7/26/24 19:29 | 7/24/24 | PMFAX | Pimco Flexible Municipal Income Fund | | Fund | CEF | Closed-End Funds | McCartney Kathleen Ann | CA | D | | 1 | P | 150 | 10.39 | 0 | 14 | | 14 | D | | | | | | | | | | | | | | |
7/26/24 15:14 | 7/19/24 | PDCC | Pearl Diver Credit Co Inc. | | Fund | CEF | Closed-End Funds | University of Wisconsin Foundation | WI | T | | 2 | P | 58,362 | 19.99 | 0 | 2,919 | 104 | 5,727 | D | | | | | | | | | | | | | | |
7/26/24 10:55 | 7/25/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | 344 | P.m | 166 | 1.77 | 0 | 93 | 20 | 570 | M | | | | | | | | | | | | | | |
7/25/24 17:57 | 7/24/24 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | 933 | P.m | 1,043,816 | 11.91 | 0 | 87,611 | 67 | 218,481 | I | | | | | | | | | | | | | | |
7/25/24 12:31 | 6/22/23 | CAPIX | Calamos Aksia Alternative Credit & Income Fund | | Fund | CEF | Closed-End Funds | Koudounis John S. | IL | DO | VP | 2 | P | 1,125 | 10.08 | 0 | 112 | 999% | 119 | D | | | | | | | | | | | | | | |
7/24/24 16:16 | 7/22/24 | DNP | Dnp Select Income Fund Inc | | Fund | CEF | Closed-End Funds | Metlife Investment Management, LLC | NJ | T | | 3 | P | 6,442,451 | 110.89 | 0 | 58,100 | | 0 | I | | | | | | | | | | | | | | |
7/24/24 13:24 | 7/23/24 | NXG | Nxg Nextgen Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Sunderland Todd | TX | H | COO | 4 | P | 45 | 31.01 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
7/22/24 16:11 | 7/18/24 | TBLD | Thornburg Income Builder Opportunities Trust | | Fund | CEF | Closed-End Funds | Kritzmire Anne W. | NM | H | TRUSTEE | 2 | P | 22 | 15.99 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
7/22/24 12:33 | 7/19/24 | CCLFX | Cliffwater Corporate Lending Fund | | Fund | CEF | Closed-End Funds | Williams Paul Jay | WI | D | | 5 | P.m | 587 | 12.14 | 0 | 48 | 23 | 260 | D | | | | | | | | | | | | | | |
7/22/24 12:20 | 7/19/24 | KBDC | Kayne Anderson Bdc, Inc. | | Fund | CEF | Closed-End Funds | Joliet Mariel A | TX | D | | 1 | P | 210 | 16.14 | 0 | 13 | | 13 | D | | | | | | | | | | | | | | |
7/19/24 14:33 | 7/16/24 | GGT.R | Gabelli Multimedia Trust Inc. | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | 10 | P | 25,048 | 15.12 | 0 | 1,657 | 21 | 9,404 | M | | | | | | | | | | | | | | |
7/18/24 14:58 | 7/16/24 | THW | Abrdn World Healthcare Fund | | Fund | CEF | Closed-End Funds | Dimartino Rose | PA | D | | 4 | P | 69 | 17.26 | 0 | 4 | | 4 | D | | | | | | | | | | | | | | |
7/18/24 09:38 | 7/16/24 | BMC | Bmc Fund Inc | | Fund | CEF | Closed-End Funds | Broyhill Markham Hunt | NC | D | | 4 | P | 83 | 2.40 | 0 | 35 | 80 | 78 | D | | | | | | | | | | | | | | |
7/17/24 17:23 | 7/15/24 | REFLX | Pimco Flexible Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Ivascyn Daniel J | CA | TH | SEE REMA | 5 | P | 21,241 | 9.97 | 0 | 2,131 | 146 | 3,591 | D | | | | | | | | | | | | | | |
7/16/24 20:31 | 7/16/24 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | Ghodoosi Arash | CA | OT | P,Princi | 2 | P.m | 618 | 10.31 | 0 | 60 | 999% | 60 | D | | | | | | | | | | | | | | |
7/16/24 14:23 | 7/15/24 | STRUX | Stepstone Private Infrastructure Fund | | Fund | CEF | Closed-End Funds | Long Robert W. | NC | DO | P,Prin. | 3 | P | 388 | 10.38 | 0 | 37 | | 37 | I | | | | | | | | | | | | | | |
7/12/24 13:27 | 7/10/24 | IFN | India Fund, Inc. | | Fund | CEF | Closed-End Funds | Porter Rahn K | PA | D | | 3 | P | 28 | 9.43 | 0 | 3 | | 3 | D | | | | | | | | | | | | | | |
7/12/24 13:04 | 7/11/24 | PRTFT | Tax Free Target Maturity Fund For Puerto Rico Residents, Inc. | | Fund | CEF | Closed-End Funds | Rad Investments LLC | PR | T | | 16 | P | 346 | 0.4850 | 0 | 713 | 25 | 3,602 | D | | | | | | | | | | | | | | |
7/11/24 16:10 | 7/11/24 | BANX | Arrowmark Financial Corp. | | Fund | CEF | Closed-End Funds | Farrell Patrick Joseph | CO | O | CFO | 3 | P | 27 | 17.27 | 0 | 2 | 44 | 5 | D | | | | | | | | | | | | | | |
7/10/24 14:44 | 7/10/24 | VETZ | Tidal Etf Trust | | Fund | CEF | Closed-End Funds | State Farm Mutual Automobile Insurance Co | IL | T | | 1 | P | 5,010 | 19.96 | 0 | 251 | 48 | 771 | D | | | | | | | | | | | | | | |
7/9/24 14:14 | 7/8/24 | DNP | Dnp Select Income Fund Inc | | Fund | CEF | Closed-End Funds | McLoughlin Philip R | IL | D | | 1 | P | 21 | 8.33 | 0 | 3 | 16 | 18 | D | | | | | | | | | | | | | | |
7/5/24 13:04 | 6/20/24 | MXF | Mexico Fund Inc | | Fund | CEF | Closed-End Funds | De La Calle Luis | O5 | D | | 1 | P | 22 | 16.02 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
7/2/24 12:16 | 7/2/24 | NZF | Nuveen Municipal Credit Income Fund | | Fund | CEF | Closed-End Funds | Robert Young L | IL | H | Trustee | 4 | P | 769 | 11.77 | 0 | 65 | | 65 | D | | | | | | | | | | | | | | |
7/1/24 17:31 | 6/28/24 | HGLB | Highland Global Allocation Fund | | Fund | CEF | Closed-End Funds | Powell Ethan | TX | D | | 1 | P | 50 | 7.47 | 0 | 7 | | 7 | D | | | | | | | | | | | | | | |
7/1/24 17:00 | 6/28/24 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Dayan Richard | WI | D | | 1 | P | 1 | 6.93 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
