Heating Equipment, Except Electric & Warm Air Furnaces Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d
8/16/24 16:33	8/15/24	BW	Babcock & Wilcox Enterprises, Inc.	DE	Build	BldMt	Heating Equipment, Except Ele	Dziewisz John J	OH	O	GC,Secre	S	-3	1.05	0	-3	-1	218	D
8/2/24 16:31	8/1/24	BW	Babcock & Wilcox Enterprises, Inc.	DE	Build	BldMt	Heating Equipment, Except Ele	Dziewisz John J	OH	O	GC,Secre	S	-3	1.36	0	-3	-1	207	D
9/1/23 16:31	8/30/23	BW	Babcock & Wilcox Enterprises, Inc.	DE	Build	BldMt	Heating Equipment, Except Ele	Dziewisz John J	OH	O	GC,Secre	S.m	-27	5.08	0	-5	-3	196	D
8/29/23 16:31	8/25/23	BW	Babcock & Wilcox Enterprises, Inc.	DE	Build	BldMt	Heating Equipment, Except Ele	Buckler Joseph T		O	SVP	S.d	-17	4.79	0	-4	-3	116	D
8/18/23 16:32	8/16/23	BW	Babcock & Wilcox Enterprises, Inc.	DE	Build	BldMt	Heating Equipment, Except Ele	Dziewisz John J	OH	O	GC,Secre	S	-10	5.10	0	-2	-1	183	D
8/15/23 16:31	8/11/23	BW	Babcock & Wilcox Enterprises, Inc.	DE	Build	BldMt	Heating Equipment, Except Ele	Buckler Joseph T		O	SVP	S.d	-13	5.33	0	-3	-2	111	D
8/1/23 16:31	7/28/23	BW	Babcock & Wilcox Enterprises, Inc.	DE	Build	BldMt	Heating Equipment, Except Ele	Buckler Joseph T		O	SVP	S.d	-22	5.42	0	-4	-4	108	D
1/5/23 19:09	1/3/23	SMR	Nuscale Power Corp	DE	Build	BldMt	Heating Equipment, Except Ele	Temple Robert K	OR	O	GC	S.d	-404	10.19	0	-40	-95	2	D
12/16/22 14:11	12/15/22	SMR	Nuscale Power Corp	DE	Build	BldMt	Heating Equipment, Except Ele	Panichi Chris	OR	D		S	-36	10.28	0	-4	-56	3	D
11/16/22 14:47	11/15/22	SMR	Nuscale Power Corp	DE	Build	BldMt	Heating Equipment, Except Ele	Reyes Jose N Jr	OR	O	CTO	S	-2,228	11.65	0	-191	-43	249	I
11/3/22 18:25	11/1/22	SMR	Nuscale Power Corp	DE	Build	BldMt	Heating Equipment, Except Ele	Reyes Jose N Jr	OR	O	CTO	S.dm	-459	11.43	0	-40	-8	440	I
11/3/22 18:09	11/1/22	SMR	Nuscale Power Corp	DE	Build	BldMt	Heating Equipment, Except Ele	Temple Robert K	OR	O	GC	S.dm	-993	11.47	0	-87	-52	79	D
11/1/22 17:03	10/28/22	SMR	Nuscale Power Corp	DE	Build	BldMt	Heating Equipment, Except Ele	Green Energy New Technology Investment Fund	M5	T		S.m	-1,600	11.43	0	-140	-3	4,196	D
11/1/22 16:10	10/28/22	SMR	Nuscale Power Corp	DE	Build	BldMt	Heating Equipment, Except Ele	Ds Asset Management Co., Ltd.	M5	T		S.m	-1,696	11.48	0	-148	-1	15,399	D
10/28/22 17:07	10/26/22	SMR	Nuscale Power Corp	DE	Build	BldMt	Heating Equipment, Except Ele	Ds Private Equity Co., Ltd.	M5	T		S.m	-1,794	11.75	0	-153	-1	15,695	D
10/28/22 17:02	10/26/22	SMR	Nuscale Power Corp	DE	Build	BldMt	Heating Equipment, Except Ele	Green Energy New Technology Investment Fund	M5	T		S.m	-1,702	11.71	0	-145	-3	4,336	D
10/26/22 17:07	10/24/22	SMR	Nuscale Power Corp	DE	Build	BldMt	Heating Equipment, Except Ele	Green Energy New Technology Investment Fund	M5	T		S.m	-1,094	12.15	0	-90	-2	4,482	D
10/19/22 17:08	10/17/22	SMR	Nuscale Power Corp	DE	Build	BldMt	Heating Equipment, Except Ele	Green Energy New Technology Investment Fund	M5	T		S.m	-136	11.51	0	-12	0	4,572	D
10/17/22 17:00	10/13/22	SMR	Nuscale Power Corp	DE	Build	BldMt	Heating Equipment, Except Ele	Green Energy New Technology Investment Fund	M5	T		S.m	-221	11.17	0	-20	0	4,583	D
10/11/22 17:22	10/6/22	SMR	Nuscale Power Corp	DE	Build	BldMt	Heating Equipment, Except Ele	Green Energy New Technology Investment Fund	M5	T		S	-118	11.60	0	-10	0	4,603	D
9/28/22 17:07	9/26/22	SMR	Nuscale Power Corp	DE	Build	BldMt	Heating Equipment, Except Ele	Green Energy New Technology Investment Fund	M5	T		S.m	-1,780	11.87	0	-150	-3	4,613	D
