Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
1/15/25 16:48	1/14/25	HPI	John Hancock Preferred Income Fund		Fund	CEF	Closed-End Funds	Bacic William K	MA	H	Trustee	P	10	16.45	1	New	1	D
1/15/25 16:47	1/14/25	PDT	John Hancock Premium Dividend Fund	MA	Fund	CEF	Closed-End Funds	Bacic William K	MA	H	Trustee	P	10	12.55	1	New	1	D
1/15/25 16:41	1/14/25	JHI	John Hancock Investors Trust	DE	Fund	CEF	Closed-End Funds	Bacic William K	MA	H	Trustee	P	10	14.00	1	New	1	D
1/15/25 16:41	1/14/25	HPF	John Hancock Preferred Income Fund II		Fund	CEF	Closed-End Funds	Bacic William K	MA	H	Trustee	P	10	16.06	1	New	1	D
1/15/25 16:36	1/14/25	JHS	John Hancock Income Securities Trust	MA	Fund	CEF	Closed-End Funds	Bacic William K	MA	H	Trustee	P	10	11.05	1	New	1	D
1/15/25 16:34	1/14/25	HPS	John Hancock Preferred Income Fund III		Fund	CEF	Closed-End Funds	Bacic William K	MA	H	Trustee	P	10	14.25	1	New	1	D
1/15/25 16:31	1/14/25	HEQ	John Hancock Hedged Equity & Income Fund		Fund	CEF	Closed-End Funds	Bacic William K	MA	H	Trustee	P	10	10.33	1	New	1	D
1/15/25 16:25	1/14/25	HTD	John Hancock Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Bacic William K	MA	H	Trustee	P	10	21.97	0	New	0	D
1/15/25 16:23	1/14/25	BTO	John Hancock Financial Opportunities Fund		Fund	CEF	Closed-End Funds	Bacic William K	MA	H	Trustee	P	10	34.70	0	New	0	D
1/15/25 16:23	1/14/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	O	COO	P	653	22.00	30	12	286	D
1/15/25 11:02	1/14/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.55	1	0	716	M
1/14/25 17:45	1/10/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	142	9.57	15	1	1,926	I
1/14/25 17:38	1/13/25	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	20,196	27.60	732	11	7,542	I
1/14/25 17:35	1/10/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	73	9.43	8	0	3,352	I
1/14/25 17:31	1/10/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1	11.89	0	0	2,089	I
1/14/25 17:22	1/10/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	381	8.47	45	1	3,906	I
1/14/25 17:19	1/13/25	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	123	9.25	13	0	4,132	I
1/14/25 15:28	1/14/25	MMD	Nyli Mackay Definedterm Muni Opportunities Fund		Fund	CEF	Closed-End Funds	Lawlor John J	NY	H	Portfoli	P	29	14.74	2	80	5	D
1/14/25 12:25	1/10/25	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	163	11.67	14	1	2,811	I
1/14/25 11:20	1/13/25	JOF	Japan Smaller Capitalization Fund Inc	MD	Fund	CEF	Closed-End Funds	Laby Arthur Blake	NY	D		P	25	7.56	3	New	3	D
1/14/25 10:46	1/13/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.49	1	0	714	M
1/13/25 16:16	1/9/25	FAX	Abrdn Asia-Pacific Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		P	2,147,484	1,000,000	1,000		0	I
1/13/25 15:24	12/31/24	ISD	Pgim High Yield Bond Fund, Inc.		Fund	CEF	Closed-End Funds	Cignarella Robert	NJ	H	Portfoli	P	123	13.70	9		0	D
1/13/25 15:15	12/31/24	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	Cignarella Robert	NJ	H	Portfoli	P	275	16.20	17	94	35	D
1/13/25 13:59	1/10/25	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Mooney Edward Patrick Jr.	WI	D		P	465	22.18	21	45	67	D
1/13/25 10:35	1/10/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.47	1	0	713	M
1/10/25 18:07	1/7/25	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Gannaway Russell D	CA	H	SEE REMA	P	1,000	10.47	96	30	414	D
1/10/25 17:01	1/8/25	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Sell Moritz A	WI	D		P	11	6.50	2	42	5	D
1/10/25 16:43	1/8/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	O	COO	P.m	635	21.99	29	13	257	D
1/10/25 15:42	1/10/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Donovan William	ME	D		P	9	22.03	0	10	4	D
1/10/25 12:44	1/8/25	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	Toub Christopher M	IL	D		P	23	15.20	2	100	3	D