6/28/24 17:00 | 6/27/24 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Das Rajeev P | NJ | D | | 1 | P | 0 | 6.91 | 0 | 0 | | 0 | M | | | | | | | | | | | | | | |
6/28/24 16:03 | 5/6/24 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | 15 | P | 72 | 19.02 | 0 | 4 | 24 | 20 | D | | | | | | | | | | | | | | |
6/27/24 14:21 | 6/26/24 | VCRDX | Versus Capital Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Versus Capital Advisors LLC | CO | TH | Investme | 3 | P | 55,000 | 10.11 | 0 | 5,441 | 999% | 5,451 | D | | | | | | | | | | | | | | |
6/26/24 16:57 | 6/25/24 | HTGC | Hercules Capital, Inc. | | Fund | CEF | Closed-End Funds | Crowell Gayle A | CA | D | | 2 | P | 112 | 14.23 | 0 | 8 | 17 | 54 | D | | | | | | | | | | | | | | |
6/24/24 17:19 | 6/21/24 | SCD | Lmp Capital & Income Fund Inc. | | Fund | CEF | Closed-End Funds | Cronin Daniel P | NY | D | | 3 | P | 92 | 13.12 | 0 | 7 | 43 | 23 | D | | | | | | | | | | | | | | |
6/24/24 16:30 | 4/11/24 | CCIF | Carlyle Credit Income Fund | | Fund | CEF | Closed-End Funds | McCabe Joan Y | NY | D | | 4 | P | 1,647 | 8.54 | 0 | 193 | 999% | 198 | D | | | | | | | | | | | | | | |
6/24/24 16:24 | 6/21/24 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Battist Christine | TX | D | | 2 | P | 10 | 25.10 | 0 | 0 | 3 | 14 | D | | | | | | | | | | | | | | |
6/24/24 16:03 | 6/20/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Van Dask Kristin Lea | NY | O | CFO,TREA | 4 | P | 172 | 8.88 | 0 | 19 | 30 | 84 | D | | | | | | | | | | | | | | |
6/21/24 17:30 | 6/21/24 | DNP | Dnp Select Income Fund Inc | | Fund | CEF | Closed-End Funds | Petrisko Daniel | IL | O | EVP | 3 | P | 17 | 8.63 | 0 | 2 | 48 | 6 | D | | | | | | | | | | | | | | |
6/21/24 16:45 | 6/18/24 | PFX | Phenixfin Corp | | Fund | CEF | Closed-End Funds | Lorber David A | NY | DOT | CB,CEO | 7 | P.m | 1,498 | 42.81 | 0 | 35 | 20 | 211 | D | | | | | | | | | | | | | | |
6/21/24 16:32 | 6/21/24 | MXF | Mexico Fund Inc | | Fund | CEF | Closed-End Funds | Vaughan Richard B. | TX | D | | 3 | P | 128 | 17.09 | 0 | 8 | 750 | 9 | D | | | | | | | | | | | | | | |
6/21/24 16:18 | 6/14/24 | SLRC | Slr Investment Corp. | | Fund | CEF | Closed-End Funds | Roberts Andrea Colvin | NY | D | | 1 | P | 400 | 15.98 | 0 | 25 | | 25 | D | | | | | | | | | | | | | | |
6/20/24 13:00 | 6/26/23 | USQIX | Usq Core Real Estate Fund | | Fund | CEF | Closed-End Funds | Mann Havilah Stewart | VT | D | | 3 | P | 17 | 25.59 | 0 | 1 | 24 | 3 | D | | | | | | | | | | | | | | |
6/20/24 12:48 | 6/18/24 | USQIX | Usq Core Real Estate Fund | | Fund | CEF | Closed-End Funds | Fairchild Gregory B. | VA | D | | 6 | P | 29 | 25.09 | 0 | 1 | 18 | 7 | D | | | | | | | | | | | | | | |
6/18/24 19:39 | 6/14/24 | PFX | Phenixfin Corp | | Fund | CEF | Closed-End Funds | McMillan Ellida | NY | O | CFO | 5 | P.m | 68 | 43.05 | 0 | 2 | 207 | 2 | D | | | | | | | | | | | | | | |
6/18/24 17:19 | 6/17/24 | SPMC | Sound Point Meridian Capital, Inc. | | Fund | CEF | Closed-End Funds | Gerlitz Kevin | NY | O | CFO | 1 | P | 100 | 20.00 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
6/18/24 17:19 | 6/17/24 | SPMC | Sound Point Meridian Capital, Inc. | | Fund | CEF | Closed-End Funds | Desai Ujjaval | NY | DO | CEO | 1 | P | 1,000 | 20.00 | 0 | 50 | | 50 | D | | | | | | | | | | | | | | |
6/18/24 17:18 | 6/17/24 | SPMC | Sound Point Meridian Capital, Inc. | | Fund | CEF | Closed-End Funds | Ketchum Stephen | NY | DO | CB | 1 | P | 1,000 | 20.00 | 0 | 50 | | 50 | I | | | | | | | | | | | | | | |
6/18/24 14:47 | 6/18/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | McGarel David | IL | O | Officer- | 1 | P | 196 | 14.01 | 0 | 14 | | 14 | D | | | | | | | | | | | | | | |
6/18/24 08:25 | 6/17/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Griggs Kathleen | IL | D | | 2 | P | 18 | 7.30 | 0 | 2 | 999% | 2 | D | | | | | | | | | | | | | | |
6/17/24 10:20 | 9/11/23 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | 7 | P | 223 | 20.77 | 0 | 11 | 7 | 172 | D | | | | | | | | | | | | | | |
6/14/24 16:26 | 6/14/24 | DNP | Dnp Select Income Fund Inc | | Fund | CEF | Closed-End Funds | West Kyle P. | IL | H | Officer | 3 | P | 28 | 8.63 | 0 | 3 | 83 | 7 | D | | | | | | | | | | | | | | |
6/14/24 13:25 | 6/14/24 | MCI | Barings Corporate Investors | | Fund | CEF | Closed-End Funds | Grace Edward P III | NC | H | Trustee | 4 | P | 352 | 17.52 | 0 | 20 | 125 | 36 | D | | | | | | | | | | | | | | |
6/13/24 10:44 | 6/10/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Newman Melinda | NY | D | | 1 | P | 3 | 1.66 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
6/12/24 14:57 | 6/11/24 | FRBBX | Flat Rock Enhanced Income Fund | | Fund | CEF | Closed-End Funds | Ripp Ryan | WY | O | CFO,Trea | 4 | P | 225 | 21.32 | 0 | 11 | 282 | 14 | D | | | | | | | | | | | | | | |
6/12/24 14:43 | 6/10/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Allen Anita L | NY | D | | 1 | P | 0 | 1.66 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
