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6/14/24 18:56
6/12/24
PFXPhenixfin CorpFundCEFClosed-End FundsLorber David ANYDOTCB,CEO8P.m1,79041.5904319269M
6/14/24 17:44
6/12/24
REFLXPimco Flexible Real Estate Income FundFundCEFClosed-End FundsIvascyn Daniel JCATHSEE REMA3P11,6799.5701,221842,680M
6/14/24 16:26
6/14/24
DNPDnp Select Income Fund IncFundCEFClosed-End FundsWest Kyle P.ILHOfficer 3P288.6303837D
6/14/24 13:59
6/12/24
HQLAbrdn Life Sciences InvestorsMAFundCEFClosed-End FundsSaba Capital Management, L.P.NYT895P.m1,030,88411.81087,26254249,889I
6/14/24 13:25
6/14/24
MCIBarings Corporate InvestorsFundCEFClosed-End FundsGrace Edward P IIINCHTrustee4P35217.5202012536D
6/14/24 11:39
6/13/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOP,CEO345P.m1691.7809520560M
6/13/24 10:44
6/10/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsNewman MelindaNYD1P31.66022D
6/12/24 14:57
6/11/24
FRBBXFlat Rock Enhanced Income FundFundCEFClosed-End FundsRipp RyanWYOCFO,Trea5P30020.9801414D
6/12/24 14:43
6/10/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsAllen Anita LNYD1P01.66000D
6/12/24 11:41
6/11/24
GDVGabelli Dividend & Income TrustFundCEFClosed-End FundsAstorino Robert P.NYD1P522.75000D
6/11/24 18:35
6/7/24
XIVYXInstitutional Investment Strategy FundFundCEFClosed-End FundsMcElhoe WenwenCADT4P1,24210.160122202183D
6/11/24 17:00
6/11/24
FSCOFs Credit Opportunities Corp.FundCEFClosed-End FundsFouss Barbara JPAD2P1036.0601716827D
6/11/24 16:53
6/7/24
GBDCGolub Capital Bdc, Inc.FundCEFClosed-End FundsGolub Lawrence ENYDOCB1P.m8,21416.03051277,592I
6/11/24 16:52
6/7/24
GBDCGolub Capital Bdc, Inc.FundCEFClosed-End FundsGolub DavidNYDOCEO1P.m8,21416.03051277,368I
6/11/24 16:47
12/8/23
FSKFs Kkr Capital CorpFundCEFClosed-End FundsHopkins Jerel APAD4P4419.5402398I
6/11/24 16:37
6/10/24
FSCOFs Credit Opportunities Corp.FundCEFClosed-End FundsClark DellaPAD3P305.48066D
6/11/24 16:26
6/7/24
NMFCNew Mountain Finance CorpFundCEFClosed-End FundsOgens DavidNYD2P10712.03096166D
6/11/24 16:14
2/9/24
PFLTPennantpark Floating Rate Capital Ltd.FundCEFClosed-End FundsBriones Jose AFLD11P.m4056.6506111600D
6/10/24 15:34
6/22/23
CAPIXCalamos Aksia Alternative Credit & Income FundFundCEFClosed-End FundsBehan RobertILOVP6P42510.13042999%44D
6/7/24 16:44
6/7/24
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsPetro AndreaCAD1P5711.49057312D
6/7/24 16:43
6/6/24
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsLeets Karen LCAD1P5011.49044D
6/6/24 17:00
6/4/24
PCFHigh Income Securities FundMAFundCEFClosed-End FundsHellerman GeraldFLD1P16.8100040D
6/5/24 16:38
6/5/24
DNPDnp Select Income Fund IncFundCEFClosed-End FundsLuecke Connie MILOVP,Chief4P608.82075519D
6/5/24 14:35
5/14/24
BIIBrookfield Infrastructure Income Fund Inc.FundCEFClosed-End FundsBii Big Holdings LPE9HAffiliat2P234,00010.18022,98613,987D
6/4/24 17:27
6/3/24
KBDCKayne Anderson Bdc, Inc.FundCEFClosed-End FundsSmith Rhonda ScottTXD1P2016.12011D
6/4/24 16:54
6/3/24
CSWCCapital Southwest CorpFundCEFClosed-End FundsThomas William R IIITXD1P24325.87092598D
6/4/24 11:42
6/4/24
MXFMexico Fund IncFundCEFClosed-End FundsVaughan Richard B.TXD2P10417.33066007D
6/4/24 09:31
5/31/24
MEGIMainstay Cbre Global Infrastructure Megatrends Term FundFundCEFClosed-End FundsAnagnos JeremyPAHPortfoli11P6513.06052624D
6/3/24 16:05
5/15/23
PFLTPennantpark Floating Rate Capital Ltd.FundCEFClosed-End FundsAllorto Richard T JrNYOCFO,Trea3P2008.0202525D
6/3/24 12:20
6/3/24
XHFIXHartford Schroders Private Opportunities FundFundCEFClosed-End FundsHartford Funds Management Co LLCPATHSee Rema2P5,00010.210490821,090D
6/3/24 12:07
6/3/24
XHFIXHartford Schroders Private Opportunities FundFundCEFClosed-End FundsSchroder Us Holdings Inc.NYT2P5,00010.210490821,090D
5/31/24 12:43
5/30/24
BXSYBexil Investment TrustDEFundCEFClosed-End FundsMidas Securities Group, Inc.NYHSee "Exp5P.m82313.2206262D
5/30/24 16:55
9/11/23
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsStark Eugene SNYOVP Admin6P17419.88095170D
5/30/24 16:33
5/29/24
CSWCCapital Southwest CorpFundCEFClosed-End FundsBattist ChristineTXD1P525.2500114D
5/30/24 12:51
5/29/24
VCRDXVersus Capital Infrastructure Income FundFundCEFClosed-End FundsQuam Mark DonovanCOOCEO1P75010.1807474D
5/29/24 17:10
5/28/24
VCRDXVersus Capital Infrastructure Income FundFundCEFClosed-End FundsFrazier Casey RyanCODOChief In1P75010.1807474D
5/29/24 14:04
5/28/24
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsDraut Eric JohnCAD1P1110.8901254D
5/29/24 13:00
5/28/24
CIONCion Investment CorpFundCEFClosed-End FundsPinero Eric A.NYOGC3P2010.4402348D
5/29/24 08:01
5/28/24
OXLCOxford Lane Capital Corp.FundCEFClosed-End FundsRosenthal Saul BCTDOP1P25,0025.4004,630999%4,830M
5/29/24 08:00
5/28/24
OXLCOxford Lane Capital Corp.FundCEFClosed-End FundsCohen Jonathan HCTDOCEO1P25,0025.4004,630999%4,865D
5/28/24 18:47
5/23/24
REFLXPimco Flexible Real Estate Income FundFundCEFClosed-End FundsSteiner Jason RobertCAHSEE REMA2P1,00010.34097999%99D
5/24/24 15:33
5/17/24
GRFEagle Capital Growth Fund, Inc.FundCEFClosed-End FundsBilkie Robert MWID1P69.2901174D
5/24/24 14:40
5/23/24
FSCOFs Credit Opportunities Corp.FundCEFClosed-End FundsBethel KeithPAD3P965.4801818D
5/23/24 17:20
5/23/24
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsPriest Jeffrey WNYOP,CEO6P34428.470125274D
5/23/24 16:42
5/22/24
KBDCKayne Anderson Bdc, Inc.FundCEFClosed-End FundsRobo James LTXD1P1,00016.6306041,573I
5/23/24 16:30
5/22/24
KBDCKayne Anderson Bdc, Inc.FundCEFClosed-End FundsKayne Anderson Capital Advisors LPTXHAffiliat2P32,07412.4902,568999%2,583I
5/23/24 16:16
5/6/24
CSWCCapital Southwest CorpFundCEFClosed-End FundsRogers-Windsor Ramona LynnTXD15P7718.75042719D
5/23/24 10:49
5/22/24
CADEXCion Ares Diversified Credit FundFundCEFClosed-End FundsThrivent Financial For LutheransMNT3P44,00025.0001,760445,800D
5/22/24 16:30
5/21/24
TSLXSixth Street Specialty Lending, Inc.FundCEFClosed-End FundsCovington P EmeryTXD1P16121.50088D
5/22/24 16:17
5/20/24
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsMetlife Investment Management, LLCNJT2P4,294,96778.09055,0000I
5/22/24 11:47
5/22/24