9/26/22 17:10	9/22/22	SMR	Nuscale Power Corp	DE	Build	BldMt	Heating Equipment, Except Ele	Green Energy New Technology Investment Fund	M5	T		S.m	-3,160	13.35	0	-237	-5	4,763	D
9/1/22 16:32	8/30/22	BW	Babcock & Wilcox Enterprises, Inc.	DE	Build	BldMt	Heating Equipment, Except Ele	Dziewisz John J	OH	O	GC,Secre	S	-22	8.10	0	-3	-2	159	D
8/19/22 16:31	8/18/22	BW	Babcock & Wilcox Enterprises, Inc.	DE	Build	BldMt	Heating Equipment, Except Ele	Dziewisz John J	OH	O	GC,Secre	S	-9	7.79	0	-1	-1	144	D
8/16/22 16:35	8/16/22	BW	Babcock & Wilcox Enterprises, Inc.	DE	Build	BldMt	Heating Equipment, Except Ele	Dziewisz John J	OH	O	GC,Secre	S.d	-17	8.05	0	-2	-1	145	D
7/26/22 14:28	7/19/22	SMR	Nuscale Power Corp	DE	Build	BldMt	Heating Equipment, Except Ele	Mundy Thomas P	OR	O	P,VOYGR	S.d	-153	10.68	0	-14	-19	61	D
2/7/22 15:26	2/4/22	BW	Babcock & Wilcox Enterprises, Inc.	DE	Build	BldMt	Heating Equipment, Except Ele	Dziewisz John J	OH	O	GC,Secre	S	-15	7.39	0	-2	-2	126	D
11/4/21 14:21	11/4/21	LBTI	Lithium & Boron Technology, Inc.	NV	Build	BldMt	Heating Equipment, Except Ele	Zhang Mao	F4	T		S	-84	0.0010	0	-83,837	-100	0	D
11/4/21 14:19	11/4/21	LBTI	Lithium & Boron Technology, Inc.	NV	Build	BldMt	Heating Equipment, Except Ele	Zhang Jimin	F4	DOT	CEO	S	-600	0.0010	0	-600,000	-80	152,770	D
11/4/21 14:16	11/4/21	LBTI	Lithium & Boron Technology, Inc.	NV	Build	BldMt	Heating Equipment, Except Ele	Zhang Jian	F4	T		S	-22	0.0010	0	-22,165	-100	0	D
8/27/21 16:35	8/25/21	BW	Babcock & Wilcox Enterprises, Inc.	DE	Build	BldMt	Heating Equipment, Except Ele	Dziewisz John J	OH	O	SVP,Corp	S.d	-73	7.92	0	-9	-7	115	D
8/17/21 17:14	8/17/21	BW	Babcock & Wilcox Enterprises, Inc.	DE	Build	BldMt	Heating Equipment, Except Ele	Dziewisz John J	OH	O	SVP,Corp	S.d	-180	7.18	0	-25	-19	106	D
3/26/21 17:52	3/25/21	BW	Babcock & Wilcox Enterprises, Inc.	DE	Build	BldMt	Heating Equipment, Except Ele	Vintage Capital Management LLC	FL	T		S	-64,754	6.04	0	-10,721	-99	64	D
9/11/20 17:07	9/11/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-67	30.84	0	-2	-1	158	D
9/9/20 21:42	9/4/20	BW	Babcock & Wilcox Enterprises, Inc.	DE	Build	BldMt	Heating Equipment, Except Ele	Vintage Capital Management LLC	FL	T		S	-5,000	2.45	0	-2,041	-8	24,385	M
9/9/20 19:11	9/8/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S.d	-89	25.82	0	-3	-2	160	D
9/9/20 19:10	9/8/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S.d	-153	26.03	0	-6	-4	139	D
9/9/20 19:08	9/8/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S.d	-220	26.01	0	-8	-4	229	D
9/9/20 19:06	9/8/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dickson Paul S.	UT	O	Chief Re	S.d	-201	25.81	0	-8	-4	185	D
9/9/20 19:05	9/8/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Allred L. Chance	UT	O	Chief Sa	S.d	-201	25.86	0	-8	-4	190	D
9/8/20 16:15	9/4/20	BW	Babcock & Wilcox Enterprises, Inc.	DE	Build	BldMt	Heating Equipment, Except Ele	Bartoli Henry E	OH	DO	Chief St	S	-88	2.50	0	-35	-100	0	D
8/28/20 17:32	8/26/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S.dm	-6,213	28.07	0	-221	-49	231	D
8/28/20 17:30	8/26/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Pedersen Todd R.	UT	D		S.m	-8,825	27.98	0	-315	-100	0	I
8/27/20 17:44	8/26/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S.d	-2,557	27.57	0	-93	-40	140	D
8/26/20 16:56	8/24/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Pedersen Todd R.	UT	D		S.m	-9,393	27.71	0	-339	-52	315	I
8/25/20 17:30	8/21/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dickson Paul S.	UT	O	Chief Re	S.dm	-2,710	27.12	0	-100	-35	188	D
8/25/20 17:25	8/24/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	D'Alessandro David F.	UT	D		S	-1,597	27.17	0	-59	-58	42	D
8/24/20 16:52	8/20/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Pedersen Todd R.	UT	D		S.m	-5,729	25.97	0	-221	-25	654	I
8/21/20 16:43	8/20/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Tibbetts Joseph S Jr	UT	D		S	-1,341	25.24	0	-53	-64	30	D
6/17/20 16:56	6/16/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Allred L. Chance	UT	O	Chief Sa	S	-32	10.08	0	-3	-2	192	D
6/12/20 18:26	6/11/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-7	8.69	0	-1	0	158	D
6/11/20 16:46	6/10/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Tibbetts Joseph S Jr	UT	D		S	-54	10.08	0	-5	-6	83	D
6/11/20 16:40	6/9/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Allred L. Chance	UT	O	Chief Sa	S.d	-65	10.00	0	-6	-3	195	D
6/9/20 16:12	6/8/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dickson Paul S.	UT	O	Chief Re	S	-48	8.91	0	-5	-2	233	D
6/9/20 16:10	6/8/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S	-47	8.91	0	-5	-2	330	D
6/9/20 16:08	6/8/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Allred L. Chance	UT	O	Chief Sa	S	-48	8.92	0	-5	-3	198	D
6/9/20 16:06	6/8/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S	-27	8.94	0	-3	-2	146	D
6/9/20 16:05	6/8/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-11	8.97	0	-1	-1	159	D
6/4/20 16:34	6/3/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-2	9.00	0	0	0	160	D
3/12/20 16:47	3/11/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-4	8.30	0	0	0	148	D
3/9/20 19:44	3/6/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Allred L. Chance	UT	O	Chief Sa	S.d	-100	11.00	0	-9	-5	173	D
3/9/20 19:42	3/6/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S	-34	10.99	0	-3	-3	118	D
3/9/20 19:40	3/6/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dickson Paul S.	UT	O	Chief Re	S	-62	10.92	0	-6	-3	208	D
3/9/20 19:38	3/6/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S	-60	10.92	0	-5	-2	320	D
3/9/20 19:37	3/6/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-14	11.03	0	-1	-1	149	D
2/20/20 16:37	2/18/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Pedersen Todd R.	UT	D		S.m	-1,129	11.29	0	-100	-10	875	I
2/12/20 17:26	2/11/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S.d	-2,512	10.05	0	-250	-43	325	D
2/12/20 17:22	2/11/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Allred L. Chance	UT	O	Chief Sa	S.d	-1,197	10.00	0	-120	-40	179	D
2/7/20 18:12	2/6/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S.d	-545	9.09	0	-60	-33	121	D
2/7/20 18:09	2/6/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S.d	-1,753	9.07	0	-193	-37	325	D
1/31/20 16:51	1/30/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S.d	-3	9.00	0	0	0	325	D
1/31/20 16:49	1/30/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S.d	-2	9.00	0	0	0	121	D
1/24/20 17:43	1/23/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S.d	-9	9.00	0	-1	0	325	D
1/24/20 17:39	1/23/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S.d	-5	9.00	0	-1	0	121	D
1/21/20 19:47	1/17/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S.d	-679	9.00	0	-75	-6	1,098	D
1/21/20 19:46	1/17/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S.d	-499	9.00	0	-55	-15	325	D
1/21/20 19:45	1/17/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S.d	-247	9.00	0	-27	-18	121	D
1/17/20 17:12	1/15/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Pedersen Todd R.	UT	D		S.m	-837	8.37	0	-100	-9	975	I
1/15/20 16:57	1/14/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S.d	-303	8.26	0	-37	-23	121	D
1/10/20 19:10	1/9/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S.d	-426	8.25	0	-52	-30	121	D
1/3/20 16:39	1/2/20	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S	-526	7.54	0	-70	-6	1,098	D
12/18/19 16:58	12/16/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Pedersen Todd R.	UT	D		S.m	-778	7.78	0	-100	-9	1,075	I
12/16/19 17:05	12/12/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S.dm	-1,109	7.65	0	-145	-11	1,183	D
12/16/19 17:02	12/12/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S.d	-1,571	7.53	0	-209	-63	121	D
12/16/19 17:00	12/12/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S.d	-1,715	7.53	0	-228	-41	325	D
12/16/19 16:58	12/11/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-12	7.01	0	-2	-1	163	D
12/11/19 19:35	12/10/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-165	7.05	0	-23	-12	164	D
12/9/19 16:55	12/5/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S.m	-298	7.38	0	-40	-18	188	D
12/9/19 16:53	12/6/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Allred L. Chance	UT	O	Chief Sa	S	-39	7.24	0	-5	-3	205	D
12/9/19 16:49	12/6/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dickson Paul S.	UT	O	Chief Re	S	-39	7.24	0	-5	-2	229	D
12/9/19 16:47	12/5/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S.dm	-179	7.30	0	-24	-2	1,079	D
12/9/19 16:44	12/5/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S.dm	-103	7.45	0	-14	-5	254	D
12/9/19 16:39	12/5/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S.dm	-124	7.42	0	-17	-5	325	D
11/29/19 16:37	11/26/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S.d	-57	7.51	0	-8	-1	1,098	D
11/29/19 16:34	11/26/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S.d	-80	7.51	0	-11	-3	331	D
11/29/19 16:31	11/26/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S.d	-97	7.51	0	-13	-5	262	D
11/19/19 16:36	11/15/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Pedersen Todd R.	UT	D		S.m	-671	6.71	0	-100	-8	1,175	I
10/17/19 16:33	10/15/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Pedersen Todd R.	UT	D		S.m	-679	6.79	0	-100	-7	1,275	I
9/18/19 18:18	9/16/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Pedersen Todd R.	UT	D		S.m	-779	7.79	0	-100	-7	1,375	I
9/9/19 19:01	9/6/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S	-70	7.99	0	-9	-3	304	D
9/9/19 18:59	9/6/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Allred L. Chance	UT	O	Chief Sa	S	-65	8.00	0	-8	-4	190	D
9/9/19 18:56	9/6/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dickson Paul S.	UT	O	Chief Re	S	-65	8.00	0	-8	-4	214	D
9/9/19 18:54	9/6/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S	-158	7.95	0	-20	-2	1,098	D
9/9/19 18:51	9/6/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-29	8.06	0	-4	-2	208	D
9/9/19 18:49	9/6/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S	-49	8.01	0	-6	-2	248	D
8/26/19 16:40	8/23/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dunn Alex J.	UT	D		S	-545	7.93	0	-69	-100	0	D
8/19/19 16:37	8/15/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Pedersen Todd R.	UT	D		S.m	-760	7.60	0	-100	-6	1,475	I
7/17/19 16:41	7/15/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Pedersen Todd R.	UT	D		S.m	-790	7.90	0	-100	-6	1,575	I
7/17/19 16:39	7/16/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S	-56	7.78	0	-7	-3	254	D
6/19/19 16:32	6/17/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Pedersen Todd R.	UT	D		S.m	-697	6.97	0	-100	-6	1,675	I
6/14/19 16:35	6/13/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Tibbetts Joseph S Jr	UT	D		S	-58	6.95	0	-8	-13	57	D
6/14/19 16:34	6/13/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	D'Alessandro David F.	UT	D		S	-70	6.95	0	-10	-13	69	D
6/10/19 18:06	6/6/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dickson Paul S.	UT	O	Chief Re	S	-31	6.76	0	-5	-2	222	D
6/10/19 18:03	6/6/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S	-28	6.75	0	-4	-1	312	D
6/10/19 18:01	6/6/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Allred L. Chance	UT	O	Chief Sa	S	-31	6.76	0	-5	-2	198	D
6/10/19 17:58	6/6/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S	-11	6.76	0	-2	-1	262	D
6/10/19 17:56	6/6/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S	-133	6.77	0	-20	-2	1,131	D
6/10/19 17:54	6/6/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-3	6.83	0	0	0	211	D
5/17/19 17:30	5/15/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Pedersen Todd R.	UT	D		S.m	-639	6.39	0	-100	-5	1,775	I
5/15/19 16:48	5/13/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dunn Alex J.	UT	D		S.m	-625	6.25	0	-100	-59	69	D
5/9/19 20:08	5/7/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S.m	-693	6.75	0	-103	-24	317	D
5/9/19 20:05	5/7/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S.m	-693	6.75	0	-103	-8	1,151	D
5/9/19 20:01	5/7/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S.m	-114	6.75	0	-17	-7	212	D
4/26/19 16:26	4/25/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S	-308	6.00	0	-51	-11	419	D
4/26/19 16:14	4/25/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S	-308	6.00	0	-51	-4	1,253	D
4/26/19 16:12	4/25/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-48	6.00	0	-8	-3	229	D
3/12/19 16:55	3/11/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dickson Paul S.	UT	O	Chief Re	S	-11	4.75	0	-2	-1	227	D
3/7/19 16:50	3/6/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S	-169	4.66	0	-36	-7	471	D
3/7/19 16:49	3/6/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S	-100	4.62	0	-22	-2	1,305	D
3/7/19 16:47	3/6/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dickson Paul S.	UT	O	Chief Re	S	-24	4.57	0	-5	-2	229	D
3/7/19 16:45	3/6/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-2	4.79	0	0	0	237	D
3/7/19 16:44	3/6/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Allred L. Chance	UT	O	Chief Sa	S	-24	4.58	0	-5	-2	203	D
3/7/19 16:42	3/6/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S	-11	4.69	0	-2	-1	263	D
2/5/19 16:35	2/1/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dickson Paul S.	UT	O	Chief Re	S	-12	4.50	0	-3	-1	191	D
1/4/19 18:04	1/2/19	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S	-101	3.78	0	-27	-4	727	D
12/7/18 17:33	12/6/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S	-172	5.15	0	-33	-7	449	D
12/7/18 17:32	12/6/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-207	5.16	0	-40	-18	180	D
12/7/18 17:29	12/6/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dickson Paul S.	UT	O	Chief Re	S	-24	5.06	0	-5	-2	194	D
12/7/18 17:23	12/6/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S	-54	5.13	0	-11	-1	754	D
12/7/18 17:21	12/6/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Allred L. Chance	UT	O	Chief Sa	S	-24	5.07	0	-5	-3	165	D
12/7/18 17:19	12/6/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S	-11	5.18	0	-2	-1	222	D
11/21/18 16:41	11/20/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Allred L. Chance	UT	O	Chief Sa	S.d	-21	6.00	0	-3	-2	170	D
11/14/18 16:50	11/12/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dickson Paul S.	UT	O	Chief Re	S.dm	-736	5.66	0	-130	-40	198	D
11/9/18 18:31	11/7/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dickson Paul S.	UT	O	Chief Re	S.dm	-1,389	5.80	0	-239	-55	198	D
10/19/18 18:39	10/17/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dickson Paul S.	UT	O	Chief Re	S	-70	5.06	0	-14	-5	245	D
10/4/18 16:51	10/2/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Allred L. Chance	UT	O	Chief Sa	S.d	-19	5.50	0	-3	-2	170	D
9/12/18 19:11	9/11/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-6	5.10	0	-1	-1	191	D
9/7/18 20:19	9/6/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S	-41	5.01	0	-8	-4	196	D
9/7/18 20:17	9/6/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S	-35	5.01	0	-7	-1	764	D
9/7/18 20:16	9/6/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dickson Paul S.	UT	O	Chief Re	S	-61	4.98	0	-12	-5	230	D
9/7/18 20:14	9/6/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Allred L. Chance	UT	O	Chief Sa	S	-92	4.92	0	-19	-12	141	D
9/7/18 20:12	9/6/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-6	5.07	0	-1	-1	192	D
9/7/18 20:08	9/6/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S	-228	4.91	0	-46	-9	444	D
8/16/18 17:30	8/14/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Tibbetts Joseph S Jr	UT	D		S	-102	5.11	0	-20	-23	66	D
8/16/18 17:28	8/14/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-280	5.13	0	-55	-22	193	D
8/16/18 17:25	8/14/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Allred L. Chance	UT	O	Chief Sa	S.d	-37	5.30	0	-7	-4	159	D
7/16/18 17:27	7/16/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S	-39	5.48	0	-7	-3	204	D
7/9/18 17:53	7/6/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-126	5.15	0	-24	-9	248	D
6/14/18 19:54	6/13/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Allred L. Chance	UT	O	Chief Sa	S.d	-427	4.50	0	-95	-37	159	D
6/14/18 19:52	6/13/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dickson Paul S.	UT	O	Chief Re	S	-270	4.50	0	-60	-20	242	D
6/14/18 19:50	6/13/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Tibbetts Joseph S Jr	UT	D		S	-30	4.11	0	-7	-8	86	D
6/14/18 19:48	6/13/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	D'Alessandro David F.	UT	D		S	-38	4.12	0	-9	-11	79	D
6/12/18 17:38	6/11/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S	-22	3.94	0	-6	-1	771	D
6/8/18 17:45	6/6/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S	-112	3.76	0	-30	-6	491	D
6/8/18 17:43	6/6/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S	-27	3.76	0	-7	-1	777	D
5/29/18 19:19	5/25/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S	-172	3.71	0	-46	-18	211	D
5/29/18 19:16	5/25/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dickson Paul S.	UT	O	Chief Re	S	-127	3.71	0	-34	-10	302	D
5/29/18 19:14	5/24/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Allred L. Chance	UT	O	Chief Sa	S.m	-340	3.72	0	-91	-36	159	D
5/14/18 18:59	5/10/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Allred L. Chance	UT	O	Chief Sa	S.dm	-1,981	4.50	0	-440	-64	251	D
3/19/18 19:07	3/16/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S.d	-57	3.25	0	-18	-2	784	D
3/19/18 16:59	3/16/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S.d	-76	3.25	0	-23	-8	270	D
3/15/18 19:53	3/13/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S.dm	-182	3.25	0	-56	-16	285	D
3/15/18 19:52	3/13/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dunn Alex J.	UT	D		S.m	-634	3.17	0	-200	-54	169	D