6/12/24 11:41 | 6/11/24 | GDV | Gabelli Dividend & Income Trust | | Fund | CEF | Closed-End Funds | Astorino Robert P. | NY | D | | 1 | P | 5 | 22.75 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
6/11/24 18:35 | 6/7/24 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | McElhoe Wenwen | CA | DT | | 4 | P | 1,242 | 10.16 | 0 | 122 | 202 | 183 | D | | | | | | | | | | | | | | |
6/11/24 17:00 | 6/11/24 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Fouss Barbara J | PA | D | | 2 | P | 103 | 6.06 | 0 | 17 | 168 | 27 | D | | | | | | | | | | | | | | |
6/11/24 16:53 | 6/7/24 | GBDC | Golub Capital Bdc, Inc. | | Fund | CEF | Closed-End Funds | Golub Lawrence E | NY | DO | CB | 1 | P.m | 8,214 | 16.03 | 0 | 512 | 7 | 7,592 | I | | | | | | | | | | | | | | |
6/11/24 16:52 | 6/7/24 | GBDC | Golub Capital Bdc, Inc. | | Fund | CEF | Closed-End Funds | Golub David | NY | DO | CEO | 1 | P.m | 8,214 | 16.03 | 0 | 512 | 7 | 7,368 | I | | | | | | | | | | | | | | |
6/11/24 16:47 | 12/8/23 | FSK | Fs Kkr Capital Corp | | Fund | CEF | Closed-End Funds | Hopkins Jerel A | PA | D | | 4 | P | 44 | 19.54 | 0 | 2 | 39 | 8 | I | | | | | | | | | | | | | | |
6/11/24 16:37 | 6/10/24 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Clark Della | PA | D | | 3 | P | 30 | 5.48 | 0 | 6 | | 6 | D | | | | | | | | | | | | | | |
6/11/24 16:26 | 6/7/24 | NMFC | New Mountain Finance Corp | | Fund | CEF | Closed-End Funds | Ogens David | NY | D | | 2 | P | 107 | 12.03 | 0 | 9 | 6 | 166 | D | | | | | | | | | | | | | | |
6/11/24 16:14 | 2/9/24 | PFLT | Pennantpark Floating Rate Capital Ltd. | | Fund | CEF | Closed-End Funds | Briones Jose A | FL | D | | 11 | P.m | 405 | 6.65 | 0 | 61 | 11 | 600 | D | | | | | | | | | | | | | | |
6/10/24 15:34 | 6/22/23 | CAPIX | Calamos Aksia Alternative Credit & Income Fund | | Fund | CEF | Closed-End Funds | Behan Robert | IL | O | VP | 6 | P | 425 | 10.13 | 0 | 42 | 999% | 44 | D | | | | | | | | | | | | | | |
6/7/24 16:44 | 6/7/24 | TCPC | Blackrock Tcp Capital Corp. | | Fund | CEF | Closed-End Funds | Petro Andrea | CA | D | | 1 | P | 57 | 11.49 | 0 | 5 | 73 | 12 | D | | | | | | | | | | | | | | |
6/7/24 16:43 | 6/6/24 | TCPC | Blackrock Tcp Capital Corp. | | Fund | CEF | Closed-End Funds | Leets Karen L | CA | D | | 1 | P | 50 | 11.49 | 0 | 4 | | 4 | D | | | | | | | | | | | | | | |
6/6/24 17:00 | 6/4/24 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Hellerman Gerald | FL | D | | 1 | P | 1 | 6.81 | 0 | 0 | 0 | 40 | D | | | | | | | | | | | | | | |
6/5/24 16:38 | 6/5/24 | DNP | Dnp Select Income Fund Inc | | Fund | CEF | Closed-End Funds | Luecke Connie M | IL | O | VP,Chief | 4 | P | 60 | 8.82 | 0 | 7 | 55 | 19 | D | | | | | | | | | | | | | | |
6/5/24 14:35 | 5/14/24 | BII | Brookfield Infrastructure Income Fund Inc. | | Fund | CEF | Closed-End Funds | Bii Big Holdings LP | E9 | H | Affiliat | 2 | P | 234,000 | 10.18 | 0 | 22,986 | | 13,987 | D | | | | | | | | | | | | | | |
6/4/24 17:27 | 6/3/24 | KBDC | Kayne Anderson Bdc, Inc. | | Fund | CEF | Closed-End Funds | Smith Rhonda Scott | TX | D | | 1 | P | 20 | 16.12 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
6/4/24 16:54 | 6/3/24 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Thomas William R III | TX | D | | 1 | P | 243 | 25.87 | 0 | 9 | 2 | 598 | D | | | | | | | | | | | | | | |
6/4/24 09:31 | 5/31/24 | MEGI | Mainstay Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Anagnos Jeremy | PA | H | Portfoli | 10 | P | 61 | 13.00 | 0 | 5 | 24 | 24 | D | | | | | | | | | | | | | | |
6/3/24 16:05 | 5/15/23 | PFLT | Pennantpark Floating Rate Capital Ltd. | | Fund | CEF | Closed-End Funds | Allorto Richard T Jr | NY | O | CFO,Trea | 3 | P | 200 | 8.02 | 0 | 25 | | 25 | D | | | | | | | | | | | | | | |
6/3/24 12:20 | 6/3/24 | XHFIX | Hartford Schroders Private Opportunities Fund | | Fund | CEF | Closed-End Funds | Hartford Funds Management Co LLC | PA | TH | See Rema | 2 | P | 5,000 | 10.21 | 0 | 490 | 82 | 1,090 | D | | | | | | | | | | | | | | |
6/3/24 12:07 | 6/3/24 | XHFIX | Hartford Schroders Private Opportunities Fund | | Fund | CEF | Closed-End Funds | Schroder Us Holdings Inc. | NY | T | | 2 | P | 5,000 | 10.21 | 0 | 490 | 82 | 1,090 | D | | | | | | | | | | | | | | |
5/31/24 12:43 | 5/30/24 | BXSY | Bexil Investment Trust | DE | Fund | CEF | Closed-End Funds | Midas Securities Group, Inc. | NY | H | See "Exp | 5 | P.m | 823 | 13.22 | 0 | 62 | | 62 | D | | | | | | | | | | | | | | |
5/30/24 12:51 | 5/29/24 | VCRDX | Versus Capital Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Quam Mark Donovan | CO | O | CEO | 1 | P | 750 | 10.18 | 0 | 74 | | 74 | D | | | | | | | | | | | | | | |
5/29/24 17:10 | 5/28/24 | VCRDX | Versus Capital Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Frazier Casey Ryan | CO | DO | Chief In | 1 | P | 750 | 10.18 | 0 | 74 | | 74 | D | | | | | | | | | | | | | | |
5/29/24 14:04 | 5/28/24 | TCPC | Blackrock Tcp Capital Corp. | | Fund | CEF | Closed-End Funds | Draut Eric John | CA | D | | 1 | P | 11 | 10.89 | 0 | 1 | 2 | 54 | D | | | | | | | | | | | | | | |
