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SymIssuerIncoStOwnerFFDateTDateTSCVDateEDateStrikePriceQtyVal
EYESSecond Sight Medical Products IncCACAAlfred E. Mann Living Trust42017-05-22 21:56:032017-02-27SC$1.067,485,156$7,940,940
EAElectronic Arts Inc.DECAWilson Andrew42017-05-22 21:45:372017-05-22SC$108.0010,965$1,184,195
EAElectronic Arts Inc.DECASchatz Jacob J.42017-05-22 21:42:022017-05-19SC$107.222,200$235,884
GSTGastar Exploration Inc.DECAAres Management LLC42017-05-22 21:29:432017-05-18PC$1.161,333,035$1,546,809
GLYCGlycomimetics IncDEMDThackray Helen M.42017-05-22 21:23:482017-05-19SC$12.142,000$24,280
DATATableau Software IncWABeers Andrew42017-05-22 21:21:112017-05-19SCA$60.172,856$171,837
JNSJanus Capital Group IncDECOHughes Brennan A.42017-05-22 21:11:252017-05-19SC$14.342,100$30,114
ANTHAnthera Pharmaceuticals IncDECAShanahan William R Jr42017-05-22 20:45:202017-05-20ACO2027-05-20$1.6375,000
ANTHAnthera Pharmaceuticals IncDECAThompson John Craig42017-05-22 20:45:162017-05-20ACO2027-05-20$1.6381,250
ANTHAnthera Pharmaceuticals IncDECAOlson Charles V42017-05-22 20:45:162017-05-20ACO2027-05-20$1.6343,750
ANTHAnthera Pharmaceuticals IncDECALiu May42017-05-22 20:45:122017-05-20ACO2027-05-20$1.6353,125
ANTHAnthera Pharmaceuticals IncDECADickinson Klara42017-05-22 20:45:122017-05-20ACO2027-05-20$1.6343,750
DFBGDifferential Brands Group Inc.DECABuckley Michael F42017-05-22 20:42:372017-05-19PC$2.0820,000$41,641
SNSanchez Energy CorpDETXColvin Greg42017-05-22 20:40:422017-05-19PC$6.7520,000$135,080
TRUETruecar, Inc.DECAMendel John W42017-05-22 20:27:422017-05-18ACO2027-05-18$17.5418,948
RVAReva Medical, Inc.DECAGroves Regina E42017-05-22 20:16:442017-05-19ACO2027-05-19$6.7158,500
OMEDOncomed Pharmaceuticals IncDECARoot Jonathan D42017-05-22 20:16:402017-05-19SC$3.707,487$27,712
CLCTCollectors Universe IncDECADeuster Robert G42017-05-22 20:12:412017-05-18SC$25.2310,636$268,300
LSXMKLiberty Media CorpDEVAWeschler, R. Ted42017-05-22 20:12:272017-05-18PCC$38.08679,930$25,891,281
LSXMALiberty Media CorpDEVAWeschler, R. Ted42017-05-22 20:10:212017-05-18PCA$38.26492,156$18,831,927
LSXMKLiberty Media CorpDENEBerkshire Hathaway Inc42017-05-22 20:07:022017-05-18PCC$38.08679,930$25,891,281
LSXMALiberty Media CorpDENEBerkshire Hathaway Inc42017-05-22 20:02:232017-05-18PCA$38.26492,156$18,831,927
VEIIValue Exchange International, Inc.V7Pehrson Johan42017-05-22 20:01:162017-05-22PC$0.1000100,000$10,000
CYRXCryoport, Inc.NVCAStefanovich Robert42017-05-22 19:52:542017-05-18ACO2027-05-18$3.21$3.2181,000$260,010
CDXCChromadex Corp.DECAAllen Stephen R.42017-05-22 19:52:022017-05-19PC$3.203,000$9,600
