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SymIssuerIncoStOwnerFFDateTDateTSCVDateEDateStrikePriceQtyVal
EYESSecond Sight Medical Products IncCACAAlfred E. Mann Living Trust42017-05-22 21:56:032017-02-27SC$1.067,485,156$7,940,940
EAElectronic Arts Inc.DECAWilson Andrew42017-05-22 21:45:372017-05-22SC$108.0010,965$1,184,195
EAElectronic Arts Inc.DECASchatz Jacob J.42017-05-22 21:42:022017-05-19SC$107.222,200$235,884
GSTGastar Exploration Inc.DECAAres Management LLC42017-05-22 21:29:432017-05-18PC$1.161,333,035$1,546,809
GLYCGlycomimetics IncDEMDThackray Helen M.42017-05-22 21:23:482017-05-19SC$12.142,000$24,280
DATATableau Software IncWABeers Andrew42017-05-22 21:21:112017-05-19SCA$60.172,856$171,837
JNSJanus Capital Group IncDECOHughes Brennan A.42017-05-22 21:11:252017-05-19SC$14.342,100$30,114
ANTHAnthera Pharmaceuticals IncDECAShanahan William R Jr42017-05-22 20:45:202017-05-20ACO2027-05-20$1.6375,000
ANTHAnthera Pharmaceuticals IncDECAThompson John Craig42017-05-22 20:45:162017-05-20ACO2027-05-20$1.6381,250
ANTHAnthera Pharmaceuticals IncDECAOlson Charles V42017-05-22 20:45:162017-05-20ACO2027-05-20$1.6343,750
ANTHAnthera Pharmaceuticals IncDECALiu May42017-05-22 20:45:122017-05-20ACO2027-05-20$1.6353,125
ANTHAnthera Pharmaceuticals IncDECADickinson Klara42017-05-22 20:45:122017-05-20ACO2027-05-20$1.6343,750
DFBGDifferential Brands Group Inc.DECABuckley Michael F42017-05-22 20:42:372017-05-19PC$2.0820,000$41,641
SNSanchez Energy CorpDETXColvin Greg42017-05-22 20:40:422017-05-19PC$6.7520,000$135,080
TRUETruecar, Inc.DECAMendel John W42017-05-22 20:27:422017-05-18ACO2027-05-18$17.5418,948
RVAReva Medical, Inc.DECAGroves Regina E42017-05-22 20:16:442017-05-19ACO2027-05-19$6.7158,500
OMEDOncomed Pharmaceuticals IncDECARoot Jonathan D42017-05-22 20:16:402017-05-19SC$3.707,487$27,712
CLCTCollectors Universe IncDECADeuster Robert G42017-05-22 20:12:412017-05-18SC$25.2310,636$268,300
LSXMKLiberty Media CorpDEVAWeschler, R. Ted42017-05-22 20:12:272017-05-18PCC$38.08679,930$25,891,281
LSXMALiberty Media CorpDEVAWeschler, R. Ted42017-05-22 20:10:212017-05-18PCA$38.26492,156$18,831,927
LSXMKLiberty Media CorpDENEBerkshire Hathaway Inc42017-05-22 20:07:022017-05-18PCC$38.08679,930$25,891,281
LSXMALiberty Media CorpDENEBerkshire Hathaway Inc42017-05-22 20:02:232017-05-18PCA$38.26492,156$18,831,927
VEIIValue Exchange International, Inc.V7Pehrson Johan42017-05-22 20:01:162017-05-22PC$0.1000100,000$10,000
CYRXCryoport, Inc.NVCAStefanovich Robert42017-05-22 19:52:542017-05-18ACO2027-05-18$3.21$3.2181,000$260,010
CDXCChromadex Corp.DECAAllen Stephen R.42017-05-22 19:52:022017-05-19PC$3.203,000$9,600
MNKDMannkind CorpDECAShannon James Samuel42017-05-22 19:51:342017-05-18ACO2027-05-17$1.1030,000
MNKDMannkind CorpDECANordhoff Henry L42017-05-22 19:50:272017-05-18ACO2027-05-17$1.1030,000
MNKDMannkind CorpDECAMaccallum David42017-05-22 19:49:242017-05-18ACO2027-05-17$1.1030,000
MNKDMannkind CorpDECAFriedman Michael A42017-05-22 19:48:122017-05-18ACO2027-05-17$1.1030,000
Golden Rush, Inc.CACACassidy James M42017-05-22 19:47:532017-05-16SC$0.000110,000,000$1,000
MNKDMannkind CorpDECAConsiglio Ronald J42017-05-22 19:46:042017-05-18ACO2027-05-17$1.1030,000
MNKDMannkind CorpDECAKresa Kent42017-05-22 19:44:592017-05-18ACO2027-05-17$1.1030,000
IMDZImmune Design Corp.DENYGuthart Leo42017-05-22 19:40:572017-05-09PC$6.0930,000$182,607
KEMKemet CorpDESCLoof Per Olof42017-05-22 19:39:172017-05-19SC$13.13133,334$1,751,013
SYNCSynacor, Inc.DENYDonohue Elisabeth B42017-05-22 19:38:382017-05-18ADO2027-05-17$3.5050,000
CALXCalix, IncCADenuccio Kevin A42017-05-22 19:37:562017-05-18PC$6.6920,000$133,800
SYNCSynacor, Inc.DENYMontgomery Michael J42017-05-22 19:37:542017-05-18ADO2027-05-17$3.5015,000
TWOU2U, Inc.DEMDHaley Timothy M42017-05-22 19:37:302017-05-18SC$39.7123,296$925,084
SYNCSynacor, Inc.DENYKau Andrew42017-05-22 19:37:092017-05-18ADO2027-05-17$3.5015,000
AMRSAmyris, Inc.DECAYang Patrick Y42017-05-22 19:36:312017-05-18PC$0.2914300,000$87,430
SYNCSynacor, Inc.DENYLevy Jordan42017-05-22 19:36:302017-05-18ADO2027-05-17$3.5015,000
SYNCSynacor, Inc.DENYFawaz Marwan42017-05-22 19:35:492017-05-18ADO2027-05-17$3.5015,000
SYNCSynacor, Inc.DENYMurphy Scott42017-05-22 19:34:532017-05-18ADO2027-05-17$3.5030,000
INGNInogen IncDECAAnderson Ray Benjamin M42017-05-22 19:34:232017-05-18SC$81.054,445$360,271
SYNCSynacor, Inc.DENYGinsberg Gary L42017-05-22 19:34:002017-05-18ADO2027-05-17$3.5030,000
CALXCalix, IncCACheung Sheila42017-05-22 19:33:532017-05-18SC$6.67414$2,761
EBAYEbay IncDECAMitic Kathleen C.42017-05-22 19:32:152017-05-18SC$33.8411,897$402,568
NNUTURoyal Hawaiian Orchards, L.P.DECOEbrahimi Farhad Fred42017-05-22 19:30:072017-05-18PUA$1.817,058$12,775
IPIIntrepid Potash, Inc.DECOJornayvaz Robert P III42017-05-22 19:20:482017-05-22PC$2.3050,000$114,800
AMAGAmag Pharmaceuticals Inc.DEMASulat James R42017-05-22 19:14:242017-05-18ACO2027-05-18$19.2510,110
AMAGAmag Pharmaceuticals Inc.DEMADeptula Barbara42017-05-22 19:12:572017-05-18ACO2027-05-18$19.2510,110
AMAGAmag Pharmaceuticals Inc.DEMAFallon John A.42017-05-22 19:12:192017-05-18ACO2027-05-18$19.2510,110
AMAGAmag Pharmaceuticals Inc.DEMAKelley Brian P42017-05-22 19:11:432017-05-18ACO2027-05-18$19.2510,110
AMAGAmag Pharmaceuticals Inc.DEMARussell Lesley42017-05-22 19:10:352017-05-18ACO2027-05-18$19.2510,110
PDEXPro Dex IncCACAVan Kirk Richard Lee Jr42017-05-22 19:10:272017-05-18SC$5.75940$5,405
TWLOTwilio IncDECASmith Karyn42017-05-22 19:09:272017-05-18SCA$24.595,213$128,209
AMAGAmag Pharmaceuticals Inc.DEMASantini Gino42017-05-22 19:08:442017-05-18ACO2027-05-18$19.2510,110
AMAGAmag Pharmaceuticals Inc.DEMAScoon Davey42017-05-22 19:07:432017-05-18ACO2027-05-18$19.2510,110
AMAGAmag Pharmaceuticals Inc.DEMAPerez Robert J42017-05-22 19:05:492017-05-18ACO2027-05-18$19.2510,110
MGNXMacrogenics IncDEMDJackson Scott Thomas42017-05-22 19:02:592017-05-18ACO2027-05-18$19.5710,000
MGNXMacrogenics IncDEMDStump David C42017-05-22 19:02:382017-05-18ACO2027-05-18$19.5710,000
MGNXMacrogenics IncDEMDGalbraith Kenneth42017-05-22 19:02:202017-05-18ACO2027-05-18$19.5710,000
MGNXMacrogenics IncDEMDFerrante Karen Jean42017-05-22 19:02:012017-05-18ACO2027-05-18$19.5710,000
MGNXMacrogenics IncDEMDHurwitz Edward42017-05-22 19:01:432017-05-18ACO2027-05-18$19.5710,000
MGNXMacrogenics IncDEMDCosta Paulo F42017-05-22 19:01:232017-05-18ACO2027-05-18$19.576,057
MGNXMacrogenics IncDEMDCosta Paulo F42017-05-22 19:01:232017-05-18ACO2027-05-18$19.5710,000
WRDWildhorse Resource Development CorpDETXHabachy Steve Saad42017-05-22 19:01:112017-05-18PC$12.4080,691$1,000,890
MGNXMacrogenics IncDEMDFust Matthew K42017-05-22 19:01:002017-05-18ACO2027-05-18$19.5710,000
WRDWildhorse Resource Development CorpDETXGraham Jay Carlton42017-05-22 19:00:382017-05-18PC$12.4240,000$496,800
WRDWildhorse Resource Development CorpDETXClarkson Jonathan M42017-05-22 19:00:292017-05-18PC$12.516,000$75,060
WRDWildhorse Resource Development CorpDETXBahr Anthony Franklin42017-05-22 19:00:292017-05-18PC$12.67143,526$1,818,176
BTUPeabody Energy CorpDENYElliott International, L.P.42017-05-22 18:59:202017-05-16PC$24.25177,236$4,297,636
GHDXGenomic Health IncCACohen Fred E42017-05-22 18:59:042017-05-18SC$29.8816,500$493,040
BTUPeabody Energy CorpDENYElliott Associates, L.P.42017-05-22 18:58:382017-05-16PC$24.2583,405$2,022,413
CTRLControl4 CorpDEUTNovakovich Mark42017-05-22 18:57:472017-05-19SC$18.15568$10,309
CTRLControl4 CorpDEUTJudd Bryce42017-05-22 18:57:142017-05-19SC$18.154,759$86,376
CTRLControl4 CorpDEUTDungan Jefferson42017-05-22 18:56:142017-05-19SC$18.151,502$27,261
CTRLControl4 CorpDEUTCashen Susan42017-05-22 18:52:552017-05-19SC$18.151,768$32,089
CTRLControl4 CorpDEUTBishop Greg42017-05-22 18:52:152017-05-19SC$18.152,254$40,910
RARXRa Pharmaceuticals, Inc.DEV8Novartis Bioventures Ltd42017-05-22 18:50:532017-05-18SC$25.509,019$229,964
XOMAXoma CorpDECAWyszomierski Jack L42017-05-22 18:48:332017-02-10ANO2027-02-10$4.038,000
XOMAXoma CorpDECAWalbert Timothy P42017-05-22 18:45:292017-02-10ANO2027-02-10$4.038,000
XOMAXoma CorpDECAVarian John42017-05-22 18:43:132017-02-10ANO2027-02-10$4.038,000
XOMAXoma CorpDECALimber Joseph M42017-05-22 18:41:182017-02-10ANO2027-02-10$4.038,000
FBMFoundation Building Materials, Inc.CAGorey John42017-05-22 18:40:292017-05-18PC$14.4910,000$144,900
TISOrchids Paper Products Co /deDEOKGarcia Mario Armando42017-05-22 18:39:282017-05-22SC$13.4415,000$201,525
XOMAXoma CorpDECAHutt Peter Barton42017-05-22 18:38:512017-02-10ANO2027-02-10$4.038,000
WDCWestern Digital CorpDECABhatia Manish H42017-05-22 18:38:252017-05-18SC$84.997,208$612,625
XOMAXoma CorpDECAVan Ness W Denman42017-05-22 18:37:062017-02-10ANO2027-02-10$4.038,000
PLBCPlumas BancorpCACAMcClintock Robert J42017-05-22 18:36:242017-05-19PC$19.01900$17,112
XOMAXoma CorpDECABurns Thomas M.42017-05-22 18:34:162017-02-10ANO2027-02-10$4.03100,000
FBFacebook IncDECACox Christopher K42017-05-22 18:31:352017-05-22SCA$148.0316,000$2,368,482
RUSHRush Enterprises Inc \\tx\\TXTXWeaver Derrek42017-05-22 18:28:082017-05-19SCA$35.9112,599$452,372
XOMAXoma CorpDECANeal James R42017-05-22 18:27:572017-02-10ANO2027-02-10$4.03312,500
FBFacebook IncDECAWehner David M.42017-05-22 18:25:282017-05-19SCA$148.4715,470$2,296,831
SNMXSenomyx IncDECABlock Stephen A42017-05-22 18:23:582017-05-11ACO2027-05-10$0.898520,000
ENPHEnphase Energy, Inc.DECAWeber John Howard42017-05-22 18:23:312017-05-18ACO2024-05-17$0.7000$0.7000111,052$77,736
SNMXSenomyx IncDECAGray Mary Ann42017-05-22 18:23:262017-05-11ACO2027-05-10$0.898520,000
SNMXSenomyx IncDECAHerman Michael E42017-05-22 18:22:572017-05-11ACO2027-05-10$0.898520,000
SNMXSenomyx IncDECASnyder Kent42017-05-22 18:22:132017-05-11ACO2027-05-10$0.898520,000
SNMXSenomyx IncDECAStebbins Daniel Edward42017-05-22 18:21:432017-05-11ACO2027-05-10$0.898520,000
SNMXSenomyx IncDECATwomey Christopher J42017-05-22 18:21:022017-05-11ACO2027-05-10$0.898520,000
DLHCDlh Holdings Corp.NJGAParker Zachary42017-05-22 18:20:522017-05-18PC$4.75261$1,240
PRLBProto Labs IncMNGawlick Rainer42017-05-22 18:20:412017-05-22SC$64.05833$53,354
AVDLAvadel Pharmaceuticals PlcL2Anderson Michael S42017-05-22 18:20:252017-05-19PDR$10.002,500$25,000
ENPHEnphase Energy, Inc.DECARodgers Thurman J42017-05-22 18:19:512017-05-18ACO2024-05-17$0.7000$0.7000111,052$77,736
ENPHEnphase Energy, Inc.DEGAMora Richard42017-05-22 18:17:592017-05-18ACO2024-05-17$0.7000$0.7000111,052$77,736
AVDLAvadel Pharmaceuticals PlcL2Stapleton Craig R42017-05-22 18:17:052017-05-18PDR$9.8531,013$305,327
EXPEagle Materials IncDETXMetcalf Keith W42017-05-22 18:16:462017-05-18ANO2027-05-18$100.884,466
VIAViacom Inc.DENYGill Charest Katherine42017-05-22 18:16:022017-05-18AEO2025-05-18$33.9919,062
EXPEagle Materials IncDETXKesler Dale Craig42017-05-22 18:14:402017-05-18ANO2027-05-18$100.885,954
ENPHEnphase Energy, Inc.DECAGomo Steven J42017-05-22 18:14:372017-05-18ACO2024-05-17$0.7000$0.7000140,668$98,468
EXPEagle Materials IncDETXHaack Michael42017-05-22 18:13:432017-05-18ANO2027-05-18$100.887,070
VIAViacom Inc.DENYMills Scott42017-05-22 18:12:502017-05-18AEO2025-05-18$33.99131,965
ENPHEnphase Energy, Inc.DECAKortlang Benjamin John42017-05-22 18:11:472017-05-18ACO2024-05-17$0.7000$0.7000111,052$77,736
VIAViacom Inc.DENYLea Dede42017-05-22 18:11:272017-05-18AEO2025-05-18$33.9941,056
VGVonage Holdings CorpDENJPearson David T.42017-05-22 18:10:202017-05-19AEO2027-05-19$6.451,000,000
VIAViacom Inc.DENYDavis Wade42017-05-22 18:10:182017-05-18AEO2025-05-18$33.99131,965
VIAViacom Inc.DENYDalimonte Christa A42017-05-22 18:09:452017-05-18AEO2025-05-18$33.9946,921
EXPEagle Materials IncDETXDevlin William R42017-05-22 18:09:342017-05-18ANO2027-05-18$100.883,349
SANWS&w Seed CoNVCAGrewal Mark S42017-05-22 18:09:212017-05-19PC$4.1124,000$98,668
DKLDelek Logistics Partners, LPDETNDelek Us Holdings, Inc.42017-05-22 18:08:452017-05-19PLP$30.993,443$106,688
ESLEsterline Technologies CorpDEWAYost Albert S42017-05-22 18:08:452017-05-19SC$92.616,700$620,455
CSUCapital Senior Living CorpDETXHollister Robert F42017-05-22 18:07:382017-05-22SC$14.271,013$14,456
SBUXStarbucks CorpWAWABurrows Clifford42017-05-22 18:07:202017-05-18SC$59.46114,826$6,827,083
AAMCAltisource Asset Management CorpVIVIKurland Dale42017-05-22 18:04:392017-05-19SC$73.0065$4,745
PFGCPerformance Food Group CoDENYBlackstone Capital Partners V L P42017-05-22 18:01:492017-05-18SC$27.4113,700,465$375,529,746
PFGCPerformance Food Group CoDENYBlackstone Holdings III L.P.42017-05-22 18:00:372017-05-18SC$27.4113,700,465$375,529,746
CYTKCytokinetics IncCAWierenga Wendall42017-05-22 17:57:162017-05-18ANO2017-06-182027-05-18$14.2520,000
CYTKCytokinetics IncCASmith Sandford D42017-05-22 17:57:042017-05-18ANO2017-06-182027-05-18$14.2520,000
CYTKCytokinetics IncCAParshall B Lynne42017-05-22 17:56:512017-05-18ANO2017-06-182027-05-18$14.2520,000
CYTKCytokinetics IncCAKaye Edward M. Md42017-05-22 17:56:392017-05-18ANO2017-06-182027-05-18$14.2520,000
CYTKCytokinetics IncCAHenderson John T42017-05-22 17:56:272017-05-18ANO2017-06-182027-05-18$14.2520,000
CYTKCytokinetics IncCAGage L Patrick42017-05-22 17:56:142017-05-18ANO2017-06-182027-05-18$14.2520,000
CYTKCytokinetics IncCACosta Santo J42017-05-22 17:55:592017-05-18ANO2017-06-182027-05-18$14.2520,000
ACGLArch Capital Group Ltd.D0Iordanou Constantine42017-05-22 17:55:392017-05-18SC$95.5237,168$3,550,224
GDPMGoodrich Petroleum CorpDECAFranklin Resources Inc42017-05-22 17:53:252017-05-18SC$13.3028,788$382,941
TRUPTrupanion Inc.DEWARawlings Darryl42017-05-22 17:51:062017-05-18SC$16.903,500$59,161
ELGXEndologix Inc /de/DECAMitchell Robert D42017-05-22 17:51:012017-05-19PC$4.322,200$9,504
BKFSBlack Knight Financial Services, Inc.DEMAThomas H. Lee Advisors, LLC42017-05-22 17:48:182017-05-18SCA$41.90750,000$31,425,000
ABTLAutobytel IncDECAFerriolo William42017-05-22 17:45:372017-05-22SC$12.8136,512$467,704
CENTCentral Garden & Pet CoDECARanelli John42017-05-22 17:45:362017-05-18SC$30.4922,563$687,920
BKFSBlack Knight Financial Services, Inc.DEMAThomas H. Lee Advisors, LLC42017-05-22 17:43:042017-05-18SCA$41.90750,000$31,425,000
SXCPSuncoke Energy Partners, L.P.DEILSun Coal & Coke LLC42017-05-22 17:41:502017-05-19PU$16.41114,990$1,886,890
VCRAVocera Communications, Inc.CAZollars Robert42017-05-22 17:41:122017-05-18SC$24.9862,000$1,549,064
PRGXPrgx Global, Inc.GACTDrapkin Matthew A42017-05-22 17:39:592017-05-18PC$6.2028,670$177,745
FHCOFemale Health CoWIFLFisch Harry42017-05-22 17:38:432017-05-17PC$1.0224,750$25,262
RPAIRetail Properties of America, Inc.MDILGarrison Shane C.42017-05-22 17:38:222017-05-19PC$12.672,050$25,974
RPAIRetail Properties of America, Inc.MDILGarrison Shane C.42017-05-22 17:38:222017-05-18SP$25.561,000$25,560
ELLIEllie Mae IncDECABrown Brian E.42017-05-22 17:37:302017-05-18SC$106.5467$7,138
BKFSBlack Knight Financial Services, Inc.DEMAThomas H. Lee Advisors, LLC4/A2017-05-22 17:35:132017-05-12SCA$41.905,000,000$209,500,000
SOTKSono Tek CorpNYNYHarshbarger R Stephen42017-05-22 17:33:392017-05-18ACO2019-03-152027-05-18$1.06$1.06110,000$116,600
FRGIFiesta Restaurant Group, Inc.DEFLSmith Jack A42017-05-22 17:26:042017-05-17PC$21.692,000$43,381
AWRAmerican States Water CoCACAHolloway Anne M42017-05-22 17:22:392017-05-18SC$44.74550$24,606
CHCOCity Holding CoWVWVStilwell Craig G42017-05-22 17:22:352017-05-19SC$64.857,931$514,325
MERCMercer International Inc.WANYKellogg Peter R42017-05-22 17:21:092017-05-18PC$11.1252,283$581,535
CRAYCray IncWAWAUngaro Peter J42017-05-22 17:20:422017-05-18ACO2027-05-18$18.00100,000
CRAYCray IncWAWAPiraino Michael Charles42017-05-22 17:20:242017-05-18ACO2027-05-18$18.0025,000
HPQHp IncDECACitrino Mary Anne42017-05-22 17:20:202017-05-18ANO2027-05-18$18.7839,165
HPQHp IncDECABergh Charles V42017-05-22 17:20:152017-05-18ANO2027-05-18$18.7826,110
CRAYCray IncWAWAPapaefstathiou Efstathios42017-05-22 17:20:052017-05-18ACO2027-05-18$18.0035,000
HPQHp IncDECAWhitman Margaret C42017-05-22 17:20:022017-05-18ANO2027-05-18$18.7839,165
CRAYCray IncWAWAMorreale Charles A42017-05-22 17:19:442017-05-18ACO2027-05-18$18.0020,000
CRAYCray IncWAWAHenry Brian C42017-05-22 17:19:182017-05-18ACO2027-05-18$18.0040,000
CACCCredit Acceptance CorpMIMIWatson Jill Foss42017-05-22 17:18:472017-05-18SC$215.6515,691$3,383,832
UFIUnifi IncNYNCHall Kevin Duane42017-05-22 17:17:492017-05-19AEO2027-05-19$27.4425,000
TIMETime Inc.DENYFitzsimons Dennis J42017-05-22 17:17:362017-05-18PC$11.993,000$35,963
WWayfair Inc.MAFleisher Michael D42017-05-22 17:17:302017-05-22SCA$62.014,634$287,354
WWayfair Inc.MAMulliken John Champlin42017-05-22 17:16:562017-05-18SCA$60.65700$42,455
RGENRepligen CorpDEMABenjamin Howard4/A2017-05-22 17:15:472017-02-23ACO2027-02-23$32.408,289
ETMEntercom Communications CorpPAPAField Joseph M42017-05-22 17:15:222017-05-19PCA$9.84151,545$1,490,643
RGENRepligen CorpDEMASnodgres Jon4/A2017-05-22 17:12:512017-02-23ACO2027-02-23$32.4018,165
SHAKShake Shack Inc.NYMeyer Daniel Harris42017-05-22 17:12:362017-05-18SCA$38.0125,000$950,213
DJCODaily Journal CorpSCCAGuerin John Patrick Et Al42017-05-22 17:12:252017-05-22SC$210.021,000$210,017
OPHTOphthotech Corp.DENYBolte Axel42017-05-22 17:10:272017-05-19ACO2027-05-18$2.4616,000
CERNCerner Corp /mo/DEMOZollars William D42017-05-22 17:10:222017-05-22SC$64.644,600$297,344
NUANNuance Communications, Inc.DEMAMartin Katherine A42017-05-22 17:09:242017-05-18SC$18.3410,000$183,400
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SCHWSchwab Charles CorpDECAEllis Stephen A42017-05-22 14:16:052017-05-18ANO2027-05-18$38.337,165
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NEWRNew Relic, Inc.DECASchulman Robin42017-05-19 17:54:342017-05-19SC$41.95569$23,870
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PFPTProofpoint IncDECASteele Gary42017-05-19 17:44:262017-05-18SC$80.3840,000$3,215,124
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BLLBall CorpINCOHoover R David42017-05-19 17:41:512017-05-18SC$39.7522,000$874,503
REVRevlon Inc /de/DENYPerelman Ronald O42017-05-19 17:41:092017-05-18PCA$19.38225,000$4,361,575
MPWRMonolithic Power Systems IncCACAXiao Deming42017-05-19 17:40:372017-05-18SC$93.645,352$501,142
TRTNTriton International LtdD0NYValentine Kevin42017-05-19 17:39:372017-05-19SC$27.502,000$55,000
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ABBVAbbvie Inc.DEILChase William J42017-05-19 17:01:532017-05-18SC$65.3538,300$2,502,905
IVACIntevac IncDECABrugal Andres42017-05-19 17:01:522017-05-18ANO2018-05-182024-05-18$12.7528,000
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IVACIntevac IncDECAPond Norman H42017-05-19 16:57:492017-05-17ANO2018-04-172024-05-17$13.1013,000
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MTBCMedical Transcription Billing, CorpDENJSnyder Stephen Andrew42017-05-19 16:55:262017-05-18SPA$25.343,500$88,675
PFSWPfsweb IncDETXReilly James F42017-05-19 16:54:032017-05-17SC$6.954,255$29,572
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RPXCRpx CorpDECACampion Trevor42017-05-19 16:41:382017-05-17SC$14.0410,000$140,378
OSBCOld Second Bancorp IncDEILBonifas Edward42017-05-19 16:41:252017-05-19PC$11.492,816$32,352
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MATRMattersight CorpDEILMullen David B42017-05-19 16:39:552017-05-17PC$2.5820,000$51,598
LFGRLeaf Group Ltd.DECAPleasants John42017-05-19 16:39:392017-05-17ACO2027-05-17$7.909,360
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LFGRLeaf Group Ltd.DECASchulz Jennifer42017-05-19 16:36:392017-05-17ACO2027-05-17$7.909,360
INSMInsmed IncVANJSullivan Eugene Jeffrey42017-05-19 16:34:202017-05-17ACO2027-05-17$17.1633,300
FLXNFlexion Therapeutics IncDEMABodick Neil4/A2017-05-19 16:34:132017-05-15SC$18.956,830$129,448
LFGRLeaf Group Ltd.DECAQuandt R James42017-05-19 16:34:042017-05-17ACO2027-05-17$7.909,360
INSMInsmed IncVANJSchaeffer Orlov S Nicole42017-05-19 16:34:002017-05-17ACO2027-05-17$17.1638,300
FOXFFox Factory Holding CorpDECAKatherman William H42017-05-19 16:33:432017-05-19SC$33.0111,878$392,084
INSMInsmed IncVANJPellizzari Christine A42017-05-19 16:33:392017-05-17ACO2027-05-17$17.1660,780
INSMInsmed IncVANJLewis William42017-05-19 16:33:162017-05-17ACO2027-05-17$17.16142,080
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FRPTFreshpet, Inc.DENJCyr William B.42017-05-19 16:31:462017-05-18PC$13.757,300$100,349
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GPNGlobal Payments IncGAGABaldwin Robert H B Jr42017-05-19 16:31:012017-05-18SC$88.0010,000$880,000
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FLXNFlexion Therapeutics IncDEMABodick Neil4/A2017-05-19 16:28:222017-02-24SC$19.155,000$95,758
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HCAHca Healthcare, Inc.TNMorgan Sandra L.42017-05-19 16:27:542017-05-17SC$82.745,915$489,394
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AAOIApplied Optoelectronics, Inc.DETXLin Chewei42017-05-19 16:26:452017-05-18SC$64.007,500$480,000
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EQBKEquity Bancshares IncKSKSBontrager Wendell42017-05-19 16:25:512017-05-17PCA$29.61200$5,922
GPNGlobal Payments IncGAGASilberstein Alan M42017-05-19 16:25:392017-05-18SC$88.09600$52,854
AIGAmerican International Group IncDENYDuperreault Brian42017-05-19 16:25:122017-05-18PC$61.4880,000$4,918,248
