KATE - Kate Spade & Co - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	20	53	0	1	2	0	-6	-11	-2
S	%wins				53	49	31	47	68	58	51

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/22/16 16:44	12/20/16	KATE	Fash	Apprl	Women's, Misses', & Juniors O	Lloyd Deborah J	NY	DO	Chief Cr	S.d	-425	14.63	33	-29	-62	18	D	-51	-16	-32	-21	-9	1	-6	0	1	31	31	63
11/12/15 17:48	11/9/15	KATE	Fash	Apprl	Women's, Misses', & Juniors O	Di Nardo Christopher Thomas 59	NJ	H	Former O	S.d	-51	20.38	33	-3	-57	2	D	-32	-31	-27	-1	3	-2	10	-4	-7	-9	-15	-25	6	-22
5/13/15 19:21	5/11/15	KATE	Fash	Apprl	Women's, Misses', & Juniors O	Toben Doreen A	NJ	D		S	-17	29.04	33	-1	-1	65	D	29	-17	-3	-11	-12	-14	-11	1	-2	-3	-9	-23	-26	-20
3/3/14 18:27	2/27/14	KATE	Fash	Apprl	Women's, Misses', & Juniors O	Aronson Bernard W	NY	D		S	-1,488	35.02	33	-42	-38	70	D	232	89	42	4	10	18	11	-3	1	8	6	4	-8	1
3/3/14 18:25	2/27/14	KATE	Fash	Apprl	Women's, Misses', & Juniors O	Martinez Arthur C	IL	D		S	-69	34.55	33	-2	-2	107	D	232	89	42	4	10	18	11	-3	1	8	6	4	-8	1
3/3/14 18:23	2/27/14	KATE	Fash	Apprl	Women's, Misses', & Juniors O	Fernandez Raul J	VA	D		S.m	-1,715	35.00	33	-49	-43	65	D	232	89	42	4	10	18	11	-3	1	8	6	4	-8	1
12/17/13 20:14	12/13/13	FNP	Fash	Apprl	Women's, Misses', & Juniors O	Rubino Nicholas	NY	O	SVP,GC	S	-974	32.46	0	-30	-19	127	D
3/16/12 17:26	3/14/12	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Jones Evon L	NJ	O	SVP,CIO	S	-7	12.43	33	-1	-2	37	D	63	118	121	44	27	21	22	4
3/7/12 17:11	3/5/12	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Jones Evon L	NJ	O	SVP,CIO	S.d	-152	11.67	33	-13	-15	76	D	61	112	108	36	22	15	14	3	1
3/6/12 18:09	3/2/12	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Warren Andrew	NY	O	CFO	S.d	-1,047	11.10	33	-94	-20	368	D	64	113	130	43	25	20	15	19	1
3/5/08 21:58	9/13/07	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Koplovitz Kay	NY	D		S	-43	32.06	33	-1	-4	32	D	-50	-58	-47	-28	-6	-16	0	-4	-4	-5	9	-3	-6	-84
9/17/07 18:24	9/13/07	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Koplovitz Kay	NY	D		S.d	-64	32.06	33	-2	-9	21	D	-19	-15	-23	-11	-5	-6	-2	2	5	8	-3	-29	-46	-44
3/8/07 17:02	3/6/07	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	McClure Lawrence D		O	SVP HR	S.d	-428	42.80	33	-10	-14	62	D	6	16	14	1	-3	-7	-7	-2	-1	-1	2	-16	-22	-60
3/6/07 17:22	3/2/07	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Charron Paul R	NJ	H	Former D	S	-1,319	43.64	33	-30	-12	219	M	5	17	16	1	-3	-4	-7	-4	0	0	2	-15	-20	-58
12/12/06 16:43	12/8/06	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Tierney Paul E	IL	D		S.d	-88	43.77	19	-2	-3	57	D	9	24	19	11	5	2	2	0	1	0	4	-1	-16	-47
12/12/06 16:39	12/8/06	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Kopelman Kenneth P	NY	D		S.d	-57	43.82	19	-1	-9	13	D	9	24	19	11	5	2	2	0	1	0	4	-1	-16	-47
12/11/06 16:49	12/7/06	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Fernandez Raul J	VA	D		S	-496	43.54	19	-11	-42	16	D	9	23	17	14	7	3	3	0	0	0	4	-3	-17	-47
11/16/06 17:06	11/14/06	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Charron Paul R	NJ	D		S.d	-4,306	43.06	29	-100	-23	343	D	5	23	10	19	7	5	3	0	0	0	3	9	-21	-39
