| TC | Stat | Stk | Ins | Fil | +d | +w | +m | +q | +h | +y | avg | 
|---|---|---|---|---|---|---|---|---|---|---|---|
| S | %ret | 2 | 1 | 5 | -1 | -2 | -0 | -7 | -2 | 6 | -1 | 
| S | %wins | 80 | 80 | 60 | 60 | 40 | 40 | 60 | 
| Filing Date | T Date | Ticker | Issuer | Inc | Sector | Ind | Industry | Owner | oSt | Rel | Title | T | TVal | Price | L | Qty | oc | Own | H | r2y | r1y | r6m | r3m | r6w | r3w | r7d | r3d | f1d | f1w | f1m | f3m | f6m | f1y | 
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 5/9/11 19:58 | 5/9/11 | HCP | Hcp, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Herzog Thomas M | CA | OH | Eecutive | S.d | -1,204 | 37.68 | 33 | -32 | -47 | 35 | D | 100 | 28 | 7 | 5 | 4 | 0 | -5 | -2 | 1 | -2 | -3 | -13 | 8 | 15 | 
| 5/14/07 17:20 | 5/10/07 | AIV | Apartment Investment & Management Co | MD | RlEst | REIT | Real Estate Investment Trusts | Herzog Thomas M | CO | O | EVP - CF | S.dm | -807 | 54.49 | 33 | -15 | -20 | 58 | D | 58 | 28 | 7 | -13 | -3 | -4 | 2 | 3 | -2 | -7 | -8 | -26 | -32 | -22 | 
| 12/12/06 17:05 | 12/8/06 | AIV | Apartment Investment & Management Co | MD | RlEst | REIT | Real Estate Investment Trusts | Herzog Thomas M | CO | O | EVP - CF | S.d | -859 | 56.93 | 33 | -15 | -23 | 51 | D | 69 | 54 | 31 | 8 | 1 | 3 | -1 | 0 | -1 | -2 | 3 | -2 | -8 | -32 | 
| 2/15/06 18:17 | 2/13/06 | AIV | Apartment Investment & Management Co | MD | RlEst | REIT | Real Estate Investment Trusts | Herzog Thomas M | CO | O | EVP - CF | S | -620 | 42.76 | 26 | -15 | -22 | 51 | 0 | 1 | 9 | 2 | 19 | 47 | |||||||||
| 2/18/05 16:27 | 2/18/05 | AIV | Apartment Investment & Management Co | MD | RlEst | REIT | Real Estate Investment Trusts | Herzog Thomas M | CO | O | SVP - Ch | S | -247 | 38.06 | 28 | -7 | -14 | 40 | D | 23 | 28 | 20 | 6 | 8 | 8 | 7 | 3 | -3 | 0 | -3 | 2 | 4 | 20 | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |