	5	4	130	D			-14	-11	-11	-8	-4	-2	-1	2	-3	-7	14	34

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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