1/10/25 12:19	1/7/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	312	9.55	33	1	3,344	I
1/10/25 12:16	1/7/25	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	459	7.69	60	0	60,675	I
1/10/25 12:14	1/8/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	33	12.00	3	0	2,089	I
1/10/25 12:12	1/7/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	340	8.53	40	1	3,862	I
1/10/25 12:09	1/8/25	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	44	9.39	5	0	4,119	I
1/10/25 11:27	1/7/25	AOD	Abrdn Total Dynamic Dividend Fund		Fund	CEF	Closed-End Funds	Reit Todd	PA	D		P	2	8.52	0	25	1	D
1/10/25 11:26	1/7/25	AGD	Abrdn Global Dynamic Dividend Fund		Fund	CEF	Closed-End Funds	Reit Todd	PA	D		P	1	9.96	0	10	1	D
1/10/25 11:25	1/7/25	AWP	Abrdn Global Premier Properties Fund		Fund	CEF	Closed-End Funds	Reit Todd	PA	D		P	7	3.78	2	183	3	D
1/10/25 10:28	1/8/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.55	1	0	712	M
1/8/25 14:11	1/6/25	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	Hill John C	NY	DO	CEO,P	P	32	45.87	1	1	74	D
1/8/25 12:17	1/6/25	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	O'Neill Andrew J	NY	O	VP	P	60	45.65	1	1	90	D
1/8/25 12:04	1/7/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.55	1	0	711	M
1/7/25 17:01	1/6/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	O	COO	P.m	711	21.06	34	17	228	D
1/7/25 16:35	12/27/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Monachil Credit Income Fund	CT	DOT	P,CEO	P	201	10.05	20	2	1,209	D
1/7/25 13:05	1/6/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.53	1	0	710	M
1/7/25 10:35	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P.a	27	25.82	1	26	5	D
1/7/25 09:53	1/6/25	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	543	12.08	45	1	5,155	I
1/7/25 09:51	1/6/25	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	2,178	7.72	282	0	60,616	I
1/7/25 09:47	1/6/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	196	8.52	23	1	3,822	I
1/6/25 15:43	1/3/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Hoene Mary Joan	ME	D		P.m	9	20.82	0	5	9	D
1/6/25 15:26	1/2/25	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Law Lauren Kristen	NY	H	Sub-Advi	P	15	25.35	1	6	11	D
1/6/25 15:24	1/2/25	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Boger Maegan Gallagher	NY	H	Sub-Advi	P	30	25.35	1	6	21	D
1/6/25 15:22	1/2/25	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Mohr Gretchen Mae	NY	H	Sub-Advi	P	30	25.35	1	6	21	D
1/6/25 12:50	12/26/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Brennan Alice C	NY	D		P	0	2.51	0	1	2	D
1/6/25 12:04	1/2/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	110	12.38	9	0	5,785	I
1/6/25 11:42	1/2/25	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,332	7.50	178	0	60,334	I
1/6/25 11:39	1/2/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	70	9.28	8	0	3,846	I
1/6/25 11:31	1/2/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	77	11.97	6	0	2,086	I
1/6/25 11:22	1/3/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.49	1	0	708	M
1/6/25 11:19	1/2/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	320	8.52	38	1	3,799	I
1/6/25 11:03	1/2/25	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	55	9.35	6	0	4,114	I
1/6/25 10:13	1/3/25	CIK	Credit Suisse Asset Management Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Gerber Charles	NY	D		P.a	25	2.90	9	New	9	D
1/3/25 18:51	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	McCulloch Benjamin	IL	H	Secretar	P	1	25.34	0	6	1	D
1/3/25 18:08	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	27	25.82	1	13	9	D
1/3/25 16:45	12/30/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Allen Anita L	NY	D		P	0	2.38	0	1	0	D
1/3/25 16:16	1/3/25	FXBY	Foxby Corp.		Fund	CEF	Closed-End Funds	Winmill Woodworth Borst	NY	D		P	3	17.15	0	New	0	D