MNKDMannkind CorpDECAShannon James Samuel42017-05-22 19:51:342017-05-18ACO2027-05-17$1.1030,000
MNKDMannkind CorpDECANordhoff Henry L42017-05-22 19:50:272017-05-18ACO2027-05-17$1.1030,000
MNKDMannkind CorpDECAMaccallum David42017-05-22 19:49:242017-05-18ACO2027-05-17$1.1030,000
MNKDMannkind CorpDECAFriedman Michael A42017-05-22 19:48:122017-05-18ACO2027-05-17$1.1030,000
Golden Rush, Inc.CACACassidy James M42017-05-22 19:47:532017-05-16SC$0.000110,000,000$1,000
MNKDMannkind CorpDECAConsiglio Ronald J42017-05-22 19:46:042017-05-18ACO2027-05-17$1.1030,000
MNKDMannkind CorpDECAKresa Kent42017-05-22 19:44:592017-05-18ACO2027-05-17$1.1030,000
IMDZImmune Design Corp.DENYGuthart Leo42017-05-22 19:40:572017-05-09PC$6.0930,000$182,607
KEMKemet CorpDESCLoof Per Olof42017-05-22 19:39:172017-05-19SC$13.13133,334$1,751,013
SYNCSynacor, Inc.DENYDonohue Elisabeth B42017-05-22 19:38:382017-05-18ADO2027-05-17$3.5050,000
CALXCalix, IncCADenuccio Kevin A42017-05-22 19:37:562017-05-18PC$6.6920,000$133,800
SYNCSynacor, Inc.DENYMontgomery Michael J42017-05-22 19:37:542017-05-18ADO2027-05-17$3.5015,000
TWOU2U, Inc.DEMDHaley Timothy M42017-05-22 19:37:302017-05-18SC$39.7123,296$925,084
SYNCSynacor, Inc.DENYKau Andrew42017-05-22 19:37:092017-05-18ADO2027-05-17$3.5015,000
AMRSAmyris, Inc.DECAYang Patrick Y42017-05-22 19:36:312017-05-18PC$0.2914300,000$87,430
SYNCSynacor, Inc.DENYLevy Jordan42017-05-22 19:36:302017-05-18ADO2027-05-17$3.5015,000
SYNCSynacor, Inc.DENYFawaz Marwan42017-05-22 19:35:492017-05-18ADO2027-05-17$3.5015,000
SYNCSynacor, Inc.DENYMurphy Scott42017-05-22 19:34:532017-05-18ADO2027-05-17$3.5030,000
INGNInogen IncDECAAnderson Ray Benjamin M42017-05-22 19:34:232017-05-18SC$81.054,445$360,271
SYNCSynacor, Inc.DENYGinsberg Gary L42017-05-22 19:34:002017-05-18ADO2027-05-17$3.5030,000
CALXCalix, IncCACheung Sheila42017-05-22 19:33:532017-05-18SC$6.67414$2,761
EBAYEbay IncDECAMitic Kathleen C.42017-05-22 19:32:152017-05-18SC$33.8411,897$402,568
NNUTURoyal Hawaiian Orchards, L.P.DECOEbrahimi Farhad Fred42017-05-22 19:30:072017-05-18PUA$1.817,058$12,775
IPIIntrepid Potash, Inc.DECOJornayvaz Robert P III42017-05-22 19:20:482017-05-22PC$2.3050,000$114,800
AMAGAmag Pharmaceuticals Inc.DEMASulat James R42017-05-22 19:14:242017-05-18ACO2027-05-18$19.2510,110
AMAGAmag Pharmaceuticals Inc.DEMADeptula Barbara42017-05-22 19:12:572017-05-18ACO2027-05-18$19.2510,110
AMAGAmag Pharmaceuticals Inc.DEMAFallon John A.42017-05-22 19:12:192017-05-18ACO2027-05-18$19.2510,110
AMAGAmag Pharmaceuticals Inc.DEMAKelley Brian P42017-05-22 19:11:432017-05-18ACO2027-05-18$19.2510,110