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DDD3D Systems CorpDESCLoewenbaum G Walter II42017-05-19 16:22:342017-05-18SC$22.1525,000$553,851
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GIMOGigamon Inc.DECAShinn Paul B42017-05-19 16:21:542017-05-17SC$38.903,185$123,897
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RYIRyerson Holding CorpDEILBurbach Michael42017-05-19 16:21:302017-05-17PC$9.052,200$19,910
ICEIntercontinental Exchange, Inc.DEGAForneri Jean Marc42017-05-19 16:21:092017-05-18SC$58.276,000$349,604
CSODCornerstone Ondemand IncDECABaker R C Mark42017-05-19 16:20:372017-05-17SC$37.764,000$151,036
ICEIntercontinental Exchange, Inc.DEGACrisp Charles R42017-05-19 16:20:182017-05-17SC$58.653,365$197,353
EDGWEdgewater Technology Inc/de/DEOHDisanto Frederick D.42017-05-19 16:20:142017-05-17PC$7.184,798$34,427
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KOSSKoss CorpDEWIKoss Michael J42017-05-19 16:19:462017-05-17PC$1.674,200$7,020
BBWBuild A Bear Workshop IncDECTPoint72 Asset Management, L.P.42017-05-19 16:19:332017-05-17PC$10.5333,603$353,919
TDOCTeladoc, Inc.DENYHirschhorn Mark42017-05-19 16:19:022017-05-17SC$27.70100,000$2,770,000
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LBYLibbey IncDEOHFoley William A42017-05-19 16:17:352017-05-18PC$8.135,000$40,651
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DLHCDlh Holdings Corp.NJNYWynnefield Partners Small Cap Value LP42017-05-19 16:15:492017-05-17PC$4.662,261$10,538
IMAXImax CorpA6TXLeebron David W42017-05-19 16:15:122017-05-16SC$27.5411,618$319,913
CSIICardiovascular Systems IncDEMNRosenstein Alexander42017-05-19 16:14:492017-05-17SC$32.30219$7,073
ABTLAutobytel IncDECAStibel Jeffrey M42017-05-19 16:14:452017-05-19SC$12.984,000$51,908
ORNOrion Group Holdings IncTXDealmeida Christopher James42017-05-19 16:14:262017-05-17SC$7.516,289$47,250
SCSSSelect Comfort CorpMNMNValette Jean Michel42017-05-19 16:13:562017-05-17ACO2018-05-172027-05-17$29.371,875
QRVOQorvo, Inc.DENCNelson Roderick42017-05-19 16:12:562017-05-18SC$74.841,500$112,260
SCSSSelect Comfort CorpMNMNPeel Michael A42017-05-19 16:12:372017-05-17ACO2018-05-172027-05-17$29.371,875
MCOMoodys Corp /de/DENYMcDaniel Raymond W42017-05-19 16:12:132017-05-17SC$113.3561,667$6,989,683
SCSSSelect Comfort CorpMNMNO Meara Vicki A42017-05-19 16:11:312017-05-17ACO2018-05-172027-05-17$29.371,875
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QRVOQorvo, Inc.DENCDileo Daniel A42017-05-19 16:11:212017-05-17SC$74.045,000$370,200
IECIec Electronics CorpDENYHartrick Lynn J42017-05-19 16:11:042017-05-17PC$3.861,500$5,790
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SCSSSelect Comfort CorpMNMNNedorostek Kathleen L42017-05-19 16:10:092017-05-17ACO2018-05-172027-05-17$29.371,875
SCSSSelect Comfort CorpMNMNMatas Barbara Ruth42017-05-19 16:08:492017-05-17ACO2018-05-172027-05-17$29.371,875
CNBKACentury Bancorp IncMAMAWestling Jon42017-05-19 16:08:452017-05-18PCA$62.8543$2,712
PRTAProthena Corp PlcL2CAEkman Lars42017-05-19 16:08:352017-05-18ACO2027-05-18$56.2312,000
PRTAProthena Corp PlcL2CAHarfstrand Karl Anders Olof42017-05-19 16:08:162017-05-18ACO2027-05-18$56.2312,000
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FOXFFox Factory Holding CorpDECAGlasman Zvi42017-05-19 16:06:372017-05-18SC$32.9630,000$988,761
CLCNCreative Learning CorpDEFLPappas Brian42017-05-19 16:06:342017-04-17SC$0.1600500,000$80,000
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MDRXAllscripts Healthcare Solutions, Inc.DEILPoulton Richard J.42017-05-18 20:02:302017-05-16SC$12.0625,000$301,383
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PIImpinj IncDEWAVan Oppen Peter H42017-05-18 20:00:112017-05-17SC$39.2525,000$981,194
KONAKona Grill IncDEMNNewman Leonard Martin42017-05-18 20:00:062017-05-17PC$4.50500$2,250
BLBDBlue Bird CorpCTColiseum Capital Management, LLC42017-05-18 19:52:172017-05-16SC$18.80128,369$2,413,337
GHDXGenomic Health IncCACohen Fred E42017-05-18 19:52:082017-05-16SC$30.688,250$253,102
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QTNAQuantenna Communications IncDECABonnot Lionel42017-05-18 19:37:372017-05-16SC$21.0311,163$234,713
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PLTPlantronics Inc /ca/DECAMohr Marshall42017-05-18 19:23:202017-05-17SC$53.143,000$159,419
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CPNCalpine CorpDETXHill Thad42017-05-18 19:10:242017-05-16AEO2020-05-162027-05-16$12.4015,571
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TNETTrinet Group IncCAGriese Edward42017-05-18 18:59:292017-05-16SC$30.954,175$129,223
TISOrchids Paper Products Co /deDEOKGarcia Mario Armando42017-05-18 18:48:582017-05-18SC$13.1525,000$328,675
LAZLazard LtdD0NYHoffman Scott D42017-05-18 18:48:152017-05-16SCA$45.1335,000$1,579,480
PODDInsulet CorpDEMAZakrzewski Joseph S42017-05-18 18:47:582017-05-17ACO2018-04-302027-05-17$40.603,587
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NEWRNew Relic, Inc.DECASchulman Robin42017-05-18 18:41:162017-05-18SC$41.05246$10,098
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AAPLApple IncCACARiccio Daniel J.42017-05-18 18:30:312017-05-16SC$155.2711,949$1,855,370
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RTRXRetrophin, Inc.DECAAselage Steve42017-05-18 18:14:042017-05-17AEO2027-05-16$17.44165,000
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NMZNuveen Municipal High Income Opportunity FundILNuveen Fund Advisors, LLC42017-05-18 18:05:152017-05-18SC$13.326,794$90,485
HELEHelen of Troy LtdD0TXOppenheim Richard J42017-05-18 18:01:592017-05-16SC$95.401,058$100,933
FSBFranklin Financial Network Inc.TNTNMcDaniel David J.42017-05-18 17:58:012017-05-16SC$40.22900$36,198
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SEASSeaworld Entertainment, Inc.DENYHill Path Holdings LLC42017-05-18 17:56:012017-05-16PC$17.82362,025$6,450,107
SHAKShake Shack Inc.NYFlug Jeffrey42017-05-18 17:53:562017-05-16SCA$36.7440,000$1,469,624
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VCYTVeracyte, Inc.DENJTreu Jesse I42017-05-18 17:37:022017-05-16SC$8.082,226$17,986
HLITHarmonic IncDECACovert Harold L42017-05-18 17:36:562017-05-17SC$5.001,679$8,395
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CENTCentral Garden & Pet CoDECAPennington Brooks III42017-05-18 17:31:062017-05-17SCA$30.184,821$145,510
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NMSNuveen Minnesota Quality Municipal Income FundILNuveen Fund Advisors, LLC42017-05-18 17:17:312017-05-17SC$16.222$32
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PNWPinnacle West Capital CorpAZAZGomez Barbara M42017-05-18 17:14:242017-05-16SC$84.001,900$159,600
TTDTrade Desk, Inc.DECARoss Paul42017-05-18 17:13:042017-05-16SCA$52.6110,000$526,136
NCBSNicolet Bankshares IncWIWILambrecht Marc Thomas42017-05-18 17:11:362017-05-16ACO2027-05-16$48.85$48.852,500$122,125
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MBMindbody, Inc.DECAWills Bradford Lee42017-05-18 17:09:332017-05-16SCA$27.80260$7,228
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ORBCOrbcomm Inc.DENJEisenberg Marc42017-05-18 17:06:172017-05-16SC$10.006,304$63,065
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MASMasco Corp /de/DEMIManoogian Richard A42017-05-18 17:02:202017-05-18SC$36.9961,340$2,269,089
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AGMFederal Agricultural Mortgage CorpDCRamsey Gregory42017-05-18 16:58:032017-05-18SNVC$60.82799$48,592
MTCHMatch Group, Inc.DENYThombre Amarnath42017-05-18 16:57:392017-05-16SC$19.7950,000$989,500
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KODKEastman Kodak CoNJNYClarke Jeff42017-05-18 16:51:332017-05-17PC$9.383,000$28,140
KNLKnoll IncDEPANash Sarah E42017-05-18 16:51:112017-05-17SC$22.731,090$24,776
IEXIdex Corp /de/DEILAshleman Eric D42017-05-18 16:51:012017-05-16SC$105.5112,745$1,344,735
REXXRex Energy CorpDEPARajan Thomas42017-05-18 16:50:072017-05-17PC$4.005,000$19,981
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AETAetna Inc /pa/PACTBertolini Mark T42017-05-18 16:49:552017-05-17SC$140.79103,547$14,578,523
INFUInfusystem Holdings, IncDEMIDilorio Richard42017-05-18 16:49:282017-03-16ACO2027-03-16$2.1525,000
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PFIEProfire Energy IncNVUTAlbert Harold42017-05-18 16:49:092017-05-16SC$1.4610,085$14,688
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ELLIEllie Mae IncDECASchreiner Gates Cathleen42017-05-18 16:48:522017-05-16SC$107.904,245$458,027
INSYInsys Therapeutics, Inc.DEAZMeyer Steven J42017-05-18 16:48:152017-05-18PC$12.218,000$97,680
CODICompass Diversified HoldingsDECTBottiglieri James42017-05-18 16:48:012017-05-17PC$16.243,000$48,728
GNCGnc Holdings, Inc.DEPAFeldman Alan D42017-05-18 16:47:302017-05-16PC$6.8736,400$249,970
BFAMBright Horizons Family Solutions Inc.DEMAHitch Jordan42017-05-18 16:47:102017-05-16SC$79.254,124,534$326,869,320
WLKWestlake Chemical CorpDETXMangieri George J42017-05-18 16:47:022017-05-17SC$62.216,578$409,198
DFSDiscover Financial ServicesDEILMoskow Michael H42017-05-18 16:46:402017-05-16SC$60.672,350$142,575
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AITBAit Therapeutics, Inc.DEL3Aviv Haim42017-05-18 16:45:192017-05-15ACO2027-05-15$6.9050,000
DARDarling Ingredients Inc.DETXLynch Patrick C42017-05-18 16:44:222017-05-17PC$15.2019,710$299,592
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WSBCWesbanco IncWVWVDugan Gregory A42017-05-18 16:44:072017-05-16ACO2024-05-16$38.882,000
SYMCSymantec CorpDECASands Anita M42017-05-18 16:42:452017-05-17SC$30.162,000$60,326
VRMLVermillion, Inc.DETXPalmieri Valerie Barber42017-05-18 16:42:332017-05-17PC$1.80555$999
ACTAActua CorpDEPAMorgan Raymond Kirk42017-05-18 16:41:432017-05-16SC$13.951,687$23,534
WSBCWesbanco IncWVWVLawrence Stephen J42017-05-18 16:41:302017-05-16ACO2024-05-16$38.882,000
GEGeneral Electric CoNYMABeattie William G42017-05-18 16:41:122017-05-17PC$27.704,000$110,800
UFCSUnited Fire Group IncIAQuass Mary K.42017-05-18 16:40:462017-05-16SC$42.471,002$42,555
FNJNFinjan Holdings, Inc.DECABcpi Corp42017-05-18 16:40:322017-05-16SC$2.7030,000$81,026
EDREducation Realty Trust, Inc.MDTNSchaefer Kimberly42017-05-18 16:38:172017-05-17PC$37.631,000$37,630
FSPFranklin Street Properties Corp /ma/MAMAMurray Georgia42017-05-18 16:37:532017-05-18PC$11.205,000$55,988
WSBCWesbanco IncWVWVPietranton Anthony F42017-05-18 16:37:512017-05-16ACO2024-05-16$38.882,000
RARXRa Pharmaceuticals, Inc.DEV8Novartis Bioventures Ltd42017-05-18 16:36:502017-05-16SC$25.9042,615$1,103,626
FTRFrontier Communications CorpDECTWeslock Kathleen42017-05-18 16:35:232017-05-16PC$1.3250,000$65,750
OZRKBank of the Ozarks IncARARKenny Peter C42017-05-18 16:34:542017-05-17SC$46.001,034$47,561
CCICrown Castle International CorpDETXYoung James D42017-05-18 16:34:422017-05-17SC$97.5024,646$2,402,985
NCBSNicolet Bankshares IncWIWIAtwell Robert Bruce42017-05-18 16:33:402017-05-16ACO2027-05-16$48.85$48.85225,000$10,991,250
WSBCWesbanco IncWVWVRichmond Brent E42017-05-18 16:33:032017-05-16ACO2024-05-16$38.882,000
ETMEntercom Communications CorpPAPAField Joseph M42017-05-18 16:32:132017-05-17PCA$9.73135,832$1,321,951
FCBFcb Financial Holdings, Inc.DEFLLieberman Les J42017-05-18 16:31:332017-05-16SCA$47.306,992$330,720
WSBCWesbanco IncWVWVBurdine Ivan L42017-05-18 16:29:572017-05-16ACO2024-05-16$38.882,000
NHANuveen Municipal 2021 Target Term FundILNuveen Fund Advisors, LLC42017-05-18 16:29:292017-05-17SC$9.8410,180$100,196
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FCBFcb Financial Holdings, Inc.DEFLEllert Kent S42017-05-18 16:28:162017-05-16SCA$46.4615,673$728,102
PPandora Media, Inc.DECATrimble John42017-05-18 16:27:432017-05-16SC$9.3810,952$102,771
APCAnadarko Petroleum CorpDETXChase Anthony R42017-05-18 16:27:312017-05-18PC$52.481,905$99,967
WSBCWesbanco IncWVWVAsensio Lynn D42017-05-18 16:26:352017-05-16ACO2024-05-16$38.882,000
PPandora Media, Inc.DECARobinson Kristen42017-05-18 16:26:232017-05-16SC$9.385,331$50,025
FCBFcb Financial Holdings, Inc.DEFLTese Vincent42017-05-18 16:26:002017-05-16SCA$47.297,000$331,030
NDRAEndra Life Sciences Inc.DEMITokman Alexander Y42017-05-18 16:25:522017-05-12ACO2017-05-122022-05-12$5.0012,000
INGNInogen IncDECAScribner Matt42017-05-18 16:25:182017-05-16SC$80.982,500$202,460
BSXBoston Scientific CorpDEMABallinger Kevin J.42017-05-18 16:25:132017-05-17SC$26.1428,864$754,454
FBIZFirst Business Financial Services, Inc.WIWIVoeks Dean W42017-05-18 16:25:112017-05-18PC$23.5832$754
PPandora Media, Inc.DECAPhillips Christopher W42017-05-18 16:24:442017-05-16SC$9.3810,295$96,606
FBIZFirst Business Financial Services, Inc.WIWIBugher Mark D42017-05-18 16:23:572017-05-18PC$23.58196$4,621
WSBCWesbanco IncWVWVZatta Jayson M42017-05-18 16:23:322017-05-16ACO2024-05-16$38.882,250
MSCCMicrosemi CorpDECAPeterson James J42017-05-18 16:23:192017-05-16SC$50.118,800$440,964
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FBIZFirst Business Financial Services, Inc.WIWISanders Carol P42017-05-18 16:21:522017-05-18PC$23.58214$5,046
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PPandora Media, Inc.DECAHerring Michael S42017-05-18 16:21:002017-05-16SC$9.3811,730$110,072
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FTNTFortinet IncCAJensen Keith42017-05-18 16:20:192017-05-17SC$40.73624$25,416
BFAMBright Horizons Family Solutions Inc.DEMABain Capital Investors LLC42017-05-18 16:19:352017-05-16SC$79.254,124,534$326,869,320
WHLRWheeler Real Estate Investment Trust, Inc.MDVAKelly David42017-05-18 16:19:332017-05-18PC$10.032,121$21,265
WSBCWesbanco IncWVWVDargusch Jonathan D42017-05-18 16:19:272017-05-16ACO2024-05-16$38.882,250
EMCFEmclaire Financial CorpPAPACox David L42017-05-18 16:19:022017-05-17SC$28.77698$20,081
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SATSEchostar CorpNVCOKaul Pradman P42017-05-18 16:18:092017-05-16SCA$57.791,447$83,622
NXEONexeo Solutions, Inc.DETXAstor William Waldorf III42017-05-18 16:18:022017-05-16PC$9.0510,850$98,171
BFAMBright Horizons Family Solutions Inc.DEMAHumphrey David42017-05-18 16:17:162017-05-16SC$79.254,124,534$326,869,320
MCFTMcBc Holdings, Inc.DETNMcNew Terry D.42017-05-18 16:15:502017-05-17SC$18.845,000$94,187
WSBCWesbanco IncWVWVYoung Robert H42017-05-18 16:15:372017-05-16ACO2024-05-16$38.882,000
MCFTMcBc Holdings, Inc.DETNOxley Timothy M.42017-05-18 16:15:342017-05-17SC$18.847,500$141,281
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CUBAHerzfeld Caribbean Basin Fund IncFLHerzfeld Thomas J42017-05-18 16:15:222017-05-16PC$7.123,670$26,126
AATAmerican Assets Trust, Inc.MDCARady Ernest S42017-05-18 16:15:212017-05-16PC$38.5547,976$1,849,408
BFAMBright Horizons Family Solutions Inc.DEMABekenstein Joshua42017-05-18 16:14:332017-05-16SC$79.254,124,534$326,869,320
FHCOFemale Health CoWIFLHaines Daniel42017-05-18 16:14:282017-05-17PC$1.015,000$5,048
BFAMBright Horizons Family Solutions Inc.DEMABain Capital Investors LLC42017-05-18 16:14:252017-05-16SC$79.254,124,534$326,869,320
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WSTWest Pharmaceutical Services IncPAPAFederici William J42017-05-18 16:14:162017-05-18SC$95.4554,996$5,249,097
INTZIntrusion IncDETXGero James42017-05-18 16:13:152017-05-18ANO2027-05-18$0.4200$0.42008,000$3,360
CHDNChurchill Downs IncKYKYRankin R Alex42017-05-18 16:12:442017-05-17PC$164.171,000$164,172
INTZIntrusion IncDETXBooth Dale42017-05-18 16:12:172017-05-18ANO2027-05-18$0.4200$0.42008,000$3,360
CRTOCriteo S.A.I0NYEvan Dana L42017-05-18 16:11:562017-05-16SC$48.9024,166$1,181,782
GUIDGuidance Software, Inc.FLRgm Capital, LLC42017-05-18 16:11:522017-05-16SC$6.82255,249$1,741,794
ROGRogers CorpMAAZGlandon Gary M42017-05-18 16:11:412017-05-16SC$107.501,000$107,499
INTZIntrusion IncDETXJohnston Donald42017-05-18 16:11:362017-05-18ANO2027-05-18$0.4200$0.42008,000$3,360
NWBINorthwest Bancshares, Inc.MDPAWesterburg David E42017-05-18 16:10:512017-05-17ACO2017-05-172027-05-17$15.57$15.5712,480$194,314
WSBCWesbanco IncWVWVClossin Todd42017-05-18 16:10:272017-05-16ACO2024-05-16$38.885,000
PLSEPulse Biosciences, Inc.NVCADow Brian B42017-05-18 16:09:242017-05-16ACO2017-03-152027-05-16$27.1495,000
LOGMLogmein, Inc.DEMALok James42017-05-18 16:09:112017-05-16SC$116.05640$74,272
CTHRCharles & Colvard LtdNCNCMiglucci Suzanne42017-05-18 16:08:502017-05-16PC$0.950020,000$19,000
PLSEPulse Biosciences, Inc.NVCAZanganeh Maky42017-05-18 16:08:432017-05-16ACO2017-07-012027-05-16$27.1415,000
STVISnap Interactive, IncNYVakil Arash42017-05-18 16:08:262017-05-16PC$3.0010,000$30,000
SIFISi Financial Group, Inc.CTMurphy Lauren L42017-05-18 16:08:232017-05-17SC$14.963,143$47,032
CFXColfax CorpDEMDPuckett A. Lynne42017-05-18 16:08:142017-05-17SC$39.40288$11,347
MKTXMarketaxess Holdings IncNYCasper Stephen P42017-05-18 16:08:092017-05-17SC$184.70230$42,481
PLSEPulse Biosciences, Inc.NVCAThaure Thierry B.42017-05-18 16:08:052017-05-16ACO2017-07-012027-05-16$27.1415,000
PRTAProthena Corp PlcL2CANoonberg Sarah B.42017-05-18 16:08:002017-05-16ACO2027-05-16$56.37100,000
PLSEPulse Biosciences, Inc.NVCALevinson Mitchell E.42017-05-18 16:07:322017-05-16ACO2017-07-012027-05-16$27.1415,000
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PLSEPulse Biosciences, Inc.NVCAGreenberg Robert J.42017-05-18 16:05:492017-05-16ACO2017-07-012027-05-16$27.1415,000
EVBNEvans Bancorp IncNYNYRogers Michael John42017-05-18 16:03:432017-05-17PC750
ACLZAccelerize Inc.DECARoss Brian S42017-05-18 16:03:382017-05-16PC$0.360016,923$6,092
NWBINorthwest Bancshares, Inc.MDPARitzert Gerald J42017-05-18 16:02:322017-05-17ACO2017-05-172027-05-17$15.57$15.5712,480$194,314
UIHCUnited Insurance Holdings Corp.DEFLPoitevint Alec II42017-05-18 16:01:532017-05-17PC$15.033,519$52,897
PEDPedevco CorpTXCAIngriselli Frank C42017-05-18 16:01:302017-05-16SC$0.80476,050$4,868
JHYNuveen High Income 2020 Target Term FundILNuveen Fund Advisors, LLC42017-05-18 16:01:232017-05-17SC$10.1110,180$102,914
BFAMBright Horizons Family Solutions Inc.DEMATocio Mary Ann42017-05-18 16:00:532017-05-16SC$79.2525,466$2,018,181
JNPRJuniper Networks IncDECASindhu Pradeep42017-05-18 16:00:302017-05-16SC$30.5576,900$2,349,580
PEDPedevco CorpTXCAClark Moore42017-05-18 16:00:222017-05-17SC$0.72099,175$6,614
VLRXValeritas Holdings Inc.DENJTimberlake John Edward42017-05-18 15:59:562017-05-17PC$5.145,000$25,683
AWKAmerican Water Works Company, Inc.DENJWarnock Loyd A42017-05-18 15:59:172017-05-16SC$75.732,236$169,339
EMCFEmclaire Financial CorpPAPAEngles Amanda L42017-05-18 15:58:242017-05-18SC$28.80100$2,880
NWBINorthwest Bancshares, Inc.MDPASmelko Michael G42017-05-18 15:58:012017-05-17ACO2017-05-172027-05-17$15.57$15.5712,480$194,314
INFUInfusystem Holdings, IncDEMIMorris Ryan J.42017-05-18 15:57:042017-05-16PC$1.4529,614$42,807
JHDNuveen High Income December 2019 Target Term FundILNuveen Fund Advisors, LLC42017-05-18 15:56:162017-05-17SC$10.2010,200$104,067
IFFInternational Flavors & Fragrances IncNYU0Winder Investment Pte Ltd42017-05-18 15:56:042017-05-17PC$133.025,300$705,012
WSBCWesbanco IncWVWVPerkins Michael L42017-05-18 15:55:232017-05-16ACO2024-05-16$38.882,250
TISOrchids Paper Products Co /deDEOKGarcia Mario Armando42017-05-18 15:54:562017-05-17SC$13.3335,000$466,680
FRAFFranklin Financial Services Corp /pa/PAPACekovich Ronald L42017-05-18 15:54:182017-05-17PC$30.813$92
NWBINorthwest Bancshares, Inc.MDPAFisher Steven G42017-05-18 15:52:502017-05-17ACO2017-05-172027-05-17$15.57$15.5715,470$240,868
TISOrchids Paper Products Co /deDEOKGloss Rodney D42017-05-18 15:52:152017-05-17PC$13.347,500$100,050
TISOrchids Paper Products Co /deDEOKBerlin Steven R42017-05-18 15:51:292017-05-17PC$13.371,000$13,373
JUVFJuniata Valley Financial CorpPAPAWagner Bradley J.42017-05-18 15:51:002017-05-18PC$19.2050$960
NCBSNicolet Bankshares IncWIWILawson Ann Kuchera42017-05-18 15:46:482017-05-16ACO2027-05-16$48.85$48.8554,000$2,637,900
LNCESnyder'S-Lance, Inc.NCNCDriscoll Brian J42017-05-18 15:44:382017-03-06SC$39.495,000$197,450
NWBINorthwest Bancshares, Inc.MDPATredway Philip M42017-05-18 15:44:142017-05-17ACO2017-05-172027-05-17$15.57$15.577,200$112,104
SPKESpark Energy, Inc.DETXMaxwell W Keith III42017-05-18 15:43:042017-05-17PCA$36.6212,638$462,804
TRTCTerra Tech Corp.NVCAKrueger Kenneth Peter42017-05-18 15:42:562017-05-15SC$0.1881135,000$25,394
RTTRRitter Pharmaceuticals IncDECAFoehr Matthew W42017-05-18 15:39:372017-05-18PC$0.619718,000$11,155
WFMWhole Foods Market IncTXTXNunez Juan42017-05-18 15:37:462017-05-18SC$27.5214,502$399,038
JHBNuveen High Income November 2021 Target Term FundILNuveen Fund Advisors, LLC42017-05-18 15:34:472017-05-17SC$10.1110,200$103,076
ARAntero Resources CorpCOWarren Glen C Jr42017-05-18 15:32:332017-05-17PC$20.99250,000$5,247,500
ARAntero Resources CorpCORady Paul M42017-05-18 15:32:172017-05-17PC$21.11500,000$10,555,850
NWBINorthwest Bancshares, Inc.MDPAPaup Mark A42017-05-18 15:30:562017-05-17ACO2017-05-172027-05-17$15.57$15.577,200$112,104
WFMWhole Foods Market IncTXTXBradley Patrick E42017-05-18 15:29:232017-05-12SC$36.254,400$159,500
NWBINorthwest Bancshares, Inc.MDPAMeegan John P42017-05-18 15:28:012017-05-17ACO2017-05-172027-05-17$15.57$15.577,200$112,104
FMCFmc CorpDEPANorris Eric42017-05-18 15:26:072017-05-16SC$75.7511,358$860,339
NWBINorthwest Bancshares, Inc.MDPACampana Robert M42017-05-18 15:24:492017-05-17ACO2017-05-172027-05-17$15.57$15.577,200$112,104