5/29/24 13:00 | 5/28/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Pinero Eric A. | NY | O | GC | 3 | P | 20 | 10.44 | 0 | 2 | 34 | 8 | D | | | | | | | | | | | | | | |
5/29/24 08:01 | 5/28/24 | OXLC | Oxford Lane Capital Corp. | | Fund | CEF | Closed-End Funds | Rosenthal Saul B | CT | DO | P | 1 | P | 25,002 | 5.40 | 0 | 4,630 | 999% | 4,830 | M | | | | | | | | | | | | | | |
5/29/24 08:00 | 5/28/24 | OXLC | Oxford Lane Capital Corp. | | Fund | CEF | Closed-End Funds | Cohen Jonathan H | CT | DO | CEO | 1 | P | 25,002 | 5.40 | 0 | 4,630 | 999% | 4,865 | D | | | | | | | | | | | | | | |
5/28/24 18:47 | 5/23/24 | REFLX | Pimco Flexible Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Steiner Jason Robert | CA | H | SEE REMA | 2 | P | 1,000 | 10.34 | 0 | 97 | 999% | 99 | D | | | | | | | | | | | | | | |
5/24/24 15:33 | 5/17/24 | GRF | Eagle Capital Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | Bilkie Robert M | WI | D | | 1 | P | 6 | 9.29 | 0 | 1 | 17 | 4 | D | | | | | | | | | | | | | | |
5/24/24 14:40 | 5/23/24 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Bethel Keith | PA | D | | 3 | P | 96 | 5.48 | 0 | 18 | | 18 | D | | | | | | | | | | | | | | |
5/23/24 17:20 | 5/23/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Priest Jeffrey W | NY | O | P,CEO | 6 | P | 344 | 28.47 | 0 | 12 | 5 | 274 | D | | | | | | | | | | | | | | |
5/23/24 16:42 | 5/22/24 | KBDC | Kayne Anderson Bdc, Inc. | | Fund | CEF | Closed-End Funds | Robo James L | TX | D | | 1 | P | 1,000 | 16.63 | 0 | 60 | 4 | 1,573 | I | | | | | | | | | | | | | | |
5/23/24 16:30 | 5/22/24 | KBDC | Kayne Anderson Bdc, Inc. | | Fund | CEF | Closed-End Funds | Kayne Anderson Capital Advisors LP | TX | H | Affiliat | 2 | P | 32,074 | 12.49 | 0 | 2,568 | 999% | 2,583 | I | | | | | | | | | | | | | | |
5/23/24 10:49 | 5/22/24 | CADEX | Cion Ares Diversified Credit Fund | | Fund | CEF | Closed-End Funds | Thrivent Financial For Lutherans | MN | T | | 3 | P | 44,000 | 25.00 | 0 | 1,760 | 44 | 5,800 | D | | | | | | | | | | | | | | |
5/22/24 16:30 | 5/21/24 | TSLX | Sixth Street Specialty Lending, Inc. | | Fund | CEF | Closed-End Funds | Covington P Emery | TX | D | | 1 | P | 161 | 21.50 | 0 | 8 | | 8 | D | | | | | | | | | | | | | | |
5/22/24 11:47 | 5/22/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Roman Stephen | NY | O | CCO,Secr | 3 | P | 20 | 10.32 | 0 | 2 | 26 | 10 | D | | | | | | | | | | | | | | |
5/22/24 10:31 | 5/20/24 | ZTR | Virtus Total Return Fund Inc. | | Fund | CEF | Closed-End Funds | Bradley William Patrick III | CT | O | EVP,CFO, | 2 | P | 39 | 5.40 | 0 | 7 | 404 | 9 | D | | | | | | | | | | | | | | |
5/17/24 15:19 | 5/17/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Bresner Gregg A. | NY | O | P,CIO | 4 | P.m | 127 | 10.55 | 0 | 12 | 16 | 86 | D | | | | | | | | | | | | | | |
5/17/24 12:23 | 5/17/24 | EVT | Eaton Vance Tax Advantaged Dividend Income Fund | | Fund | CEF | Closed-End Funds | Dunn Aaron | MA | D | | 3 | P | 20 | 22.32 | 0 | 1 | 242 | 1 | D | | | | | | | | | | | | | | |
5/17/24 10:59 | 5/15/24 | FSK | Fs Kkr Capital Corp | | Fund | CEF | Closed-End Funds | Adams Barbara | PA | D | | 3 | P | 204 | 19.41 | 0 | 11 | 73 | 25 | I | | | | | | | | | | | | | | |
5/15/24 17:36 | 5/13/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Barry John F | FL | DOT | CEO | 5 | P.m | 6,731 | 5.68 | 0 | 1,186 | 2 | 73,199 | D | | | | | | | | | | | | | | |
5/14/24 16:12 | 5/14/24 | FSK | Fs Kkr Capital Corp | | Fund | CEF | Closed-End Funds | Sandler Elizabeth | PA | O | Co-P | 4 | P | 83 | 19.77 | 0 | 4 | 91 | 9 | I | | | | | | | | | | | | | | |
5/14/24 14:30 | 5/13/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Reisner Michael A | NY | DO | Co-CB,Co | 5 | P | 25 | 10.88 | 0 | 2 | 5 | 44 | D | | | | | | | | | | | | | | |
5/13/24 16:51 | 5/9/24 | PCSZX | Amg Pantheon Credit Solutions Fund | | Fund | CEF | Closed-End Funds | Keilhacker Kurt | CT | D | | 1 | P | 202 | 10.01 | 0 | 20 | | 20 | D | | | | | | | | | | | | | | |
5/10/24 16:48 | 5/9/24 | XFLT | Xai Octagon Floating Rate & Alternative Income Trust | | Fund | CEF | Closed-End Funds | Brombach Theodore J | IL | O | P,CEO | 4 | P.m | 98 | 7.02 | 0 | 14 | 3 | 522 | I | | | | | | | | | | | | | | |
5/10/24 16:37 | 5/9/24 | XFLT | Xai Octagon Floating Rate & Alternative Income Trust | | Fund | CEF | Closed-End Funds | Spence John Yogi | IL | H | Adviser | 4 | P.m | 98 | 7.02 | 0 | 14 | 2 | 576 | I | | | | | | | | | | | | | | |
5/10/24 15:01 | 5/9/24 | PCSZX | Amg Pantheon Credit Solutions Fund | | Fund | CEF | Closed-End Funds | Miller Jeffrey Grant | CA | H | Portfoli | 1 | P | 185 | 10.01 | 0 | 18 | | 18 | D | | | | | | | | | | | | | | |
5/10/24 13:20 | 5/9/24 | BBDC | Barings Bdc, Inc. | | Fund | CEF | Closed-End Funds | Freno Michael | NC | H | Officer | 3 | P | 541 | 8.26 | 0 | 66 | 999% | 71 | D | | | | | | | | | | | | | | |
5/9/24 15:16 | 5/8/24 | PCSZX | Amg Pantheon Credit Solutions Fund | | Fund | CEF | Closed-End Funds | Jain Rakesh | NY | H | Portfoli | 1 | P | 300 | 10.01 | 0 | 30 | | 30 | D | | | | | | | | | | | | | | |