1/3/25 16:06	1/3/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	O	COO	P	647	20.98	31	19	194	D
1/3/25 15:10	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Nechamkin Michael Bennett	NY	H	Sub-Advi	P	18	25.34	1	6	13	D
1/3/25 15:08	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Gordon Andrew David	NY	H	Sub-Advi	P	30	25.34	1	6	21	I
1/3/25 15:05	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Gleason Sean Michael	NY	H	Sub-Advi	P	6	25.34	0	6	4	D
1/3/25 15:03	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Octagon Credit Investors, LLC	NY	H	Sub-Advi	P	135	25.34	5	6	95	D
1/3/25 13:04	1/2/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.29	1	0	707	M
1/3/25 12:18	12/31/24	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	O	COO	P.am	300	20.79	14	10	163	D
1/3/25 11:29	12/27/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		P.a	7	0.6800	10	0	3,826	D
1/3/25 10:37	12/31/24	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	O	COO	P.m	300	20.79	14	9	177	D
1/2/25 20:09	12/30/24	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CT	DTH	Senior P	P	2,355	7.27	324	2	13,393	M
1/2/25 16:22	12/27/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Russell Grimaldi	NY	O	CCO,Secr	P	0	2.51	0	1	0	D
1/2/25 14:54	12/30/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P.m	59	9.77	6	1	560	D
1/2/25 14:30	1/2/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Frost Gregory A	PA	O	See Rema	P	500	11.53	43	New	43	D
1/2/25 13:28	12/31/24	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	554	12.16	46	1	5,776	I
1/2/25 13:25	12/31/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	383	11.16	34	1	5,059	I
1/2/25 13:21	12/31/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	811	7.49	108	0	60,156	I
1/2/25 11:24	12/31/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.34	1	0	706	M
1/2/25 10:54	12/30/24	IGR	Cbre Global Real Estate Income Fund		Fund	CEF	Closed-End Funds	Stam Heidi	PA	D		P	11	4.86	2	12	21	D
12/31/24 16:35	12/31/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	P	11	24.92	0	1	35	D
12/31/24 15:03	12/30/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.34	1	0	705	M
12/31/24 12:57	12/24/24	TPZ	Tortoise Power & Energy Infrastructure Fund Inc		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	4,785	13.78	347		11	I
12/31/24 12:39	12/27/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	211	9.49	22	1	3,312	I
12/31/24 11:59	12/27/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	3,228	7.47	432	1	60,048	I
12/31/24 11:55	12/27/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	284	9.20	31	1	3,839	I
12/31/24 11:53	12/27/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	340	11.90	29	1	2,080	I
12/31/24 11:50	12/27/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	337	8.47	40	1	3,761	I
12/31/24 11:47	12/27/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	468	9.30	50	1	4,108	I
12/31/24 10:32	12/30/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	O	VP Admin	P	13	25.00	1	0	117	M
12/30/24 14:58	12/26/24	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	O	COO	P.m	487	20.17	24	19	149	D
12/30/24 12:02	12/27/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.55	1	0	704	M
12/27/24 17:29	12/27/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	P	2	24.99	0	0	34	D
12/27/24 16:01	12/24/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	8,580	4.29	2,000	3	79,810	D
12/27/24 14:36	12/27/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		P	7	0.6800	10	0	3,826	D
12/27/24 14:05	12/23/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	506	9.44	54	2	3,290	I
12/27/24 13:59	12/26/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	533	7.65	70	0	59,616	I
12/27/24 13:56	12/23/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	307	9.15	34	1	3,808	I