DATATableau Software IncWAWalker Thomas E Jr42017-05-18 15:21:492017-05-16SCA$61.848,429$521,263
DATATableau Software IncWAJurgensen Jr Elliott H42017-05-18 15:21:422017-05-17SCA$60.981,179$71,900
NWBINorthwest Bancshares, Inc.MDPAMcKnight William F42017-05-18 15:21:382017-05-17ACO2017-05-172027-05-17$15.57$15.577,200$112,104
DATATableau Software IncWAConder Keenan Michael42017-05-18 15:21:322017-05-16SCA$62.63909$56,929
DATATableau Software IncWAChabot Christian42017-05-18 15:21:252017-05-16SCA$62.63103$6,451
DATATableau Software IncWABeers Andrew42017-05-18 15:21:192017-05-16SCA$62.631,077$67,456
DATATableau Software IncWAFink Elissa42017-05-18 15:21:122017-05-16SCA$61.9816,052$994,907
NWBINorthwest Bancshares, Inc.MDPAHunter Timothy M42017-05-18 15:18:162017-05-17ACO2017-05-172027-05-17$15.57$15.577,200$112,104
NWBINorthwest Bancshares, Inc.MDPAFannin Timothy B42017-05-18 15:13:362017-05-17ACO2017-05-172027-05-17$15.57$15.577,200$112,104
INODInnodata IncDENJMassey Stewart R42017-05-18 15:05:342017-05-18PC$1.552,500$3,875
GAMGeneral American Investors Co IncDENYPriest Jeffrey W42017-05-18 15:04:122017-05-16PC$34.181,500$51,274
XOMAXoma CorpDECAVarian John42017-05-18 15:02:362017-05-16SC$6.2439,540$246,919
BEBEBebe Stores, Inc.CAFLMiller Lloyd I III42017-05-18 15:01:562017-05-17PC$3.8283,025$317,374
HCCIHeritage-Crystal Clean, Inc.DEILFalcone Carmine42017-05-18 15:01:422017-05-17SC$15.354,500$69,075
DXPEDxp Enterprises IncTXTXVinson David C42017-05-18 15:01:102017-05-18SC$39.123,000$117,360
IMIIntermolecular IncDEFLMiller Lloyd I III42017-05-18 14:58:242017-05-17PC$0.850012,743$10,832
MKubota Pharmaceutical Holdings Co LtdWAScheibler Lukas42017-05-18 14:57:182017-05-17SC$6.151,275$7,841
PNFPPinnacle Financial Partners IncTNTNGalante Joseph C42017-05-18 14:57:152017-05-17PC$59.75100$5,975
CACICaci International Inc /de/DEVAWallace William S42017-05-18 14:55:532017-05-17SC$123.3091$11,220
SSNCSs&c Technologies Holdings IncDECTZamkow Michael Jay42017-05-18 14:54:162017-05-17ACO2027-05-17$36.803,000
SSNCSs&c Technologies Holdings IncDECTVarsano David42017-05-18 14:52:082017-05-17ACO2027-05-17$36.803,000
SSNCSs&c Technologies Holdings IncDECTMichael Jonathan E42017-05-18 14:50:062017-05-17ACO2027-05-17$36.803,000
NJMCNew Jersey Mining CoIDIDSwallow John42017-05-18 14:49:212017-05-17PC$0.1150400,000$46,000
CMSCms Energy CorpMIMIVenkat Dhenuvakonda Rao42017-05-18 14:49:152017-05-16SC$45.502,000$90,994
DRADiversified Real Asset Income FundILNuveen Asset Management, LLC42017-05-18 14:48:352017-05-17SC$17.191$17
TCXTucows Inc /pa/PAA6Schwartz Jeffrey Nathan42017-05-18 14:48:042017-05-18SC$57.054,962$283,102
SSNCSs&c Technologies Holdings IncDECTDaniels Michael E42017-05-18 14:47:442017-05-17ACO2027-05-17$36.803,000
BDGEBridge Bancorp IncNYNYSuskind Dennis A42017-05-18 14:47:352017-05-17SC$34.461,000$34,455
SSNCSs&c Technologies Holdings IncDECTConjeevaram Smita42017-05-18 14:44:512017-05-17ACO2027-05-17$36.803,000
OSBCOld Second Bancorp IncDEILBonifas Edward42017-05-18 14:44:412017-05-17PC$11.602,500$29,000
DIAXNuveen Dow 30Sm Dynamic Overwrite FundILNuveen Fund Advisors, LLC42017-05-18 14:44:242017-05-17SC$15.831$16
ELEstee Lauder Companies IncDENYLauder Ronald S Foundation42017-05-18 14:41:022017-05-17SCA$92.3116,667$1,538,531
BRXBrixmor Property Group Inc.DENYSingh Carolyn Carter42017-05-18 14:37:012017-05-16PC$17.851,000$17,850
WFMWhole Foods Market IncTXTXDerba Laura A42017-05-18 14:28:082017-05-16SC$36.482,200$80,266
CXDOCrexendo, Inc.DENVWilliams David Roy4/A2017-05-18 14:27:392017-05-10PC10,000
NSYSNortech Systems IncMNMNMahmood Matt42017-05-18 14:27:332017-05-15ACO2027-05-15$3.4375,000
RDNTRadnet, Inc.DECAHames Norman R42017-05-18 14:27:282017-05-17SC$7.2239,072$282,094
PRMWPrimo Water CorpDENCCastaneda Mark42017-05-18 14:26:022017-05-18PC$10.88500$5,438
TBTCTable Trac IncNVMNFornetti Louis C42017-05-18 14:23:092017-05-18PC$1.47500$735
SOTKSono Tek CorpNYCTHandler Edward J III42017-05-18 14:18:572016-12-27SC$1.2016,782$20,084
ESSEssex Property Trust IncMDCALyons Irving F III42017-05-18 14:16:412017-05-16ACO2018-05-162027-05-16$254.332,412
HOTRChanticleer Holdings, Inc.DENCPruitt Michael D42017-05-18 14:12:562017-05-17PC$0.33985,000$1,699
ESSEssex Property Trust IncMDCARobinson Thomas E42017-05-18 14:12:382017-05-16ACO2018-05-162027-05-16$254.332,412
OPOFOld Point Financial CorpVAVAGlasser Michael A42017-05-18 14:11:292017-05-17PC$30.4525$761
GPSGap IncDECADe Sole Domenico42017-05-18 14:10:572017-05-17ACO393
ICUIIcu Medical Inc/deDECASwinney Robert S42017-05-18 14:09:582017-05-17SC$160.92594$95,586
ESSEssex Property Trust IncMDCASears Janice L.42017-05-18 14:07:462017-05-16ACO2018-05-162027-05-16$254.332,412
CNNBCincinnati BancorpX1OHBunke Joseph V.42017-05-18 13:59:572017-05-18PC$10.00600$6,000
CNNBCincinnati BancorpX1OHBedinghaus Robert A.42017-05-18 13:56:552017-05-17PC$10.001,000$10,000
ICUIIcu Medical Inc/deDECABurcar Alison D42017-05-18 13:44:592017-05-17SC$160.7218,290$2,939,595
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HBANHuntington Bancshares Inc/mdMDOHSteinour Stephen D42017-05-18 13:35:292017-05-18PC$12.4050,000$619,808
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FWRDForward Air CorpTNTNCampbell Bruce A42017-05-18 11:26:192017-05-16SC$52.00464$24,128
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NMFCNew Mountain Finance CorpNYOgens David42017-05-18 09:07:552017-05-17PC$14.373,600$51,732
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QTNAQuantenna Communications IncDECAScull John42017-05-17 18:18:122017-05-15SC$21.0582,560$1,737,888
TRUPTrupanion Inc.DEWAMaveron General Partner III LLC42017-05-17 18:18:082017-05-15SC$16.896,083$102,742
IDTIIntegrated Device Technology IncDECAWhite Brian C42017-05-17 18:17:432017-05-15SC$24.0419,054$457,965
IDTIIntegrated Device Technology IncDECAMontana Mario42017-05-17 18:17:352017-05-15SC$24.044,305$103,471
MSFTMicrosoft CorpWAWACapossela Christopher C42017-05-17 18:16:222017-05-16SC$69.113,000$207,339
ZANDZZillow Group, Inc.WAWARascoff Spencer M42017-05-17 18:12:412017-05-15SCA$43.46150,000$6,519,003
MPWRMonolithic Power Systems IncCACAHsing Michael42017-05-17 18:11:592017-05-15SC$96.1318,815$1,808,720
MXIMMaxim Integrated Products IncDECAKiddoo Bruce E42017-05-17 18:10:202017-05-15SC$46.3325,000$1,158,285
MFONMobivity Holdings Corp.NVAZBecker Dennis Ronald42017-05-17 18:08:122017-05-15ACO2027-05-15$0.6000$0.60002,000,000$1,200,000
SIVBSvb Financial GroupDECAWallace Bruce42017-05-17 18:08:102017-05-15SC$182.588,790$1,604,906
PNNTPennantpark Investment CorpNYPenn Arthur H42017-05-17 18:07:082017-05-16PC$7.7232,000$247,117
MFONMobivity Holdings Corp.NVAZMeinerz Christopher42017-05-17 18:06:492017-05-15ACO2027-05-15$0.6000$0.6000450,000$270,000
PEGAPegasystems IncMAMAJones Richard H42017-05-17 18:06:442017-05-15SC$55.6519,600$1,090,740
EVHEvolent Health, Inc.DEVABlackley Seth42017-05-17 18:05:362017-05-15SCA$25.0015,000$375,000
OVLYOak Valley BancorpCACAMartin Ronald C.42017-05-17 18:03:432017-05-17SC$14.2585$1,211
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ONOn Semiconductor CorpDEAZHall William42017-05-17 18:03:252017-05-15SC$15.3041,364$632,964
MFONMobivity Holdings Corp.NVAZAkin Thomas B42017-05-17 18:02:562017-05-17PC$0.698085,000$59,330
NKTRNektar TherapeuticsDECAChess Robert42017-05-17 18:02:332017-05-15SC$19.795,000$98,950
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OVLYOak Valley BancorpCACAMartin Ronald C.4/A2017-05-17 17:59:412017-05-10SC$14.2532$456
ALRMAlarm.Com Holdings, Inc.DEVABedell Jeffrey A42017-05-17 17:59:172017-05-15AEO2027-05-14$32.1710,000
ALRMAlarm.Com Holdings, Inc.DEVAHutz David42017-05-17 17:58:232017-05-15AEO2027-05-14$32.1710,000
THSTreehouse Foods, Inc.DEILOneill Thomas Emmet III42017-05-17 17:58:232017-05-15SC$76.5014,430$1,103,895
BIOABioamber Inc.DEMIHaller Heinz42017-05-17 17:58:072017-05-11ACO2027-05-11$2.2636,000
TISOrchids Paper Products Co /deDEOKHailey Douglas42017-05-17 17:57:532017-05-17PC$13.3810,000$133,750
ALRMAlarm.Com Holdings, Inc.DEVAMartin Jean-Paul42017-05-17 17:57:352017-05-15AEO2027-05-14$32.177,500
ALRMAlarm.Com Holdings, Inc.DEVARamos Daniel42017-05-17 17:56:542017-05-15AEO2027-05-14$32.1710,000
BIOABioamber Inc.DEI0Briner Kurt W42017-05-17 17:56:532017-05-11ACO2027-05-11$2.2636,000
BIOABioamber Inc.DEMNWall Kenneth W.42017-05-17 17:56:142017-05-11ACO2027-05-11$2.2636,000
ALRMAlarm.Com Holdings, Inc.DEVAKerzner Daniel42017-05-17 17:56:062017-05-15AEO2027-05-14$32.1710,000
ADROAduro Biotech, Inc.DECAIsaacs Stephen T42017-05-17 17:55:302017-05-15SC$10.0127,273$272,950
BIOABioamber Inc.DEFLLand Raymond J42017-05-17 17:55:252017-05-11ACO2027-05-11$2.2636,000
ALRMAlarm.Com Holdings, Inc.DEVATrundle Stephen42017-05-17 17:55:182017-05-15AEO2027-05-14$32.1750,000
PNRPentair PlcL2NYGarden Edward P42017-05-17 17:53:072017-05-15PC$65.25863,000$56,308,376
VERVereit, Inc.AZRichardson Julie42017-05-17 17:52:292017-05-16PC$7.4615,000$111,900
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INVNInvensense IncDECADentinger Mark P42017-05-17 17:51:482017-05-16SC$12.9811,308$146,778
CRUSCirrus Logic IncDETXAnderson Scott Arnold42017-05-17 17:51:342017-05-15SC$64.6222,466$1,451,687
BIOABioamber Inc.DEMARichstone Ellen B42017-05-17 17:50:322017-05-11ACO2027-05-11$2.2636,000
HAEHaemonetics CorpMAMAKroll Mark W42017-05-17 17:49:192017-05-15SC$41.498,580$355,982
VRSKVerisk Analytics, Inc.DENJLehman John F42017-05-17 17:48:392017-05-16SC$78.728,247$649,204
INVNInvensense IncDECAMaghsoudnia Mozafar42017-05-17 17:48:392017-05-16SC$12.988,882$115,288
KNSLKinsale Capital Group, Inc.DEVARussell Frederick L. Jr.42017-05-17 17:48:272017-05-17SC$31.60250,000$7,899,375
LFGRLeaf Group Ltd.DECAWeinrot Daniel J42017-05-17 17:47:092017-05-15SC$8.30800$6,640
ALSKAlaska Communications Systems Group IncDEAKSteinberg Leonard42017-05-17 17:46:072017-05-17SC$2.083,023$6,288
IFFInternational Flavors & Fragrances IncNYU0Winder Investment Pte Ltd42017-05-17 17:45:212017-05-16PC$133.0621,700$2,887,326
HQYHealthequity IncDEUTNeeleman Stephen42017-05-17 17:44:582017-05-15SC$45.778,500$389,006
INVNInvensense IncDECAGoehl Daniel42017-05-17 17:44:542017-05-16SC$12.988,020$104,100
SWKHSwk Holdings CorpDETXCarlson Capital L P42017-05-17 17:43:382017-05-15PC$11.1030,400$337,365
WWayfair Inc.MAOblak Steve42017-05-17 17:43:272017-05-15SCA$61.15402$24,582
WWayfair Inc.MASavarese James42017-05-17 17:43:082017-05-15SCA$61.501,195$73,493
NVLNNovelion Therapeutics Inc.A1A1Aryeh Jason42017-05-17 17:43:022017-05-15PC$8.95361$3,231
WWayfair Inc.MAMalone Nicholas42017-05-17 17:42:502017-05-15SCA$61.302,698$165,384
LFGRLeaf Group Ltd.DECAGlaser Rachel C42017-05-17 17:42:452017-05-15SC$8.30403$3,345
WWayfair Inc.MAShah Niraj42017-05-17 17:42:312017-05-15SCA$60.9035,830$2,181,869
WWayfair Inc.MAMacri Edmond42017-05-17 17:42:112017-05-15SCA$61.241,560$95,528
WWayfair Inc.MAConine Steven42017-05-17 17:41:532017-05-15SCA$60.9035,832$2,182,004
INVNInvensense IncDECAAbdi Behrooz L.42017-05-17 17:40:552017-05-16SC$12.984,701$61,019
DHRDanaher Corp /de/DEDCZerhouni Elias A.42017-05-17 17:40:412017-05-15ADO2017-05-152027-05-15$83.283,540
DHRDanaher Corp /de/DEDCStevens Raymond C42017-05-17 17:39:412017-05-15ADO2017-05-152027-05-15$83.283,540
SNHYSun Hydraulics CorpFLFLKoski Christine L42017-05-17 17:39:372017-05-15SC$42.0410,000$420,364
DHRDanaher Corp /de/DEDCSpoon Alan G42017-05-17 17:38:472017-05-15ADO2017-05-152027-05-15$83.283,540
PNWPinnacle West Capital CorpAZAZGallagher Michael L42017-05-17 17:38:112017-05-15SC$84.725,000$423,600
QTWOQ2 Holdings, Inc.TXBenton Barry G42017-05-17 17:38:022017-05-15SC$38.601,500$57,900
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DHRDanaher Corp /de/DEDCSchwieters John T42017-05-17 17:37:312017-05-15ADO2017-05-152027-05-15$83.283,540
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DHRDanaher Corp /de/DEDCLohr Walter G42017-05-17 17:36:202017-05-15ADO2017-05-152027-05-15$83.283,540
TXNTexas Instruments IncDETXWhitaker Darla H42017-05-17 17:36:162017-05-15SC$81.2060,626$4,922,558
PRGXPrgx Global, Inc.GACTDrapkin Matthew A42017-05-17 17:35:042017-05-15PC$6.1279,606$486,923
FPIFarmland Partners Inc.MDCOBoardman Dennie Dixon42017-05-17 17:33:452017-05-16SC$9.961,483$14,771
DHRDanaher Corp /de/DEDCList Teri L.42017-05-17 17:32:182017-05-15ADO2017-05-152027-05-15$83.283,540
FPIFarmland Partners Inc.MDCOPittman Paul A42017-05-17 17:32:182017-05-16PC$10.002,500$25,000
DHRDanaher Corp /de/DEDCHugin Robert J42017-05-17 17:31:062017-05-15ADO2017-05-152027-05-15$83.283,540
GUIDGuidance Software, Inc.CAMcCreight Shawn42017-05-17 17:30:342017-05-17SC$6.5720,000$131,400
MERCMercer International Inc.WANYKellogg Peter R42017-05-17 17:30:202017-05-15PC$11.2929,214$329,953
DHRDanaher Corp /de/DEDCHefner Linda P42017-05-17 17:29:362017-05-15ADO2017-05-152027-05-15$83.283,540
DHRDanaher Corp /de/DEDCEhrlich Donald J42017-05-17 17:27:252017-05-15ADO2017-05-152027-05-15$83.283,540
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IFFInternational Flavors & Fragrances IncNYNYMirzayantz Nicolas42017-05-17 17:26:162017-05-15SC$130.971,233$161,486
APCAnadarko Petroleum CorpDETXWalker R A42017-05-17 17:25:382017-05-17PC$51.8219,300$1,000,213
AMRNAmarin Corp Plc\\ukX0NJStack David M42017-05-17 17:25:272017-05-15ACO2027-05-15$3.0621,146
AMRNAmarin Corp Plc\\ukX0NJVan Heek G Jan42017-05-17 17:24:542017-05-15ACO2027-05-15$3.0621,146
DVADavita Inc.DECOZumwalt Leanne M42017-05-17 17:24:222017-05-15SC$66.321,800$119,378
AMRNAmarin Corp Plc\\ukX0NJPeterson Kristine42017-05-17 17:23:592017-05-15ACO2027-05-15$3.0621,146
ABTLAutobytel IncDECAFerriolo William42017-05-17 17:23:582017-05-16SC$13.7213,488$185,084
MXIMMaxim Integrated Products IncDECAJain Vivek42017-05-17 17:23:512017-05-15SC$46.3110,000$463,092
DVADavita Inc.DECOJiganti Jeanine Marie42017-05-17 17:23:502017-05-15SC$66.07540$35,678
CHGGChegg, IncDECAGeiger Charles42017-05-17 17:23:282017-05-15SC$11.5225,000$288,108
AMRNAmarin Corp Plc\\ukX0NJZakrzewski Joseph S42017-05-17 17:23:222017-05-15ACO2027-05-15$3.0621,146
MCMoelis & CoDENYMoelis Kenneth42017-05-17 17:23:102017-05-15SCA$37.4615,000$561,886
NEWRNew Relic, Inc.DECASchulman Robin42017-05-17 17:22:502017-05-15ACO2027-05-14$44.5813,916
NEWRNew Relic, Inc.DECASchulman Robin42017-05-17 17:22:502017-05-15SC$43.722,599$113,633
DVADavita Inc.DECOHilger James K42017-05-17 17:22:222017-05-15SC$66.05900$59,445
APCAnadarko Petroleum CorpDETXFluor Peter J42017-05-17 17:22:012017-05-17PC$51.8320,000$1,036,556
AMRNAmarin Corp Plc\\ukX0NJEkman Lars42017-05-17 17:21:542017-05-15ACO2027-05-15$3.0625,845
NEWRNew Relic, Inc.DECASachleben Mark42017-05-17 17:21:322017-05-15ACO2027-05-14$44.5855,662
NEWRNew Relic, Inc.DECASachleben Mark42017-05-17 17:21:322017-05-16SC$44.681,050$46,918
HTHHilltop Holdings Inc.MDTXWhite Alan B42017-05-17 17:21:182017-05-15SC$26.0379,025$2,057,101
NEWRNew Relic, Inc.DECAGochee James R.42017-05-17 17:20:352017-05-15ACO2027-05-14$44.5841,746
NEWRNew Relic, Inc.DECAGochee James R.42017-05-17 17:20:352017-05-16SC$43.714,789$209,342
CLColgate Palmolive CoDENYVerduin Patricia42017-05-17 17:19:552017-05-15SC$71.343,833$273,446
NEWRNew Relic, Inc.DECACirne Lewis42017-05-17 17:19:332017-05-15ACO2027-05-14$44.58125,000
MYOVMyovant Sciences Ltd.D0CAAltmeyer Mark42017-05-17 17:18:552017-05-15ACO2027-05-14$12.6811,154
MYOVMyovant Sciences Ltd.D0CASebelius Kathleen42017-05-17 17:17:562017-05-15ACO2027-05-14$12.6811,154
TWOU2U, Inc.DEMDLarson John M42017-05-17 17:17:262017-05-16SC$41.4245,000$1,863,900
MYOVMyovant Sciences Ltd.D0CADeveydt Wayne S42017-05-17 17:16:572017-05-15ACO2027-05-14$12.6811,154
EVRIEveri Holdings Inc.DENVRaney Eileen F42017-05-17 17:16:282017-05-16PC$6.7314,000$94,220
NAMERightside Group, Ltd.DEWAMaclaurin Wayne M.42017-05-17 17:15:202017-05-16SC$9.402,002$18,814
LHCGLhc Group, IncCTColiseum Capital Management, LLC42017-05-17 17:14:572017-05-15SC$61.2514,089$862,951
CNBKACentury Bancorp IncMAALFiller James J42017-05-17 17:14:052017-05-17PCA$60.331,184$71,432
CEVACeva IncDECAMcManamon Peter42017-05-17 17:13:562017-05-15SC$42.7428,000$1,196,771
AMRNAmarin Corp Plc\\ukX0NJO'Sullivan Patrick J42017-05-17 17:13:152017-05-15ACO2027-05-15$3.0621,146
CLColgate Palmolive CoDENYDolan Victoria L42017-05-17 17:12:342017-05-15SC$71.7734,000$2,440,217
MYOVMyovant Sciences Ltd.D0CACurran Terrie42017-05-17 17:12:272017-05-15ACO2027-05-14$12.6811,154
SRLPSprague Resources LPDENYHennelly Ben J.42017-05-17 17:11:482017-05-17SLP$26.942,456$66,173
MYOVMyovant Sciences Ltd.D0CASeely Lynn42017-05-17 17:11:122017-05-15ACO2027-05-14$12.68400,000
CAMPCalamp Corp.DECABurdiek Michael J42017-05-17 17:10:502017-05-16SC$19.0015,000$285,000
COTYCoty Inc.NYKleitman Laurent42017-05-17 17:10:302017-05-15ACO2022-05-152027-05-15$19.17782,472
MYOVMyovant Sciences Ltd.D0CAKarbe Frank42017-05-17 17:09:572017-05-15ACO2027-05-14$12.68200,000
CLColgate Palmolive CoDENYSadove Stephen I42017-05-17 17:09:222017-05-15ACO2018-05-152023-05-15$71.655,703
CCICrown Castle International CorpDETXMcKenzie Robert F42017-05-17 17:09:012017-05-16SC$96.481,500$144,716
CLColgate Palmolive CoDENYPolk Michael B42017-05-17 17:08:162017-05-15ACO2018-05-152023-05-15$71.655,703
CLColgate Palmolive CoDENYNorrington Lorrie M42017-05-17 17:08:122017-05-15ACO2018-05-152023-05-15$71.655,703
CLColgate Palmolive CoDENYHarris C Martin42017-05-17 17:08:082017-05-15ACO2018-05-152023-05-15$71.655,703
IIIInformation Services Group Inc.DECTConnors Michael P42017-05-17 17:07:322017-05-15PC$3.8115,727$59,852
CAMPCalamp Corp.DECASarkissian Garo Sarkis42017-05-17 17:07:052017-05-15SC$18.8315,000$282,400
CLColgate Palmolive CoDENYGayle Helene D42017-05-17 17:06:582017-05-15ACO2018-05-152023-05-15$71.655,703
COHRCoherent IncDECARogerson Garry W42017-05-17 17:06:582017-05-16SC$257.034,500$1,156,629
ABTAbbott LaboratoriesILILShrimpton Sean42017-05-17 17:06:082017-05-15ACO2018-05-152027-05-14$44.0892,032
CLColgate Palmolive CoDENYCahill John T42017-05-17 17:05:522017-05-15ACO2018-05-152023-05-15$71.655,703
CLColgate Palmolive CoDENYBilbrey John P42017-05-17 17:05:482017-05-15ACO2018-05-152023-05-15$71.655,703
SGCSuperior Uniform Group IncFLFLKoosed Philip42017-05-17 17:05:342017-05-15SC$19.1115,000$286,631
CLColgate Palmolive CoDENYBancroft Charles A42017-05-17 17:04:442017-05-15ACO2018-05-152023-05-15$71.655,703
HILHill International, Inc.DEPASgro David42017-05-17 17:04:012017-05-15PC$4.5315,864$71,879
ASGNOn Assignment IncDECAHanson Theodore S.42017-05-17 17:03:552017-05-15SC$52.045,626$292,775
KOPKoppers Holdings Inc.PAPALoadman Thomas D42017-05-17 17:03:162017-05-16SC$38.9210,000$389,200
MMSMaximus IncVAVABeliveau Russell A42017-05-17 17:02:502017-05-16SC$63.821,500$95,728
EPAYBottomline Technologies Inc /de/DENHKelly John Francis42017-05-17 17:02:362017-05-15SC$25.602,532$64,819
ATRAAtara Biotherapeutics, Inc.DECAMcGrath John42017-05-17 17:01:552017-05-15SC$15.114,000$60,440
ATRAAtara Biotherapeutics, Inc.DECAGallagher Carol Giltner42017-05-17 17:01:112017-05-16SC$15.251,184$18,056
HSGXHistogenics CorpDEMAGill David N42017-05-17 17:00:462017-05-16PC$1.683,000$5,040
MAINMain Street Capital CorpTXStout Rodger A.42017-05-17 17:00:432017-05-15PC$38.4916$603
RGNXRegenxbio Inc.MDHayden Donald J Jr42017-05-17 17:00:412017-05-15SC$19.048,599$163,725
RGNXRegenxbio Inc.MDVasista Vittal42017-05-17 17:00:282017-05-15SC$19.073,100$59,117
CDWCdw CorpDEILRichards Thomas E42017-05-17 17:00:252017-05-15SC$58.7317,027$1,000,009
EPAYBottomline Technologies Inc /de/DENHDeluca Norman J42017-05-17 17:00:202017-05-15SC$25.622,750$70,455
FOLDAmicus Therapeutics IncDENJDo Hung42017-05-17 17:00:062017-05-15SC$8.0029,914$239,312
RUSHRush Enterprises Inc \\tx\\TXTXRush William M Rusty42017-05-17 16:59:102017-05-15SCA$37.6325,000$940,683
ATRAAtara Biotherapeutics, Inc.DECAHaqq Christopher42017-05-17 16:58:392017-05-15SC$14.997,604$113,984
NGHCNational General Holdings Corp.DENYMarshaleck John42017-05-17 16:58:242017-05-15PC$21.775,000$108,850
HIVEAerohive Networks, IncCACAFlynn David K.42017-05-17 16:57:502017-05-16PC$4.3040,000$171,880
ATRAAtara Biotherapeutics, Inc.DECAClark Mitchall G.42017-05-17 16:57:392017-05-16SC$15.253,873$59,063
QRVOQorvo, Inc.DENCNelson Roderick42017-05-17 16:56:552017-05-16SC$74.412,000$148,820
ATRAAtara Biotherapeutics, Inc.DECASoffer Gad42017-05-17 16:56:212017-05-15SC$15.1612,674$192,098
ASGNOn Assignment IncDECASheridan Edwin A.42017-05-17 16:56:192017-05-15SC$52.015,300$275,658
NTNXNutanix, Inc.DECAMirani Rajiv42017-05-17 16:56:072017-05-15SCA$17.0225,000$425,465
QRVOQorvo, Inc.DENCKlein James L42017-05-17 16:55:522017-05-15SC$67.846,424$435,829
ODPOffice Depot IncDEFLRice Troy42017-05-17 16:55:162017-05-15SC$5.2074,000$385,059
ODPOffice Depot IncDEFLAllison Michael R42017-05-17 16:55:122017-05-16SC$5.0866,217$336,449
MUMicron Technology IncDEIDShirley Brian42017-05-17 16:54:492017-05-15SC$28.7750,581$1,455,381
QRVOQorvo, Inc.DENCCreviston Steven E42017-05-17 16:54:342017-05-15SC$67.266,000$403,560
FNSRFinisar CorpDECASwanson Todd42017-05-17 16:54:172017-05-15SC$24.416,183$150,927
QSEPQs Energy, Inc.NVTXMunn Richard William42017-05-17 16:54:072017-05-15PC$0.240042,000$10,080
PMTPennymac Mortgage Investment TrustMDCAWalker David M42017-05-17 16:53:472017-05-15SC$17.641,625$28,665