11/6/06 16:47	11/2/06	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Sullivan John Joseph	NY	O	SVP Src	S.d	-1,313	41.02	30	-32	-35	59	D	1	17	5	16	6	1	-1	-2	1	3	4	7	-17	-36
11/1/06 16:25	10/30/06	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Kopelman Kenneth P	NY	D		S.d	-57	41.18	28	-1	-10	12	D	3	21	7	20	7	5	3	3	0	2	4	8	-15	-34
11/1/06 16:24	10/30/06	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Goodell Elaine H		O	VP Corp	S.d	-188	41.78	28	-5	-18	21	D	3	21	7	20	7	5	3	3	0	2	4	8	-15	-34
11/1/06 16:23	10/30/06	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Charron Paul R	NJ	DO	CB,CEO	S	-1,731	41.85	28	-41	-11	343	D	3	21	7	20	7	5	3	3	0	2	4	8	-15	-34
5/18/06 16:44	5/16/06	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Aronson Bernard W		D		S	-137	39.40	21	-3	-27	9										2	0	-4	-7	10	-13
3/27/06 18:14	3/23/06	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Charron Paul R	NJ	DO	Chariman	S.d	-1,969	39.37	33	-50	-12	384	T									5	5	3	-4	0	9
3/20/06 16:35	3/16/06	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Goodell Elaine H		O	VP Corp	S.d	-284	37.83	30	-8	-26	21										2	1	3	-2	2	13
3/16/06 16:54	3/14/06	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Koplovitz Kay	NY	D		S.d	-77	37.69	29	-2	-10	19										1	4	3	-2	3	14
8/17/05 17:19	8/15/05	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Charron Paul R	NJ	DO	CB,CEO	S	-276	41.81	24	-7	-3	230	D	21	11	-4	9	2	-1	0	-1	0	0	-1	-13	-15	-12
8/12/05 16:15	8/10/05	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Charron Paul R	NJ	DO	CB,CEO	S	-1,619	42.17	23	-38	-14	236	D	22	17	-2	11	5	-1	-1	1	1	0	-1	-14	-17	-13
8/4/05 16:32	8/2/05	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Sullivan Trudy F	NJ	O	EVP	S.d	-418	41.80	25	-10	-13	67	D	25	15	0	14	3	0	0	1	-1	1	-3	-15	-17	-13
8/4/05 16:32	8/2/05	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Aronson Bernard W		D		S.d	-248	41.40	25	-6	-40	9	D	25	15	0	14	3	0	0	1	-1	1	-3	-15	-17	-13
6/13/05 18:02	6/9/05	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Goodell Elaine H	NJ	O	VP Corp	S.d	-165	41.23	30	-4	-18	18	D	20	20	0	2	15	8	9	8	0	1	2	0	-12	-8
12/3/04 17:27	12/1/04	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Sullivan Trudy F	NJ	O	EVP	S.d	-368	42.00	26	-9	-13	57	D	31	19	23	7	9	1	2	1	-1	-2	1	-2	-9	-14
11/19/04 16:34	11/17/04	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Karch Nancy J	NY	D		S.d	-460	41.80	30	-11	-64	6	D	36	21	26	11	10	2	1	0	0	2	-2	3	-7	-13
11/16/04 17:19	11/12/04	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Charron Paul R	NJ	DO	CB,CEO	S	-1,110	41.40	30	-27	-10	237	D	43	18	26	12	10	5	1	1	1	-1	-2	3	-8	-13
11/15/04 17:02	11/12/04	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	McClure Lawrence D	NY	O	SVP - HR	S.d	-239	41.55	30	-6	-17	27	D	43	17	22	15	10	6	2	1	-1	-1	-3	2	-10	-14
11/12/04 17:26	11/10/04	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Charron Paul R	NJ	DO	CB,CEO	S.d	-2,076	41.53	30	-50	-16	264	D	46	17	22	16	9	7	1	1	0	0	-3	3	-11	-14
11/10/04 17:43	11/8/04	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	McClure Lawrence D	NY	O	SVP - HR	S.d	-587	41.18	30	-14	-34	27	D	42	15	23	15	9	8	1	0	0	0	-1	3	-8	-14