CIONCion Investment CorpFundCEFClosed-End FundsRoman StephenNYOCCO,Secr3P2010.32022610D
5/22/24 10:31
5/20/24
ZTRVirtus Total Return Fund Inc.FundCEFClosed-End FundsBradley William Patrick IIICTOEVP,CFO,2P395.40074049D
5/17/24 15:19
5/17/24
CIONCion Investment CorpFundCEFClosed-End FundsBresner Gregg A.NYOP,CIO4P.m12710.550121686D
5/17/24 12:23
5/17/24
EVTEaton Vance Tax Advantaged Dividend Income FundFundCEFClosed-End FundsDunn AaronMAD3P2022.32012421D
5/17/24 10:59
5/15/24
FSKFs Kkr Capital CorpFundCEFClosed-End FundsAdams BarbaraPAD3P20419.410117325I
5/15/24 17:36
5/13/24
PSECProspect Capital CorpFundCEFClosed-End FundsBarry John FFLDOTCEO5P.m6,7315.6801,186273,199D
5/15/24 13:42
5/15/24
BMCBmc Fund IncFundCEFClosed-End FundsBroyhill Markham HuntNCD5P61610.3206033378I
5/14/24 16:12
5/14/24
FSKFs Kkr Capital CorpFundCEFClosed-End FundsSandler ElizabethPAOCo-P5P13219.72073139I
5/14/24 14:30
5/13/24
CIONCion Investment CorpFundCEFClosed-End FundsReisner Michael ANYDOCo-CB,Co5P2510.8802544D
5/13/24 16:51
5/9/24
PCSZXAmg Pantheon Credit Solutions FundFundCEFClosed-End FundsKeilhacker KurtCTD1P20210.0102020D
5/10/24 16:48
5/9/24
XFLTXai Octagon Floating Rate & Alternative Income TrustFundCEFClosed-End FundsBrombach Theodore JILOP,CEO4P.m987.020143522I
5/10/24 16:37
5/9/24
XFLTXai Octagon Floating Rate & Alternative Income TrustFundCEFClosed-End FundsSpence John YogiILHAdviser 4P.m987.020142576I
5/10/24 15:01
5/9/24
PCSZXAmg Pantheon Credit Solutions FundFundCEFClosed-End FundsMiller Jeffrey GrantCAHPortfoli1P18510.0101818D
5/10/24 13:20
5/9/24
BBDCBarings Bdc, Inc.FundCEFClosed-End FundsFreno MichaelNCHOfficer 3P5418.26066999%71D
5/9/24 15:16
5/8/24
PCSZXAmg Pantheon Credit Solutions FundFundCEFClosed-End FundsJain RakeshNYHPortfoli1P30010.0103030D
5/9/24 15:02
5/8/24
XIVYXInstitutional Investment Strategy FundFundCEFClosed-End FundsO'Neil Brian StephenCAD1P5010.17055D
5/8/24 17:31
5/7/24
STEWSrh Total Return Fund, Inc.FundCEFClosed-End FundsMoore Thomas JackCOD3P.e6113.94043D
5/6/24 10:40
5/2/24
GLOClough Global Opportunities FundFundCEFClosed-End FundsClough Charles JrMAHPerson a16P1,6845.61030061791D
5/3/24 17:14
4/30/24
XIVYXInstitutional Investment Strategy FundFundCEFClosed-End FundsPauker MatthewCAHPrincipa3P.m1,36710.020136999%146D
5/2/24 17:38
6/22/23
CPZCalamos Long/short Equity & Dynamic Income TrustFundCEFClosed-End FundsHerman Thomas EILOVP,CFO3P90411.2608071891D
5/2/24 15:24
5/2/24
AVKAdvent Convertible & Income FundFundCEFClosed-End FundsStuebe Nancy E.ILDHTRUSTEE6P2711.48021085D
5/2/24 14:49
5/1/24
PEOAdams Natural Resources Fund, Inc.FundCEFClosed-End FundsBuckley Gregory W.MDOE.VP2P9321.12044614D
5/2/24 14:18
5/2/24
CETCentral Securities CorpDEFundCEFClosed-End FundsHill John CNYDOCEO,P5P6638.9302369M
5/2/24 09:36
4/30/24
PCSZXAmg Pantheon Credit Solutions FundFundCEFClosed-End FundsRakowski EricCTD1P40010.0004040I
5/1/24 17:56
3/12/24
TREIXThirdline Real Estate Income FundFundCEFClosed-End FundsHutchens Charles CarterVADOPrincipa1P1510.1501529D
4/30/24 17:31
10/5/17