5/9/24 15:02 | 5/8/24 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | O'Neil Brian Stephen | CA | D | | 1 | P | 50 | 10.17 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
5/8/24 17:31 | 5/7/24 | STEW | Srh Total Return Fund, Inc. | | Fund | CEF | Closed-End Funds | Moore Thomas Jack | CO | D | | 3 | P.e | 61 | 13.94 | 0 | 4 | | 3 | D | | | | | | | | | | | | | | |
5/6/24 10:40 | 5/2/24 | GLO | Clough Global Opportunities Fund | | Fund | CEF | Closed-End Funds | Clough Charles Jr | MA | H | Person a | 16 | P | 1,684 | 5.61 | 0 | 300 | 61 | 791 | D | | | | | | | | | | | | | | |
5/3/24 17:14 | 4/30/24 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | Pauker Matthew | CA | H | Principa | 3 | P.m | 1,367 | 10.02 | 0 | 136 | 999% | 146 | D | | | | | | | | | | | | | | |
5/2/24 17:38 | 6/22/23 | CPZ | Calamos Long/short Equity & Dynamic Income Trust | | Fund | CEF | Closed-End Funds | Herman Thomas E | IL | O | VP,CFO | 3 | P | 904 | 11.26 | 0 | 80 | 718 | 91 | D | | | | | | | | | | | | | | |
5/2/24 15:24 | 5/2/24 | AVK | Advent Convertible & Income Fund | | Fund | CEF | Closed-End Funds | Stuebe Nancy E. | IL | DH | TRUSTEE | 6 | P | 27 | 11.48 | 0 | 2 | 108 | 5 | D | | | | | | | | | | | | | | |
5/2/24 14:49 | 5/1/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Buckley Gregory W. | MD | O | E.VP | 2 | P | 93 | 21.12 | 0 | 4 | 46 | 14 | D | | | | | | | | | | | | | | |
5/2/24 14:18 | 5/2/24 | CET | Central Securities Corp | DE | Fund | CEF | Closed-End Funds | Hill John C | NY | DO | CEO,P | 5 | P | 66 | 38.93 | 0 | 2 | 3 | 69 | M | | | | | | | | | | | | | | |
5/2/24 09:36 | 4/30/24 | PCSZX | Amg Pantheon Credit Solutions Fund | | Fund | CEF | Closed-End Funds | Rakowski Eric | CT | D | | 1 | P | 400 | 10.00 | 0 | 40 | | 40 | I | | | | | | | | | | | | | | |
5/1/24 17:56 | 3/12/24 | TREIX | Thirdline Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Hutchens Charles Carter | VA | DO | Principa | 1 | P | 15 | 10.15 | 0 | 1 | 5 | 29 | D | | | | | | | | | | | | | | |
4/30/24 17:31 | 10/5/17 | BLE | Blackrock Municipal Income Trust II | | Fund | CEF | Closed-End Funds | Oconnor Walter | NY | H | Portfoli | 1 | P | 1 | 15.48 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
4/30/24 17:27 | 12/27/23 | BMEZ | Blackrock Health Sciences Term Trust | | Fund | CEF | Closed-End Funds | McClements Kyle | NY | H | Portfoli | 2 | P | 32 | 15.79 | 0 | 2 | 27 | 9 | D | | | | | | | | | | | | | | |
4/25/24 16:19 | 4/23/24 | TBLD | Thornburg Income Builder Opportunities Trust | | Fund | CEF | Closed-End Funds | Wixted Brian W. | NM | H | Trustee | 1 | P | 25 | 15.50 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
4/22/24 21:10 | 4/19/24 | REFLX | Pimco Flexible Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Gannaway Russell D | CA | H | SEE REMA | 2 | P | 1,950 | 10.33 | 0 | 189 | 169 | 301 | D | | | | | | | | | | | | | | |
4/22/24 15:04 | 4/19/24 | CET | Central Securities Corp | DE | Fund | CEF | Closed-End Funds | O'Neill Andrew J | NY | O | VP | 3 | P | 110 | 36.96 | 0 | 3 | 4 | 85 | D | | | | | | | | | | | | | | |
4/19/24 09:01 | 4/18/24 | FINS | Angel Oak Financial Strategies Income Term Trust | | Fund | CEF | Closed-End Funds | Palsson Johannes | GA | H | Portfoli | 1 | P | 70 | 12.39 | 0 | 6 | 14 | 46 | D | | | | | | | | | | | | | | |
4/19/24 07:41 | 4/18/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Goodson Alan R | PA | H | Director | 2 | P | 68 | 16.80 | 0 | 4 | | 4 | D | | | | | | | | | | | | | | |
4/15/24 12:08 | 4/12/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Bowen James A | IL | DH | Officer | 3 | P | 1,234 | 14.35 | 0 | 86 | 430 | 106 | D | | | | | | | | | | | | | | |
4/12/24 09:21 | 4/9/24 | THW | Abrdn World Healthcare Fund | | Fund | CEF | Closed-End Funds | Goetz Kathleen | PA | D | | 4 | P | 28 | 16.34 | 0 | 2 | 66 | 4 | D | | | | | | | | | | | | | | |
4/11/24 19:35 | 4/9/24 | DTF | Dtf Tax-Free Income 2028 Term Fund Inc | MD | Fund | CEF | Closed-End Funds | Grumhaus David D Jr. | IL | O | P,CEO | 6 | P.m | 158 | 9.85 | 0 | 16 | 554 | 19 | D | | | | | | | | | | | | | | |
4/11/24 18:08 | 4/11/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Majmudar Anang K. | NY | O | Senior V | 4 | P | 57 | 34.68 | 0 | 2 | 5 | 34 | D | | | | | | | | | | | | | | |
4/11/24 13:52 | 4/10/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Housey William A Jr | IL | H | Officer | 1 | P | 51 | 14.25 | 0 | 4 | 45 | 12 | D | | | | | | | | | | | | | | |
4/10/24 11:51 | 4/8/24 | WDI | Western Asset Diversified Income Fund | | Fund | CEF | Closed-End Funds | Kumar Nisha | NY | D | | 2 | P.m | 323 | 14.22 | 0 | 23 | | 23 | I | | | | | | | | | | | | | | |
4/9/24 11:53 | 4/8/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Lindquist Daniel J | IL | O | VP | 1 | P | 50 | 14.30 | 0 | 4 | | 4 | I | | | | | | | | | | | | | | |
4/8/24 12:25 | 4/3/24 | AWF | Alliancebernstein Global High Income Fund Inc | | Fund | CEF | Closed-End Funds | Malik Fahd | NY | O | VP,Portf | 1 | P | 18 | 10.62 | 0 | 2 | 28 | 8 | M | | | | | | | | | | | | | | |