AMAGAmag Pharmaceuticals Inc.DEMARussell Lesley42017-05-22 19:10:352017-05-18ACO2027-05-18$19.2510,110
PDEXPro Dex IncCACAVan Kirk Richard Lee Jr42017-05-22 19:10:272017-05-18SC$5.75940$5,405
TWLOTwilio IncDECASmith Karyn42017-05-22 19:09:272017-05-18SCA$24.595,213$128,209
AMAGAmag Pharmaceuticals Inc.DEMASantini Gino42017-05-22 19:08:442017-05-18ACO2027-05-18$19.2510,110
AMAGAmag Pharmaceuticals Inc.DEMAScoon Davey42017-05-22 19:07:432017-05-18ACO2027-05-18$19.2510,110
AMAGAmag Pharmaceuticals Inc.DEMAPerez Robert J42017-05-22 19:05:492017-05-18ACO2027-05-18$19.2510,110
MGNXMacrogenics IncDEMDJackson Scott Thomas42017-05-22 19:02:592017-05-18ACO2027-05-18$19.5710,000
MGNXMacrogenics IncDEMDStump David C42017-05-22 19:02:382017-05-18ACO2027-05-18$19.5710,000
MGNXMacrogenics IncDEMDGalbraith Kenneth42017-05-22 19:02:202017-05-18ACO2027-05-18$19.5710,000
MGNXMacrogenics IncDEMDFerrante Karen Jean42017-05-22 19:02:012017-05-18ACO2027-05-18$19.5710,000
MGNXMacrogenics IncDEMDHurwitz Edward42017-05-22 19:01:432017-05-18ACO2027-05-18$19.5710,000
MGNXMacrogenics IncDEMDCosta Paulo F42017-05-22 19:01:232017-05-18ACO2027-05-18$19.576,057
MGNXMacrogenics IncDEMDCosta Paulo F42017-05-22 19:01:232017-05-18ACO2027-05-18$19.5710,000
WRDWildhorse Resource Development CorpDETXHabachy Steve Saad42017-05-22 19:01:112017-05-18PC$12.4080,691$1,000,890
MGNXMacrogenics IncDEMDFust Matthew K42017-05-22 19:01:002017-05-18ACO2027-05-18$19.5710,000
WRDWildhorse Resource Development CorpDETXGraham Jay Carlton42017-05-22 19:00:382017-05-18PC$12.4240,000$496,800
WRDWildhorse Resource Development CorpDETXClarkson Jonathan M42017-05-22 19:00:292017-05-18PC$12.516,000$75,060
WRDWildhorse Resource Development CorpDETXBahr Anthony Franklin42017-05-22 19:00:292017-05-18PC$12.67143,526$1,818,176
BTUPeabody Energy CorpDENYElliott International, L.P.42017-05-22 18:59:202017-05-16PC$24.25177,236$4,297,636
GHDXGenomic Health IncCACohen Fred E42017-05-22 18:59:042017-05-18SC$29.8816,500$493,040
BTUPeabody Energy CorpDENYElliott Associates, L.P.42017-05-22 18:58:382017-05-16PC$24.2583,405$2,022,413
CTRLControl4 CorpDEUTNovakovich Mark42017-05-22 18:57:472017-05-19SC$18.15568$10,309
CTRLControl4 CorpDEUTJudd Bryce42017-05-22 18:57:142017-05-19SC$18.154,759$86,376
CTRLControl4 CorpDEUTDungan Jefferson42017-05-22 18:56:142017-05-19SC$18.151,502$27,261
CTRLControl4 CorpDEUTCashen Susan42017-05-22 18:52:552017-05-19SC$18.151,768$32,089
CTRLControl4 CorpDEUTBishop Greg42017-05-22 18:52:152017-05-19SC$18.152,254$40,910
RARXRa Pharmaceuticals, Inc.DEV8Novartis Bioventures Ltd42017-05-22 18:50:532017-05-18SC$25.509,019$229,964