BLEBlackrock Municipal Income Trust IIFundCEFClosed-End FundsOconnor WalterNYHPortfoli1P115.48000D
4/30/24 17:27
12/27/23
BMEZBlackrock Health Sciences Term TrustFundCEFClosed-End FundsMcClements KyleNYHPortfoli2P3215.7902279D
4/25/24 16:19
4/23/24
TBLDThornburg Income Builder Opportunities TrustFundCEFClosed-End FundsWixted Brian W.NMHTrustee1P2515.50022D
4/23/24 16:36
4/11/24
TAKIXCarlyle Tactical Private Credit FundFundCEFClosed-End FundsMcCabe Joan YNYD3P1,5978.550187999%192D
4/22/24 21:10
4/19/24
REFLXPimco Flexible Real Estate Income FundFundCEFClosed-End FundsGannaway Russell DCAHSEE REMA2P1,95010.330189169301D
4/22/24 15:04
4/19/24
CETCentral Securities CorpDEFundCEFClosed-End FundsO'Neill Andrew JNYOVP3P11036.9603485D
4/19/24 09:01
4/18/24
FINSAngel Oak Financial Strategies Income Term TrustFundCEFClosed-End FundsPalsson JohannesGAHPortfoli1P7012.39061446D
4/19/24 07:41
4/18/24
ASGIAbrdn Global Infrastructure Income FundFundCEFClosed-End FundsGoodson Alan RPAHDirector2P6816.80044D
4/15/24 12:08
4/12/24
FTHYFirst Trust High Yield Opportunities 2027 Term FundFundCEFClosed-End FundsBowen James AILDHOfficer 3P1,23414.35086430106D
4/12/24 09:21
4/9/24
THWAbrdn World Healthcare FundFundCEFClosed-End FundsGoetz KathleenPAD4P2816.3402664D
4/11/24 19:35
4/9/24
DTFDtf Tax-Free Income 2028 Term Fund IncMDFundCEFClosed-End FundsGrumhaus David D Jr.ILOP,CEO6P.m1589.8501655419D
4/11/24 18:08
4/11/24
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsMajmudar Anang K.NYOSenior V4P5734.6802534D
4/11/24 13:52
4/10/24
FTHYFirst Trust High Yield Opportunities 2027 Term FundFundCEFClosed-End FundsHousey William A JrILHOfficer 1P5114.25044512D
4/10/24 12:34
4/9/24
VCRDXVersus Capital Infrastructure Income FundFundCEFClosed-End FundsVersus Capital Advisors LLCCOTHInvestme2P30,00010.0003,000999%3,010D
4/10/24 11:51
4/8/24
WDIWestern Asset Diversified Income FundFundCEFClosed-End FundsKumar NishaNYD2P.m32314.2202323I
4/9/24 11:53
4/8/24
FTHYFirst Trust High Yield Opportunities 2027 Term FundFundCEFClosed-End FundsLindquist Daniel JILOVP1P5014.30044I
4/8/24 12:25
4/3/24
AWFAlliancebernstein Global High Income Fund IncFundCEFClosed-End FundsMalik FahdNYOVP,Portf1P1810.6202288M
4/5/24 15:08
4/5/24
NADNuveen Quality Municipal Income FundFundCEFClosed-End FundsJones Nathaniel T.ILOVP,Treas9P998.58012999%12D
4/5/24 13:19
4/5/24
FPFFirst Trust Intermediate Duration Preferred & Income FundFundCEFClosed-End FundsGraci Angelo DCTHOfficer-3P19217.4701110721D
4/3/24 16:43
2/22/24
GNT.BGamco Natural Resources, Gold & Income TrustFundCEFClosed-End FundsGabelli Mario JNYTHControl 9P23,88914.8501,609219,393M
4/2/24 11:07
4/1/24
XHFIXHartford Schroders Private Opportunities FundFundCEFClosed-End FundsGardella Lee ANYHSee Expl1P20010.4001919D
4/1/24 11:46
4/1/24
GUGGuggenheim Active Allocation FundFundCEFClosed-End FundsToupin Ronald E JrILDHTrustee14P4214.08031919D
3/29/24 10:55
3/27/24
CIONCion Investment CorpFundCEFClosed-End FundsGatto MarkNYDOCo-CB,Co2P2311.0302542I
3/27/24 15:58
3/27/24
NEANuveen Amt-Free Quality Municipal Income FundFundCEFClosed-End FundsLamb David JILOVP3P19411.3901717D
