Etzel Steven W. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	27	0	-0	1	5	5	14	4
S	%wins				56	59	44	33	40	35	45

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/14/20 17:28	12/11/20	ROK	Rockwell Automation, Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	SVP,CFO	S	-15	245.13	0	0	-1	10	D
12/10/20 17:07	12/9/20	ROK	Rockwell Automation, Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	SVP,CFO	S.d	-44	249.81	0	0	-2	10	D
11/3/20 16:28	11/2/20	ROK	Rockwell Automation, Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Finan	S	-15	244.99	0	0	-1	10	D
8/12/20 19:09	8/10/20	ROK	Rockwell Automation, Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-230	229.89	0	-1	-9	10	D
8/6/20 19:57	8/6/20	ROK	Rockwell Automation, Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-200	222.19	0	-1	-9	10	D
5/29/20 17:07	5/28/20	ROK	Rockwell Automation, Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-371	218.26	0	-2	-15	10	D
5/22/20 07:14	5/20/20	ROK	Rockwell Automation, Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-247	205.50	0	-1	-11	10	D
2/6/20 17:28	2/5/20	ROK	Rockwell Automation, Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-506	204.09	0	-2	-21	10	D
12/12/19 19:14	12/12/19	ROK	Rockwell Automation, Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S	-14	202.86	0	0	-1	10	D
12/10/19 17:28	12/9/19	ROK	Rockwell Automation, Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-33	198.91	0	0	-2	10	D
11/15/19 18:49	11/14/19	ROK	Rockwell Automation, Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-971	198.17	0	-5	-34	10	D
12/6/18 18:07	12/4/18	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-113	175.90	0	-1	-7	9	D
8/1/18 17:35	7/31/18	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-263	187.68	0	-1	-15	8	D
12/4/17 19:56	12/4/17	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-98	190.75	0	-1	-6	8	D
8/3/17 12:35	8/2/17	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-347	165.43	0	-2	-23	7	D
5/17/17 13:14	5/15/17	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-476	158.55	33	-3	-30	7	D	33	40	24	4	0	0	1	0
12/6/16 10:35	12/5/16	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-12	135.95	33	0	-1	7	D	23	31	16	18	15	3	3	2	0	1	1	13
11/18/16 13:28	11/16/16	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-279	132.99	33	-2	-23	7	D	25	29	20	12	11	12	6	0	-1	1	2	16
10/24/16 09:35	10/21/16	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-251	125.46	33	-2	-22	7	D	23	18	9	5	7	2	6	6	-3	-3	8	16	32
10/4/16 17:35	9/30/16	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-219	121.54	33	-2	-20	7	D	16	21	10	8	2	6	2	2	2	-2	0	17	32
12/8/15 18:35	12/7/15	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-33	106.46	33	0	-4	7	D	2	-4	-14	-2	0	3	2	1	0	-1	-10	2	16	34
5/19/15 16:14	5/18/15	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-251	125.33	33	-2	-23	7	D	46	6	17	7	11	11	5	2	0	-1	0	-6	-17	-7
5/5/15 20:21	5/5/15	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-243	121.55	33	-2	-23	7	D	54	4	12	10	6	10	7	9	1	0	6	-3	-8	-4
2/13/15 15:49	2/12/15	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-317	115.58	33	-3	-30	7	D	34	4	4	5	6	10	3	2	1	1	-2	7	0	-15
12/4/14 15:56	12/2/14	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-28	116.22	33	0	-3	8	D	57	8	-5	1	13	5	4	2	-1	-9	-9	-4	7	-10
12/3/14 12:59	12/2/14	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-48	116.22	33	0	-5	8	D	52	6	-4	0	7	3	5	1	2	-4	-4	-1	9	-7
5/13/14 15:56	5/13/14	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-345	121.15	33	-3	-29	7	D	64	41	10	9	-2	-4	1	2	-1	0	4	-6	-7	2
2/25/14 19:35	2/24/14	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.dm	-366	120.89	33	-3	-31	7	D	51	37	22	9	4	8	5	2	1	1	2	1	-3	0
12/10/13 14:49	12/9/13	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-75	111.58	33	-1	-8	8	D	52	42	33	8	3	0	-2	3	0	-1	4	9	14	1
11/12/13 14:14	11/11/13	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-371	112.52	33	-3	-24	11	D	59	49	26	14	4	2	2	3	0	-1	-2	3	8	2
8/1/13 15:07	8/1/13	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-334	98.19	33	-3	-24	11	D	38	46	11	18	11	8	4	7	2	2	1	15	20	18
5/14/13 12:42	5/13/13	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-204	88.64	33	-2	-18	11	D	8	18	17	-1	6	5	7	0	1	3	-5	12	27	39
2/11/13 16:40	2/11/13	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-280	90.46	33	-3	-23	11	D	13	15	30	18	10	4	3	0	0	0	-2	-2	10	26
1/2/13 16:30	1/2/13	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-428	85.57	33	-5	-32	11	D	22	19	35	22	10	4	0	2	0	-1	4	-1	0	41
12/18/12 12:35	12/17/12	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-190	82.52	33	-2	-18	11	D	21	17	21	17	7	5	3	1	2	0	5	6	6	37
12/11/12 16:55	12/10/12	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-108	80.45	33	-1	-11	11	D	22	6	17	11	17	3	2	0	1	2	6	10	5	41
12/5/12 17:45	12/5/12	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-160	80.02	33	-2	-17	9	D	21	9	19	10	14	1	1	0	0	1	9	14	8	39
11/13/12 09:55	11/12/12	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-154	77.24	33	-2	-17	9	D	23	13	1	10	12	11	4	0	1	1	6	18	17	48
8/20/12 15:10	8/17/12	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-148	73.90	33	-2	-18	9	D	51	35	-9	4	14	8	6	2	-1	-2	-4	6	22	35
2/2/12 16:05	2/2/12	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-240	80.12	33	-3	-24	10	D	68	-1	20	19	11	2	-1	4	2	2	1	-2	-17	15
12/6/11 15:45	12/5/11	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-113	75.53	33	-1	-14	9	D	74	13	-5	34	12	3	13	1	1	-1	0	4	-8	8
2/15/11 13:50	2/14/11	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-176	88.08	33	-2	-23	7	D	287	72	76	38	19	19	8	4	0	-2	-5	-8	-26	-9
2/2/11 17:30	2/1/11	ROK	Rockwell Automation Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Etzel Steven W.	WI	O	VP,Treas	S.d	-163	81.56	33	-2	-23	7	D	276	69	51	31	14	14	11	-1	0	3	8	2	-18	-2

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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