12/27/24 13:45	12/23/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	626	11.85	53	3	2,051	I
12/27/24 13:19	12/23/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	447	8.46	53	1	3,721	I
12/27/24 13:00	12/23/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	827	9.28	89	2	4,058	I
12/27/24 11:07	12/26/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	4	2.45	2	0	702	M
12/27/24 11:06	12/26/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Mohr Gretchen Mae	NY	H	Sub-Advi	P	500	25.30	20	New	20	D
12/26/24 15:29	12/24/24	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	Malik Fahd	NY	O	VP,Portf	P	9	10.67	1	11	8	D
12/26/24 11:12	12/23/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P.m	6	2.43	2	0	701	M
12/26/24 10:56	12/23/24	JHI	John Hancock Investors Trust	DE	Fund	CEF	Closed-End Funds	Ellison Noni L	MA	H	Trustee	P	11	14.10	1	85	2	D
12/26/24 10:53	12/23/24	HEQ	John Hancock Hedged Equity & Income Fund		Fund	CEF	Closed-End Funds	Ellison Noni L	MA	H	Trustee	P	11	10.54	1	91	2	D
12/26/24 10:44	12/23/24	PDT	John Hancock Premium Dividend Fund	MA	Fund	CEF	Closed-End Funds	Ellison Noni L	MA	H	Trustee	P	11	12.64	1	74	2	D
12/26/24 10:42	12/23/24	JHS	John Hancock Income Securities Trust	MA	Fund	CEF	Closed-End Funds	Ellison Noni L	MA	H	Trustee	P	11	11.53	1	89	2	D
12/26/24 10:34	12/23/24	HPS	John Hancock Preferred Income Fund III		Fund	CEF	Closed-End Funds	Ellison Noni L	MA	H	Trustee	P	11	15.26	1	83	2	D
12/26/24 10:26	12/23/24	BTO	John Hancock Financial Opportunities Fund		Fund	CEF	Closed-End Funds	Ellison Noni L	MA	H	Trustee	P	11	35.90	0	71	1	D
12/26/24 10:23	12/23/24	HPI	John Hancock Preferred Income Fund		Fund	CEF	Closed-End Funds	Ellison Noni L	MA	H	Trustee	P	11	16.78	1	83	1	D
12/26/24 10:13	12/23/24	HTD	John Hancock Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Ellison Noni L	MA	H	Trustee	P	11	22.38	1	77	1	D
12/26/24 10:13	12/23/24	HPF	John Hancock Preferred Income Fund II		Fund	CEF	Closed-End Funds	Ellison Noni L	MA	H	Trustee	P	11	16.49	1	34	3	D
12/23/24 17:01	12/19/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Hellerman Gerald	FL	D		P	13	6.34	2	6	37	D
12/23/24 11:28	12/20/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.48	1	0	699	M
12/23/24 10:36	12/20/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	50	25.14	2	0	6,810	I
12/23/24 10:22	12/19/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	9	9.60	1	0	3,236	I
12/23/24 10:20	12/19/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	673	9.22	73	2	3,774	I
12/23/24 10:16	12/19/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	421	11.98	35	2	1,998	I
12/23/24 10:11	12/19/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	775	8.51	91	3	3,669	I
12/23/24 10:08	12/19/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	338	9.37	36	1	3,968	I
12/20/24 19:30	2/8/22	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Gordon Scott	NY	DOT	CEO	P.a	490	14.00	35	New	35	D
12/20/24 17:11	12/19/24	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle II Holdings Fund	C3	T		P	1,000	25.18	40	1	2,729	D
12/20/24 16:22	12/18/24	CORFX	Flat Rock Core Income Fund		Fund	CEF	Closed-End Funds	Durston Marshall	WY	D		P	10	20.51	0	42	2	D
12/20/24 16:19	12/18/24	CORFX	Flat Rock Core Income Fund		Fund	CEF	Closed-End Funds	Coolidge R. Scott	WY	D		P	10	20.51	0	42	2	D
12/20/24 16:19	12/18/24	CORFX	Flat Rock Core Income Fund		Fund	CEF	Closed-End Funds	Finnen Paul E.	WY	D		P	10	20.51	0	42	2	D
12/20/24 16:18	12/18/24	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	Durston Marshall	WY	D		P	10	21.61	0	88	1	D
12/20/24 16:18	12/18/24	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	Coolidge R. Scott	WY	D		P	10	21.61	0	88	1	D
12/20/24 16:17	12/18/24	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	Finnen Paul E.	WY	D		P	10	21.61	0	88	1	D