3/27/24 13:35
3/27/24
DXRDaxor CorpFundCEFClosed-End FundsMichel Robert JTNOCFO5P178.45022211D
3/27/24 10:55
3/25/24
UTGReaves Utility Income FundFundCEFClosed-End FundsLegg JoellenCOD1P5026.46022D
3/26/24 18:30
3/26/24
ASGLiberty All Star Growth Fund Inc.FundCEFClosed-End FundsBurke Edmund JCOHTrustee4P776.0501313D
3/25/24 18:33
3/21/24
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsSpreng R DavidILDOP,CEO7P.m96012.0508041275D
3/25/24 15:03
3/22/24
RLTYCohen & Steers Real Estate Opportunities & Income FundFundCEFClosed-End FundsJhirad Yigal DanNYOHPortfoli1P714.1401422D
3/25/24 14:23
3/25/24
MMIPXMainstay Mackay Municipal Income Opportunities FundFundCEFClosed-End FundsNew York Life Investment Management LLCNYHInvestme4P49,90010.0004,990999%4,993D
3/25/24 09:59
3/21/24
CPEFXCascade Private Capital FundFundCEFClosed-End FundsWilliams Paul JayWID2P.m23713.370182686D
3/22/24 17:28
3/22/24
RSFRivernorth Capital & Income Fund, Inc.FundCEFClosed-End FundsGalley Patrick W.FLDOCEO2P67615.8404334169D
3/22/24 16:21
3/19/24
FSCOFs Credit Opportunities Corp.FundCEFClosed-End FundsNix Robert N.C. IIIPAD2P445.30088I
3/22/24 14:56
3/21/24
RVTRoyce Value Trust, Inc.FundCEFClosed-End FundsClark Christopher DNYDOHP2P9511.43081277D
3/22/24 14:17
3/22/24
RMTRoyce Micro-Cap Trust, Inc.FundCEFClosed-End FundsGannon Francis D.NYOVP2P.m10511.72095D
3/21/24 14:06
3/19/24
XIVYXInstitutional Investment Strategy FundFundCEFClosed-End FundsGhodoosi ArashCAOP,Princi1P.m41010.1904040D
3/21/24 12:21
3/20/24
USQIXUsq Core Real Estate FundFundCEFClosed-End FundsFairchild Gregory B.VAD5P2425.6301157D
3/20/24 12:35
3/20/24
ASGLiberty All Star Growth Fund Inc.FundCEFClosed-End FundsHaley Mark TCOOP7P425.39083249D
3/20/24 09:26
3/18/24
OCCIOfs Credit Company, Inc.FundCEFClosed-End FundsGriggs KathleenILD1P97.10011D
3/19/24 11:58
3/18/24
AWFAlliancebernstein Global High Income Fund IncFundCEFClosed-End FundsWrapp Emilie D.NYHAdvisory1P2510.45022D
3/18/24 19:14
3/9/23
TRINTrinity Capital Inc.FundCEFClosed-End FundsBrown Kyle StevenAZDOCEO,P,CI5P21513.900152903I
3/18/24 17:14
3/14/24
TPVGTriplepoint Venture Growth Bdc Corp.FundCEFClosed-End FundsPark Katherine JCAD2P.m499.76055D
3/18/24 16:27
3/14/24
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsRaterman Thomas B.ILOSee Rema6P.m90212.0307559202I
3/18/24 10:13
3/14/24
FECOFFirst Eagle Credit Opportunities FundFundCEFClosed-End FundsKrull Steven F.ILHPortfoli1P1023.58000D
3/13/24 18:47
3/11/24
PFXPhenixfin CorpFundCEFClosed-End FundsMcMillan EllidaNYOCFO4P.m2339.4501761D
3/13/24 17:00
3/12/24
RANDRand Capital CorpFundCEFClosed-End FundsGodley Benjamin ENYD3P.m6813.57052525D
3/13/24 16:55
3/11/24
TPVGTriplepoint Venture Growth Bdc Corp.FundCEFClosed-End FundsCassani StephenCAD1P.m169.9602356D
3/13/24 16:03
3/11/24
PSECProspect Capital CorpFundCEFClosed-End FundsVan Dask Kristin LeaNYOCFO,TREA3P976.050162384I
3/13/24 11:51
3/11/24
USALiberty All Star Equity FundFundCEFClosed-End FundsMilas RobertCOHAccess P5P285.94054D
3/13/24 11:24
3/12/24