ABMDAbiomed IncDEMAMinogue Michael R42017-05-17 16:53:112017-05-15ACO2018-05-152027-05-15$134.5133,000
SUMESummer Energy Holdings IncNVTXStapleton James P42017-05-17 16:52:522017-05-15ACO2017-05-152027-05-15$2.258,750
ABMDAbiomed IncDEMAWeber David M42017-05-17 16:52:382017-05-15ACO2018-05-152027-05-15$134.518,000
ATRIAtrion CorpDETXBattat Emile A42017-05-17 16:52:292017-05-15SC$542.64721$391,242
ABMDAbiomed IncDEMABolt William J42017-05-17 16:52:142017-05-15ACO2018-05-152027-05-15$134.513,000
QRVOQorvo, Inc.DENCWilkinson Walter H42017-05-17 16:52:082017-05-15SC$71.839,250$664,428
ABMDAbiomed IncDEMAGreenfield Andrew J42017-05-17 16:51:472017-05-15ACO2018-05-152027-05-15$134.516,500
PMTPennymac Mortgage Investment TrustMDCASpector David42017-05-17 16:51:372017-05-15SC$17.637,200$126,965
ABMDAbiomed IncDEMAHowley Michael G42017-05-17 16:51:242017-05-15ACO2018-05-152027-05-15$134.516,500
ABMDAbiomed IncDEMAHowley Michael G42017-05-17 16:51:242017-05-15SC$133.5618,279$2,441,427
SUMESummer Energy Holdings IncNVTXOleary Tom Davis42017-05-17 16:51:172017-05-15ACO2017-05-152027-05-15$2.258,750
ABMDAbiomed IncDEMATomsicek Michael John42017-05-17 16:50:492017-05-15ACO2018-05-152027-05-15$134.516,000
QRVOQorvo, Inc.DENCBruggeworth Robert A42017-05-17 16:50:382017-05-15SC$68.4419,847$1,358,274
SUMESummer Energy Holdings IncNVTXMeeks Jeffery Mace42017-05-17 16:50:152017-05-15ACO2017-05-152027-05-15$2.258,750
AMZNAmazon Com IncDEWAJassy Andrew R42017-05-17 16:49:492017-05-15SC$958.781,985$1,903,170
BCORBlucora, Inc.DETXSnyder Andrew Miles42017-05-17 16:49:482017-05-16SC$21.3110,118$215,658
PMTPennymac Mortgage Investment TrustMDCAGrogin Jeffrey42017-05-17 16:49:232017-05-15SC$17.641,625$28,665
SUMESummer Energy Holdings IncNVTXGaylor Stuart Charles42017-05-17 16:49:042017-05-15ACO2017-05-152027-05-15$2.2510,000
ADCAgree Realty CorpDEMIFrankel Merrie S.42017-05-17 16:48:222017-05-17PC$45.12100$4,512
SUMESummer Energy Holdings IncNVTXBursten Andrew42017-05-17 16:48:012017-05-15ACO2017-05-152027-05-15$2.258,750
UDRUdr, Inc.MDCOGrove Jon A42017-05-17 16:47:522017-05-15SC$37.7712,000$453,186
AMZNAmazon Com IncDEWABlackburn Jeffrey M42017-05-17 16:47:252017-05-15SC$958.882,078$1,992,562
EQIXEquinix IncDECASmith Stephen M42017-05-17 16:47:212017-05-15SC$431.125,348$2,305,649
AGMFederal Agricultural Mortgage CorpDCEverson Dennis A42017-05-17 16:47:192017-05-15SNVC$62.02250$15,505
PMTPennymac Mortgage Investment TrustMDCAFartaj Vandad42017-05-17 16:46:312017-05-15SC$17.641,625$28,665
ACLSAxcelis Technologies IncDEMAKurtzweil John T42017-05-17 16:46:132017-05-16SC$21.65900$19,485
CDNSCadence Design Systems IncDECATan Lip Bu42017-05-17 16:45:442017-05-15SC$33.09100,000$3,308,710
ICEIntercontinental Exchange, Inc.DEGAHatfield Fred W42017-05-17 16:45:222017-05-15SC$58.943,845$226,638
AMZNAmazon Com IncDEWAZapolsky David42017-05-17 16:45:122017-05-15SC$958.812,333$2,236,893
QPWRQ2Power Technologies, Inc.DEFLNelson Christopher M.42017-05-17 16:44:042017-02-27PC$0.03535,666,667$200,000
PMTPennymac Mortgage Investment TrustMDCAChang Andrew S42017-05-17 16:43:402017-05-15SC$17.641,690$29,812
BFINBankfinancial CorpILBrennan James J42017-05-17 16:43:392017-05-16SC$15.00297$4,455
FNGNFinancial Engines, Inc.DECAAntone Lewis Jr42017-05-17 16:43:382017-05-16SC$41.00788$32,308
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AMZNAmazon Com IncDEWAOlsavsky Brian T42017-05-17 16:41:532017-05-15SC$958.682,333$2,236,600
KWRQuaker Chemical CorpPAPAPlatzer L Wilbert42017-05-17 16:41:142017-05-15SC$140.495,621$789,668
PMTPennymac Mortgage Investment TrustMDCABailey Steven Richard42017-05-17 16:41:002017-05-15SC$17.613,250$57,218
GRAW R Grace & CoDEMDDockman William C.42017-05-17 16:40:222017-05-16SC$70.024,940$345,919
AMZNAmazon Com IncDEWAReynolds Shelley42017-05-17 16:38:302017-05-15SC$958.87544$521,627
TRUTransunionDEILMcCarthy Gerald M Jr42017-05-17 16:38:082017-05-16SC$41.6873,500$3,063,480
BFINBankfinancial CorpILManos John G42017-05-17 16:38:032017-05-16SC$15.002,705$40,575
XRMXerium Technologies IncDENCStaton Mark42017-05-17 16:37:092017-05-15PC$7.0310,000$70,300
ONCESpark Therapeutics, Inc.DEPAFaga Daniel42017-05-17 16:36:372017-05-15SC$56.904,500$256,050
ATRCAtricure, Inc.DEMDKrell Elizabeth D42017-05-17 16:35:562017-05-17SC$21.4410,000$214,400
CACCCredit Acceptance CorpMIMIWatson Jill Foss42017-05-17 16:35:362017-05-15SC$215.7121,200$4,573,117
KLACKla Tencor CorpDECAKhan Ahmad A.42017-05-17 16:34:382017-05-15SC$101.513,848$390,595
USBUs Bancorp \\de\\DEMNParker P.W.42017-05-17 16:34:032017-05-16SC$51.9429,449$1,529,581
BCORBlucora, Inc.DETXEmans Eric Michael42017-05-17 16:33:412017-05-15SC$21.02137,563$2,892,083
MTSIMacom Technology Solutions Holdings, Inc.DEMABland Charles R42017-05-17 16:32:042017-05-15SC$50.001,250$62,505
RPAIRetail Properties of America, Inc.MDILImperiale Richard P42017-05-17 16:31:432017-05-15PCA$12.614,500$56,750
BNFTBenefitfocus,inc.DESCDennerline Douglas42017-05-17 16:30:572017-05-15SC$31.358,500$266,475
DLPHDelphi Automotive PlcY9MISherbin David M42017-05-17 16:30:382017-05-17SC$86.6315,500$1,342,768
TRUTransunionDEILBlenke John W42017-05-17 16:30:112017-05-16SC$41.8210,000$418,200
JBLJabil Circuit IncDEFLSansone Thomas A42017-05-17 16:29:542017-05-16SC$29.7525,000$743,750
CGIXCancer Genetics, IncDENJPappajohn John42017-05-17 16:26:572017-05-16PC$3.8019,310$73,318
MMCMarsh & McLennan Companies, Inc.DENYLedford Laurie42017-05-17 16:26:122017-05-16SC$74.03184,305$13,643,546
VRTXVertex Pharmaceuticals Inc / MaMAMAAltshuler David42017-05-17 16:25:192017-05-15SC$114.37181$20,701
NIHDNii Holdings IncDEVARittes Roberto42017-05-17 16:24:322017-05-16ACO2018-05-162027-05-16$0.55471,500,000
DHILDiamond Hill Investment Group IncOHOHDillon Roderick H Jr42017-05-17 16:24:312017-05-15SC$205.02470$96,359
VRTXVertex Pharmaceuticals Inc / MaMAMASmith Ian F42017-05-17 16:24:232017-05-15SC$114.92294$33,786
COMMCommscope Holding Company, Inc.DENCWatts Claudius E. IV42017-05-17 16:24:022017-05-16PC$36.7515,000$551,258
WFMWhole Foods Market IncTXTXTurnas Jeff42017-05-17 16:24:022017-05-15SC$36.473,107$113,323
VRTXVertex Pharmaceuticals Inc / MaMAMASachdev Amit42017-05-17 16:23:052017-05-15SC$114.37116$13,267
ECOMChanneladvisor CorpDENCWingo M Scot42017-05-17 16:22:312017-05-17SC$11.3115,000$169,650
DWSNDawson Geophysical CoTXNJBarrett William J4/A2017-05-17 16:22:172017-05-12PC$4.505,000$22,500
IDNIntellicheck Mobilisa, Inc.DENYAwm Investment Company, Inc.42017-05-17 16:21:552017-05-15SC$3.9940,252$160,646
VRTXVertex Pharmaceuticals Inc / MaMAMASilva Paul M42017-05-17 16:21:302017-05-15SC$114.64271$31,067
CRMDCormedix Inc.DENJTellez Cora M42017-05-17 16:21:052017-05-16PC$0.480050,000$24,000
DUKDuke Energy CorpDENCCraver Theodore F Jr42017-05-17 16:20:502017-05-15PC$83.733,500$293,049
WAASAquaventure Holdings LtdD8D8Brown Douglas R42017-05-17 16:20:492017-05-15PC$16.7216,500$275,913
DFRGDel Frisco'S Restaurant Group, Inc.DETXPennison Thomas J Jr42017-05-17 16:19:582017-05-15SC$17.742,827$50,140
APEIAmerican Public Education IncDEWVLandon Timothy J42017-05-17 16:19:162017-05-15SC$24.95400$9,980
NATINational Instruments CorpDETXKodosky Jeffrey L42017-05-17 16:19:132017-05-15SC$36.642,000$73,280
HIIQHealth Insurance Innovations, Inc.DEFLTelkamp Bruce42017-05-17 16:18:222017-05-15SCA$22.602,093$47,302
HGVHilton Grand Vacations Inc.DEFLWang Mark D42017-05-17 16:18:092017-05-16PC$36.0828,000$1,010,270
INCYIncyte CorpDEDEBienaime Jean Jacques42017-05-17 16:18:082017-05-15PC$115.00500$57,500
KCGKcg Holdings, Inc.DENYOgurtsov Nick42017-05-17 16:16:452017-05-15SCA171,461
BURLBurlington Stores, Inc.DENJMagrini Joyce Manning42017-05-17 16:15:562017-05-15SC$98.8522,000$2,174,703
FLXNFlexion Therapeutics IncDEMABodick Neil42017-05-17 16:15:522017-05-15SC$18.956,830$129,448
STTState Street CorpMAMASullivan George E42017-05-17 16:15:232017-05-16SC$81.812,718$222,360
ENBLEnable Midstream Partners, LPMAArclight Capital Partners, LLC42017-05-17 16:15:072017-05-15SLP$16.5429,392$486,232
FTRFrontier Communications CorpDECTLass John42017-05-17 16:14:592017-05-16PC$1.358,000$10,760
NVCRNovocure LtdPAPalti Yoram42017-05-17 16:14:462017-05-15SC$12.058,000$96,360
STTState Street CorpMAMANewth Sean P42017-05-17 16:14:112017-05-16SC$81.8129$2,372
TIMETime Inc.DENYRolfe Ronald S42017-05-17 16:13:592017-05-15PC$12.852,000$25,700
QPWRQ2Power Technologies, Inc.DEGABolin Kevin42017-05-17 16:13:572017-02-27PC$0.020010,000,000$200,000
ZIXIZix CorpTXTXSpurr Richard42017-05-17 16:13:022017-05-15SC$5.7928,995$167,803
CRTOCriteo S.A.I0NYWarner James42017-05-17 16:11:102017-05-15SC$53.541,250$66,925
GLWCorning Inc /nyNYNYEvenson Jeffrey W42017-05-17 16:09:092017-05-15SC$29.2954,750$1,603,764
CRMDCormedix Inc.DENJKaplan Myron42017-05-17 16:08:362017-05-15PC$0.494030,000$14,820
CRMDCormedix Inc.DENJMarkvicka Taunia42017-05-17 16:08:102017-05-15PC$0.510014,500$7,395
ENTGEntegris IncDECALederer James P42017-05-17 16:07:582017-05-16SC$24.783,391$84,012
TISOrchids Paper Products Co /deDEOKSchoen Jeffrey S42017-05-17 16:07:432017-05-17PC$13.505,000$67,500
CRMDCormedix Inc.DENJGeorge Michael W42017-05-17 16:07:132017-05-15PC$0.499010,000$4,990
IVTYInvuity, Inc.CACARoberts Eric W42017-05-17 16:06:322017-05-15PC$7.885,000$39,379
CRMDCormedix Inc.DENJCook Robert W.42017-05-17 16:06:212017-05-15PC$0.499050,000$24,950
ASVAsv Holdings, Inc.DEILManitex International, Inc.42017-05-17 16:05:552017-05-17SC$6.512,000,000$13,020,000
AERIAerie Pharmaceuticals IncDECACagle Gerald D.42017-05-17 16:05:432017-05-09PC$39.901,000$39,900
TLYSTilly'S, Inc.DECAShaked Hezy42017-05-17 16:05:312017-05-15SCA$9.8710,000$98,705
PCLNPriceline Group Inc.DECTTans Gillian42017-05-17 16:05:252017-05-15SC$1,818123$223,610
HRCHill-Rom Holdings, Inc.INILRichardson Jason42017-05-17 16:05:142017-05-15SC$73.511,947$143,124
CRMDCormedix Inc.DENJDillione Janet42017-05-17 16:05:072017-05-15PC$0.475021,231$10,085
TREXTrex Co IncDEVAMerlotti Frank H Jr42017-05-17 16:03:532017-05-17SC$63.812,057$131,257
SWMSchweitzer Mauduit International IncDEGAKeenan Jeffrey42017-05-17 16:03:042017-05-17PC$37.852,000$75,700
LIVNLivanova PlcX0X0Moore Daniel Jeffrey42017-05-17 16:02:472017-05-15SC$57.061,000$57,056
JLLJones Lang Lasalle IncMDILPenrose Sheila A42017-05-17 16:02:222017-05-15SC$115.441,000$115,440
UIHCUnited Insurance Holdings Corp.DEFLPoitevint Alec II42017-05-17 16:01:052017-05-16PC$15.004,205$63,075
BERYBerry Global Group IncDEINRickertsen Carl J42017-05-17 15:59:082017-05-15SC$56.3529,500$1,662,421
EVBNEvans Bancorp IncNYNYLomeo Jody L42017-05-17 15:59:072017-05-16PC$39.50500$19,750
NATINational Instruments CorpDETXTruchard James J42017-05-17 15:58:222017-05-15SC$36.777,500$275,775
ACORAcorda Therapeutics IncNYHindman Andrew A.42017-05-17 15:57:262017-05-15SC$15.757,704$121,319
KMGKmg Chemicals IncTXTXHatcher David L42017-05-17 15:52:462017-05-15SC$56.689,000$510,120
IPXLImpax Laboratories IncDECANestor Michael42017-05-17 15:52:092017-05-17SC$16.48857$14,119
IPXLImpax Laboratories IncDECATerreri Peter R42017-05-17 15:51:302017-05-16ACO2027-05-16$16.4010,575
MRCYMercury Systems IncMAMAAslett Mark42017-05-17 15:51:052017-05-15SC$40.269,600$386,498
IPXLImpax Laboratories IncDECABuchi J Kevin42017-05-17 15:50:492017-05-16ACO2027-05-16$16.407,931
IPXLImpax Laboratories IncDECABenet Leslie Z42017-05-17 15:50:042017-05-16ACO2027-05-16$16.4010,575
PGProcter & Gamble CoOHOHLouvet Patrice42017-05-17 15:49:522017-05-17SC$86.2762,350$5,379,226
IPXLImpax Laboratories IncDECAPendergast Mary K42017-05-17 15:49:082017-05-16ACO2027-05-16$16.4010,575
IPXLImpax Laboratories IncDECAChao Allen42017-05-17 15:48:242017-05-16ACO2027-05-16$16.4010,575
IPXLImpax Laboratories IncDECABierly Rick42017-05-17 15:47:362017-05-16ACO2027-05-16$16.4010,575
IPXLImpax Laboratories IncDECAVergis Janet S.42017-05-17 15:46:572017-05-16ACO2027-05-16$16.4010,575
IPXLImpax Laboratories IncDECABurr Robert L42017-05-17 15:46:142017-05-16ACO2027-05-16$16.4010,575
NSYSNortech Systems IncMNMNWasielewski Richard G42017-05-17 15:45:002017-05-15ACO2027-05-15$3.4375,000
WMBWilliams Companies IncDEOKTimmermans Ted T42017-05-17 15:38:422017-05-16SC$30.731,000$30,725
FCFPFirst Community Financial Partners, Inc.ILILMorrissette Stephen G.42017-05-17 15:31:382017-05-01ACO2009-12-092019-07-01$7.5043,384
IMIIntermolecular IncDEFLMiller Lloyd I III42017-05-17 15:28:262017-05-16PC$0.85009,325$7,926
STLSterling BancorpDENYThompson Craig S42017-05-17 15:19:062017-05-16SC$22.753,500$79,625
CZNCCitizens & Northern CorpPAPALambert Leo F42017-05-17 15:02:412017-05-12PC$22.8782$1,875
PFGPrincipal Financial Group IncDEIAValdes Luis E.42017-05-17 14:58:322017-05-16SC$64.0010,375$664,000
FMAOFarmers & Merchants Bancorp IncOHMIStamm K. Brad42017-05-17 14:57:072017-05-17PC$60.00500$30,000
PRMWPrimo Water CorpDENCSheehan Matthew42017-05-17 14:55:502017-05-17PC$10.96250$2,741
ESXBCommunity Bankers Trust CorpVAVABarber Gerald F.42017-05-17 14:50:222017-05-15PC$7.95967$7,688
WTERAlkaline Water Co IncNVA1Leitch Bruce Thomas42017-05-17 14:48:542017-04-28ACO2017-04-282027-04-28$1.29$1.29100,000$129,000
CFRCullen/frost Bankers, Inc.TXTXWeston Graham M42017-05-17 14:36:122017-05-15PC$90.5622,081$1,999,699
CIENCiena CorpDEMDAlexander Stephen B42017-05-17 14:36:082017-05-15SC$23.702,500$59,250
ELSEquity Lifestyle Properties IncMDILWalker Howard42017-05-17 14:32:092017-05-15SC$82.111,608$132,033
WMWaste Management IncDETXFish James C Jr42017-05-17 14:24:052017-05-15SC$72.253,500$252,858
BRBroadridge Financial Solutions, Inc.DENYSchifellite Robert42017-05-17 14:19:562017-05-16SC$72.835,000$364,150
ARTNAArtesian Resources CorpDEFLWyer William C42017-05-17 14:19:102017-05-16SNVA$37.602,255$84,788
AVYAvery Dennison CorpDECAAnderson Anthony42017-05-17 14:18:082017-05-16SC$84.42950$80,201
CIENCiena CorpDEMDPetrik Andrew C42017-05-17 14:15:012017-05-15SC$23.701,839$43,584
GWRSGlobal Water Resources, Inc.AZLevine William S42017-05-17 14:13:382017-05-15PC$8.5520,000$170,900
PRMWPrimo Water CorpDENCCastaneda Mark42017-05-17 14:10:462017-05-17PC$10.96500$5,480
CIENCiena CorpDEMDMcFeely Scott42017-05-17 14:10:162017-05-15SC$23.701,000$23,700
WKWorkiva IncIABehar Jerome M42017-05-17 14:06:012017-05-15SCA$18.1353,500$969,848
NTGRNetgear, IncDECAMerrill Mark G42017-05-17 14:04:462017-05-15SC$45.003,000$135,000
SPKESpark Energy, Inc.DETXMaxwell W Keith III42017-05-17 14:02:162017-05-16PCA$36.2310,100$365,923
CIENCiena CorpDEMDFrodsham James42017-05-17 14:02:092017-05-15SC$23.702,000$47,400
DHGDeutsche High Income Opportunities Fund, Inc.NYSaba Capital Management, L.P.42017-05-17 13:50:282017-05-15SC$14.8520,797$308,835
ERCWells Fargo Multi-Sector Income FundNYSaba Capital Management, L.P.42017-05-17 13:44:122017-05-15SC$14.152,008,974$28,422,199
ROKRockwell Automation IncDEWINosbusch Keith D42017-05-17 13:35:192017-05-15SC$158.0010,000$1,580,000
ROKRockwell Automation IncDEWIMcCormick William T Jr/wi42017-05-17 13:35:122017-05-15SC$158.07432$68,288
IBMInternational Business Machines CorpNYNYOwens James W42017-05-17 13:34:302017-05-16PC$153.191,718$263,180
CLNEClean Energy Fuels Corp.DECAScully Stephen42017-05-17 13:32:282017-05-17PC$2.4920,000$49,800
ROKRockwell Automation IncDEWIEtzel Steven W.42017-05-17 13:14:112017-05-15SC$158.543,000$475,635
LSCCLattice Semiconductor CorpDEORAbrams Robin Ann42017-05-17 13:13:202017-05-16SC$7.009,091$63,594
MDCMdc Holdings IncDECOTouff Michael42017-05-17 13:06:132017-05-16SC$34.4084,000$2,889,180
RLHRed Lion Hotels CorpWAWAWolfe Robert G42017-05-17 12:57:142017-05-15PC$6.727,970$53,552
SMTXSmtc CorpDEA6Dunfield Roger42017-05-17 12:56:562017-05-15AEO2027-05-15$1.23335,929
SMTXSmtc CorpDEA6Smith Edward J42017-05-17 12:56:472017-05-15AEO2027-05-15$1.23671,858
PBIPitney Bowes Inc /de/DECTSanford Linda S42017-05-17 12:56:162017-05-17PC$15.095,000$75,444
LMLegg Mason, Inc.MDMDSchliessler Ursula42017-05-17 12:53:512017-05-15ACO2018-05-312025-05-15$37.6420,624
LMLegg Mason, Inc.MDMDSullivan Joseph A42017-05-17 12:53:302017-05-15ACO2018-05-312025-05-15$37.64199,280
LMLegg Mason, Inc.MDMDNachtwey Peter42017-05-17 12:53:062017-05-15ACO2018-05-312025-05-15$37.6457,143
LMLegg Mason, Inc.MDMDHoops Thomas K42017-05-17 12:52:472017-05-15ACO2018-05-312025-05-15$37.6446,819
LMLegg Mason, Inc.MDMDJohnson Terence42017-05-17 12:52:302017-05-15ACO2018-05-312025-05-15$37.6466,678
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MOSMosaic CoMNCooper Nancy E42017-05-17 12:46:562017-05-16SC$23.391,100$25,724
TISOrchids Paper Products Co /deDEOKGarcia Mario Armando42017-05-17 12:44:582017-05-16SC$15.1950,000$759,440
AIRAar CorpDEILAnderson Anthony42017-05-17 12:44:582017-05-16SC$35.213,500$123,230
BRKRBruker CorpDEMALaukien Frank H42017-05-17 12:42:022017-05-16PC$25.881,920$49,687
ENDVEndonovo Therapeutics, Inc.DECAMann Michael Scott42017-05-17 12:36:232017-05-15PC$0.061133,000$2,017
WLHWilliam Lyon HomesDEGAGmt Capital Corp42017-05-17 12:32:082017-05-15SCA$23.4452,000$1,218,880
MGUMacquarie Global Infrastructure Total Return Fund Inc.NYFrishberg Brad42017-05-17 12:31:482017-05-16SC$23.915,472$130,843
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JFCJpmorgan China Region Fund, Inc.MDNJBulldog Investors, LLC42017-05-17 11:58:282017-05-15PC$19.6610,000$196,556
MTSCMts Systems CorpMNMNRoss Brian T42017-05-17 11:56:452017-05-15AEO2024-05-15$52.654,367
PHFPacholder High Yield Fund IncMDNJBulldog Investors, LLC42017-05-17 11:54:282017-05-15PC$7.918,100$64,066
CTSHCognizant Technology Solutions CorpNJChintamaneni Ramakrishna Prasad42017-05-17 11:44:172017-05-15SCA$64.5349,477$3,192,802
ARWArrow Electronics IncNYCOMelvin Vincent P42017-05-17 11:41:082017-05-16SC$75.795,760$436,550
CTSHCognizant Technology Solutions CorpNJMiddleton Sean42017-05-17 11:39:542017-05-16SCA$65.001,890$122,850
GENCGencor Industries IncDEFLHoutkin Sherry42017-05-17 11:34:272017-05-15SC$15.916,466$102,890
VDSIVasco Data Security International IncDEILHunt T Kendall42017-05-17 11:33:392017-05-15SC$14.6746,255$678,488
XCOExco Resources IncTXTXJameson Harold H42017-05-17 11:30:472017-05-16SC$0.40005,200$2,080
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SNHYSun Hydraulics CorpFLFLBertoneche Marc42017-05-17 11:12:322017-05-05SC$42.0010,000$420,005
ECIAEncision IncCOCOFries Robert H42017-05-17 11:11:302017-05-15PC$0.400010,000$4,000
MBTFMbt Financial CorpMIMIDaly Joseph S42017-05-17 11:03:322017-05-16PC$10.8210,000$108,178
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CVOCenveo, IncCOX0Puri Nathu R42017-05-17 10:40:252017-05-15PC$5.1137,656$192,519
CGNXCognex CorpMAMAWillett Robert42017-05-17 10:35:382017-05-15SC$91.7355,919$5,129,674
MTDMettler Toledo International Inc/DECaratsch Thomas42017-05-17 10:33:442017-05-15SC$557.002,000$1,114,000
KEMKemet CorpDEFLLollini Claudio42017-05-17 10:33:242017-05-16SC$14.209,500$134,901
KEMKemet CorpDESCLowe William M Jr42017-05-17 10:32:592017-05-15SC$14.4758,131$840,905
MTDMettler Toledo International Inc/DESalice Thomas P42017-05-17 10:32:472017-05-15SC$563.401,000$563,400
KEMKemet CorpDESCLowe William M Jr42017-05-17 10:31:452017-05-15SC$14.3668,422$982,828
KEMKemet CorpDESCMeeks Charles C. Jr42017-05-17 10:28:462017-05-15SC$14.33115,000$1,647,891
XCOExco Resources IncTXTXGaebe Brian42017-05-17 10:28:242017-04-04SC$0.57002,874$1,638
FHCOFemale Health CoWIFLBethune David R42017-05-17 10:28:012017-05-15PC$1.0310,000$10,305
MITLMitel Networks CorpDurow Wesley Dean42017-05-17 10:18:232017-05-16SC$6.771,334$9,037
EDGWEdgewater Technology Inc/de/DEOHDisanto Frederick D.42017-05-17 10:14:072017-05-16PC$7.1720,451$146,570
WEYSWeyco Group IncWIWICombs Dustin42017-05-17 09:54:172017-05-15SC$27.17500$13,583
NRNewpark Resources IncDETXHowes Paul L42017-05-17 09:49:122017-05-15SC$7.95141,140$1,122,727
JJSFJ&j Snack Foods CorpNJNJPape Robert Joseph42017-05-17 09:33:102017-05-16SC$131.293,000$393,870
SHWSherwin Williams CoOHOHBaxter Joel D.42017-05-17 09:27:402017-05-15SC$335.505,470$1,835,185
FNBFnb Corp/pa/PAPAGuerrieri Gary L42017-05-17 09:21:202017-05-15SC$14.1719,000$269,240
ERIEErie Indemnity CoPAPANecastro Timothy G42017-05-17 08:52:392017-05-15PCA$116.24430$49,983
VSTMVerastem, Inc.DEMABarberich Timothy J42017-05-17 08:21:172017-05-15PC$2.4530,000$73,500
TCXTucows Inc /pa/PAA6Goldstein Michael42017-05-17 07:59:592017-05-16SC$56.834,163$236,583
APHAmphenol Corp /de/DECTNorwitt Richard Adam42017-05-17 07:57:512017-05-15SCA$73.10200,000$14,620,300
TRXCTransenterix Inc.DENCPfenniger Richard C Jr42017-05-17 07:35:162017-05-16PC$0.5395100,000$53,950
OPKOpko Health, Inc.DEFLFrost Phillip Md Et Al42017-05-17 06:45:162017-05-16PC$6.6127,800$183,634
VERIVeritone, Inc.DECAGraziadio G Louis III42017-05-16 21:28:142017-05-12PC$14.6479,826$1,168,780
VERIVeritone, Inc.DECAGraziadio G Louis III42017-05-16 21:26:482017-05-12PC$15.19220,174$3,344,410
PAHCPhibro Animal Health CorpDENJCarlson Gerald K42017-05-16 21:21:062017-05-12SCA$33.518,662$290,264
MCCMedley Capital CorpNYTaube Seth42017-05-16 21:18:472017-05-12PC$6.16230,137$1,418,204
MCCMedley Capital CorpNYTaube Brook42017-05-16 21:17:592017-05-12PC$6.16230,137$1,418,204
ELLIEllie Mae IncDECATyrrell Joseph P.42017-05-16 21:17:192017-05-16SC$108.593,003$326,108
NDRAEndra Life Sciences Inc.DEMIHarsh Michael42017-05-16 21:17:082017-05-12ACO2017-05-122022-05-12$5.0012,000
NDRAEndra Life Sciences Inc.DEMIWells David R.42017-05-16 21:16:142017-05-12ACO2021-05-12$5.0015,000
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EXELExelixis, Inc.DECAFeldbaum Carl B42017-05-16 21:13:322017-05-15SC$21.5832,988$711,831
NDRAEndra Life Sciences Inc.DEMIMichelon Francois Roger42017-05-16 21:13:252017-05-12ACO2022-05-12$5.00307,310
ELLIEllie Mae IncDECASpencer Jeb S.42017-05-16 21:10:202017-05-12SC$107.334,000$429,320
CLCNCreative Learning CorpDEFLKretsch Karla42017-05-16 21:07:112017-05-13AEO2017-05-132022-05-13$0.250028,000
VGRVector Group LtdDEFLLorber Howard M42017-05-16 21:00:582017-05-16SC$21.36226,834$4,845,174
INSYInsys Therapeutics, Inc.DEAZMotahari Saeed42017-05-16 20:53:412017-05-16PC$11.984,500$53,932
WDCWestern Digital CorpDECARay Michael Charles42017-05-16 20:45:252017-05-15SC$89.541,365$122,222
WDCWestern Digital CorpDECALong Mark P42017-05-16 20:44:032017-05-15SC$89.543,034$271,664
TNETTrinet Group IncCAGoldfield Burton M.42017-05-16 20:33:172017-05-12SC$30.877,965$245,895
BCOBrinks CoVAVAHerling Michael J42017-05-16 20:24:182017-05-15SC$61.062,000$122,120
GPSGap IncDECAKirwan Jeff42017-05-16 20:16:062017-05-16SC$24.885,000$124,400
ZENZendesk, Inc.DECAGomez Elena42017-05-16 20:10:402017-05-16SC$27.171,780$48,360
CTRLControl4 CorpDEUTMolyneux Phil42017-05-16 20:06:242017-05-16SC$18.071,178$21,286
GARSGarrison Capital Inc.NYChase Brian S42017-05-16 20:04:412017-05-12PC$8.696,000$52,139
GARSGarrison Capital Inc.NYMorea Joseph42017-05-16 20:03:422017-05-15PC$9.05500$4,527
GARSGarrison Capital Inc.NYTansey Joseph Bertrand42017-05-16 20:02:582017-05-12PC$8.8316,700$147,533
FPHFive Point Holdings, LLCDECAJochim Lynn42017-05-16 19:46:322017-05-15PCA$14.0020,000$280,000
FPHFive Point Holdings, LLCDETXBeckwitt Richard42017-05-16 19:45:182017-05-15PCA$14.0030,000$420,000
FPHFive Point Holdings, LLCDECABonner Kofi42017-05-16 19:45:092017-05-15PCA$14.005,550$77,700
FPHFive Point Holdings, LLCDECAHiggins Erik R.42017-05-16 19:43:522017-05-15PCA$14.0025,000$350,000
FPHFive Point Holdings, LLCDECAJaffe Jonathan M42017-05-16 19:43:052017-05-15PCA$14.0035,000$490,000
FPHFive Point Holdings, LLCDECAAlvarado Michael42017-05-16 19:42:552017-05-15PCA$14.0014,000$196,000
FPHFive Point Holdings, LLCDEFLMiller Stuart A42017-05-16 19:42:272017-05-15PCA$14.00100,000$1,400,000
BKFSBlack Knight Financial Services, Inc.DEMAThomas H. Lee Advisors, LLC42017-05-16 19:40:142017-05-12SCA$41.905,000,000$209,500,000
BKFSBlack Knight Financial Services, Inc.DEMAThomas H. Lee Advisors, LLC42017-05-16 19:36:442017-05-12SCA$41.905,000,000$209,500,000
STRSStratus Properties IncDEK3Oasis Management Co Ltd.42017-05-16 19:33:542017-05-12PC$27.613,159$87,220
ATHNAthenahealth IncDEMAPorter Jonathan D.42017-05-16 19:32:082017-05-15SC$109.48300$32,844
ATHNAthenahealth IncDEMAO'Brien Timothy John42017-05-16 19:31:202017-05-12SC$107.023,398$363,654
TTDTrade Desk, Inc.DECAFalk Thomas42017-05-16 19:29:112017-05-12SCA$48.48431,686$20,927,903
STXSeagate Technology PlcL2CARe Mark42017-05-16 19:24:312017-05-15SC$43.479,607$417,616
SMTCSemtech CorpDECACostello Mark C42017-05-16 19:21:542017-05-16SC$36.53585$21,370
STXSeagate Technology PlcL2CAMassaroni Kenneth M42017-05-16 19:21:402017-05-12SC$42.587,500$319,350
AIGAmerican International Group IncDENYDuperreault Brian42017-05-16 19:19:082017-05-15ACO2024-05-15$61.82300,000
AIGAmerican International Group IncDENYDuperreault Brian42017-05-16 19:19:082017-05-15ACO2024-05-15$61.82500,000
AIGAmerican International Group IncDENYDuperreault Brian42017-05-16 19:19:082017-05-15ACO2024-05-15$61.82200,000
AIGAmerican International Group IncDENYDuperreault Brian42017-05-16 19:19:082017-05-15ACO2024-05-15$61.82400,000
AIGAmerican International Group IncDENYDuperreault Brian42017-05-16 19:19:082017-05-15ACO2024-05-15$61.82100,000
KMBKimberly Clark CorpDETXMielke Thomas J.42017-05-16 19:17:042017-05-16SC$128.1120,108$2,576,097
FIVNFive9, Inc.DECAWelch Scott42017-05-16 19:16:252017-05-16SC$21.823,902$85,142
ICUIIcu Medical Inc/deDECASaucedo Joseph R42017-05-16 19:15:482017-05-16SC$162.514,500$731,273
FIVNFive9, Inc.DECABurkland Michael42017-05-16 19:11:442017-05-15SC$21.8624,000$524,659
EAElectronic Arts Inc.DECALinzner Joel42017-05-16 19:07:182017-05-15SC$100.3410,000$1,003,432
CERCCerecor Inc.DEMDGreenleaf Peter42017-05-16 19:04:052017-05-12ACO2027-05-11$0.800016,714
ANETArista Networks, Inc.DECAUllal Jayshree42017-05-16 19:03:382017-05-12SC$147.1963,928$9,409,772
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GWREGuidewire Software, Inc.DECARoza Scott42017-05-16 19:00:132017-05-15SC$61.78782$48,312
MTHMeritage Homes CorpMDAZWhite C Timothy42017-05-16 18:51:122017-05-15SC$41.367,500$310,163
HASIHannon Armstrong Sustainable Infrastructure Capital, Inc.MDMDMcMahon Daniel K.42017-05-16 18:50:312017-05-15SC$22.225,000$111,100
USAKUSA Truck IncDEARCreager Robert E.42017-05-16 18:48:102017-05-15PC$6.066,585$39,932
USAKUSA Truck IncDEARGlaser Thomas M42017-05-16 18:48:012017-05-12PC$6.003,300$19,800
USAKUSA Truck IncDEARFaulkenberry Barbara J42017-05-16 18:47:522017-05-12PC$5.866,890$40,397
BMRNBiomarin Pharmaceutical IncDECABienaime Jean Jacques42017-05-16 18:47:522017-05-12SC$89.235,000$446,150
CSWCCapital Southwest CorpTXArmes Joseph B42017-05-16 18:43:572017-05-15SC$16.00500$8,000
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LDOSLeidos Holdings, Inc.VAFubini David G42017-05-16 18:39:162017-05-12ACO2018-05-122024-05-11$52.704,788
LDOSLeidos Holdings, Inc.VAJumper John P42017-05-16 18:39:122017-05-12ACO2018-05-122024-05-11$52.704,788
WIFIBoingo Wireless IncDECATracey Tom42017-05-16 18:38:382017-05-12SC$15.7525,000$393,750
LDOSLeidos Holdings, Inc.VAJohn Miriam E42017-05-16 18:38:062017-05-12ACO2018-05-122024-05-11$52.704,788
LDOSLeidos Holdings, Inc.VAKraemer Harry M Jansen Jr42017-05-16 18:38:022017-05-12ACO2018-05-122024-05-11$52.704,788
LDOSLeidos Holdings, Inc.VAMay Gary Stephen42017-05-16 18:37:582017-05-12ACO2018-05-122024-05-11$52.704,788
LDOSLeidos Holdings, Inc.VAMohapatra Surya N42017-05-16 18:37:542017-05-12ACO2018-05-122024-05-11$52.704,788
LDOSLeidos Holdings, Inc.VANussdorf Lawrence C42017-05-16 18:37:502017-05-12ACO2018-05-122024-05-11$52.704,788
MXWLMaxwell Technologies IncDECALyle David42017-05-16 18:37:262017-05-12SC$5.9616,378$97,613
SDPISuperior Drilling Products, Inc.UTCTLone Star Value Management LLC42017-05-16 18:36:442017-05-12SC$0.8234220,281$181,384
LDOSLeidos Holdings, Inc.VAShapard Robert S42017-05-16 18:36:432017-05-12ACO2018-05-122024-05-11$52.704,788
LDOSLeidos Holdings, Inc.VAStalnecker Susan M42017-05-16 18:36:392017-05-12ACO2018-05-122024-05-11$52.704,788
LDOSLeidos Holdings, Inc.VAWilliams Noel B42017-05-16 18:36:352017-05-12ACO2018-05-122024-05-11$52.704,788
SABRSabre CorpDETXJones Judson Wade42017-05-16 18:31:422017-05-15ACO2027-05-15$24.3524,373
CLNSColony Northstar, Inc.MDCATangen Darren J.42017-05-16 18:31:052017-05-12SCA$13.1275,926$996,149
HPEHewlett Packard Enterprise CoDECAKarros Kirt P42017-05-16 18:30:172017-05-15SC$18.9020,344$384,502
DERMDermira, Inc.DECAGriffith Christopher M.42017-05-16 18:29:422017-05-15SC$27.071,312$35,516
SMCISuper Micro Computer, Inc.CACAChou Cheng-Hsien Phidias42017-05-16 18:27:002017-05-12SC$24.351,000$24,350
IRWDIronwood Pharmaceuticals IncDEMAMcCourt Thomas A42017-05-16 18:22:442017-05-15SCB$18.2030,000$546,000
ABTLAutobytel IncDECAFuller Glenn Evan42017-05-16 18:21:492017-05-16SC$13.7513,907$191,273
IRTCIrhythm Technologies, Inc.DENYLathi Vijay K42017-05-16 18:21:302017-05-12SC$34.70645,000$22,382,050
PFPTProofpoint IncDECAAuvil Paul R. III42017-05-16 18:21:102017-05-15SC$86.0825,000$2,152,046
SGASaga Communications IncDEMIClarke Timothy J.42017-05-16 18:19:562017-05-15SCA$49.80100$4,980
GWREGuidewire Software, Inc.DECAHart Richard42017-05-16 18:19:552017-05-16SC$63.043,000$189,120
LCLendingclub CorpDECASanborn Scott42017-05-16 18:19:262017-05-15SC$5.8945,970$270,860
FMBIFirst Midwest Bancorp IncDEILHoskins Michelle Y42017-05-16 18:18:202017-05-12ANO$22.206$133
IFFInternational Flavors & Fragrances IncNYU0Winder Investment Pte Ltd42017-05-16 18:13:342017-05-15PC$132.4440,000$5,297,532
KFSKingsway Financial Services IncA6ILFitzgerald John Taylor Maloney42017-05-16 18:13:192017-05-16PC$6.23202$1,258
TCXTucows Inc /pa/PAA6Ralls Rawleigh Hazen IV42017-05-16 18:10:252017-05-12SC$58.5630,000$1,756,889
EVHEvolent Health, Inc.DEVAPeterson Thomas III42017-05-16 18:09:012017-05-12SCA$25.0026,442$661,050
EFOIEnergy Focus, Inc/deDEOHTewksbury Ted L III42017-05-16 18:08:522017-05-08PC$3.143,333$10,451
IFFInternational Flavors & Fragrances IncNYU0Winder Investment Pte Ltd42017-05-16 18:08:312017-05-12PC$130.4820,000$2,609,538
KFSKingsway Financial Services IncA6ILSwets Larry G Jr42017-05-16 18:08:112017-05-16PC$6.23334$2,080
SXCPSuncoke Energy Partners, L.P.DEILSun Coal & Coke LLC42017-05-16 18:05:502017-05-15PU$15.97134,600$2,149,320
PBHPrestige Brands Holdings, Inc.NYParkinson John42017-05-16 18:04:292017-05-08AEO2027-05-08$56.115,429
XTLYXactly CorpDECACabrera Christopher42017-05-16 18:04:112017-05-15SC$12.5212,000$150,296
PBHPrestige Brands Holdings, Inc.NYLombardi Ronald M.42017-05-16 18:03:142017-05-08AEO2027-05-08$56.1139,387
WENWendy'S CoDEOHKriss Scott A42017-05-16 18:03:092017-05-12SC$15.8710,123$160,669
KFSKingsway Financial Services IncA6ILHickey William August Jr42017-05-16 18:02:002017-05-16PC$6.23242$1,507
PFSWPfsweb IncDETXAlmond Cynthia D42017-05-16 18:01:572017-05-12SC$7.574,255$32,210
PBHPrestige Brands Holdings, Inc.NYHochuli Thomas42017-05-16 18:01:532017-05-08AEO2027-05-08$56.114,263
CTSOCytosorbents CorpDENJBloch Kathleen P.42017-05-16 18:00:382017-05-15PC$4.341,000$4,341
PBHPrestige Brands Holdings, Inc.NYHeye Christopher42017-05-16 18:00:062017-05-08AEO2027-05-08$56.115,576
FMBIFirst Midwest Bancorp IncDEILBoylan Jo Ann42017-05-16 17:59:162017-05-12ANO$22.201$22
HALHalliburton CoDECAAlbrecht William E42017-05-16 17:58:482017-05-15PC$46.338,000$370,608
SRGSeritage Growth PropertiesFLBerkowitz Bruce R42017-05-16 17:58:222017-05-12PCA$39.49149,300$5,895,157
PBHPrestige Brands Holdings, Inc.NYSacco Christine42017-05-16 17:57:092017-05-08AEO2027-05-08$56.1111,283
WAIRWesco Aircraft Holdings, IncCABancroft Thomas42017-05-16 17:56:552017-05-12PC$8.731,000,000$8,726,140
AFAMAlmost Family IncDEKYYarmuth William B42017-05-16 17:55:272017-05-12SC$56.8230,000$1,704,740
PBHPrestige Brands Holdings, Inc.NYP'Pool William42017-05-16 17:55:072017-05-08AEO2027-05-08$56.116,333
RDNTRadnet, Inc.DECAHames Norman R42017-05-16 17:53:242017-05-16SC$7.0520,000$140,900
PEGAPegasystems IncMAMAKouninis Efstathios A42017-05-16 17:53:162017-05-12SC$54.383,456$187,925
PBHPrestige Brands Holdings, Inc.NYConnors Timothy42017-05-16 17:52:572017-05-08AEO2027-05-08$56.1111,584
GWREGuidewire Software, Inc.DECAPolelle Michael42017-05-16 17:52:422017-05-15SC$61.78208$12,850
MMSIMerit Medical Systems IncUTUTMiller Franklin J42017-05-16 17:52:402017-05-15SC$33.9516,090$546,289
PBHPrestige Brands Holdings, Inc.NYBoyko Jean A42017-05-16 17:50:232017-05-08AEO2027-05-08$56.114,512
JOUTJohnson Outdoors IncWITXLondon Terry E42017-05-16 17:49:322017-05-12SCA$46.51800$37,207
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HOLXHologic IncDEMADockendorff Charles J42017-05-16 17:48:002017-05-15ANO2027-05-15$43.245,396
ADCAgree Realty CorpDEMIRubenfaer William S.42017-05-16 17:46:502017-05-16PC$44.922,500$112,300
RPXCRpx CorpDECACampion Trevor42017-05-16 17:46:162017-05-12SC$13.7939,256$541,456
RNSTRenasant CorpMSMSDale Albert J III42017-05-16 17:45:142017-05-15SC$42.108,000$336,800
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CASCCascadian Therapeutics, Inc.DEWAMyers Scott Dunseth42017-05-16 17:43:192017-05-12PC$4.002,800$11,192
LNTHLantheus Holdings, Inc.DEMASchaffer Derace L42017-05-16 17:43:012017-05-12SC$16.555,000$82,750
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WCNWaste Connections, Inc.A6A6Lee Susan42017-05-16 17:42:352017-05-12PC$92.051,200$110,460
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CCMPCabot Microelectronics CorpDEILNoglows William P42017-05-16 17:40:272017-05-12SC$76.9660,000$4,617,786
APOApollo Global Management LLCDENYTiger Global Management LLC42017-05-16 17:38:492017-05-12PLCA$26.98202,100$5,453,466
AMBCAmbac Financial Group IncDENYLeblanc Claude4/A2017-05-16 17:38:262017-05-15PC$17.325,000$86,600
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EGRXEagle Pharmaceuticals, Inc.DENJPernock David42017-05-16 17:37:282017-05-16PC$82.24200$16,448
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ETMEntercom Communications CorpPAPAField Joseph M42017-05-16 17:35:412017-05-12PCA$9.8768,616$677,046
SKISPeak Resorts IncMOMOO'Connor Christopher42017-05-16 17:33:312017-05-12PC$5.6069$389
PLYAPlaya Hotels & Resorts N.V.P7VAFroemming Kevin42017-05-16 17:31:322017-05-15PC$10.4010,000$104,000
BEATBiotelemetry, Inc.DEPARubin Robert J.42017-05-16 17:30:052017-05-15SC$28.1415,000$422,100
FHCOFemale Health CoWIFLHaines Daniel42017-05-16 17:29:462017-05-15PC$1.035,000$5,132
GECGreat Elm Capital Group, Inc.DEMAMast Capital Management, LLC42017-05-16 17:29:182017-05-12SC$3.332,108,178$7,013,827
TPXTempur Sealy International, Inc.DENYNabi Usman42017-05-16 17:29:172017-05-12PC$47.68640,000$30,516,051
TPXTempur Sealy International, Inc.DEFLLuther Jon L42017-05-16 17:28:592017-05-15PC$48.452,750$133,242
SELBSelecta Biosciences IncDEMAKania Edwin M Jr42017-05-16 17:28:582017-05-16SC$14.00266,795$3,735,130
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DLBDolby Laboratories, Inc.DECABorchers Bob42017-05-16 17:22:442017-05-12SCA$51.3811,666$599,350
WWayfair Inc.MAFleisher Michael D42017-05-16 17:21:372017-05-15SCA$61.253,000$183,735
NLNKNewlink Genetics CorpIAPucci Paolo42017-05-16 17:21:352017-05-12ACO2027-05-11$17.4213,309
NLNKNewlink Genetics CorpIASaluri Joseph42017-05-16 17:21:162017-05-12ACO2027-05-11$17.4213,309
NLNKNewlink Genetics CorpIARaffin Thomas A.42017-05-16 17:20:592017-05-12ACO2027-05-11$17.4213,309
APTIApptio IncDEWABlasko Lawrence42017-05-16 17:20:482017-05-12ACO2027-05-12$14.0461,200
NLNKNewlink Genetics CorpIAEdick Paul R42017-05-16 17:20:352017-05-12ACO2027-05-11$17.4213,309
IZEAIzea, Inc.NVFLSchram Ryan S42017-05-16 17:20:162017-05-12ACO2017-05-122027-05-12$2.752,412
NLNKNewlink Genetics CorpIATalarico Ernest III42017-05-16 17:20:142017-05-12ACO2027-05-11$17.4213,309
SKISPeak Resorts IncMOMOKraus Carl42017-05-16 17:20:102017-05-12PC$5.6086$483
QNSTQuinstreet, IncCASands Gregory P42017-05-16 17:19:552017-05-12ANO2024-05-11$3.7611,872
NLNKNewlink Genetics CorpIAZoth Lota S.42017-05-16 17:19:522017-05-12ACO2027-05-11$17.4213,309
TPXTempur Sealy International, Inc.DENYJaffer Rehan42017-05-16 17:19:422017-05-12PC$47.68640,000$30,516,051
MTSIMacom Technology Solutions Holdings, Inc.DEMADennehy Robert42017-05-16 17:19:392017-05-12SC$48.175,489$264,405
APTIApptio IncDEWAMorrow John C42017-05-16 17:19:072017-05-12ACO2027-05-12$14.0432,300
PETSPetmed Express IncFLFLFormica Frank J42017-05-16 17:18:532017-05-16SC$35.325,000$176,600
BCORBlucora, Inc.DETXSnyder Andrew Miles42017-05-16 17:17:522017-05-12SC$21.2479,030$1,678,669
XENTIntersect Ent, Inc.DECAEarnhardt Lisa D42017-05-16 17:16:122017-05-15SC$22.9820,000$459,520
APTIApptio IncDEWAGupta Sachin42017-05-16 17:15:452017-05-13ACO2027-05-13$14.0454,400
NOWServicenow, Inc.CASchneider David42017-05-16 17:14:572017-05-15SC$97.042,243$217,661
FBMFoundation Building Materials, Inc.CAMendoza Ruben42017-05-16 17:14:372017-05-12PC$15.5632,000$497,920
TURN180 Degree Capital Corp. /ny/NYNJBrandom Stacy42017-05-16 17:14:362017-05-15PC$1.664,482$7,454
APTIApptio IncDEWAShintaffer Kurt42017-05-16 17:13:242017-05-12ACO2027-05-12$14.0447,600
CXWCorecivic, Inc.MDTNGrande Anthony L42017-05-16 17:12:432017-05-15SC$33.8623,000$778,672
POPEPope Resources Ltd PartnershipDEWARose Jonathan P42017-05-16 17:12:432017-05-12SLP$70.25300$21,075
OMAMOm Asset Management PlcX0X0Om Group (Uk) Ltd42017-05-16 17:10:552017-05-12SC$15.3011,414,676$174,644,543
APTIApptio IncDEWAPick Christopher42017-05-16 17:10:472017-05-12ACO2027-05-12$14.0440,800
CXWCorecivic, Inc.MDTNLappin Harley G.42017-05-16 17:10:252017-05-12SC$32.884,000$131,520
AMBCAmbac Financial Group IncDENYLeblanc Claude42017-05-16 17:10:062017-05-15PC$17.325,000$86,600
VERVereit, Inc.AZRoberts Thomas W42017-05-16 17:10:032017-05-15PC$7.6015,000$113,955
AXONAxovant Sciences Ltd.D0NYVernon W Anthony42017-05-16 17:09:352017-05-15ACO2027-05-14$21.9070,000
OHRPOhr Pharmaceutical IncDENYFerguson Michael42017-05-16 17:07:482017-05-12ACO2022-05-11$0.6500750,000
XLNXXilinx IncDECAGavrielov Moshe42017-05-16 17:07:162017-05-15SC$64.75600$38,849
SUMRSummer Infant, Inc.DERIMessner Mark42017-05-16 17:05:472017-05-10PC$1.7510,000$17,500
WARMCool Technologies, Inc.NVFLBibb Judson William III42017-05-16 17:05:112017-05-01PC$0.18755,000$938
ENSEnersysDEPAJones Myles42017-05-16 17:04:552017-05-15SC$83.23263$21,889
SUMRSummer Infant, Inc.DERIFogelman Martin42017-05-16 17:04:322017-02-27PC$1.7656,288$99,075
HUBSHubspot IncDEMAKinzer John42017-05-16 17:04:322017-05-15SC$69.4010,000$694,000
GRMCGoldrich Mining CoAKK3Regent Pacific Group Ltd42017-05-16 17:04:122017-05-11SC$0.012515,281,427$191,018
AXONAxovant Sciences Ltd.D0NYFalberg Kathryn E42017-05-16 17:03:452017-05-15ACO2027-05-14$21.9070,000
COHRCoherent IncDECASkaggs Stephen A42017-05-16 17:03:332017-05-15SC$249.48500$124,740
ORNOrion Group Holdings IncTXDealmeida Christopher James42017-05-16 17:03:202017-05-12SC$8.0724,925$201,166
TSETrinseo S.A.PAPappas Christopher D42017-05-16 17:02:442017-05-15SC$64.0020,000$1,280,000
TFXTeleflex IncDEPAKlasko Stephen K. M.D.42017-05-16 17:02:412017-05-12SC$193.565,200$1,006,510
NEUNewmarket CorpVAVAShama Robert A.42017-05-16 17:01:012017-05-15SC$458.60230$105,478
OXFDOxford Immunotec Global PlcX0X0Edwardson Peter42017-05-16 17:00:182017-05-15SC$14.6610,000$146,572
NPTNNeophotonics CorpCAWupen Yuen42017-05-16 17:00:102017-05-12SC$8.4122,000$185,071
AXEAnixter International IncDEILStandish William42017-05-16 16:59:352017-05-15SC$78.601,000$78,600
COHRCoherent IncDECAVij Sandeep42017-05-16 16:58:522017-05-12SC$244.5814,000$3,424,112
TWOTwo Harbors Investment Corp.NYSandberg Rebecca B42017-05-16 16:58:442017-05-15SC$9.855,566$54,826
HIVEAerohive Networks, IncCACARitchie John42017-05-16 16:57:342017-05-15PC$4.3120,000$86,220
COTVCotiviti Holdings, Inc.DEGAPresent Douglas42017-05-16 16:57:262017-05-15SC$38.3614,252$546,716
RCLRoyal Caribbean Cruises LtdFLFain Richard D42017-05-16 16:57:022017-05-15SC$107.7720,000$2,155,370
CBZCbiz, Inc.DEOHGrove Ware H42017-05-16 16:55:442017-05-12SC$15.2412,000$182,836
NVRONevro CorpCAGalligan Andrew H42017-05-16 16:54:412017-05-15SC$75.307,500$564,734
TWOTwo Harbors Investment Corp.NYFarrell Brad42017-05-16 16:53:392017-05-15SC$9.8619,663$193,901
JKHYHenry Jack & Associates IncDEMOForbis Mark S42017-05-16 16:53:222017-05-15SC$96.75900$87,071
WTWWeight Watchers International IncVANYPollier-Bousquet Corinne42017-05-16 16:50:432017-05-12SC$24.238,734$211,592
PXDPioneer Natural Resources CoDETXCheatwood Chris J42017-05-16 16:49:172017-05-15SC$173.795,749$999,119
PXDPioneer Natural Resources CoDETXDove Timothy L42017-05-16 16:49:112017-05-12SC$171.313,305$566,180
ITGartner IncDECTKranich Robin B42017-05-16 16:48:492017-05-12SC$112.933,361$379,565
ODPOffice Depot IncDEFLCalkins Stephen R42017-05-16 16:48:262017-05-12SC$5.1028,000$142,806
ODPOffice Depot IncDEFLBeauchamp Timothy J42017-05-16 16:48:222017-05-12SC$4.9625,725$127,467
FCBFcb Financial Holdings, Inc.DEFLEllert Kent S42017-05-16 16:48:152017-05-12SCA$47.0612,635$594,597
IMPVImperva IncDECANagdev Sunil D42017-05-16 16:47:532017-05-16SC$49.004,857$237,993
WTWWeight Watchers International IncVANYElkins Cynthia42017-05-16 16:47:472017-05-12PC$24.441,430$34,949
COHRCoherent IncDECASpinelli Luis42017-05-16 16:47:192017-05-12SC$248.061,079$267,661
IXYSIxys Corp /de/DECAFeucht Donald L42017-05-16 16:46:432017-05-15SC$15.005,000$75,000
FCBFcb Financial Holdings, Inc.DEFLTese Vincent42017-05-16 16:46:272017-05-15SCA$47.466,302$299,115
DMRCDigimarc CorpORORMeyer Joel42017-05-16 16:45:582017-05-15SC$31.777,000$222,390
GECGreat Elm Capital Group, Inc.DEMAMast Capital Management, LLC4/A2017-05-16 16:45:052016-11-03PC$0.7241283,264$205,102
INTTIntest CorpDEALSatterfield Thomas A Jr42017-05-16 16:44:542017-05-12SC$8.0852,315$422,623
TERTeradyne, IncMAMAJagiela Mark E42017-05-16 16:44:422017-05-12SC$35.3340,000$1,413,200
FCBFcb Financial Holdings, Inc.DEFLLieberman Les J42017-05-16 16:44:242017-05-15SCA$47.466,300$299,005
SYMCSymantec CorpDECATaylor Scott C42017-05-16 16:43:062017-05-15SC$32.4513,000$421,805
NTIPNetwork 1 Technologies IncDEFLHeinemann Steven D.42017-05-16 16:42:262017-05-15SC$4.6231,326$144,744
AXTAAxalta Coating Systems Ltd.D0PAShaver Charles W42017-05-16 16:42:022017-05-15SC$31.32179,487$5,621,533
GUIDGuidance Software, Inc.CAMcCreight Shawn42017-05-16 16:41:162017-05-16SC$6.5615,000$98,400
CGIXCancer Genetics, IncDENJHarris Geoffrey E.42017-05-16 16:41:052017-05-16PC$3.752,500$9,375
ASPUAspen Group, Inc.DECOWendolowski Gerard42017-05-16 16:40:102017-05-13ACO2022-05-13$4.90200,000
NGVTIngevity CorpDESCBlackwell Jean S42017-05-16 16:39:162017-05-15PC$58.381,500$87,570
ASPUAspen Group, Inc.DECOArnauld Cheri St.42017-05-16 16:39:092017-05-13ACO2022-05-13$4.9070,000
LINDLindblad Expeditions Holdings, Inc.DENYRogers Ian42017-05-16 16:38:332017-05-15SC$9.50860$8,170
ATSGAir Transport Services Group, Inc.DEOHCorrado Richard Francis42017-05-16 16:38:292017-05-15SC$23.0520,000$461,050
ASPUAspen Group, Inc.DECOMathews Michael42017-05-16 16:38:092017-05-13ACO2022-05-13$4.90200,000
TTDTrade Desk, Inc.DECAPerdue Robert David42017-05-16 16:37:562017-05-12SCA$50.1015,000$751,500
AXTAAxalta Coating Systems Ltd.D0PAMcDougall Joseph F.42017-05-16 16:37:502017-05-15SC$31.3816,725$524,831
SYMCSymantec CorpDECANoviello Nicholas R42017-05-16 16:37:302017-05-15SC$32.4527,741$900,154
ASPUAspen Group, Inc.DECOGill Janet M42017-05-16 16:37:122017-05-13ACO2022-05-13$4.9030,000
AXTAAxalta Coating Systems Ltd.D0PAMarkevich Steven R.42017-05-16 16:37:112017-05-15SC$31.3930,874$969,135
AXTAAxalta Coating Systems Ltd.D0PALannon Sean M.42017-05-16 16:35:472017-05-15SC$31.354,340$136,059
CLRContinental Resources, IncOKOKHamm Harold42017-05-16 16:35:342017-05-12PC$42.2351,765$2,185,881
WMBWilliams Companies IncDEOKEwing Robyn L42017-05-16 16:35:182017-05-15SC$31.1481,561$2,539,973
BCORBlucora, Inc.DETXWalters Christopher William42017-05-16 16:34:502017-05-15SC$21.021,866$39,220
MDSOMedidata Solutions, Inc.DENYCapone Michael L42017-05-16 16:34:372017-05-15SC$69.465,000$347,300
AXTAAxalta Coating Systems Ltd.D0PAFinn Michael F.42017-05-16 16:34:042017-05-15SC$31.4316,703$524,975
RYIRyerson Holding CorpDEILSchnaufer Erich S42017-05-16 16:34:002017-05-12PC$9.55275$2,626
ORITOritani Financial CorpDENJGuinan Thomas42017-05-16 16:33:482016-05-11SC$16.8559,772$1,007,381
AXTAAxalta Coating Systems Ltd.D0PACash Michael A.42017-05-16 16:33:302017-05-15SC$31.4118,851$592,110
PCTIPc Tel IncDEILNeumann David A42017-05-16 16:33:162017-05-15PC$6.443,000$19,313
AXTAAxalta Coating Systems Ltd.D0PABryant Robert W.42017-05-16 16:32:122017-05-15SC$31.4040,237$1,263,442
BBWBuild A Bear Workshop IncDECTPoint72 Asset Management, L.P.42017-05-16 16:32:112017-05-12PC$10.6536,196$385,649
ADSKAutodesk IncDECABecker Jan42017-05-16 16:31:442017-05-15SC$95.732,865$274,266
ASMBAssembly Biosciences, Inc.DEINRingo William R42017-05-16 16:31:242017-05-12SC$22.003,461$76,142
HSICHenry Schein IncDENYMinowitz Robert42017-05-16 16:31:142017-05-12SC$175.717,338$1,289,360
KODKEastman Kodak CoNJNYSamuels Eric42017-05-16 16:30:372017-05-15SC$9.80540$5,292
DLHCDlh Holdings Corp.NJNYWynnefield Partners Small Cap Value LP42017-05-16 16:30:172017-05-12PC$4.701,739$8,173
FPHFive Point Holdings, LLCDEMNTco Fund, L.P.42017-05-16 16:30:122017-05-15PCA$14.001,785,714$24,999,996
FTRFrontier Communications CorpDECTGable Steve42017-05-16 16:29:572017-05-15PC$1.3010,000$13,000
FPIFarmland Partners Inc.MDCOPittman Paul A42017-05-16 16:29:392017-05-15PC$10.252,000$20,500
MFNCMackinac Financial Corp /mi/MIMIBittner Dennis42017-05-16 16:29:132017-05-15SC$13.751,000$13,753
RYIRyerson Holding CorpDEILLehner Edward J.42017-05-16 16:28:552017-05-12PC$9.255,000$46,250
TTMITtm Technologies IncDECAAlder Kenton K42017-05-16 16:27:532017-05-15SC$16.253,000$48,740
LOBLive Oak Bancshares, Inc.NCNCGlossman Diane Beth42017-05-16 16:27:422017-05-12PC$25.484,000$101,920
KODKEastman Kodak CoNJNYVandagriff Randy42017-05-16 16:27:412017-05-12SC$9.821,230$12,083
ATSGAir Transport Services Group, Inc.DEOHTurner Quint O42017-05-16 16:26:502017-05-15SC$23.088,048$185,748
FPHFive Point Holdings, LLCDEMNCastlelake L.P.42017-05-16 16:26:412017-05-15PCA$14.001,785,714$24,999,996
PKPark Hotels & Resorts Inc.DEVASparks Matthew Abram42017-05-16 16:26:332017-05-12SC$25.158,327$209,424
KODKEastman Kodak CoNJNYClarke Jeff42017-05-16 16:25:092017-05-12PC$9.9315,000$149,007
GEGeneral Electric CoNYMABeattie William G42017-05-16 16:22:492017-05-15PC$28.0516,000$448,800
IMPVImperva IncDECAShulman Amichai42017-05-16 16:22:322017-05-15SC$48.703,089$150,434
BVBazaarvoice IncTXTXHawn Jeff42017-05-16 16:21:382017-05-16PC$4.601,099$5,055
EMMSEmmis Communications CorpININBrenner Paul V.42017-05-16 16:21:312017-05-12SCA$3.1516,698$52,574
VRValidus Holdings LtdD0Kudera Andrew E.42017-05-16 16:21:262017-05-15SC$52.9010,000$529,000
EMMSEmmis Communications CorpININWalsh Patrick M42017-05-16 16:21:122017-05-12SCA$3.1420,000$62,846
VRValidus Holdings LtdD0Driscoll Kean42017-05-16 16:21:102017-05-15SC$52.934,151$219,712
GNCGnc Holdings, Inc.DEPAMoran Robert F42017-05-16 16:20:462017-05-12PC$6.69300,000$2,005,650
IMAXImax CorpA6NYBraun Neil S42017-05-16 16:20:142017-05-12SC$29.514,000$118,040
DWSNDawson Geophysical CoTXNJBarrett William J42017-05-16 16:19:462017-05-12PC$4.505,000$22,500
PCTYPaylocity Holding CorpDEILGaty Edward W42017-05-16 16:19:412017-05-15SC$44.784,257$190,628
WABWestinghouse Air Brake Technologies CorpDEPAHehir Brian42017-05-16 16:19:312017-05-15SC$80.112,234$178,967
CASHMeta Financial Group IncDESDHoople Elizabeth G.42017-05-16 16:19:302017-05-15PC$83.631,000$83,630
ASIXAdvansix Inc.DENJMarberry Michael42017-05-16 16:18:002017-05-15PC$32.68764$24,968
VECOVeeco Instruments IncDENYPeeler John R42017-05-16 16:16:552017-05-12SC$33.1014,463$478,725
CLUBTown Sports International Holdings IncDENYSpatafora Carolyn42017-05-16 16:16:502017-05-15SC$3.951,392$5,498
NXEONexeo Solutions, Inc.DETXZatta Robert J42017-05-16 16:16:322017-05-15PC$9.052,000$18,090
KODKEastman Kodak CoNJNYMahe Eric-Yves4/A2017-05-16 16:15:582017-04-28ACO2024-04-27$11.0039,683
WINGWingstop Inc.DETXDekker Flynn42017-05-16 16:15:222017-05-15SC$30.594,102$125,488
AATAmerican Assets Trust, Inc.MDCARady Ernest S42017-05-16 16:15:182017-05-12PC$39.4039,056$1,538,684
AFGAmerican Financial Group IncOHOHLindner S Craig42017-05-16 16:14:572017-05-12SC$97.513,822$372,667
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PLTPlantronics Inc /ca/DECATseu Marvin42017-05-16 16:13:422017-05-15SC$54.402,454$133,488
PLTPlantronics Inc /ca/DECATseu Marvin42017-05-16 16:12:512017-05-15SC$54.503,546$193,267
GPNGlobal Payments IncGAGAJacobs William I42017-05-16 16:12:212017-05-15SC$87.72600$52,632
PCTYPaylocity Holding CorpDEILSarowitz Steven I42017-05-16 16:12:012017-05-15SC$45.0527,301$1,230,036
PCTYPaylocity Holding CorpDEILHaske Michael R42017-05-16 16:11:222017-05-15SC$44.62100,000$4,462,000
PCTYPaylocity Holding CorpDEILKinsey Mark S42017-05-16 16:11:002017-05-15SC$44.521,000$44,520
SATSEchostar CorpNVCOFederico Anthony M42017-05-16 16:10:362017-05-12SCA$56.365,000$281,800
MXLMaxlinear IncCALachance Michael J.42017-05-16 16:09:322017-05-15SC$31.1240,000$1,244,883
RDUSRadius Health, Inc.DEMACarmona Jose42017-05-16 16:08:052017-05-15ACO2027-05-15$34.96125,000
ETREntergy Corp /de/DELAFisackerly Haley42017-05-16 16:08:032017-05-15SC$75.92600$45,552
MXLMaxlinear IncCAKwong Connie H.42017-05-16 16:07:332017-05-15SC$31.061,724$53,547
HLNDHighlands Bankshares Inc /va/VAVALowery Brian42017-05-16 16:07:272017-05-16PC$6.956,000$41,700
ETREntergy Corp /de/DELARiley Richard C42017-05-16 16:07:062017-05-12SC$75.741,000$75,740
FMIFoundation Medicine, Inc.DEMAHesslein Robert W.42017-05-16 16:06:282017-05-12SC$33.871,009$34,175
PKIPerkinelmer IncMAMASullivan Patrick J42017-05-16 16:05:342017-05-15SC$62.596,628$414,833
SPTNSpartannash CoMIMIStaples David M42017-05-16 16:05:262017-05-15SC$36.861,819$67,048
KOOLCesca Therapeutics Inc.DECAWestgate Mark42017-05-16 16:04:222017-05-10ACO2027-05-10$3.19$3.1913,500$43,065
BOXBox IncDECALevin Daniel J42017-05-16 16:04:002017-05-15SCA$18.4640,000$738,280
SPTNSpartannash CoMIMIEidson Dennis42017-05-16 16:03:392017-05-15SC$36.856,141$226,296
SPTNSpartannash CoMIMIAdornato Theodore42017-05-16 16:02:052017-05-15SC$36.861,182$43,569
AAOIApplied Optoelectronics, Inc.DETXYeh Shu-Hua (Joshua)42017-05-16 16:02:002017-05-12SC$66.0110,000$660,092
PSECProspect Capital CorpNYOswald Brian H42017-05-16 16:01:512017-05-12PC$8.054,453$35,847
ALLAllstate CorpDEILWinter Matthew E42017-05-16 15:58:132017-05-15SC$84.3833,957$2,865,292
CMNDCaleminder IncMDNVLamadrid David42017-05-16 15:53:562017-05-12AEO2027-05-12$0.3500857,143
MKSIMks Instruments IncMAMAHanley Peter42017-05-16 15:53:432017-05-15SC$81.511,200$97,814
TSBKTimberland Bancorp IncWAWAClinton Andrea M42017-05-16 15:53:182017-05-16SC$22.04350$7,714
WFMWhole Foods Market IncTXTXMinardi Christina42017-05-16 15:43:372017-05-12SC$37.042,314$85,711
AUXOAuxilio IncNVCAAbouchar John D42017-05-16 15:42:042017-05-15PC$4.985,000$24,900
WFMWhole Foods Market IncTXTXTwyman Robert M42017-05-16 15:39:422017-05-12SC$36.21146$5,286
SMPStandard Motor Products IncNYNYSills Peter J42017-05-16 15:38:432017-05-12SC$50.03200$10,006
WFMWhole Foods Market IncTXTXGaye Omar42017-05-16 15:33:152017-05-12SC$37.04333$12,334
VNOMViper Energy Partners LPDETXHollis Michael L.42017-05-16 15:31:182017-05-12PLP$17.712,917$51,657
GOOGAlphabet Inc.DECADoerr L John42017-05-16 15:27:192017-05-15SCC$935.9313,355$12,499,410
CHEChemed CorpDEOHWalsh George J III42017-05-16 15:17:322017-03-31PC$183.9216$2,943
FBMSFirst Bancshares Inc /ms/MSMSGibson E Ricky42017-05-16 15:12:422017-05-16PC$28.402,000$56,800
FORRForrester Research, Inc.DEMAPeltzman Steven P.42017-05-16 15:07:252017-05-12SC$40.0218,595$744,232
ZIONZions Bancorporation /ut/UTUTBlackford David E42017-05-16 15:04:042017-05-15SC$40.44942$38,090
IMIIntermolecular IncDEFLMiller Lloyd I III42017-05-16 15:03:472017-05-15PC$0.85008,817$7,494
FMCFmc CorpDEPAUtecht Andrea E42017-05-16 14:56:552017-05-15SC$74.6214,434$1,077,123
MNOVMedicinova IncDECAKobayashi Yutaka42017-05-16 14:52:022017-05-15PC$5.601,000$5,600
SEESealed Air Corp/deDENCChammas Emile Z.42017-05-16 14:50:492017-05-16PC$43.093,000$129,270
INTTIntest CorpDENJMatthiessen Robert E42017-05-16 14:44:012017-05-12SC$8.0019,995$159,960
FCNCAFirst Citizens Bancshares Inc /de/DENCHoppe Robert R42017-05-16 14:35:522017-05-15PCA$343.3819$6,524
GERGoldman Sachs Mlp & Energy Renaissance FundDENYStranghoener Lawrence W42017-05-16 14:35:072017-05-15PC$8.194,900$40,124
AFAMAlmost Family IncDEKYWilburn Tyree G42017-05-16 14:30:522017-05-12SC$56.6510,000$566,500
SBOWSilverbow Resources, Inc.DETXWoolverton Sean C42017-05-16 14:27:022017-05-15PC$27.63924$25,526
APAApache CorpDETXJoyce Rene R42017-05-16 14:26:162017-05-15PC$51.3810,000$513,800
FSPFranklin Street Properties Corp /ma/MAMABurke John N42017-05-16 14:23:312017-05-16PC$10.871,840$20,006
EIXEdison InternationalCACALitzinger Ronald L42017-05-16 14:21:052017-05-15SC$78.8526,035$2,052,974
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BGIOBlackrock 2022 Global Income Opportunity TrustNYRieder Richard M42017-05-16 14:19:072017-05-15PC$10.058,693$87,365
MDCMdc Holdings IncDECOBlackford David E42017-05-16 14:15:232017-05-15SC$35.6527,050$964,317
ALOGAnalogic CorpMAMARyan James Patrick42017-05-16 14:14:382017-05-15SC$73.60180$13,248
STKLSunopta Inc.Z4MNGough Jeffrey42017-05-16 14:12:372017-05-12PC$8.4915,000$127,349
AVBAvalonbay Communities IncMDVASchulman Edward M42017-05-16 14:09:472017-05-15SC$191.821,764$338,374
MCRNMilacron Holdings Corp.DEOHKratochvil Jim M.42017-05-16 14:02:302017-05-12SC$17.5223,800$416,976
AMTXAemetis, IncNVCABeebe Lydia I42017-05-16 13:53:552017-05-15PC$1.2810,000$12,798
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ADNTAdient PlcL2WISkonieczny Jr. Mark A42017-05-16 13:43:052017-05-15SC$71.94254$18,273
LBAILakeland Bancorp IncNJNJMatteson Timothy J42017-05-16 13:42:152017-05-15SC$19.582,650$51,887
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SOISolaris Oilfield Infrastructure, Inc.DEMAAdage Capital Partners Gp, L.L.C.42017-05-16 13:24:472017-05-12PCA$11.4975,000$861,909
CTRLControl4 CorpDEUTAnderson Eric42017-05-16 13:22:232017-05-12SC$17.4425,454$443,918
GVAGranite Construction IncDECAGalloway Patricia D42017-05-16 13:16:072017-05-15PC$48.48200$9,696
TFSLTfs Financial CorpDEOHAsher Anthony J42017-05-16 12:59:112017-05-16SC$16.4222,000$361,240
LDLLydall Inc /de/DECTLaughlan James V42017-05-16 12:58:512017-05-12SC$52.694,700$247,660
RNDBRandolph Bancorp, Inc.MAMAMcDonough James P42017-05-16 12:53:282017-05-11PC$15.196,500$98,744
MTDMettler Toledo International Inc/DESpoerry Robert F42017-05-16 12:45:462017-05-12SC$555.785,000$2,778,900
MNRMonmouth Real Estate Investment CorpMDNJLandy Michael P42017-05-16 12:40:532017-05-15PC$13.36150$2,000
UMHUmh Properties, Inc.MDNJQuigley Kenneth K Jr42017-05-16 12:34:382017-05-15PC$15.7563$1,000
PORPortland General Electric Co /or/ORORNicholson William O42017-05-16 12:28:022017-05-16SC$45.106,000$270,600
MITLMitel Networks CorpMatthews Terence H42017-05-16 12:26:332017-05-15SC$6.602,245$14,817
HSYHershey CoDEPAWege D Michael42017-05-16 12:23:592017-05-15SC$106.991,100$117,689
UMHUmh Properties, Inc.MDNJHirsch Matthew I42017-05-16 12:21:542017-05-15PC$15.75635$10,000
FMCFmc CorpDEPAPowell William Howard42017-05-16 12:19:582017-05-12SC$72.733,000$218,196
NSCNorfolk Southern CorpVASCLockhart Michael D42017-05-16 12:07:422017-05-05SC$116.851$74
ARWArrow Electronics IncNYCOKerins Sean J42017-05-16 12:07:192017-05-15SC$75.993,000$227,970
TMPSTempus Applied Solutions Holdings, Inc.DEX0Eliasch Johan42017-05-16 11:56:572017-05-10PC$0.13002,032,944$264,283
FNJNFinjan Holdings, Inc.DEL3Israel Seed IV L P42017-05-16 11:56:142017-05-15SC$2.7880,284$223,583
TISOrchids Paper Products Co /deDEOKGarcia Mario Armando42017-05-16 11:50:462017-05-12SC$15.2365,000$989,910
BWFGBankwell Financial Group, Inc.CTCTFieber James A42017-05-16 11:46:182017-05-15SC$36.107,000$252,705
SONASouthern National Bancorp of Virginia IncVAVAForch John J42017-05-16 11:45:272017-05-16PC$8.086,800$54,976
RDUSRadius Health, Inc.DEP8Biotech Growth N V42017-05-16 11:41:112017-05-12PC$34.0015,000$509,996
MNRMonmouth Real Estate Investment CorpMDNJMiller Kevin S.42017-05-16 11:39:582017-05-15PC$13.3675$1,000
PRSSCafepress Inc.DEKYLysonge Ekumene M4/A2017-05-16 11:39:402017-03-10ACO2027-03-10$3.13$3.1362,000$194,060
PIIPolaris Industries Inc/mnMNMNHenricks Gwenne A.42017-05-16 11:39:262017-05-12PC$92.271,200$110,724
UTEKUltratech IncDECAGhosh Dave42017-05-16 11:29:272017-05-11SC$30.5926,380$806,886
IDDRIddriven, Inc.NVCADe Vries Remy42017-05-16 11:09:382017-05-12PPB$0.0010500,000$500
IDDRIddriven, Inc.NVCAVan Wijk Geurt42017-05-16 11:08:332017-05-12PPB$0.0010500,000$500
IDDRIddriven, Inc.NVCAVerweij Arend D.42017-05-16 11:07:232017-05-12PPB$0.0010500,000$500
BKFSBlack Knight Financial Services, Inc.DEFLSanzone Thomas J.42017-05-16 11:06:052017-05-15SCA$39.1730,000$1,175,100
CRLCharles River Laboratories International IncMAKochevar Deborah Turner42017-05-16 11:02:572017-05-12SC$88.03300$26,408
CRLCharles River Laboratories International IncMAKochevar Deborah Turner42017-05-16 11:01:032017-05-12SC$87.937,070$621,640
NWFLNorwood Financial CorpPAPAAdams Joseph W42017-05-16 10:59:262017-05-15PC$38.78700$27,146
LNCESnyder'S-Lance, Inc.NCNCMyers Gail Sharps42017-05-16 10:45:342017-05-15SC$36.58292$10,681
CNMDConmed CorpNYNYJonas Daniel42017-05-16 10:41:502017-05-15SC$51.223,000$153,661
MARMarriott International Inc /md/DEMDMunoz George42017-05-16 10:37:032017-05-15SCA$103.955,894$612,672
MARMarriott International Inc /md/DEMDMarriott David S42017-05-16 10:37:002017-05-12SCA$103.2619,500$2,013,535
FMBHFirst Mid Illinois Bancshares IncDEILSlabach Christopher L42017-05-16 10:36:212017-05-16SC$34.701,000$34,703
Davey Tree Expert CoOHOHMarshall Steven A42017-05-16 10:31:232017-05-12SC$35.208,777$308,950
AGRAvangrid, Inc.METimm Elizabeth42017-05-16 10:30:432017-05-15PC$44.33226$10,018
ZEUSOlympic Steel IncOHOHRippey Michael G42017-05-16 10:21:452017-05-12PC$17.101,500$25,650
TCMDTactile Systems Technology IncDECTGalen Partners V LP4/A2017-05-16 10:04:312017-05-11SC$21.25325,000$6,906,250
ATRAptargroup IncDEILWunderlich Ralf K.42017-05-16 09:59:212017-05-15SC$82.812,559$211,922
SNDRSchneider National, Inc.WIWIDevgun Shaleen42017-05-16 09:57:492017-04-05AEO2027-04-05$19.0011,748
PLAYDave & Buster'S Entertainment, Inc.DETXMulleady John42017-05-16 09:55:012017-05-15SC$66.252,500$165,631
JANLGlen Burnie BancorpMDMDCooch Andrew42017-05-16 09:54:322017-05-10PC$12.081,000$12,084
EBFEnnis, Inc.TX2QBlind John R42017-05-16 09:52:202017-05-15PC$17.05230$3,922
ORIOld Republic International CorpDEILBateman Steven J42017-05-16 09:49:462017-05-15PC$19.565,000$97,800
Partners Group Private Income Opportunities, LLCY7Partners Group Finance Usd Ic Ltd42017-05-16 09:47:222017-04-01PLC$5.00920,000$4,600,000
MSAMsa Safety IncFLShaw L Edward Jr42017-05-16 09:36:392017-05-12SC$78.0726,250$2,049,338
PLXProtalix Biotherapeutics, Inc.DEL3Manor Moshe42017-05-16 09:31:212017-05-16PC$0.810050,000$40,500
NRNewpark Resources IncDETXSmith Bruce Campbell42017-05-16 09:25:452017-05-12SC$8.0010,578$84,624
SYKESykes Enterprises IncFLFLWhiting Paul L42017-05-16 08:58:412017-05-15SC$32.7514,164$463,871
ZYNEZynerba Pharmaceuticals, Inc.DEPAAnido Armando42017-05-16 08:50:472017-05-12PC$19.705,000$98,515
ZYNEZynerba Pharmaceuticals, Inc.DEPAFickenscher James E42017-05-16 08:50:132017-05-12PC$19.825,200$103,064
PRCPPerceptron Inc/miMIMIRatigan James A42017-05-16 08:49:372017-05-15PC$7.663,910$29,946
HSYHershey CoDEPAO'Day Terence L42017-05-16 08:46:122017-05-12SC$107.007,678$821,546
DREDuke Realty CorpINNCScott Peter M III42017-05-16 08:25:172017-05-15SC$28.252,500$70,625
AFSIAmtrust Financial Services, Inc.DENYUngar Stephen42017-05-16 08:20:502017-05-15SC$13.085,000$65,400
HRMNHarmony Merger Corp.DENYRosenfeld Eric42017-05-16 08:14:372017-05-12PC$10.28100$1,028
SWMSchweitzer Mauduit International IncDEGAKeenan Jeffrey42017-05-16 08:01:152017-05-08PC$39.1618,000$704,961
SBFGSb Financial Group, Inc.OHOHCarter George W42017-05-16 07:40:282017-05-12PC$17.1216$274
MDSYFModsys International LtdL3WAColumbia Pacific Advisors, LLC42017-05-15 21:54:142017-05-11PC$0.650010,290$6,689
SUMSummit Materials, Inc.DECOHill Thomas W.42017-05-15 21:49:162017-05-11SCA$26.9212,500$336,450
AREXApproach Resources IncDETXWilks Brothers, LLC42017-05-15 21:37:382017-05-12PC$2.97150,000$445,990
KINKindred Biosciences, Inc.DECAPark West Asset Management LLC42017-05-15 21:37:302017-05-11PC$6.83155,076$1,058,394
NXEONexeo Solutions, Inc.DECAPark West Asset Management LLC42017-05-15 21:34:512017-05-11SC$9.13126,131$1,151,331
NEOGNeogen CorpMIMIHerbert James L42017-05-15 21:31:342017-05-12SC$61.2948,469$2,970,544
CRMSalesforce Com IncDECABenioff Marc42017-05-15 21:24:412017-05-15SC$89.6310,000$896,335
AHHArmada Hoffler Properties, Inc.MDVAApperson Eric E.42017-05-15 21:13:082017-05-04PC$13.991,700$23,783
ANETArista Networks, Inc.DECAStoll Marc F42017-05-15 21:08:122017-05-11SC$145.0316,000$2,320,555
VERIVeritone, Inc.DECASteelberg Ryan42017-05-15 21:07:542017-05-11ACO2027-05-10$15.001,044,819
VERIVeritone, Inc.DECASteelberg Chad42017-05-15 21:06:452017-05-11ACO2027-05-10$15.001,044,819
VERIVeritone, Inc.DECACoyne Jeffrey B42017-05-15 21:02:132017-05-11ACO2027-05-10$15.0012,000
VERIVeritone, Inc.DECACollins Peter F42017-05-15 21:01:092017-05-11ACO2027-05-10$15.0012,000
PAHCPhibro Animal Health CorpDENJWarras Dean J42017-05-15 21:00:172017-05-11SCA$33.5410,000$335,400
PINCPremier, Inc.NCMcKasson Craig S.42017-05-15 20:48:352017-05-15SCA$34.8410,750$374,530
TRHCTabula Rasa Healthcare, Inc.DENJKnowlton Calvin H42017-05-15 20:36:372017-03-10AEO2027-03-10$15.1686,600
TRHCTabula Rasa Healthcare, Inc.DENJKnowlton Calvin H42017-05-15 20:36:372017-03-10AEO2027-03-10$15.1674,100
TRHCTabula Rasa Healthcare, Inc.DENJKnowlton Calvin H42017-05-15 20:36:372017-03-10AEO2022-03-10$15.165,900
TRHCTabula Rasa Healthcare, Inc.DENJKnowlton Orsula V42017-05-15 20:36:162017-03-10AEO2027-03-10$15.1674,100
TRHCTabula Rasa Healthcare, Inc.DENJKnowlton Orsula V42017-05-15 20:36:162017-03-10AEO2027-03-10$15.1686,600
TRHCTabula Rasa Healthcare, Inc.DENJKnowlton Orsula V42017-05-15 20:36:162017-03-10AEO2022-03-10$15.165,900
TRHCTabula Rasa Healthcare, Inc.DENJAdams Brian W42017-05-15 20:35:462017-03-10AEO2027-03-10$13.783,230
TRHCTabula Rasa Healthcare, Inc.DENJAdams Brian W42017-05-15 20:35:462017-03-10AEO2027-03-10$13.7838,270
FORMFormfactor IncDECASt Dennis Thomas42017-05-15 20:29:472017-05-11SC$13.5513,962$189,200
HAEHaemonetics CorpMAMAFoote Susan Bartlett42017-05-15 20:29:012017-05-11SC$41.7815,314$639,819
GECGreat Elm Capital Group, Inc.DECTDrapkin Matthew A42017-05-15 20:27:312017-05-12PC$3.351,136,792$3,808,253
GWREGuidewire Software, Inc.DECAHung Priscilla42017-05-15 20:24:172017-05-15SC$61.78208$12,850
DEPODepomed IncCACAGosling Matthew M42017-05-15 20:13:242017-05-11SC$11.3759,212$673,300
TWTRTwitter, Inc.DECAWilliams Evan Clark42017-05-15 20:09:472017-05-11SC$18.58684,900$12,724,667
QTNAQuantenna Communications IncDECACarroll David William42017-05-15 20:09:292017-05-11SC$20.7610,000$207,600
MYEMyers Industries IncOHOHScaccetti Jane42017-05-15 20:07:182017-05-15PC$17.203,000$51,600
DXRDaxor CorpNYNYFeldschuh Michael Richard42017-05-15 20:06:382017-05-11PC$8.50302$2,567
VSLRVivint Solar, Inc.UTRussell Dana C42017-05-15 20:05:222017-05-12SC$2.76149,500$412,620
DEPODepomed IncCACAVargas Thadd M42017-05-15 20:04:382017-05-11SC$12.0350,000$601,250
CACQCaesars Acquisition CoDENVCohen Michael Daniel42017-05-15 20:01:122017-05-12SC$17.6810,000$176,832
MGRCMcGrath RentcorpCACAFetter Elizabeth A42017-05-15 20:00:112017-05-15SC$36.022,000$72,050