XOMAXoma CorpDECAWyszomierski Jack L42017-05-22 18:48:332017-02-10ANO2027-02-10$4.038,000
XOMAXoma CorpDECAWalbert Timothy P42017-05-22 18:45:292017-02-10ANO2027-02-10$4.038,000
XOMAXoma CorpDECAVarian John42017-05-22 18:43:132017-02-10ANO2027-02-10$4.038,000
XOMAXoma CorpDECALimber Joseph M42017-05-22 18:41:182017-02-10ANO2027-02-10$4.038,000
FBMFoundation Building Materials, Inc.CAGorey John42017-05-22 18:40:292017-05-18PC$14.4910,000$144,900
TISOrchids Paper Products Co /deDEOKGarcia Mario Armando42017-05-22 18:39:282017-05-22SC$13.4415,000$201,525
XOMAXoma CorpDECAHutt Peter Barton42017-05-22 18:38:512017-02-10ANO2027-02-10$4.038,000
WDCWestern Digital CorpDECABhatia Manish H42017-05-22 18:38:252017-05-18SC$84.997,208$612,625
XOMAXoma CorpDECAVan Ness W Denman42017-05-22 18:37:062017-02-10ANO2027-02-10$4.038,000
PLBCPlumas BancorpCACAMcClintock Robert J42017-05-22 18:36:242017-05-19PC$19.01900$17,112
XOMAXoma CorpDECABurns Thomas M.42017-05-22 18:34:162017-02-10ANO2027-02-10$4.03100,000
FBFacebook IncDECACox Christopher K42017-05-22 18:31:352017-05-22SCA$148.0316,000$2,368,482
RUSHRush Enterprises Inc \\tx\\TXTXWeaver Derrek42017-05-22 18:28:082017-05-19SCA$35.9112,599$452,372
XOMAXoma CorpDECANeal James R42017-05-22 18:27:572017-02-10ANO2027-02-10$4.03312,500
FBFacebook IncDECAWehner David M.42017-05-22 18:25:282017-05-19SCA$148.4715,470$2,296,831
SNMXSenomyx IncDECABlock Stephen A42017-05-22 18:23:582017-05-11ACO2027-05-10$0.898520,000
ENPHEnphase Energy, Inc.DECAWeber John Howard42017-05-22 18:23:312017-05-18ACO2024-05-17$0.7000$0.7000111,052$77,736
SNMXSenomyx IncDECAGray Mary Ann42017-05-22 18:23:262017-05-11ACO2027-05-10$0.898520,000
SNMXSenomyx IncDECAHerman Michael E42017-05-22 18:22:572017-05-11ACO2027-05-10$0.898520,000
SNMXSenomyx IncDECASnyder Kent42017-05-22 18:22:132017-05-11ACO2027-05-10$0.898520,000
SNMXSenomyx IncDECAStebbins Daniel Edward42017-05-22 18:21:432017-05-11ACO2027-05-10$0.898520,000
SNMXSenomyx IncDECATwomey Christopher J42017-05-22 18:21:022017-05-11ACO2027-05-10$0.898520,000
DLHCDlh Holdings Corp.NJGAParker Zachary42017-05-22 18:20:522017-05-18PC$4.75261$1,240
PRLBProto Labs IncMNGawlick Rainer42017-05-22 18:20:412017-05-22SC$64.05833$53,354
AVDLAvadel Pharmaceuticals PlcL2Anderson Michael S42017-05-22 18:20:252017-05-19PDR$10.002,500$25,000
ENPHEnphase Energy, Inc.DECARodgers Thurman J42017-05-22 18:19:512017-05-18ACO2024-05-17$0.7000$0.7000111,052$77,736
ENPHEnphase Energy, Inc.DEGAMora Richard42017-05-22 18:17:592017-05-18ACO2024-05-17$0.7000$0.7000111,052$77,736