12/20/24 16:17	12/18/24	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Durston Marshall	WY	D		P	10	19.18	1	40	2	D
12/20/24 16:16	12/18/24	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Coolidge R. Scott	WY	D		P	10	19.18	1	40	2	D
12/20/24 16:02	12/18/24	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	McCabe Joan Y	NY	D		P	145	8.02	18	147	30	D
12/20/24 16:01	12/19/24	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	Handa Sanjeev	NY	D		P	35	7.98	4	73	10	D
12/20/24 15:37	12/18/24	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Lorber David A	NY	DOT	CB,CEO	P	618	48.05	13	6	224	D
12/20/24 14:52	12/19/24	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	13	6.50	2	0	584	D
12/20/24 12:56	12/19/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Fairchild Gregory B.	VA	D		P	9	22.14	0	5	8	D
12/20/24 10:42	12/19/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Boger Maegan Gallagher	NY	H	Sub-Advi	P	500	25.27	20	New	20	D
12/20/24 10:17	12/19/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.49	1	0	697	M
12/19/24 21:21	12/18/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	199	9.74	20	1	1,911	I
12/19/24 21:04	12/17/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	655	25.06	26	0	6,808	I
12/19/24 20:13	12/19/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	P	10	10.34	1	0	312	D
12/19/24 19:55	12/17/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	354	9.70	37	1	3,235	I
12/19/24 19:52	12/17/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	262	9.35	28	1	3,701	I
12/19/24 19:45	12/17/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	359	12.06	30	2	1,963	I
12/19/24 19:42	12/17/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	792	8.64	92	3	3,577	I
12/19/24 19:39	12/17/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	352	9.46	37	1	3,932	I
12/19/24 19:28	12/19/24	MCN	Xai Madison Equity Premium Income Fund		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	17	6.62	3	New	3	D
12/19/24 17:47	12/18/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Schnabel Susan C	TX	D		P	41	16.54	3	45	8	D
12/19/24 17:26	12/19/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	P	2	24.91	0	0	34	D
12/19/24 16:21	12/17/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		P	816	11.28	72	1	9,718	I
12/19/24 11:00	12/18/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.50	1	0	696	M
12/18/24 17:01	12/16/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Hellerman Gerald	FL	D		P.m	204	6.59	31	715	35	D
12/18/24 16:38	12/17/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Nechamkin Michael Bennett	NY	H	Sub-Advi	P	300	25.28	12	New	12	D
12/18/24 16:14	12/17/24	GAIIX	Gladstone Alternative Income Fund		Fund	CEF	Closed-End Funds	Gladstone Investment Corporation\De	VA	T		P	2,500	10.00	250	100	500	D
12/18/24 16:12	12/17/24	GAIIX	Gladstone Alternative Income Fund		Fund	CEF	Closed-End Funds	Gladstone Capital Corp	VA	T		P	2,500	10.00	250	100	500	D
12/18/24 11:09	12/17/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.51	1	0	695	M
12/17/24 17:56	12/16/24	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	Legg Joellen	CO	D		P	10	32.93	0	10	3	D
12/17/24 17:09	12/16/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.50	1	0	694	M
12/17/24 16:38	12/13/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		P.m	1,180	11.74	101	1	9,670	I
12/17/24 16:18	12/17/24	OXLC	Oxford Lane Capital Corp.		Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	DO	P	P	15,037	5.08	2,960	61	7,790	D
12/17/24 16:17	12/17/24	OXLC	Oxford Lane Capital Corp.		Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	15,037	5.08	2,960	61	7,825	D
12/17/24 13:23	12/16/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	Balkin Michael	CT	D		P	171	8.53	20	200	30	I