3/15/18 19:49	3/13/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S.m	-89	3.25	0	-27	-5	484	D
3/12/18 19:23	3/8/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S.dm	-118	3.25	0	-36	-10	311	D
3/12/18 19:22	3/8/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S.m	-65	3.25	0	-20	-4	511	D
3/6/18 18:07	3/6/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S	-21	2.99	0	-7	-1	531	D
2/26/18 19:45	2/22/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S.d	-233	3.25	0	-72	-18	329	D
2/23/18 19:32	2/21/18	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S.m	-82	3.25	0	-25	-4	538	D
12/14/17 17:59	12/12/17	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-207	3.44	0	-60	-18	272	D
12/14/17 11:50	12/12/17	EACQ	Easterly Acquisition Corp.	DE	Build	BldMt	Heating Equipment, Except Ele	Polar Asset Management Partners Inc.	A6	T		S	-3,018	10.06	0	-300	-13	1,943	I
12/8/17 18:47	12/6/17	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-103	3.25	0	-32	-9	332	D
12/8/17 18:45	12/6/17	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S	-146	3.24	0	-45	-7	563	D
11/20/17 18:01	11/16/17	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dunn Alex J.	UT	D		S.m	-343	3.43	0	-100	-21	369	D
7/27/17 10:58	7/26/17	EACQ	Easterly Acquisition Corp.	DE	Build	BldMt	Heating Equipment, Except Ele	Polar Asset Management Partners Inc.	A6	T		S	-20,000	10.00	0	-2,000	-65	1,062	I
7/17/17 20:59	7/17/17	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S.d	-329	5.26	0	-63	-22	219	D
7/17/17 20:57	7/17/17	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S	-36	5.45	0	-7	-3	199	D
7/17/17 20:56	7/17/17	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dickson Paul S.	UT	O	Chief Re	S.d	-682	5.25	0	-130	-42	177	D
7/17/17 20:55	7/17/17	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S	-184	5.25	0	-35	-5	621	D
7/17/17 20:53	7/17/17	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Allred L. Chance	UT	O	Chief Sa	S	-314	5.18	0	-61	-40	91	D
7/17/17 20:52	7/13/17	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-283	5.45	0	-52	-13	350	D
7/7/17 16:55	7/6/17	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Christiansen Bryan	UT	O	COO	S	-149	5.50	0	-27	-6	402	D
7/5/17 11:52	6/30/17	EACQ	Easterly Acquisition Corp.	DE	Build	BldMt	Heating Equipment, Except Ele	Polar Asset Management Partners Inc.	A6	T		S	-2,201	10.05	0	-219	-7	3,062	I
6/22/17 17:03	6/21/17	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	D'Alessandro David F.	UT	D		S.d	-86	4.77	0	-18	-23	59	D
6/22/17 17:01	6/21/17	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Tibbetts Joseph S Jr	UT	D		S.d	-65	4.77	0	-14	-18	64	D
5/30/17 17:21	5/25/17	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Allred L. Chance	UT	O	Chief Sa	S	-95	3.10	0	-31	-17	152	D
5/30/17 17:20	5/26/17	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Plagemann Thomas G.	UT	O	CCO; EVP	S	-141	3.06	0	-46	-18	206	D
5/30/17 17:20	5/26/17	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Dickson Paul S.	UT	O	Chief Re	S	-111	3.06	0	-36	-17	177	D
5/15/17 20:05	5/12/17	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Russell Dana C	UT	O	CFO,EVP	S	-413	2.76	1	-150	-37	251	D	-81	24	-8	-10	-2	-4	-8	-4
5/12/17 17:46	5/11/17	VSLR	Vivint Solar, Inc.		Build	BldMt	Heating Equipment, Except Ele	Bywater David	UT	DO	CEO	S.m	-571	2.84	1	-201	-23	656	D	-81	24	-13	-8	0	2	-7	-7

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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oc

Own

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