11/9/04 16:57	11/5/04	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Ahrendts Angela J	NY	O	EVP	S.d	-1,515	41.50	30	-37	-35	67	D	40	14	23	15	9	9	2	1	0	1	-2	5	-9	-13
11/9/04 16:46	11/5/04	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Sullivan Trudy F	NJ	O	EVP	S.d	-415	41.50	30	-10	-15	57	D	40	14	23	15	9	9	2	1	0	1	-2	5	-9	-13
11/4/04 15:23	11/2/04	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	McClure Lawrence D	NY	O	SVP - HR	S.d	-412	41.16	28	-10	-27	27	D	36	11	17	14	5	8	3	0	2	2	2	3	-9	-12
9/27/04 14:09	9/23/04	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Ahrendts Angela J	NY	O	EVP	S	-426	38.70	27	-11	-14	67	D	58	13	7	6	8	-3	0	-2	-1	-1	3	7	3	4
9/2/04 13:04	8/31/04	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Scarpa Michael	NJ	O	SVP,CFO	S.d	-189	37.86	21	-5	-9	49	D	38	11	5	11	13	8	4	3	1	0	-2	9	8	7
8/31/04 10:52	8/27/04	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Scarpa Michael	NJ	O	SVP,CFO	S.d	-299	37.43	21	-8	-14	49	D	33	8	1	9	8	4	1	0	2	6	1	11	17	11
8/6/04 12:23	8/4/04	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Sullivan Trudy F	NJ	O	EVP	S.d	-384	36.60	23	-11	-15	57	D	36	8	0	3	0	6	7	-2	-2	-1	10	14	18	16
8/4/04 14:55	8/2/04	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Goodell Elaine H	NJ	O	VP Corp	S.d	-271	36.13	22	-8	-32	16	D	31	8	2	5	3	7	9	3	0	-2	5	13	14	15
3/29/04 14:07	3/26/04	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Zane Robert J	NJ	O	SVP Mfg	S	-180	35.95	20	-5	-14	32	D	28	17	6	3	-3	-4	0	1	2	5	4	0	5	11
3/29/04 14:07	3/26/04	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	McClure Lawrence D	NY	O	SVP - HR	S	-126	36.02	20	-4	-11	27	D	28	17	6	3	-3	-4	0	1	2	5	4	0	5	11
3/29/04 14:07	3/25/04	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Charron Paul R	NJ	DO	CB,CEO	S.m	-2,611	36.12	20	-72	-20	286	D	28	17	6	3	-3	-4	0	1	2	5	4	0	5	11
3/15/04 18:37	3/12/04	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Zane Robert J	NJ	O	SVP Mfg	S.d	-410	36.46	20	-11	-23	37	D	29	26	8	7	2	-3	-1	-3	-1	1	7	-3	9	13
3/10/04 17:24	3/8/04	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Zane Robert J	NJ	O	SVP Mfg	S.d	-1,365	37.65	21	-36	-50	37	D	35	35	10	8	4	1	2	1	-1	-4	2	-7	7	9
12/8/03 15:28	12/5/03	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Ahrendts Angela J		O	EVP	S.d	-628	34.89	27	-18	-26	52	D	41	11	3	2	-5	-1	0	-2	1	-1	1	8	-2	16
11/26/03 13:29	11/26/03	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Scarpa Michael	NJ	O	SVP - CF	S.d	-445	34.90	33	-13	-28	32	D	40	10	6	2	-6	-4	-1	2	1	1	1	6	-1	21
11/26/03 13:28	11/25/03	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Charron Paul R	NJ	DO	CB,CEO	S.d	-4,182	34.85	33	-120	-25	365	D	40	10	6	2	-6	-4	-1	2	1	1	1	6	-1	21
9/4/03 16:40	9/3/03	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Sullivan Trudy F	NJ	O	EVP	S.d	-261	34.85	23	-8	-18	35	D	35	26	24	-1	2	2	2	0	-1	-4	2	3	8	14
9/4/03 16:39	9/3/03	LIZ	Fash	Apprl	Women's, Misses', & Juniors O	Ahrendts Angela J		O	EVP	S.d	-423	34.50	23	-12	-19	52	D	35	26	24	-1	2	2	2	0	-1	-4	2	3	8	14

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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