4/5/24 15:08 | 4/5/24 | NAD | Nuveen Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Jones Nathaniel T. | IL | O | VP,Treas | 9 | P | 99 | 8.58 | 0 | 12 | 999% | 12 | D | | | | | | | | | | | | | | |
4/5/24 13:19 | 4/5/24 | FPF | First Trust Intermediate Duration Preferred & Income Fund | | Fund | CEF | Closed-End Funds | Graci Angelo D | CT | H | Officer- | 3 | P | 192 | 17.47 | 0 | 11 | 107 | 21 | D | | | | | | | | | | | | | | |
4/2/24 11:07 | 4/1/24 | XHFIX | Hartford Schroders Private Opportunities Fund | | Fund | CEF | Closed-End Funds | Gardella Lee A | NY | H | See Expl | 1 | P | 200 | 10.40 | 0 | 19 | | 19 | D | | | | | | | | | | | | | | |
4/1/24 11:46 | 4/1/24 | GUG | Guggenheim Active Allocation Fund | | Fund | CEF | Closed-End Funds | Toupin Ronald E Jr | IL | DH | Trustee | 13 | P | 39 | 14.02 | 0 | 3 | 17 | 19 | D | | | | | | | | | | | | | | |
3/29/24 10:55 | 3/27/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Gatto Mark | NY | DO | Co-CB,Co | 2 | P | 23 | 11.03 | 0 | 2 | 5 | 42 | I | | | | | | | | | | | | | | |
3/27/24 15:58 | 3/27/24 | NEA | Nuveen Amt-Free Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Lamb David J | IL | O | VP | 2 | P | 124 | 11.24 | 0 | 11 | 183 | 17 | D | | | | | | | | | | | | | | |
3/27/24 13:35 | 3/27/24 | DXR | Daxor Corp | | Fund | CEF | Closed-End Funds | Michel Robert J | TN | O | CFO | 5 | P | 17 | 8.45 | 0 | 2 | 22 | 11 | D | | | | | | | | | | | | | | |
3/27/24 10:55 | 3/25/24 | UTG | Reaves Utility Income Fund | | Fund | CEF | Closed-End Funds | Legg Joellen | CO | D | | 1 | P | 50 | 26.46 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
3/26/24 18:30 | 3/26/24 | ASG | Liberty All Star Growth Fund Inc. | | Fund | CEF | Closed-End Funds | Burke Edmund J | CO | H | Trustee | 4 | P | 77 | 6.05 | 0 | 13 | | 13 | D | | | | | | | | | | | | | | |
3/25/24 18:33 | 3/21/24 | RWAY | Runway Growth Finance Corp. | | Fund | CEF | Closed-End Funds | Spreng R David | IL | DO | P,CEO | 7 | P.m | 960 | 12.05 | 0 | 80 | 41 | 275 | D | | | | | | | | | | | | | | |
3/25/24 15:03 | 3/22/24 | RLTY | Cohen & Steers Real Estate Opportunities & Income Fund | | Fund | CEF | Closed-End Funds | Jhirad Yigal Dan | NY | OH | Portfoli | 1 | P | 7 | 14.14 | 0 | 1 | 42 | 2 | D | | | | | | | | | | | | | | |
3/25/24 14:23 | 3/25/24 | MMIPX | Mainstay Mackay Municipal Income Opportunities Fund | | Fund | CEF | Closed-End Funds | New York Life Investment Management LLC | NY | H | Investme | 4 | P | 49,900 | 10.00 | 0 | 4,990 | 999% | 4,993 | D | | | | | | | | | | | | | | |
3/22/24 17:28 | 3/22/24 | RSF | Rivernorth Capital & Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | CEO | 1 | P | 2 | 16.10 | 0 | 0 | 0 | 169 | D | | | | | | | | | | | | | | |
3/22/24 16:21 | 3/19/24 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Nix Robert N.C. III | PA | D | | 2 | P | 44 | 5.30 | 0 | 8 | | 8 | I | | | | | | | | | | | | | | |
3/22/24 14:56 | 3/21/24 | RVT | Royce Value Trust, Inc. | | Fund | CEF | Closed-End Funds | Clark Christopher D | NY | DOH | P | 2 | P | 95 | 11.43 | 0 | 8 | 12 | 77 | D | | | | | | | | | | | | | | |
3/22/24 14:17 | 3/22/24 | RMT | Royce Micro-Cap Trust, Inc. | | Fund | CEF | Closed-End Funds | Gannon Francis D. | NY | O | VP | 2 | P.m | 105 | 11.72 | 0 | 9 | | 5 | D | | | | | | | | | | | | | | |
3/20/24 12:35 | 3/20/24 | ASG | Liberty All Star Growth Fund Inc. | | Fund | CEF | Closed-End Funds | Haley Mark T | CO | O | P | 7 | P | 42 | 5.39 | 0 | 8 | 3 | 249 | D | | | | | | | | | | | | | | |
3/19/24 11:58 | 3/18/24 | AWF | Alliancebernstein Global High Income Fund Inc | | Fund | CEF | Closed-End Funds | Wrapp Emilie D. | NY | H | Advisory | 1 | P | 25 | 10.45 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
3/18/24 19:14 | 3/9/23 | TRIN | Trinity Capital Inc. | | Fund | CEF | Closed-End Funds | Brown Kyle Steven | AZ | DO | CEO,P,CI | 5 | P | 215 | 13.90 | 0 | 15 | 2 | 903 | I | | | | | | | | | | | | | | |
3/18/24 17:14 | 3/14/24 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | Park Katherine J | CA | D | | 2 | P.m | 49 | 9.76 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
3/18/24 16:27 | 3/14/24 | RWAY | Runway Growth Finance Corp. | | Fund | CEF | Closed-End Funds | Raterman Thomas B. | IL | O | See Rema | 6 | P.m | 902 | 12.03 | 0 | 75 | 59 | 202 | I | | | | | | | | | | | | | | |
3/18/24 10:13 | 3/14/24 | FECOF | First Eagle Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Krull Steven F. | IL | H | Portfoli | 1 | P | 10 | 23.58 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
3/13/24 17:00 | 3/12/24 | RAND | Rand Capital Corp | | Fund | CEF | Closed-End Funds | Godley Benjamin E | NY | D | | 3 | P.m | 68 | 13.57 | 0 | 5 | 25 | 25 | D | | | | | | | | | | | | | | |
3/13/24 16:55 | 3/11/24 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | Cassani Stephen | CA | D | | 1 | P.m | 16 | 9.96 | 0 | 2 | 35 | 6 | D | | | | | | | | | | | | | | |
3/13/24 11:51 | 3/11/24 | USA | Liberty All Star Equity Fund | | Fund | CEF | Closed-End Funds | Milas Robert | CO | H | Access P | 5 | P | 28 | 5.94 | 0 | 5 | | 4 | D | | | | | | | | | | | | | | |
3/12/24 18:44 | 3/12/24 | USA | Liberty All Star Equity Fund | | Fund | CEF | Closed-End Funds | Usifer Maureen K | CO | H | Trustee | 2 | P | 30 | 6.04 | 0 | 5 | 54 | 14 | D | | | | | | | | | | | | | | |
3/11/24 17:42 | 3/11/24 | JFR | Nuveen Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | Perry Michael A | IL | O | VP | 2 | P | 165 | 8.09 | 0 | 20 | | 20 | M | | | | | | | | | | | | | | |
3/11/24 17:28 | 3/8/24 | DSL | Doubleline Income Solutions Fund | | Fund | CEF | Closed-End Funds | Guia Youse | FL | O | Chief Co | 2 | P | 2 | 14.08 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
3/11/24 13:42 | 3/8/24 | HRZN | Horizon Technology Finance Corp | | Fund | CEF | Closed-End Funds | Michaud Gerald A. | CT | DO | P | 1 | P | 43 | 11.77 | 0 | 4 | 2 | 156 | D | | | | | | | | | | | | | | |
3/8/24 18:54 | 3/6/24 | SLRC | Slr Investment Corp. | | Fund | CEF | Closed-End Funds | Gross Michael S | NY | DO | See Rema | 5 | P.m | 4,544 | 15.29 | 0 | 297 | 8 | 4,033 | I | | | | | | | | | | | | | | |
3/8/24 18:51 | 3/6/24 | SLRC | Slr Investment Corp. | | Fund | CEF | Closed-End Funds | Spohler Bruce J | NY | DO | See Rema | 2 | P.m | 3,126 | 15.42 | 0 | 203 | 6 | 3,719 | I | | | | | | | | | | | | | | |
3/7/24 17:37 | 3/5/24 | OBDC | Blue Owl Capital Corp | | Fund | CEF | Closed-End Funds | Dalelio Edward H | NY | D | | 2 | P | 84 | 13.98 | 0 | 6 | 999% | 6 | D | | | | | | | | | | | | | | |
3/7/24 16:54 | 2/29/24 | BXSY | Bexil Investment Trust | DE | Fund | CEF | Closed-End Funds | Winmill Thomas Bassett | NH | DO | See "Exp | 8 | P.m | 356 | 12.29 | 0 | 29 | 131 | 51 | D | | | | | | | | | | | | | | |
3/6/24 16:18 | 3/4/24 | DXR | Daxor Corp | | Fund | CEF | Closed-End Funds | Feuer Edward | NY | D | | 1 | P | 7 | 7.21 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
3/5/24 16:58 | 3/4/24 | PSBD | Palmer Square Capital Bdc Inc. | | Fund | CEF | Closed-End Funds | Bloomfield Matthew L | KS | O | P | 2 | P | 1,247 | 16.45 | 0 | 76 | 301 | 101 | I | | | | | | | | | | | | | | |
3/5/24 13:05 | 3/4/24 | IGR | Cbre Global Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Miniman Jonathan D | PA | H | Portfoli | 6 | P | 38 | 4.90 | 0 | 8 | 32 | 32 | D | | | | | | | | | | | | | | |
3/5/24 12:48 | 2/28/24 | BBDC | Barings Bdc, Inc. | | Fund | CEF | Closed-End Funds | Byers Stephen R | NC | D | | 2 | P | 9 | 9.01 | 0 | 1 | 5 | 22 | D | | | | | | | | | | | | | | |
3/4/24 17:51 | 2/29/24 | AFT | Apollo Senior Floating Rate Fund Inc. | | Fund | CEF | Closed-End Funds | Cohen Barry J. | NY | D | | 1 | P.m | 209 | 14.25 | 0 | 15 | 147 | 25 | I | | | | | | | | | | | | | | |
3/1/24 16:13 | 2/26/24 | BANX | Arrowmark Financial Corp. | | Fund | CEF | Closed-End Funds | Staggs Dana | NY | O | P | 3 | P | 49 | 15.91 | 0 | 3 | 124 | 6 | D | | | | | | | | | | | | | | |
2/29/24 17:23 | 8/11/23 | FSK | Fs Kkr Capital Corp | | Fund | CEF | Closed-End Funds | Pietrzak Daniel | PA | DO | Co-P,CIO | 2 | P | 288 | 19.20 | 0 | 15 | 35 | 58 | D | | | | | | | | | | | | | | |
2/28/24 11:02 | 2/27/24 | FOF | Cohen & Steers Closed-End Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | Palma Jeffrey | NY | H | Portfoli | 1 | P | 50 | 11.11 | 0 | 5 | 99 | 9 | D | | | | | | | | | | | | | | |
2/26/24 19:24 | 2/23/24 | BNZI | Banzai International, Inc. | | Fund | CEF | Closed-End Funds | Davy Joseph P. | WA | DOT | CEO | 3 | P | 1 | 0.8960 | 0 | 2 | 52 | 4 | D | | | | | | | | | | | | | | |
2/26/24 12:43 | 2/23/24 | EOD | Allspring Global Dividend Opportunity Fund | | Fund | CEF | Closed-End Funds | Fioramonti Vincent J | NC | H | Portfoli | 3 | P | 36 | 4.54 | 0 | 8 | 57 | 22 | D | | | | | | | | | | | | | | |
2/23/24 18:13 | 2/22/24 | BNZI | Banzai International, Inc. | | Fund | CEF | Closed-End Funds | Ward Mason | WA | DTH | See Rema | 1 | P | 0 | 0.9680 | 0 | 1 | 0 | 2,427 | D | | | | | | | | | | | | | | |
2/23/24 17:00 | 2/23/24 | TWN | Taiwan Fund Inc | DE | Fund | CEF | Closed-End Funds | Clark Anthony S. | VA | D | | 3 | P | 68 | 34.13 | 0 | 2 | 200 | 3 | D | | | | | | | | | | | | | | |
2/23/24 16:43 | 2/22/24 | GRF | Eagle Capital Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | Sims David C | WI | DO | CFO,CCO, | 3 | P | 157 | 8.86 | 0 | 18 | 9 | 211 | D | | | | | | | | | | | | | | |
2/23/24 12:46 | 2/22/24 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Ball John Chester | NY | O | P,Treasu | 13 | P | 3 | 6.81 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
2/21/24 13:54 | 2/20/24 | PRDEX | Predex | | Fund | CEF | Closed-End Funds | Mooney Edward Patrick Jr. | WI | D | | 2 | P | 160 | 27.56 | 0 | 6 | 999% | 6 | D | | | | | | | | | | | | | | |
2/21/24 13:49 | 2/20/24 | PRDEX | Predex | | Fund | CEF | Closed-End Funds | Downing George Keith | PA | O | Secretar | 1 | P | 25 | 24.56 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
2/21/24 11:39 | 12/29/23 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Kesslen Jay H | NY | O | Vice-P,C | 7 | P | 10 | 1.79 | 0 | 5 | 15 | 40 | D | | | | | | | | | | | | | | |
