Kim Neil Y. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	22	-0	0	2	4	-2	-7	-0
S	%wins				82	50	52	29	57	81	59

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/1/15 16:42	11/27/15	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S.d	-1,090	54.50	33	-20	-7	264	D	111	28	0	6	6	3	3	1	-1	5
3/3/15 18:07	2/27/15	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S.d	-2,510	45.63	33	-55	-16	298	D	39	57	19	7	11	7	3	3	0	-2	-5	22	14
3/2/15 17:16	2/26/15	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S.d	-2,493	45.40	33	-55	-16	298	D	36	52	18	7	11	4	0	0	-2	-4	-5	24	13
2/19/15 19:07	2/17/15	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S	-532	45.76	33	-12	-5	226	D	36	48	20	8	11	11	4	0	0	0	0	5	14
2/13/15 18:22	2/12/15	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S.d	-2,618	45.13	33	-58	-20	238	D	39	49	22	11	5	9	7	5	0	-2	-2	3	12
2/12/15 16:56	2/10/15	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S.d	-629	44.59	33	-14	-6	238	D	38	47	20	8	4	6	7	2	1	-1	-3	3	13
12/1/14 19:14	11/26/14	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S	-949	42.70	33	-22	-8	245	D	38	64	25	10	21	5	2	2	0	3	1	6	29	29
11/26/14 17:14	11/24/14	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S	-502	42.54	33	-12	-4	267	D	35	62	34	10	20	2	1	1	0	0	1	5	33	27
11/29/13 19:16	11/27/13	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S	-359	26.45	33	-14	-6	199	D	-7	-16	-25	6	-1	1	0	1	1	2	10	12	32	64
1/17/13 18:09	1/16/13	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S	-1,520	35.00	33	-43	-24	137	D	-22	11	14	7	8	7	2	1	-1	-3	-2	-9	-4	-15
1/14/13 17:58	1/10/13	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S	-4	35.00	33	0	0	180	D	-22	13	12	5	7	4	1	2	-1	1	-2	-4	0	-16
10/12/11 14:59	10/11/11	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S.d	-2,065	36.41	33	-57	-35	104	D	23	0	-4	10	4	4	10	3	-1	4	-7	-15	3	-9
11/24/10 16:22	11/23/10	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S.d	-445	44.52	33	-10	-10	93	D	215	52	37	36	18	6	6	5	-1	2	-4	-10	-27	-30
11/23/10 18:59	11/19/10	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S.d	-379	43.06	33	-9	-9	93	D	226	54	37	39	20	8	7	10	3	1	0	-8	-24	-26
11/22/10 17:36	11/18/10	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S.d	-626	41.74	33	-15	-13	97	D	216	49	35	33	19	6	2	7	0	2	0	-8	-25	-26
11/15/10 16:44	11/11/10	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S.d	-416	41.55	33	-10	-9	97	D	178	47	27	32	18	10	0	-2	-2	5	10	5	-18	-13
11/12/10 17:30	11/10/10	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S.d	-1,023	41.98	33	-24	-20	97	D	161	45	29	30	19	10	1	-3	-1	2	11	6	-16	-17
11/10/10 17:57	11/8/10	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S.d	-850	42.50	33	-20	-17	97	D	155	50	24	25	20	13	3	-1	-2	-4	9	4	-20	-15
11/8/10 17:34	11/4/10	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S.d	-1,065	42.26	33	-25	-20	100	D	150	57	26	15	25	13	2	3	-1	-3	7	7	-20	-14
11/5/10 18:17	11/3/10	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S.d	-1,178	41.31	33	-29	-21	110	D	142	62	33	17	25	13	14	4	0	-2	8	8	-19	-16
11/4/10 16:46	11/2/10	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S.d	-410	41.00	33	-10	-8	110	D	145	61	28	13	28	11	11	2	0	0	8	4	-20	-19
11/2/10 17:14	10/29/10	BRCM	Broadcom Corp	CA	Tech	Semicn	Semiconductors & Related Devi	Kim Neil Y.	CA	O	EVP,Ops.	S.d	-1,037	41.00	33	-25	-19	110	D	132	54	22	13	22	11	11	-2	1	4	13	14	-14	-11

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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