SHAKShake Shack Inc.NYFlug Jeffrey42017-05-15 19:56:062017-05-11SCA$36.5951,000$1,866,341
PNNTPennantpark Investment CorpNYPenn Arthur H42017-05-15 19:52:112017-05-12PC$7.7828,000$217,810
ACTGAcacia Research CorpDECAGraziadio G Louis III42017-05-15 19:49:582017-05-11PC$4.9997,445$485,851
COBZCobiz Financial IncCOCOOstertag Robert42017-05-15 19:47:122017-05-12SC$16.023,976$63,690
ESIOElectro Scientific Industries IncORORWong Bing-Fai42017-05-15 19:47:082017-05-11SC$8.4862,500$529,694
SGMOSangamo Therapeutics, IncDECAHerberts Curt A. III42017-05-15 19:42:462017-05-11SC$8.022,639$21,154
COHUCohu IncDECABendush William42017-05-15 19:40:472017-05-11SC$18.725,000$93,600
GWREGuidewire Software, Inc.DECAConway Craig42017-05-15 19:37:022017-05-15SC$61.78600$37,068
CRMSalesforce Com IncDECAConway Craig42017-05-15 19:33:112017-05-15SC$89.06250$22,265
VTVTVtv Therapeutics Inc.NCSavas Paul G42017-05-15 19:30:232017-05-12PCA$5.183,000$15,543
FBFacebook IncDECASandberg Sheryl42017-05-15 19:29:232017-05-11SCA$149.93163,500$24,514,149
EGRXEagle Pharmaceuticals, Inc.DENJMeyers Pete A.42017-05-15 19:28:122017-05-15AEO2027-05-14$82.3050,000
FPIFarmland Partners Inc.MDCOPittman Paul A42017-05-15 19:27:362017-05-12PC$10.252,000$20,500
HLFHerbalife Ltd.E9CALi Jerry42017-05-15 19:26:472017-05-11SC$71.521,600$114,432
IPXLImpax Laboratories IncDECANestor Michael42017-05-15 19:26:242017-05-12SC$17.11700$11,977
ALGAlamo Group IncDETXMalone Dan Edward42017-05-15 19:25:422017-05-12SC$82.02900$73,814
EBAYEbay IncDECADoerger Brian J.42017-05-15 19:25:042017-05-12SC$34.112,903$99,030
HLFHerbalife Ltd.E9CAFernandez Calero Miguel Angel42017-05-15 19:23:112017-05-12SC$72.0230,401$2,189,480
CENTCentral Garden & Pet CoDECAReed Michael A42017-05-15 19:20:542017-05-11SCA$33.2115,107$501,629
CBGCbre Group, Inc.DECAValueact Holdings, L.P.42017-05-15 19:18:442017-05-11SCA$35.207,500,000$264,000,000
NESCQNuverra Environmental Solutions, Inc.DEAZOsborne Alfred E Jr42017-05-15 19:16:012017-05-11SC$0.014064,175$898
AMKRAmkor Technology, Inc.DEPAChurchill Winston J42017-05-15 19:14:592017-05-11SC$11.9656,598$676,810
FHCOFemale Health CoWIFLBethune David R42017-05-15 19:12:012017-05-11PC$1.0320,000$20,577
PBPBPotbelly CorpILCoyne Michael W42017-05-15 19:10:152017-05-11ANO2027-05-11$11.0545,476
PBPBPotbelly CorpILEwing Anne42017-05-15 19:10:052017-05-11ANO2027-05-11$11.0520,322
PBPBPotbelly CorpILOstrowski Sherry42017-05-15 19:09:552017-05-11ANO2027-05-11$11.0518,844
PBPBPotbelly CorpILRevord Matthew J42017-05-15 19:09:442017-05-11ANO2027-05-11$11.0534,107
PBPBPotbelly CorpILTurk Nancy F42017-05-15 19:09:342017-05-11ANO2027-05-11$11.0528,423
PBPBPotbelly CorpILYounglove-Webb Julie42017-05-15 19:09:242017-05-11ANO2027-05-11$11.0544,339
MGIMoneygram International IncDETXAgualimpia Juan42017-05-15 19:08:572017-05-11SC$17.4098,086$1,707,148
PRTSU.S. Auto Parts Network, Inc.DECAWilson Bradley E42017-05-15 19:08:542017-05-11ACO2018-05-112027-05-10$3.9320,000
FARMFarmer Brothers CoDECAWaite Carol Farmer42017-05-15 19:07:482017-05-11SC$34.70320,706$11,128,498
PRTSU.S. Auto Parts Network, Inc.DECAPhelps Barry42017-05-15 19:07:212017-05-11ACO2018-05-112027-05-10$3.9320,000
VIAViacom Inc.DENYDavis Wade42017-05-15 19:06:052017-05-12PCB$34.5628,710$992,218
AMEDAmedisys IncDELAHall Linda J.42017-05-15 19:05:532017-05-12SC$60.165,000$300,800
PRTSU.S. Auto Parts Network, Inc.DECAPalmer Barbara42017-05-15 19:05:522017-05-11ACO2018-05-112027-05-10$3.9320,000
LGNDLigand Pharmaceuticals IncDECAFoehr Matthew W42017-05-15 19:05:492017-05-12SC$112.205,621$630,650
PRTSU.S. Auto Parts Network, Inc.DECAGreyson Jay Keith42017-05-15 19:04:432017-05-11ACO2018-05-112027-05-10$3.9320,000
PRTSU.S. Auto Parts Network, Inc.DECABerman Joshua L42017-05-15 19:03:462017-05-11ACO2018-05-112027-05-10$3.9320,000
AMEDAmedisys IncDELANetterville Jake L42017-05-15 19:02:282017-05-12SC$60.0010,000$600,000
PRTSU.S. Auto Parts Network, Inc.DECAMajteles Robert J42017-05-15 19:01:572017-05-11ACO2018-05-112027-05-10$3.9340,000
NEOGNeogen CorpMIMIHerbert James L42017-05-15 19:00:372017-05-11SC$62.018,107$502,715
MYLMylan N.V.P7X0Gallagher Daniel Martin Jr42017-05-15 19:00:262017-05-12AEO2027-05-12$38.9449,247
ADROAduro Biotech, Inc.DECABrockstedt Dirk G.42017-05-15 18:57:262017-05-11SC$9.728,000$77,725
ADROAduro Biotech, Inc.DECADubensky Thomas W.42017-05-15 18:56:172017-05-11SC$9.925,699$56,528
ZBRAZebra Technologies CorpDEILGustafsson Anders42017-05-15 18:55:352017-05-11ACO2027-05-11$98.8733,514
ORCLOracle CorpNVGarcia-Molina Hector42017-05-15 18:55:022017-05-15SC$45.253,750$169,688
SMITSchmitt Industries IncORORHudson David42017-05-15 18:54:442017-05-11PC$1.693,307$5,589
REVRevlon Inc /de/DENYPerelman Ronald O42017-05-15 18:54:342017-05-12PCA$20.00100,000$2,000,000
ZBRAZebra Technologies CorpILLeonetti Olivier42017-05-15 18:53:322017-05-11ACO2027-05-11$98.878,379
MDCMdc Holdings IncDECOBerman Michael A42017-05-15 18:52:422017-05-15SC$35.6052,500$1,868,738
SMTCSemtech CorpDECAMaheswaran Mohan42017-05-15 18:51:482017-05-15SC$36.271,500$54,400
ZBRAZebra Technologies CorpILHeel Joachim42017-05-15 18:51:322017-05-11ACO2027-05-11$98.876,033
ZBRAZebra Technologies CorpILBurns Bill42017-05-15 18:48:232017-05-11ACO2027-05-11$98.877,709
PPBIPacific Premier Bancorp IncDECALagomarsino Simone42017-05-15 18:46:352017-05-15SC$37.006,250$231,250
HCAHca Healthcare, Inc.TNDavis Jana Joustra42017-05-15 18:45:492017-05-11SC$85.028,302$705,836
ABAlliancebernstein Holding L.P.DENYSchoen Scott A42017-05-15 18:45:302017-05-12SLP$21.2061,985$1,314,386
ZBRAZebra Technologies CorpILGagnier Hugh K42017-05-15 18:45:242017-05-11ACO2027-05-11$98.875,932
ZBRAZebra Technologies CorpILKaput Jim L42017-05-15 18:43:152017-05-11ACO2027-05-11$98.875,162
ZBRAZebra Technologies CorpILKaput Jim L42017-05-15 18:43:152017-05-11SCA$99.2310,000$992,300
ZBRAZebra Technologies CorpILSchmitz Jeffrey F42017-05-15 18:40:432017-05-11ACO2027-05-11$98.873,486
ZBRAZebra Technologies CorpILTerzich Michael H42017-05-15 18:37:272017-05-11ACO2027-05-11$98.874,860
ZBRAZebra Technologies CorpILTerzich Michael H42017-05-15 18:37:272017-05-11SCA$99.158,721$864,687
HILHill International, Inc.DEPASgro David42017-05-15 18:35:362017-05-11PC$4.5422,566$102,379
EWEdwards Lifesciences CorpDECAVerguet Patrick B42017-05-15 18:34:372017-05-12SC$111.6411,500$1,283,827
ZBRAZebra Technologies CorpILO'Sullivan Colleen M42017-05-15 18:34:092017-05-11ACO2027-05-11$98.871,676
ZBRAZebra Technologies CorpILCho Michael42017-05-15 18:30:312017-05-11ACO2027-05-11$98.873,017
GDOTGreen Dot CorpDECAShifke Mark L42017-05-15 18:28:332017-05-12SCA$36.095,000$180,454
NUSNu Skin Enterprises IncDEUTDorny D Matthew42017-05-15 18:28:302017-05-11SCA$58.328,000$466,560
MNOVMedicinova IncDECAKobayashi Yutaka42017-05-15 18:27:342017-05-12PC$5.6224,000$134,880
GDOTGreen Dot CorpDECARicci John C42017-05-15 18:26:152017-05-12SCA$36.1630,709$1,110,523
ESRXExpress Scripts Holding Co.DEMOSternberg Seymour42017-05-15 18:24:502017-05-11ANO2027-05-11$60.668,006
CLVSClovis Oncology, Inc.DECOIvers-Read Gillian C42017-05-15 18:24:492017-05-15SC$47.393,000$142,170
MOHMolina Healthcare IncDECAOrlando Steven J42017-05-15 18:21:502017-05-15SC$67.181,000$67,180
CLGXCorelogic, Inc.DECAFolino Paul F42017-05-15 18:21:002017-05-11SC$41.753,000$125,255
JBLUJetblue Airways CorpDENYHnat James G42017-05-15 18:20:412017-05-11SC$21.6715,000$325,014
CLGXCorelogic, Inc.DECAWidener Mary Lee42017-05-15 18:20:162017-05-11SC$41.651,250$52,063
REGRegency Centers CorpFLTXSchweitzer John C42017-05-15 18:18:032017-05-15SC$61.134,000$244,520
NUANNuance Communications, Inc.DEMAMartin Katherine A42017-05-15 18:16:172017-05-11SC$19.1210,000$191,200
CRCCalifornia Resources CorpDECAGannon Justin A.42017-05-15 18:15:492017-05-11PC$13.602,000$27,200
CHUYChuy'S Holdings, Inc.DETXRussell Sharon A.42017-05-15 18:14:412017-05-09SC$31.001,138$35,278
SFMSprouts Farmers Market, Inc.DEAZLombardi Brandon F.42017-05-15 18:14:322017-05-11SC$24.2028,500$689,560
WWayfair Inc.MAHarbourvest Partners 2007 Direct Associates L.P.42017-05-15 18:14:062017-05-11SCA457,416
GDLGdl FundNYGabelli Mario J42017-05-15 18:13:282017-05-11PC$10.00223$2,230
KALUKaiser Aluminum CorpDECAParkinson Ray42017-05-15 18:13:102017-05-11SC$80.752,000$161,494
EPAMEpam Systems, Inc.DEPAShekhter Elaina42017-05-15 18:10:052017-05-12SC$80.632,875$231,808
WWayfair Inc.MAHarbourvest Partners 2007 Direct Associates L.P.42017-05-15 18:09:242017-05-11SCA457,416
LAZLazard LtdD0NYStern Alexander F.42017-05-15 18:09:132017-05-11SCA$44.7565,000$2,908,555
WAASAquaventure Holdings LtdD8D8Lovell Evan42017-05-15 18:07:162017-05-12PC$16.066,300$101,159
BTUPeabody Energy CorpDENYElliott International, L.P.42017-05-15 18:06:422017-05-11PC$24.94316,659$7,898,786
BTUPeabody Energy CorpDENYElliott Associates, L.P.42017-05-15 18:06:152017-05-11PC$24.94149,017$3,717,100
EDConsolidated Edison IncNYNYMcAvoy John42017-05-15 18:06:052017-05-15PC$79.4227$2,144
QVCALiberty Interactive CorpCORomrell Larry E42017-05-15 18:04:392017-05-11ACO2017-12-122023-12-12$52.002,482
QVCALiberty Interactive CorpCORomrell Larry E42017-05-15 18:04:392017-05-11ACO2017-12-122023-12-12$23.6913,084
QVCALiberty Interactive CorpCORobison M Lavoy42017-05-15 18:04:352017-05-11ACO2017-12-122023-12-12$23.6913,084
QVCALiberty Interactive CorpCORobison M Lavoy42017-05-15 18:04:352017-05-11ACO2017-12-122023-12-12$52.002,482
QVCALiberty Interactive CorpCORapley David E42017-05-15 18:04:312017-05-11ACO2017-12-122023-12-12$52.001,241
QVCALiberty Interactive CorpCORapley David E42017-05-15 18:04:312017-05-11ACO2017-12-122023-12-12$23.696,542
QVCALiberty Interactive CorpCOMaffei Gregory B42017-05-15 18:04:242017-05-11ACO2017-12-312024-05-11$52.39268,889
QVCALiberty Interactive CorpCOMaffei Gregory B42017-05-15 18:04:242017-05-11ACO2017-12-312024-05-11$23.87153,806
QVCALiberty Interactive CorpCOGilchrist Malcolm Ian Grant42017-05-15 18:04:202017-05-11ACO2017-12-122023-12-12$52.001,241
QVCALiberty Interactive CorpCOGilchrist Malcolm Ian Grant42017-05-15 18:04:202017-05-11ACO2017-12-122023-12-12$23.696,542
QVCALiberty Interactive CorpCOBarton Richard N42017-05-15 18:04:172017-05-11ACO2017-12-122023-12-12$23.6913,785
QVCALiberty Interactive CorpCOBarton Richard N42017-05-15 18:04:172017-05-11ACO2017-12-122023-12-12$52.002,615
LCLendingclub CorpDECABhandari Sandeep42017-05-15 18:01:192017-05-12SC$5.8453,500$312,542
FWRDForward Air CorpTNTNMcLean Michael P42017-05-15 18:01:122017-05-12SC$50.333,333$167,740
GRUBGrubhub Inc.DEILDewitt Adam42017-05-15 17:59:432017-05-15SC$44.952,000$89,900
LCLendingclub CorpDECABogan Timothy42017-05-15 17:57:312017-05-12SC$5.8454,090$315,978
JLSNuveen Mortgage Opportunity Term FundILNuveen Fund Advisors, LLC42017-05-15 17:56:582017-05-11SC$25.014,200$105,044
OTTROtter Tail CorpMNMNMoug Kevin G42017-05-15 17:55:522017-05-15SC$37.25800$29,800
HILHill International, Inc.DEPARichter Irvin E42017-05-15 17:55:422017-05-11SC$4.5180,000$360,800
GRUBGrubhub Inc.DEILRichman Keith42017-05-15 17:55:222017-05-11ACO2027-05-11$45.004,340
ITWIllinois Tool Works IncDEILSanti Ernest Scott42017-05-15 17:55:052017-05-11SC$138.03101,297$13,982,022
GNTYGuaranty Bancshares Inc /tx/TXTXKucera Randall R.42017-05-15 17:54:572017-05-12PC$27.001,000$27,000
WLFCWillis Lease Finance CorpDECASpaulding Anthony R.42017-05-15 17:53:232017-05-12SC$25.80313$8,075
GRUBGrubhub Inc.DEILMcAndrews Brian P42017-05-15 17:51:242017-05-11ACO2027-05-11$45.004,340
GNTYGuaranty Bancshares Inc /tx/TXTXDrake Bradley K.42017-05-15 17:50:032017-05-12PC$27.0020,000$540,000
JMFNuveen Energy Mlp Total Return FundILNuveen Fund Advisors, LLC42017-05-15 17:49:412017-05-11SC$13.235,250$69,474
GNTYGuaranty Bancshares Inc /tx/TXTXJohnson Carl Jr42017-05-15 17:49:042017-05-12PC$27.002,000$54,000
JMTNuveen Mortgage Opportunity Term Fund 2ILNuveen Fund Advisors, LLC42017-05-15 17:48:362017-05-11SC$23.904,200$100,384
GNTYGuaranty Bancshares Inc /tx/TXTXSharp Robert P.42017-05-15 17:48:332017-05-12PC$27.0010,000$270,000
GPREGreen Plains Inc.IANEMapes Michelle42017-05-15 17:48:002017-05-15SC$24.812,301$57,090
GRUBGrubhub Inc.DEILLakshman Girish42017-05-15 17:47:402017-05-11ACO2027-05-11$45.004,340
GRUBGrubhub Inc.DEILLake Katrina42017-05-15 17:46:492017-05-11ACO2027-05-11$45.004,340
GPREGreen Plains Inc.IANEPeters Jerry L42017-05-15 17:45:562017-05-11SC$25.2710,200$257,720
CTGComputer Task Group IncNYNYLaubacker John M42017-05-15 17:45:492017-05-15AEO2018-05-152027-05-15$5.7524,900
GNTYGuaranty Bancshares Inc /tx/TXTXBunch James S.42017-05-15 17:45:202017-05-12PC$27.005,000$135,000
GNTYGuaranty Bancshares Inc /tx/TXTXPriefert William D.42017-05-15 17:45:152017-05-12PC$27.005,000$135,000
GRUBGrubhub Inc.DEILFrink Lloyd D42017-05-15 17:44:422017-05-11ACO2027-05-11$45.004,340
GNTYGuaranty Bancshares Inc /tx/TXTXMiller Weldon C.42017-05-15 17:43:402017-05-12PC$27.001,000$27,000
JSDNuveen Short Duration Credit Opportunities FundILNuveen Fund Advisors, LLC42017-05-15 17:43:142017-05-11SC$17.955,250$94,249
XECCimarex Energy CoDECOTeague L Paul42017-05-15 17:42:112017-05-15SC$120.001,038$124,560
NEVNuveen Enhanced Municipal Value FundILNuveen Fund Advisors, LLC42017-05-15 17:42:072017-05-11SC$14.217,000$99,446
FHCOFemale Health CoWIFLLu Lucy42017-05-15 17:42:002017-05-11PC$1.005,000$5,000
GRUBGrubhub Inc.DEILFisher David42017-05-15 17:41:582017-05-11ACO2027-05-11$45.004,340
KTWOK2M Group Holdings, Inc.VAMoratis George Z42017-05-15 17:40:452017-05-12SC$21.771,000$21,773
JNPRJuniper Networks IncDECARahim Rami42017-05-15 17:40:132017-05-11SC$30.6410,700$327,796
WWayfair Inc.MARodrigues Romero42017-05-15 17:39:362017-05-12SCA$60.43601$36,320
WWayfair Inc.MAMulliken John Champlin42017-05-15 17:39:172017-05-11SCA$63.995,657$362,010
JPINuveen Preferred & Income Term FundILNuveen Fund Advisors, LLC42017-05-15 17:38:502017-05-11SC$24.975,250$131,116
GNTYGuaranty Bancshares Inc /tx/TXTXBaker Richard W.42017-05-15 17:38:302017-05-12PC$27.0050,000$1,350,000
EWEdwards Lifesciences CorpDECAWood Larry L42017-05-15 17:36:402017-05-11AEO2018-05-112024-05-10$110.2525,600
JNPRJuniper Networks IncDECASindhu Pradeep42017-05-15 17:34:002017-05-11SC$30.6976,200$2,338,761
STWDStarwood Property Trust, Inc.CTDouglas Camille J.42017-05-15 17:33:312017-05-12SC$21.624,500$97,290
REPHRecro Pharma, Inc.PAORStonepine Capital Management, LLC42017-05-15 17:33:202017-05-12SC$7.40510,000$3,774,204
FRPTFreshpet, Inc.DENJMorris Scott James42017-05-15 17:33:062017-05-12SC$14.205,000$71,000
CHKECherokee IncDECAHeadlands Strategic Opportunities Fund, LP (The Partnership)42017-05-15 17:31:272017-05-12PC$8.5091,780$780,130
HBCPHome Bancorp, Inc.LALAGuidry Darren E.42017-05-15 17:29:062017-05-12AEO2027-05-12$35.261,000
NIQNuveen Intermediate Duration Quality Municipal Term FundILNuveen Fund Advisors, LLC42017-05-15 17:29:022017-05-11SCA$12.867,000$90,010
PGEMPly Gem Holdings IncDENCHaley Michael P42017-05-15 17:28:562017-05-11SC$17.774,525$80,409
INOInovio Pharmaceuticals, Inc.PABickerstaff George42017-05-15 17:28:262017-05-12ACO2018-05-122027-05-12$7.1412,500
CKHSeacor Holdings Inc /new/DEFLCenac Matthew42017-05-15 17:28:262017-05-12SC$64.64152$9,825
NIDNuveen Intermediate Duration Municipal Term FundILNuveen Fund Advisors, LLC42017-05-15 17:27:522017-05-11SCA$13.067,000$91,448
JAZZJazz Pharmaceuticals PlcL2L2Miller Michael Patrick42017-05-15 17:26:522017-05-11ANO2027-05-10$155.182,500
JAZZJazz Pharmaceuticals PlcL2L2Miller Michael Patrick42017-05-15 17:26:522017-05-15SC$152.98200$30,596
COLLCollegium Pharmaceutical, IncVAMABrannelly Paul42017-05-15 17:26:122017-05-12PC$9.1810,000$91,800
EWEdwards Lifesciences CorpDECAStone Heisz Leslie42017-05-15 17:22:522017-05-12ADO2017-05-122024-05-11$110.592,352
RSTRosetta Stone IncWANierenberg David42017-05-15 17:22:422017-05-11SC$12.13285,000$3,458,140
INOInovio Pharmaceuticals, Inc.PABenito Simon X42017-05-15 17:21:542017-05-12ACO2018-05-122027-05-12$7.1412,500
EWEdwards Lifesciences CorpDECAGallahue Kieran42017-05-15 17:21:382017-05-12ADO2017-05-122024-05-11$110.592,352
NXTMNxstage Medical, Inc.DEMASwan Winifred L42017-05-15 17:21:292017-05-15SC$21.943,500$76,790
EWEdwards Lifesciences CorpDECASellers Robert W.A.42017-05-15 17:20:222017-05-11AEO2018-05-112024-05-10$110.254,070
JPWNuveen Flexible Investment Income FundILNuveen Fund Advisors, LLC42017-05-15 17:20:212017-05-11SC$17.375,250$91,211
CEVACeva IncDECAArieli Yaniv42017-05-15 17:19:322017-05-11SC$42.9159,764$2,564,717
VRXValeant Pharmaceuticals International, Inc.A8NJDe Schutter Richard U42017-05-15 17:19:182017-05-11PC$13.9020,000$278,000
EWEdwards Lifesciences CorpDECAWang Huimin42017-05-15 17:19:022017-05-11AEO2017-06-112024-05-10$110.2514,700
NBBNuveen Build America Bond FundILNuveen Fund Advisors, LLC42017-05-15 17:18:592017-05-11SC$20.735,250$108,836
HIIQHealth Insurance Innovations, Inc.DEFLWang Sheldon42017-05-15 17:18:542017-05-11SCA$21.1812,417$262,975
EWEdwards Lifesciences CorpDECAMussallem Michael A42017-05-15 17:18:532017-05-11AEO2017-06-112024-05-10$110.25117,400
EWEdwards Lifesciences CorpDECABobo Donald E Jr42017-05-15 17:18:492017-05-11AEO2017-06-112024-05-10$110.2528,500
EWEdwards Lifesciences CorpDECAZovighian Bernard J42017-05-15 17:18:452017-05-11AEO2018-05-112024-05-10$110.2522,400
NBDNuveen Build America Bond Opportunity FundILNuveen Fund Advisors, LLC42017-05-15 17:18:372017-05-11SC$21.605,250$113,385
HIIQHealth Insurance Innovations, Inc.DEFLTelkamp Bruce42017-05-15 17:17:432017-05-11SCA$21.9418,745$411,238
EWEdwards Lifesciences CorpDECAUllem Scott B.42017-05-15 17:17:332017-05-11AEO2018-05-112024-05-10$110.2526,600
EWEdwards Lifesciences CorpDECASzyman Catherine M.42017-05-15 17:17:262017-05-11AEO2018-05-112024-05-10$110.2524,000
HBCPHome Bancorp, Inc.LALAFreyou Jason42017-05-15 17:16:492017-05-12AEO2027-05-12$35.261,325
TPXTempur Sealy International, Inc.DEKYNeu Richard W42017-05-15 17:13:442017-05-12PC$48.6410,000$486,380
CKHSeacor Holdings Inc /new/DEFLRegan Robert Christopher42017-05-15 17:13:302017-05-12SC$64.573,866$249,631
PSAPublic StorageMDCAReyes John42017-05-15 17:13:272017-05-12SC$208.4465,000$13,548,431
ESRXExpress Scripts Holding Co.DEMOLahowchic Nicholas42017-05-15 17:13:262017-05-11ANO2027-05-11$60.668,006
JRINuveen Real Asset Income & Growth FundILNuveen Fund Advisors, LLC42017-05-15 17:13:012017-05-11SC$17.295,250$90,786
CKHSeacor Holdings Inc /new/DEFLFabrikant Eric42017-05-15 17:12:512017-05-12SC$64.64167$10,795
CKHSeacor Holdings Inc /new/DEFLMorse Andrew R42017-05-15 17:12:302017-05-12SC$64.573,866$249,631
CKHSeacor Holdings Inc /new/DEFLLorentzen Oivind42017-05-15 17:12:082017-05-12SC$64.573,866$249,631
ESRXExpress Scripts Holding Co.DEMOMyers Woodrow A Jr42017-05-15 17:11:502017-05-11ANO2027-05-11$60.668,006
ISCAInternational Speedway CorpFLFLFrance William Carter42017-05-15 17:11:352017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLFrance Sharon M42017-05-15 17:11:242017-05-11PCB$36.0041$1,476
HBCPHome Bancorp, Inc.LALARidley Scott A42017-05-15 17:10:342017-05-12AEO2027-05-12$35.26935
ESRXExpress Scripts Holding Co.DEMOPalmore Roderick A42017-05-15 17:10:152017-05-11ANO2027-05-11$60.668,006
INOInovio Pharmaceuticals, Inc.PAMahmoud Adel42017-05-15 17:09:442017-05-12ACO2018-05-122027-05-12$7.1412,500
ACLSAxcelis Technologies IncDEMAFallon Lynnette C42017-05-15 17:08:232017-05-12SC$21.2231,250$663,076
HBCPHome Bancorp, Inc.LALABordelon John W.42017-05-15 17:08:182017-05-12AEO2027-05-12$35.26900
NEOTNeothetics, Inc.DENJKamdar Kim P.42017-05-15 17:08:112017-05-11ACO2027-05-11$2.1563,500
INOInovio Pharmaceuticals, Inc.PACabrera Angel42017-05-15 17:07:562017-05-12ACO2018-05-122027-05-12$7.1412,500
BCOBrinks CoVAVAPertz Douglas A42017-05-15 17:07:362017-05-12PC$61.009,600$585,630
RMBSRambus IncDECAStark Laura42017-05-15 17:07:212017-05-12SC$12.463,992$49,745
GDIGardner Denver Holdings, Inc.WIDonnelly William P42017-05-15 17:05:572017-05-11ACO2027-05-11$20.0044,799
OZRKBank of the Ozarks IncARARMullen Walter J III42017-05-15 17:05:572017-05-15SC$47.911,034$49,539
INOInovio Pharmaceuticals, Inc.PADhillon Avtar S42017-05-15 17:05:052017-05-12ACO2018-05-122027-05-12$7.1412,500
HBCPHome Bancorp, Inc.LALAZanco Joseph B42017-05-15 17:04:222017-05-12AEO2027-05-12$35.261,350
BDGEBridge Bancorp IncNYNYSantacroce Kevin42017-05-15 17:04:012017-05-12SC$35.002,166$75,810
INOInovio Pharmaceuticals, Inc.PACollins Morton42017-05-15 17:03:522017-05-12ACO2018-05-122027-05-12$7.1412,500
GTXIGtx Inc /de/DETNGlass J Kenneth42017-05-15 17:03:092017-05-12ADO2027-05-11$4.2915,000
GTXIGtx Inc /de/DETNCarter Michael G42017-05-15 17:02:592017-05-12ADO2027-05-11$4.2915,000
GTXIGtx Inc /de/DETNRobinson Kenneth S42017-05-15 17:02:542017-05-12ADO2027-05-11$4.2915,000
INOInovio Pharmaceuticals, Inc.PAWeiner David B.42017-05-15 17:02:332017-05-12ACO2018-05-122027-05-12$7.1412,500
GTXIGtx Inc /de/DETNNeil Garry Arthur42017-05-15 17:02:132017-05-12ADO2027-05-11$4.2911,250
BIVVBioverativ Inc.DEMAGermano Geno J42017-05-15 17:02:062017-05-11ANO2027-05-11$55.0421,729
HCSGHealthcare Services Group IncPAPAMcCartney Daniel P42017-05-15 17:01:512017-05-11SC$45.87113,901$5,224,366
TXNTexas Instruments IncDETXAnderskouv Niels42017-05-15 17:00:312017-05-12SC$80.6132,420$2,613,279
CAHCardinal Health IncOHOHGiacomin Jon L42017-05-15 16:59:032017-05-12SC$72.8723,270$1,695,685
