B. Riley Financial, Inc. - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	Qty	oc	Own	H
11/16/23 09:43	11/14/23	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P	33	0.4500	74	1	13,648	I
11/16/23 09:23	11/14/23	BW	Babcock & Wilcox Enterprises, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P	183	1.16	158	1	28,177	I
11/14/23 12:19	11/10/23	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	254	0.4460	570	4	13,574	I
6/27/23 12:09	6/26/23	BW	Babcock & Wilcox Enterprises, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	578	5.78	100	0	28,019	D
6/23/23 21:30	6/21/23	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.dm	888	3.62	245	3	7,265	M
6/20/23 21:30	6/15/23	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.dm	83	3.50	24	0	7,020	I
6/7/23 09:00	6/6/23	BW	Babcock & Wilcox Enterprises, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P	221	5.51	40	0	27,919	M
6/2/23 12:05	6/2/23	BW	Babcock & Wilcox Enterprises, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P	86	5.05	17	0	27,879	M
5/31/23 21:30	5/26/23	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.d	70	3.45	20	0	6,997	D
5/24/23 21:30	5/22/23	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.d	9	3.45	3	0	6,976	D
5/19/23 21:30	5/17/23	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.dm	29	3.45	8	0	6,974	D
5/17/23 10:56	5/16/23	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.d	179	3.57	50	1	6,965	D
5/16/23 09:00	5/12/23	BW	Babcock & Wilcox Enterprises, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	578	5.44	106	0	27,862	M
4/17/23 13:41	4/13/23	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	1,156	13.76	84	1	6,769	I
4/13/23 11:55	4/11/23	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.d	76	3.93	19	0	6,915	D
4/6/23 21:30	4/5/23	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.d	33	3.48	9	0	6,896	D
4/6/23 21:30	4/4/23	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	752	13.67	55	1	6,685	I
3/31/23 09:19	3/31/23	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.d	3,915	3.88	1,009	17	6,887	M
11/30/22 09:00	11/29/22	BW	Babcock & Wilcox Enterprises, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P	2,229	4.46	500	2	27,756	I
11/15/22 21:30	11/11/22	TACT	Transact Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P	128	5.15	25	2	1,113	I
11/14/22 06:01	11/9/22	BW	Babcock & Wilcox Enterprises, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P	5	4.10	1	0	27,256	I
11/10/22 21:30	11/8/22	TACT	Transact Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	5	4.00	1	0	1,088	I
11/7/22 21:30	11/3/22	TACT	Transact Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	49	4.00	12	1	1,087	I
11/2/22 21:30	10/31/22	TACT	Transact Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P	32	3.95	8	1	1,074	I
10/28/22 21:30	10/26/22	TACT	Transact Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	22	3.98	5	1	1,066	I
10/25/22 21:30	10/21/22	TACT	Transact Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	97	3.65	27	3	1,061	I
10/11/22 21:30	10/7/22	LAZY	Lazydays Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	201	12.69	16	1	1,985	I
10/6/22 21:30	10/4/22	LAZY	Lazydays Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	2,475	12.95	191	11	1,969	I
10/5/22 21:30	10/3/22	TACT	Transact Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P	118	3.65	32	3	1,034	I
9/26/22 21:30	9/22/22	LAZY	Lazydays Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	254	12.74	20	1	1,778	I
7/28/22 21:30	7/26/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P	31	10.50	3	0	6,630	I
7/25/22 21:30	7/21/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P	8	10.50	1	0	6,627	I
7/20/22 21:30	7/18/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	205	10.12	20	0	6,626	I
7/14/22 21:30	7/12/22	LAZY	Lazydays Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	122	12.02	10	1	1,758	I
7/11/22 21:30	7/7/22	LAZY	Lazydays Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	22	11.50	2	0	1,748	I
7/7/22 21:30	7/5/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	81	8.82	9	0	6,606	I
7/6/22 21:33	7/1/22	LAZY	Lazydays Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P	89	11.46	8	0	1,746	I
7/1/22 21:30	6/29/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P	445	8.91	50	1	6,596	I
6/29/22 21:30	6/27/22	LAZY	Lazydays Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	1,060	12.05	88	5	1,738	I
6/28/22 21:30	6/24/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	341	9.50	36	1	6,546	I
6/22/22 21:30	6/17/22	LAZY	Lazydays Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	688	12.55	55	3	1,650	I
6/13/22 21:30	6/9/22	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P	1	1.35	0	0	13,004	I
6/7/22 21:30	6/3/22	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	49	1.50	33	0	13,004	I
6/2/22 21:30	5/31/22	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	59	1.50	39	0	12,971	I
5/25/22 21:30	5/23/22	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	298	1.50	199	2	12,931	I
5/19/22 21:30	5/17/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	275	11.00	25	0	6,511	I
5/17/22 16:49	5/13/22	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	191	1.39	138	1	24,541	I
5/13/22 12:25	5/12/22	BW	Babcock & Wilcox Enterprises, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	DT	P.d	1,142	5.71	200	1	25,713	I
5/11/22 21:30	5/9/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	777	10.25	76	1	12,306	I
5/10/22 21:30	5/6/22	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.d	631	13.23	48	1	5,878	D
4/29/22 21:30	4/27/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	787	11.26	70	1	6,410	I
4/26/22 21:30	4/22/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	678	11.43	59	1	6,340	I
4/21/22 21:00	4/19/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P	153	11.49	13	0	6,280	I
3/28/22 16:38	3/24/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P	2,289	12.28	186	3	6,267	M
3/15/22 17:16	3/11/22	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P	161	1.21	133	1	12,595	I
3/10/22 09:02	3/2/22	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.dm	1,072	8.20	131	2	5,816	I
3/9/22 16:22	3/7/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	85	11.97	7	0	6,081	I
3/3/22 16:26	3/1/22	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.d	6	7.79	1	0	5,685	D
3/3/22 16:23	3/1/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P	123	12.40	10	0	6,074	I
2/28/22 16:40	2/24/22	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.dm	21	7.95	3	0	5,684	M
2/25/22 16:19	2/23/22	ALTG	Alta Equipment Group Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.m	344	12.68	27	0	6,064	I
2/23/22 21:30	2/18/22	AREN	Arena Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T	P.dm	1,605	8.20	196	4	5,681	M

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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