2/15/24 11:22 | 2/14/24 | CPZ | Calamos Long/short Equity & Dynamic Income Trust | | Fund | CEF | Closed-End Funds | Mickey Mark | IL | O | chief co | 3 | P | 32 | 12.94 | 0 | 3 | 83 | 6 | D | | | | | | | | | | | | | | |
2/14/24 18:53 | 2/13/24 | FORFX | Forum Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Peters Raleigh | SC | D | | 1 | P | 1,908 | 9.54 | 0 | 200 | | 21 | D | | | | | | | | | | | | | | |
2/14/24 16:05 | 2/12/24 | OCSL | Oaktree Specialty Lending Corp | | Fund | CEF | Closed-End Funds | Caldwell Phyllis R | CA | D | | 2 | P.m | 67 | 19.19 | 0 | 4 | 46 | 11 | D | | | | | | | | | | | | | | |
2/13/24 19:26 | 12/7/23 | MONIX | Monachil Credit Income Fund | | Fund | CEF | Closed-End Funds | Meli Ali | CT | DO | P,CEO | 2 | P | 12,191 | 10.00 | 0 | 1,219 | | 1,209 | D | | | | | | | | | | | | | | |
2/13/24 17:23 | 2/12/24 | NAIFX | Nomura Alternative Income Fund | | Fund | CEF | Closed-End Funds | Falcon Michael I. | NY | H | TRUSTEE | 1 | P | 250 | 10.04 | 0 | 25 | | 25 | D | | | | | | | | | | | | | | |
2/13/24 15:24 | 5/9/23 | GRF | Eagle Capital Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | Zalenko Neal F. | WI | D | | 1 | P | 46 | 8.47 | 0 | 5 | 76 | 13 | D | | | | | | | | | | | | | | |
2/9/24 19:26 | 2/7/24 | PMFAX | Pimco Flexible Municipal Income Fund | | Fund | CEF | Closed-End Funds | Christine Kyle Francis | CA | H | SEE REMA | 1 | P | 75 | 10.25 | 0 | 7 | | 7 | D | | | | | | | | | | | | | | |
2/9/24 18:06 | 2/8/24 | CAPIX | Calamos Aksia Alternative Credit & Income Fund | | Fund | CEF | Closed-End Funds | Nest William | NY | O | VP | 2 | P | 383 | 10.26 | 0 | 37 | 999% | 38 | I | | | | | | | | | | | | | | |
2/5/24 14:49 | 2/1/24 | SOR | Source Capital Inc /de/ | | Fund | CEF | Closed-End Funds | Brown Sandra | WI | D | | 1 | P | 15 | 40.28 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
2/2/24 14:40 | 1/31/24 | BMN | Blackrock 2037 Municipal Target Term Trust | | Fund | CEF | Closed-End Funds | Romaglino Christian | NY | H | Portfoli | 2 | P | 52 | 24.02 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
1/30/24 12:09 | 1/30/24 | GUG | Guggenheim Active Allocation Fund | | Fund | CEF | Closed-End Funds | Barnes Randall C | IL | DH | Trustee | 17 | P | 684 | 13.98 | 0 | 49 | 290 | 66 | D | | | | | | | | | | | | | | |
1/29/24 14:43 | 1/29/24 | NCDL | Nuveen Churchill Direct Lending Corp. | | Fund | CEF | Closed-End Funds | Teachers Insurance & Annuity Association of America | NY | T | | 1 | P | 30,000 | 18.05 | 0 | 1,662 | 32 | 6,810 | D | | | | | | | | | | | | | | |
1/26/24 20:19 | 1/24/24 | PAXS | Pimco Access Income Fund | | Fund | CEF | Closed-End Funds | Cogan Sarah E | CA | D | | 5 | P | 71 | 8.25 | 0 | 9 | 240 | 12 | D | | | | | | | | | | | | | | |
1/25/24 12:43 | 1/23/24 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Dinsmore James Andrew | NY | O | P | 2 | P | 9 | 10.45 | 0 | 1 | 8 | 12 | D | | | | | | | | | | | | | | |
1/25/24 11:08 | 1/24/24 | ASG | Liberty All Star Growth Fund Inc. | | Fund | CEF | Closed-End Funds | Neuhauser John J | CO | D | | 1 | P | 13 | 5.21 | 0 | 3 | 534 | 3 | D | | | | | | | | | | | | | | |
1/24/24 17:01 | 1/24/24 | MSDL | Morgan Stanley Direct Lending Fund | | Fund | CEF | Closed-End Funds | Pessah David | NY | O | CFO | 1 | P | 41 | 20.67 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
1/24/24 17:00 | 1/24/24 | MSDL | Morgan Stanley Direct Lending Fund | | Fund | CEF | Closed-End Funds | Occi Michael Jr. | NY | O | Chief Ad | 1 | P | 155 | 20.67 | 0 | 8 | | 8 | D | | | | | | | | | | | | | | |
1/19/24 16:39 | 1/17/24 | PSBD | Palmer Square Capital Bdc Inc. | | Fund | CEF | Closed-End Funds | Long Christopher Dale | KS | DO | CEO,P | 1 | P | 1,000 | 16.45 | 0 | 61 | 163 | 98 | I | | | | | | | | | | | | | | |
1/19/24 16:38 | 1/17/24 | PSBD | Palmer Square Capital Bdc Inc. | | Fund | CEF | Closed-End Funds | Long Angie Knighton | KS | O | Chief In | 1 | P | 1,000 | 16.45 | 0 | 61 | 163 | 98 | I | | | | | | | | | | | | | | |
1/19/24 16:37 | 1/17/24 | PSBD | Palmer Square Capital Bdc Inc. | | Fund | CEF | Closed-End Funds | Bicknell Martin C | KS | T | | 1 | P | 10,000 | 16.45 | 0 | 608 | 27 | 2,848 | I | | | | | | | | | | | | | | |
1/16/24 17:41 | 1/5/24 | CEE | Central & Eastern Europe Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Koepp Bernhard | NY | D | | 4 | P | 37 | 9.23 | 0 | 4 | | 3 | D | | | | | | | | | | | | | | |
1/12/24 12:22 | 1/10/24 | MEGI | Mainstay Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Perold Jacques P | NY | D | | 3 | P.m | 180 | 13.47 | 0 | 13 | | 11 | D | | | | | | | | | | | | | | |
1/11/24 16:50 | 1/10/24 | FROPX | Flat Rock Opportunity Fund | | Fund | CEF | Closed-End Funds | Grunewald Robert | WY | DOH | CEO | 1 | P | 62 | 18.98 | 0 | 3 | 2 | 168 | D | | | | | | | | | | | | | | |
1/11/24 14:52 | 1/8/24 | ODCEX | Accordant Odce Index Fund | | Fund | CEF | Closed-End Funds | Canter David | AZ | D | | 1 | P | 50 | 9.86 | 0 | 5 | | 5 | I | | | | | | | | | | | | | | |