TTSTile Shop Holdings, Inc.DEMNHomeister Chris42017-05-15 16:58:492017-05-11ACO2027-05-11$20.3525,900
TTSTile Shop Holdings, Inc.DEMNGeadelmann Kirk42017-05-15 16:58:302017-05-11ACO2027-05-11$20.3513,200
TTSTile Shop Holdings, Inc.DEMNRandazzo Carl42017-05-15 16:58:212017-05-11ACO2027-05-11$20.357,700
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NEPHNephros IncDENJAstor Andrew4/A2017-05-15 16:57:492017-05-01ACO2027-05-01$0.2930209,355
DBDDiebold Nixdorf, IncOHOHCox Phillip R42017-05-15 16:57:292017-05-12SC$27.014,504$121,638
VSHVishay Intertechnology IncDEPAPaul Gerald42017-05-15 16:54:482017-05-12SC$16.7650,000$838,000
TRMBTrimble Inc.DECAShepard Julie A42017-05-15 16:54:462017-05-12SC$35.5927,819$989,973
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LCIILci IndustriesDEINGero James42017-05-15 16:52:082017-05-11PC$92.0312,000$1,104,300
TRMBTrimble Inc.DECAGabriel Kaigham42017-05-15 16:51:562017-05-12SC$35.536,000$213,180
SUMRSummer Infant, Inc.DERIZelkowicz Stephen42017-05-15 16:49:352017-05-11PC$1.7015,500$26,290
AIMTAimmune Therapeutics, Inc.CABjerkholt Eric42017-05-15 16:49:022017-05-12PC$19.845,000$99,210
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IBKRInteractive Brokers Group, Inc.DECTGalik Milan42017-05-15 16:48:032017-04-25SCA$34.521$35
CWBCCommunity West Bancshares /CACAPlourd Martin E42017-05-15 16:47:412017-05-12PC$10.251,000$10,248
FWRDForward Air CorpTNTNDrum Craig A42017-05-15 16:47:172017-04-26SC$50.1410,255$514,143
EFIIElectronics For Imaging IncDECAGeorgens Thomas42017-05-15 16:44:302017-05-12SC$46.5625,000$1,164,000
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SGCSuperior Uniform Group IncFLFLHensley Robin42017-05-15 16:32:282017-05-05ANO2017-11-052027-05-05$18.05$18.052,750$49,637
CARBCarbonite IncDEMAFolger Anthony42017-05-15 16:29:042017-05-12SC$18.846,876$129,544
IECIec Electronics CorpDENYHadeed Charles P42017-05-15 16:27:262017-05-12PC$3.8715,000$58,000
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ORIOld Republic International CorpDEILZucaro Aldo C42017-05-15 16:27:042017-05-12AEO2017-05-122027-03-22$19.98100,000
PMDPsychemedics CorpDEMASchaffer Michael I42017-05-15 16:26:012017-05-10SC$20.433,000$61,290
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SGCSuperior Uniform Group IncFLFLKirschner Sidney42017-05-15 16:25:212017-05-05ANO2017-11-052027-05-05$18.05$18.052,750$49,637
ESRXExpress Scripts Holding Co.DEMOMac Mahon Thomas P42017-05-15 16:23:332017-05-11ANO2027-05-11$60.668,006
ANTMAnthem, Inc.ININMcCarthy Gloria M4/A2017-05-15 16:23:162017-04-03AEO2027-04-03$166.494,606
IECIec Electronics CorpDENYButler Keith M42017-05-15 16:23:042017-05-12PC$3.901,648$6,427
FKYSFirst Keystone CorpPAPABower Don E42017-05-15 16:23:022017-05-12PC$25.751,502$38,677
GEGeneral Electric CoNYMAImmelt Jeffrey R42017-05-15 16:23:012017-05-15PC$28.07100,000$2,807,400
FBIZFirst Business Financial Services, Inc.WIWILosenegger Michael J42017-05-15 16:22:222017-05-12SC$23.922,587$61,881
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MDLZMondelez International, Inc.VAILHargrove Robin S.42017-05-15 16:17:362017-05-12SCA$44.876,000$269,220
ESRXExpress Scripts Holding Co.DEMOMergenthaler Frank42017-05-15 16:17:212017-05-11ANO2027-05-11$60.668,006
ESRXExpress Scripts Holding Co.DEMODelaney William J III42017-05-15 16:16:412017-05-11ANO2027-05-11$60.668,006
DOVDover CorpDEILFincher C. Anderson42017-05-15 16:15:162017-05-12SC$79.8515,638$1,248,757
DOVDover CorpDEILFincher C. Anderson42017-05-15 16:13:552017-05-12SC$79.8515,638$1,248,757
NSCNorfolk Southern CorpVAVAHurlbut Thomas E42017-05-15 16:12:412017-05-12SC$116.921,427$166,839
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ORIOld Republic International CorpDEILMueller Karl W42017-05-15 16:08:162017-05-12AEO2017-12-312027-03-22$19.9839,500
REGNRegeneron Pharmaceuticals IncNYNYBrown Michael S42017-05-15 16:07:332017-05-12SC$450.003,000$1,350,000
AMEAmetek Inc/DEFLMalone James R42017-05-15 16:04:492017-05-12SC$59.651,190$70,984
PSECProspect Capital CorpNYStark Eugene S42017-05-15 16:04:102017-05-11PC$8.152,000$16,300
AAOIApplied Optoelectronics, Inc.DETXLin Chewei42017-05-15 16:04:102017-05-10SC$65.0022,500$1,462,500
AAOIApplied Optoelectronics, Inc.DETXBlack Richard B42017-05-15 16:04:082017-05-11SC$64.371,000$64,370
PSECProspect Capital CorpNYOswald Brian H42017-05-15 16:03:472017-05-11PC$8.0710,547$85,153
CERNCerner Corp /mo/DEMOPatterson Neal L42017-05-15 16:02:552017-05-12SC$64.3343,000$2,766,190
PSECProspect Capital CorpNYGremp William42017-05-15 16:02:282017-05-11PC$8.285,000$41,375
STKLSunopta Inc.Z4ILBolles Albert D.42017-05-15 15:59:192017-05-12PC$8.0020,000$160,000
ORIOld Republic International CorpDEILRager R Scott42017-05-15 15:56:052017-05-12AEO2017-05-122027-03-22$19.9855,000
IBKCIberiabank CorpLALAShea E Stewart III42017-05-15 15:53:172017-05-15SC$80.654,147$334,456
LNCESnyder'S-Lance, Inc.NCNCDriscoll Brian J42017-05-15 15:51:412017-05-11ACO2017-11-112027-05-11$36.1350,676
NWENorthwestern CorpDESDRowe Robert C42017-05-15 15:51:352017-05-15SC$60.897,252$441,574
STKLSunopta Inc.Z4MNAtkins M Shan42017-05-15 15:48:132017-05-12PC$8.0212,500$100,300
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ORIOld Republic International CorpDEILSmiddy Craig R42017-05-15 15:47:142017-05-12AEO2017-12-312027-03-22$19.9830,000
CRMZCreditriskmonitor Com IncNVNYDanner William B42017-05-15 15:43:072017-05-12PC$2.40500$1,200
CORRCorenergy Infrastructure Trust, Inc.MDMOSchulte David J42017-05-15 15:37:062017-05-12PC$33.922,236$75,845
AIMCAltra Industrial Motion Corp.DEMAPatriacca Todd42017-05-15 15:33:252017-05-12SC$42.001,000$42,003
ISTRInvestar Holding CorpLALAHufft Christopher L42017-05-15 15:32:072017-05-15PC$22.801,000$22,800
CIVBCivista Bancshares, Inc.OHOHMurray Dennis E Jr42017-05-15 15:28:272017-05-15PC$21.382,000$42,758
DDRDdr CorpOHOtto-Bernstein Katharina42017-05-15 15:27:592017-05-11PC$9.40500,000$4,697,650
CWTCalifornia Water Service GroupDECAVera George A42017-05-15 15:27:232017-05-11PC$34.003$100
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CRLCharles River Laboratories International IncMAMassaro George42017-05-15 15:26:282017-05-12SC$88.301,130$99,784
ORIOld Republic International CorpDEILYeager Rande Keith42017-05-15 15:24:052017-05-12AEO2017-05-122027-03-22$19.9852,500
ENDVEndonovo Therapeutics, Inc.DECAMann Michael Scott42017-05-15 15:21:142017-05-12PC$0.06288,000$503
HBANHuntington Bancshares Inc/mdMDOHHarmening Andrew J42017-05-15 15:14:532017-05-15PC$12.9215,490$200,131
ORIOld Republic International CorpDEILBoone Charles S42017-05-15 15:14:222017-05-12AEO2017-12-312027-03-22$19.9820,000
ENDVEndonovo Therapeutics, Inc.DECAMann Michael Scott42017-05-15 15:12:442017-05-11PC$0.067630,000$2,027
PFSProvident Financial Services IncDENJHernandez Carlos42017-05-15 15:08:022017-05-12SC$24.562,650$65,079
PFBXPeoples Financial Corp /ms/MSMSSwetman Chevis42017-05-15 15:03:242017-05-15PC$13.451,000$13,450
ENBLEnable Midstream Partners, LPMAArclight Capital Partners, LLC42017-05-15 15:00:172017-05-11SLP$16.7721,845$366,370
SOTKSono Tek CorpNYNYSchwartz Samuel42017-05-15 14:56:062017-05-11SC$1.102,000$2,200
IMIIntermolecular IncDEFLMiller Lloyd I III42017-05-15 14:48:322017-05-12PC$0.85004,642$3,946
JANLJanel CorpNVV8Van Kesteren Gerard42017-05-15 14:47:182017-05-12ACO2027-05-12$8.016,524
HOMBHome Bancshares IncARARFrench Tracy42017-05-15 14:43:432017-05-12PC$23.792,300$54,717
CNKCinemark Holdings, Inc.DETXFernandes Valmir42017-05-15 14:35:562017-05-12SC$43.536,000$261,180
CVOCenveo, IncCOCTBurton Robert G Sr42017-05-15 14:31:202017-05-11PC$5.03196,500$988,394
ONCESpark Therapeutics, Inc.DEPAChildren'S Hospital of Philadelphia Foundation42017-05-15 14:31:092017-05-11SC$56.27840,000$47,266,800
RWCRelm Wireless CorpNVFLTurner Ryan R.K.42017-05-15 14:29:392017-05-15PC$4.55352$1,602
SFNCSimmons First National CorpARARMakris George Jr42017-05-15 14:28:122017-05-12PC$52.002,000$104,000
IGENIgen Networks CorpNVA1Chan Neil Gene42017-05-15 14:18:112017-05-10PC$0.130010,000$1,300
NEWTNewtek Business Services Corp.NYSalute Richard J42017-05-15 14:06:562017-05-15PC$17.42800$13,940
PHParker Hannifin CorpOHOHBowman William R42017-05-15 14:04:292017-05-11SC$158.922,900$460,868
NNUTURoyal Hawaiian Orchards, L.P.DECOEbrahimi Farhad Fred42017-05-15 13:38:062017-05-12PUA$1.82200$364
PNWPinnacle West Capital CorpAZAZCortese Denis A.42017-05-15 13:36:552017-05-11SC$83.851,776$148,918
JANLJanel CorpNVNYPla Carlos42017-05-15 13:31:322017-05-12ACO2027-05-12$8.013,121
HSTHost Hotels & Resorts, Inc.MDMDRakowich Walter C42017-05-15 13:29:092017-05-12SC$17.592,828$49,745
CROLCarroll Bancorp, Inc.MDMDVondas Leo A42017-05-15 13:25:072017-05-12PC$15.05172$2,589
CRDA.Crawford & CoGAGAMuress Ian V42017-05-15 13:20:112017-05-12SCA$8.80131,320$1,155,485
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CLFDClearfield, Inc.MNMNRoth Ronald G42017-05-15 13:04:492017-05-11PC$14.145,000$70,719
JANLJanel CorpNVNYKillackey Brendan James42017-05-15 12:52:422017-05-12ACO2017-05-122027-05-12$8.018,000
PLUGPlug Power IncDENYGraves Gregory B42017-05-15 12:43:302017-05-10ACO2027-05-10$2.15$2.1569,767$149,999
MSLPMusclepharm CorpNVCOAmerop Holdings, Inc.42017-05-15 12:35:152017-05-11PC$2.0075,000$150,000
NPOEnpro Industries, IncNCNCBower Steven R.42017-05-15 12:35:022017-05-11PC$71.511,000$71,510
GEOSGeospace Technologies CorpTXTXAdams Robbin B.42017-05-15 12:22:322017-05-15SC$15.911,500$23,862
PRMWPrimo Water CorpDENCCastaneda Mark42017-05-15 12:19:582017-05-15PC$11.20500$5,600
GNEGenie Energy Ltd.DENJCourter James A42017-05-15 12:06:072017-05-12SCB$7.365,000$36,800
FLIRFlir Systems IncORORLewis Earl R42017-05-15 12:03:312017-05-12SC$37.2615,000$558,900
HLITHarmonic IncDECACovert Harold L42017-05-15 11:42:442017-05-11SC$5.1413,172$67,756
BRXBrixmor Property Group Inc.DENYSchreiber John42017-05-15 11:39:072017-05-11PC$18.8510,000$188,500
ISCAInternational Speedway CorpFLFLBates Elizabeth Anne42017-05-15 11:36:542017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLFrance James C42017-05-15 11:36:502017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLBates Amelia Lee42017-05-15 11:36:462017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLAutomotive Research Bureau Inc42017-05-15 11:36:422017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLAshley Dallas Steven42017-05-15 11:36:372017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLAl Holder L P42017-05-15 11:36:332017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLAl Holder Co42017-05-15 11:36:292017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLAK2010 Bjf Descendants Trust B Non-Exempt42017-05-15 11:36:262017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLAK2010 Bjf Descendants Trust B42017-05-15 11:36:222017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLAKBjf 2009 Descendants Trust L Non-Exempt42017-05-15 11:36:182017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLPrincipal Investor Co42017-05-15 11:36:142017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLJa Holder Limited Partnership42017-05-15 11:36:102017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLWilliam C. France Family Trust Dated November 4, 200442017-05-15 11:36:062017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLWestern Opportunity Ltd Partnership42017-05-15 11:36:022017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLWcf Family 1 Inc42017-05-15 11:35:582017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLSm Holder L P42017-05-15 11:35:552017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLSm Holder Co42017-05-15 11:35:512017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLSierra Central Corp42017-05-15 11:35:472017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLQuaternary Investment42017-05-15 11:35:452017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLKennedy Lesa D42017-05-15 11:35:392017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLKennedy Benjamin Z42017-05-15 11:35:352017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLJa Holder Co42017-05-15 11:35:312017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLJ Holder L P42017-05-15 11:35:282017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLFrance Luke Zachary42017-05-15 11:33:012017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLFrance Lauren Dare42017-05-15 11:32:582017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLFrance Jayce Camron42017-05-15 11:32:532017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLFrance Jamison C42017-05-15 11:32:492017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLFrance Brian Z42017-05-15 11:32:462017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLFrance Amy L42017-05-15 11:32:412017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLCarl Two LLC42017-05-15 11:32:372017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLCarl Two LP42017-05-15 11:32:332017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLCarl Three LLC42017-05-15 11:32:292017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLCarl Three LP42017-05-15 11:32:252017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLCarl Investment Limited Partnership42017-05-15 11:32:222017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLBjf Silver State Limited Partnership42017-05-15 11:32:182017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLBjf Nevada, LLC42017-05-15 11:32:142017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLAKBjf 2011 Descendants Trust L242017-05-15 11:32:102017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLAKBjf 2009 Descendants Trust L42017-05-15 11:32:062017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLBbl L P42017-05-15 11:32:022017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLBbl Co42017-05-15 11:32:002017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLBates Madeline Gray42017-05-15 11:31:552017-05-11PCB$36.0041$1,476
ISCAInternational Speedway CorpFLFLFrance Jennifer A42017-05-15 11:31:512017-05-11PCB$36.0041$1,476
CHTRCharter Communications, Inc. /mo/DECTMerritt David C42017-05-15 11:27:032017-05-11PCA$326.311,200$391,572
CHTRCharter Communications, Inc. /mo/DECTMerritt David C42017-05-15 11:27:032017-05-11SCA$325.331,200$390,396
TRCBTwo River BancorpNJNJGregory Robert E42017-05-15 11:24:072017-05-11PC$17.691,000$17,689
UBSIUnited Bankshares Inc/wvWVWVFitzgerald Michael P42017-05-15 11:15:262017-05-12SC$38.2813,100$501,495
DHGDeutsche High Income Opportunities Fund, Inc.NYSaba Capital Management, L.P.42017-05-15 11:15:002017-05-11SC$14.8221,030$311,665
ERCWells Fargo Multi-Sector Income FundNYSaba Capital Management, L.P.42017-05-15 11:10:042017-05-11SC$13.49142,076$1,916,349
MSONMisonix IncNYNYDwyer Joseph P42017-05-15 11:08:302017-05-12PC$10.60500$5,300
PRCPPerceptron Inc/miMIMIMarz W Richard42017-05-15 11:05:492017-05-12PC$7.61900$6,850
UBSIUnited Bankshares Inc/wvWVWVClineburg Bernard H42017-05-15 10:50:592017-05-12SC$38.308,444$323,382
TCRDThl Credit, Inc.MAOlson Terrence W.42017-05-15 10:50:032017-05-11PC$9.851,025$10,097
WGOWinnebago Industries IncIAIABraun Christopher J42017-05-15 10:48:032017-05-12PC$27.725,000$138,600
TSLFThl Credit Senior Loan FundMAOlson Terrence W.42017-05-15 10:33:082017-05-11PC$18.38160$2,940
PGUSProgreen Us, Inc.DEMITelander Jan42017-05-15 10:32:122017-04-27PC$0.0201272,624$5,472
JFCJpmorgan China Region Fund, Inc.MDNJBulldog Investors, LLC42017-05-15 10:18:362017-05-11PC$19.4221,572$418,833
TELTe Connectivity Ltd.V8PAJenkins John S42017-05-15 10:17:102017-05-12SC$75.7014,000$1,059,741
TIPTTiptree Inc.MDNYBarnes Michael Gene42017-05-15 10:16:032017-05-11PCA$6.393,500$22,361
MMACMma Capital Management, LLCDEMDFalcone Michael L42017-05-15 10:14:042017-05-11PC$23.32500$11,660
MMACMma Capital Management, LLCDEMDMentesana Gary A42017-05-15 10:14:032017-05-09PC$23.98400$9,590
MMACMma Capital Management, LLCDEMDBjarnason David C42017-05-15 10:13:552017-05-09PC$23.90200$4,780
SAMBoston Beer Co IncMAMAGrinnell David L.42017-05-15 10:00:252017-05-12SCA$143.06372$53,218
TCXTucows Inc /pa/PAA6Goldstein Michael42017-05-15 09:56:292017-05-12SC$58.769,876$580,352
FNJNFinjan Holdings, Inc.DEL3Israel Seed IV L P42017-05-15 09:37:072017-05-12SC$2.57133,512$343,006
MNROMonro Muffler Brake IncNYNYSenuk Samuel42017-05-15 09:36:092017-05-11ACO2018-05-112023-05-10$50.48$50.48750$37,860
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MNROMonro Muffler Brake IncNYNYPickens Raymond L42017-05-15 09:35:202017-05-11ACO2020-05-112023-05-10$50.48$50.48500$25,240
MNROMonro Muffler Brake IncNYNYPickens Raymond L42017-05-15 09:35:202017-05-11ACO2018-05-112023-05-10$50.48$50.48500$25,240
MNROMonro Muffler Brake IncNYNYPickens Raymond L42017-05-15 09:35:202017-05-11ACO2021-05-112023-05-10$50.48$50.48500$25,240
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RICKRci Hospitality Holdings, Inc.TXTXReese Travis42017-05-15 09:00:542017-05-12PC$18.61200$3,722
RICKRci Hospitality Holdings, Inc.TXTXLangan Eric Scott42017-05-15 09:00:342017-05-12PC$18.743,000$56,211
OPRXOptimizerx CorpNVMIBaker Douglas P42017-05-15 08:58:522017-05-11PC$0.770010,000$7,700
MNKMallinckrodt PlcMOLannum Coleman N III42017-05-15 08:51:382017-05-12PC$46.201,968$90,912
ABAlliancebernstein Holding L.P.DENYSlutsky Lorie A42017-05-15 08:43:552017-05-11SLP$21.0112,663$266,088
CMXCCell Medx Corp.NVA1Jeffs Richard42017-05-15 08:20:492017-05-11PC$0.35005,000$1,750
SCYXScynexis IncNJTaglietti Marco42017-05-15 08:17:542017-05-12PC$1.6925,000$42,250
SCYXScynexis IncNJAngulo Gonzalez David42017-05-15 08:17:332017-05-12PC$1.7015,000$25,500
ARNAArena Pharmaceuticals IncDECAMunshi Amit42017-05-15 08:04:002017-05-12PC$1.1925,000$29,750
TREELendingtree, Inc.DENCOzonian Steven42017-05-15 07:55:382017-05-10SC$145.262,500$363,148
TREELendingtree, Inc.DENCLebda Douglas R42017-05-15 07:52:552017-05-10SC$145.5832,850$4,782,263
ORAOrmat Technologies, Inc.DENVClarke Robert F42017-05-15 07:47:282017-05-12SC$56.9715,000$854,475
AEISAdvanced Energy Industries IncDECOWasserman Yuval4/A2017-05-15 07:11:582017-05-10SC$77.2520,000$1,545,000
OVLYOak Valley BancorpCACAMartin Ronald C.42017-05-15 07:01:022017-05-10SC$14.3864$920
SOHUSohu Com IncDEF4Zhang Charles42017-05-15 06:56:532017-05-12PC$40.0625,000$1,001,500
FieldDescription
ProfitTrade Profit
DaysTrade Duration in Days
SymTicker Symbol
IssuerIssuer Name
OwnerOwner Name
IncState of Incorporation
oStOwner State
s16Not Subject to Section 16
FSEC Form Type
FDateFiling Date
TDateTransaction Date
VDateVesting/Exercisable Date
EDateExpiration Date
ExerExercisable (days)
ExpExpiration (days)
MMultiday Transaction
TTransaction Code
A - Grant, award or other acquisition
C - Conversion of derivative security
D - Disposition to the issuer of issuer equity securities
E - Expiration of short derivative position
F - Payment of exercise price or tax liability
G - Bona fide gift
H - Expiration (or cancellation) of long derivative position with value received
I - Discretionary transaction in accordance with Rule 16b-3(f)
J - Other
K - Transaction in equity swap or instrument with similar characteristics
L - Small acquisition under Rule 16a-6
M - Exercise or conversion of derivative security
O - Exercise of out-of-the-money derivative security
P - Open market or private purchase of non-derivative or derivative security
S - Open market or private sale of non-derivative or derivative security
U - Disposition pursuant to a tender of shares in a change of control transaction
V - Transaction voluntarily reported earlier than required
W - Acquisition or disposition by will or the laws of descent and distribution
X - Exercise of in-the-money or at-the-money derivative security
Z - Deposit into or withdrawal from voting trust
SSecurity Type
C - Common Shares
P - Preferred Shares
CO - Call Option
PO - Put Option
FB - Forward Buy Obligation
FS - Forward Sale Obligation
F - Forward Obligation
W - Warrant
CSecurity Class
UUnderlying Security Type
VUnderlying Security Class
StrikeStrike (Conversion/Exercise) Price
PriceTransaction Price
QtyTransaction Quantity (Shares/Units)
ValTransaction Value
ADAcquired/Disposed Code
OwnQtyOwned Quantity After Transaction (Shares/Units)
DDirect/Indirect Ownership
PchgPercentage Change in Ownership
FieldDescription
D1Senior Secured Debt/Debenture
N1Senior Secured Note
D2Senior Debt/Debenture
N2Senior Note
D3Subordinated Debt/Debenture
N3Subordinated Note
DDebt/Debenture/Bond
NNote
DRDepositary Receipts
LPPartnership Units
LCLLC Units
POPut Option (Right to Sell)
COCall Option (Right to Buy)
FBSold Put Option/Forward (Obligation to Buy)
FSSold Call Option/Forward (Obligation to Sell)
FForward
WXWarrant on Convertible Preferred
WCWarrant on Convertible
WPWarrant on Preferred
WWarrant
APAuction Preferred
CPConvertible Preferred
PPreferred
DODirector/Nonemployee Option
NONonqualified/Nonstatutory Option
IOIncentive/Qualified Option
EOEmployee Option
PHPhantom Stock
RURestricted Stock Units
RSRestricted Stock
PRPerformance Rights/Options
PSPerformance Shares
ARStock Appreciation Right
DSDeferred Stock
UCommon Units
EQStock/Dividend Equivalent
SPSupplemental Executive Retirement Plan
PAPaired Shares
XNo Security
SWSwap
NVNon-Voting Common
CCommon/Capital

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