PRTFTTax Free Target Maturity Fund For Puerto Rico Residents, Inc.FundCEFClosed-End FundsRad Investments LLCPRT15P3460.47150734263,566D
3/12/24 18:44
3/12/24
USALiberty All Star Equity FundFundCEFClosed-End FundsUsifer Maureen KCOHTrustee2P306.04055414D
3/11/24 17:42
3/11/24
JFRNuveen Floating Rate Income FundFundCEFClosed-End FundsPerry Michael AILOVP2P1658.0902020M
3/11/24 17:28
3/8/24
DSLDoubleline Income Solutions FundFundCEFClosed-End FundsGuia YouseFLOChief Co2P214.08000D
3/11/24 13:42
3/8/24
HRZNHorizon Technology Finance CorpFundCEFClosed-End FundsMichaud Gerald A.CTDOP1P4311.77042156D
3/8/24 18:54
3/6/24
SLRCSlr Investment Corp.FundCEFClosed-End FundsGross Michael SNYDOSee Rema7P.dm7,47715.450484144,033I
3/8/24 18:51
3/6/24
SLRCSlr Investment Corp.FundCEFClosed-End FundsSpohler Bruce JNYDOSee Rema4P.dm6,05815.550390123,719I
3/7/24 17:37
3/5/24
OBDCBlue Owl Capital CorpFundCEFClosed-End FundsDalelio Edward HNYD2P8413.9806999%6D
3/7/24 16:54
2/29/24
BXSYBexil Investment TrustDEFundCEFClosed-End FundsWinmill Thomas BassettNHDOSee "Exp8P.m35612.2902913151D
3/6/24 16:18
3/4/24
DXRDaxor CorpFundCEFClosed-End FundsFeuer EdwardNYD1P77.21011D
3/5/24 16:58
3/4/24
PSBDPalmer Square Capital Bdc Inc.FundCEFClosed-End FundsBloomfield Matthew LKSOP2P1,24716.45076301101I
3/5/24 13:05
3/4/24
IGRCbre Global Real Estate Income FundFundCEFClosed-End FundsMiniman Jonathan DPAHPortfoli6P384.90083232D
3/5/24 12:48
2/28/24
BBDCBarings Bdc, Inc.FundCEFClosed-End FundsByers Stephen RNCD2P99.0101522D
3/4/24 17:51
2/29/24
AFTApollo Senior Floating Rate Fund Inc.FundCEFClosed-End FundsCohen Barry J.NYD1P.m20914.2501514725I
3/1/24 16:13
2/26/24
BANXArrowmark Financial Corp.FundCEFClosed-End FundsStaggs DanaNYOP3P4915.91031246D
2/29/24 17:23
8/11/23
FSKFs Kkr Capital CorpFundCEFClosed-End FundsPietrzak DanielPADOCo-P,CIO3P38619.310205358D
2/28/24 11:02
2/27/24
FOFCohen & Steers Closed-End Opportunity Fund, Inc.FundCEFClosed-End FundsPalma JeffreyNYHPortfoli1P5011.1105999D
2/26/24 19:24
2/23/24
BNZIBanzai International, Inc.FundCEFClosed-End FundsDavy Joseph P.WADOTCEO3P10.896002524D
2/26/24 12:43
2/23/24
EODAllspring Global Dividend Opportunity FundFundCEFClosed-End FundsFioramonti Vincent JNCHPortfoli3P364.54085722D
2/23/24 18:13
2/22/24
BNZIBanzai International, Inc.FundCEFClosed-End FundsWard MasonWADTHSee Rema1P00.96800102,427D
2/23/24 17:00
2/23/24
TWNTaiwan Fund IncDEFundCEFClosed-End FundsClark Anthony S.VAD3P6834.13022003D
2/23/24 16:43
2/22/24
GRFEagle Capital Growth Fund, Inc.FundCEFClosed-End FundsSims David CWIDOCFO,CCO,4P1868.7702111211D
2/23/24 12:46
2/22/24
GDLGdl FundFundCEFClosed-End FundsBall John ChesterNYOP,Treasu13P36.81000D
2/21/24 13:54
2/20/24
PRDEXPredexFundCEFClosed-End FundsMooney Edward Patrick Jr.WID2P16027.5606999%6D
2/21/24 13:49
2/20/24
PRDEXPredexFundCEFClosed-End FundsDowning George KeithPAOSecretar1P2524.56011D
2/21/24 11:39
12/29/23
RCGRenn Fund, Inc.FundCEFClosed-End FundsKesslen Jay HNYOVice-P,C7P101.79051540D
2/15/24 11:22
2/14/24
CPZCalamos Long/short Equity & Dynamic Income TrustFundCEFClosed-End FundsMickey MarkILOchief co3P3212.9403836D