12/17/24 10:24	12/16/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	2,769	7.91	350	1	59,546	I
12/17/24 10:15	12/16/24	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	H	Trustee	P	19	21.31	1	1	60	I
12/17/24 09:02	12/16/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Priest Jeffrey W	NY	O	P,CEO	P	150	25.00	6	3	186	D
12/17/24 08:21	12/16/24	ICMB	Investcorp Credit Management Bdc, Inc.		Fund	CEF	Closed-End Funds	Shaikh Suhail A.	NY	DO	P,CEO	P	8	3.21	3	56	7	D
12/16/24 17:32	12/13/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		P.m	29	0.6900	42	1	3,815	D
12/16/24 17:15	12/9/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Gordon Andrew David	NY	H	Sub-Advi	P	500	25.20	20	New	20	I
12/16/24 17:13	12/11/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Law Lauren Kristen	NY	H	Sub-Advi	P	250	25.22	10	New	10	D
12/16/24 16:08	12/12/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P.m	41	10.28	4	1	554	D
12/16/24 13:58	12/12/24	ODIF	Oaktree Diversified Income Fund Inc.		Fund	CEF	Closed-End Funds	McFarland Stuart A	NY	D		P	25	9.33	3	New	3	D
12/16/24 11:30	12/13/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.52	1	0	693	M
12/16/24 10:45	12/12/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	4,637	7.88	588	1	59,196	I
12/16/24 10:34	12/12/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1	9.48	0	0	3,673	I
12/16/24 10:30	12/12/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	93	12.18	8	0	1,934	I
12/16/24 09:24	12/13/24	DHCIX	Diamond Hill Securitized Credit Fund		Fund	CEF	Closed-End Funds	Diamond Hill Capital Management Inc	OH	H	Investme	P	15	10.07	1	New	1	D
12/13/24 16:30	12/11/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		P.m	371	11.74	32	0	9,603	I
12/13/24 14:33	12/11/24	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	P	3	13.28	0	1	25	D
12/13/24 14:32	12/12/24	GAIAX	Gladstone Alternative Income Fund		Fund	CEF	Closed-End Funds	Dellafiora John	VA	O	Chief Co	P	3	10.00	0	New	0	D
12/13/24 14:10	12/11/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Byers Stephen R	NC	D		P.m	93	9.75	10	24	50	D
12/13/24 13:59	12/12/24	GAIIX	Gladstone Alternative Income Fund		Fund	CEF	Closed-End Funds	Gladstone Investment Corporation\De	VA	T		P	1,250	10.00	125	100	250	D
12/13/24 13:56	12/12/24	GAIIX	Gladstone Alternative Income Fund		Fund	CEF	Closed-End Funds	Gladstone Capital Corp	VA	T		P	1,250	10.00	125	100	250	D
12/13/24 10:01	12/12/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.58	1	0	692	M
12/13/24 09:50	12/11/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Murray Elizabeth A.	NC	O	CFO,COO,	P	19	9.70	2	11	21	D
12/12/24 17:55	12/11/24	IGR	Cbre Global Real Estate Income Fund		Fund	CEF	Closed-End Funds	Stam Heidi	PA	D		P	10	5.55	2	11	19	D
12/12/24 17:16	12/9/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Rakowski Eric	CT	D		P	200	10.79	19	46	59	I
12/12/24 16:52	12/10/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Zacharia Michael	AZ	D		P	80	14.34	6	15	42	D
12/12/24 16:07	12/12/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		P	6	22.67	0	2	16	D
12/12/24 15:27	12/11/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Freund Matthew	NC	O	P	P	24	9.72	3	19	16	D
12/12/24 15:02	12/10/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	24	9.91	2	0	3,199	I
12/12/24 14:59	12/10/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	104	12.26	8	0	1,926	I
12/12/24 12:30	12/11/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.63	1	0	690	M
12/11/24 18:47	12/11/24	JOF	Japan Smaller Capitalization Fund Inc	MD	Fund	CEF	Closed-End Funds	Ouimet Paige	NY	D		P	25	8.02	3	New	3	D
12/11/24 18:05	12/11/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	P	21	52.07	0	1	34	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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