2/14/24 18:53
2/13/24
FORFXForum Real Estate Income FundFundCEFClosed-End FundsPeters RaleighSCD1P1,9089.54020021D
2/14/24 16:05
2/12/24
OCSLOaktree Specialty Lending CorpFundCEFClosed-End FundsCaldwell Phyllis RCAD2P.m6719.19044611D
2/13/24 19:26
12/7/23
MONIXMonachil Credit Income FundFundCEFClosed-End FundsMeli AliCTDOP,CEO2P12,19110.0001,2191,209D
2/13/24 17:23
2/12/24
NAIFXNomura Alternative Income FundFundCEFClosed-End FundsFalcon Michael I.NYHTRUSTEE 1P25010.0402525D
2/13/24 15:24
5/9/23
GRFEagle Capital Growth Fund, Inc.FundCEFClosed-End FundsZalenko Neal F.WID1P468.47057613D
2/9/24 19:26
2/7/24
PMFAXPimco Flexible Municipal Income FundFundCEFClosed-End FundsChristine Kyle FrancisCAHSEE REMA1P7510.25077D
2/9/24 18:06
2/8/24
CAPIXCalamos Aksia Alternative Credit & Income FundFundCEFClosed-End FundsNest WilliamNYOVP2P38310.26037999%38I
2/5/24 14:49
2/1/24
SORSource Capital Inc /de/FundCEFClosed-End FundsBrown SandraWID1P1540.28000D
2/2/24 14:40
1/31/24
BMNBlackrock 2037 Municipal Target Term TrustFundCEFClosed-End FundsRomaglino ChristianNYHPortfoli2P5224.02022D
1/30/24 12:09
1/30/24
GUGGuggenheim Active Allocation FundFundCEFClosed-End FundsBarnes Randall CILDHTrustee19P73014.0205237966D
1/29/24 14:43
1/29/24
NCDLNuveen Churchill Direct Lending Corp.FundCEFClosed-End FundsTeachers Insurance & Annuity Association of AmericaNYT1P30,00018.0501,662326,810D
1/26/24 20:19
1/24/24
PAXSPimco Access Income FundFundCEFClosed-End FundsCogan Sarah ECAD5P718.250924012D
1/25/24 12:43
1/23/24
ECFEllsworth Growth & Income Fund LtdDEFundCEFClosed-End FundsDinsmore James AndrewNYOP3P1612.56011212D
1/25/24 11:08
1/24/24
ASGLiberty All Star Growth Fund Inc.FundCEFClosed-End FundsNeuhauser John JCOD1P135.21035343D
1/24/24 17:01
1/24/24
MSDLMorgan Stanley Direct Lending FundFundCEFClosed-End FundsPessah DavidNYOCFO1P4120.67022D
1/24/24 17:00
1/24/24
MSDLMorgan Stanley Direct Lending FundFundCEFClosed-End FundsOcci Michael Jr.NYOChief Ad1P15520.67088D
1/22/24 14:04
1/22/24
JGHNuveen Global High Income FundFundCEFClosed-End FundsRobert Young LILHTrustee2P36911.4503232D
1/19/24 16:39
1/17/24
PSBDPalmer Square Capital Bdc Inc.FundCEFClosed-End FundsLong Christopher DaleKSDOCEO,P1P1,00016.4506116398I
1/19/24 16:38
1/17/24
PSBDPalmer Square Capital Bdc Inc.FundCEFClosed-End FundsLong Angie KnightonKSOChief In1P1,00016.4506116398I
1/19/24 16:37
1/17/24
PSBDPalmer Square Capital Bdc Inc.FundCEFClosed-End FundsBicknell Martin CKST1P10,00016.450608272,848I
1/16/24 17:41
1/5/24
CEECentral & Eastern Europe Fund, Inc.MDFundCEFClosed-End FundsKoepp BernhardNYD4P379.23043D
1/12/24 12:22
1/10/24
MEGIMainstay Cbre Global Infrastructure Megatrends Term FundFundCEFClosed-End FundsPerold Jacques PNYD3P.m18013.4701311D
1/11/24 16:50
1/10/24
FROPXFlat Rock Opportunity FundFundCEFClosed-End FundsGrunewald RobertWYDOHCEO1P6218.98032168D
1/11/24 14:52
1/8/24
ODCEXAccordant Odce Index FundFundCEFClosed-End FundsCanter DavidAZD1P509.86055I
1/10/24 15:42
2/28/23
NTGTortoise Midstream Energy Fund, Inc.FundCEFClosed-End FundsCiccotello Conrad SKSD8P7030.49022014D
1/10/24 14:51
1/10/24
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsBaker James CTXDOP5P1,3178.92014820899D
1/10/24 10:01
1/9/24
CIKCredit Suisse Asset Management Income Fund IncMDFundCEFClosed-End FundsDefelice Laura ANYDOChair of3P402.4201616D
1/10/24 09:32
1/9/24
AWFAlliancebernstein Global High Income Fund IncFundCEFClosed-End FundsDistenfeld Gershon MNYOVP1P1510.20011015D
1/9/24 15:01
1/5/24
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsRieder Richard MNYHPortfoli3P.a51214.0803613323D
1/9/24 13:59
1/9/24
ERHAllspring Utilities & High Income FundFundCEFClosed-End FundsEbsworth William R.CAD8P1156.6201717D
1/8/24 15:47
1/8/24
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsHoene Mary JoanMED5P3015.2302338D
1/5/24 17:32
1/3/24
AWFAlliancebernstein Global High Income Fund IncFundCEFClosed-End FundsSmith William WalshNYOVP,Portf1P2010.14022410M
1/5/24 12:00
1/2/24
LCPMXLind Capital Partners Municipal Credit Income FundFundCEFClosed-End FundsAdler Richard HCOD1P1508.73017999%17I
1/4/24 18:00
12/29/23
TAKMXCarlyle Tactical Private Credit FundFundCEFClosed-End FundsMarcus BrianNYOP,PEO1P1508.5301814430D
1/4/24 14:42
1/4/24
ERHAllspring Utilities & High Income FundFundCEFClosed-End FundsPolisson JamesCAD8P597.34088D
1/4/24 14:32
1/2/24
HTDJohn Hancock Tax-Advantaged Dividend Income FundFundCEFClosed-End FundsGarfield DeanMAD9P14314.8701010D
1/4/24 14:24
1/2/24
THWAbrdn World Healthcare FundFundCEFClosed-End FundsReit ToddPAD8P9111.42088D
1/3/24 18:31
6/2/23
FTPCXFirst Trust Private Credit FundFundCEFClosed-End FundsFirst Trust Capital Management L.P.ILT3P310.1400218D
1/3/24 17:50
6/2/23
FTPCXFirst Trust Private Credit FundFundCEFClosed-End FundsChad EisenbergILOTreasure2P210.1000118I
1/3/24 10:46
6/2/23
FTPCXFirst Trust Private Credit FundFundCEFClosed-End FundsPeck Michael DILOP2P210.1000118I
1/2/24 16:51
1/2/24
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsMerk AlexanderMED8P.m1,20915.30079173125D
1/2/24 16:37
12/28/23
VFLAbrdn National Municipal Income FundMAFundCEFClosed-End FundsMaher BillPAD5P6712.25066I
1/2/24 15:53
12/28/23
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsGoldstein PhillipNYDOCB,Secre10P.dm3867.8304922276D
1/2/24 13:46
12/29/23
RCGRenn Fund, Inc.FundCEFClosed-End FundsRussell GrimaldiNYOSecretar1P01.500010D
12/27/23 21:06
12/26/23
FRBBXFlat Rock Enhanced Income FundFundCEFClosed-End FundsFinnen Paul E.WYD2P2020.90011712D
12/27/23 21:05
12/26/23
FRBBXFlat Rock Enhanced Income FundFundCEFClosed-End FundsDurston MarshallWYD3P3020.27011263D
12/27/23 21:03
12/26/23
FRBBXFlat Rock Enhanced Income FundFundCEFClosed-End FundsCoolidge R. ScottWYD3P3020.27011263D
12/26/23 10:44
12/21/23
HYBNew America High Income Fund IncFundCEFClosed-End FundsViceira Luis MMAD2P.m427.04066D
12/26/23 08:32
12/21/23
DHYCredit Suisse High Yield Bond FundFundCEFClosed-End FundsFlannery Thomas J.NYOChief In1P391.9602010215D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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