AVDLAvadel Pharmaceuticals PlcL2Stapleton Craig R42017-05-22 18:17:052017-05-18PDR$9.8531,013$305,327
EXPEagle Materials IncDETXMetcalf Keith W42017-05-22 18:16:462017-05-18ANO2027-05-18$100.884,466
VIAViacom Inc.DENYGill Charest Katherine42017-05-22 18:16:022017-05-18AEO2025-05-18$33.9919,062
EXPEagle Materials IncDETXKesler Dale Craig42017-05-22 18:14:402017-05-18ANO2027-05-18$100.885,954
ENPHEnphase Energy, Inc.DECAGomo Steven J42017-05-22 18:14:372017-05-18ACO2024-05-17$0.7000$0.7000140,668$98,468
EXPEagle Materials IncDETXHaack Michael42017-05-22 18:13:432017-05-18ANO2027-05-18$100.887,070
VIAViacom Inc.DENYMills Scott42017-05-22 18:12:502017-05-18AEO2025-05-18$33.99131,965
ENPHEnphase Energy, Inc.DECAKortlang Benjamin John42017-05-22 18:11:472017-05-18ACO2024-05-17$0.7000$0.7000111,052$77,736
VIAViacom Inc.DENYLea Dede42017-05-22 18:11:272017-05-18AEO2025-05-18$33.9941,056
VGVonage Holdings CorpDENJPearson David T.42017-05-22 18:10:202017-05-19AEO2027-05-19$6.451,000,000
VIAViacom Inc.DENYDavis Wade42017-05-22 18:10:182017-05-18AEO2025-05-18$33.99131,965
VIAViacom Inc.DENYDalimonte Christa A42017-05-22 18:09:452017-05-18AEO2025-05-18$33.9946,921
EXPEagle Materials IncDETXDevlin William R42017-05-22 18:09:342017-05-18ANO2027-05-18$100.883,349
SANWS&w Seed CoNVCAGrewal Mark S42017-05-22 18:09:212017-05-19PC$4.1124,000$98,668
DKLDelek Logistics Partners, LPDETNDelek Us Holdings, Inc.42017-05-22 18:08:452017-05-19PLP$30.993,443$106,688
ESLEsterline Technologies CorpDEWAYost Albert S42017-05-22 18:08:452017-05-19SC$92.616,700$620,455
CSUCapital Senior Living CorpDETXHollister Robert F42017-05-22 18:07:382017-05-22SC$14.271,013$14,456
SBUXStarbucks CorpWAWABurrows Clifford42017-05-22 18:07:202017-05-18SC$59.46114,826$6,827,083
AAMCAltisource Asset Management CorpVIVIKurland Dale42017-05-22 18:04:392017-05-19SC$73.0065$4,745
PFGCPerformance Food Group CoDENYBlackstone Capital Partners V L P42017-05-22 18:01:492017-05-18SC$27.4113,700,465$375,529,746
PFGCPerformance Food Group CoDENYBlackstone Holdings III L.P.42017-05-22 18:00:372017-05-18SC$27.4113,700,465$375,529,746
CYTKCytokinetics IncCAWierenga Wendall42017-05-22 17:57:162017-05-18ANO2017-06-182027-05-18$14.2520,000
CYTKCytokinetics IncCASmith Sandford D42017-05-22 17:57:042017-05-18ANO2017-06-182027-05-18$14.2520,000
CYTKCytokinetics IncCAParshall B Lynne42017-05-22 17:56:512017-05-18ANO2017-06-182027-05-18$14.2520,000
CYTKCytokinetics IncCAKaye Edward M. Md42017-05-22 17:56:392017-05-18ANO2017-06-182027-05-18$14.2520,000
CYTKCytokinetics IncCAHenderson John T42017-05-22 17:56:272017-05-18ANO2017-06-182027-05-18$14.2520,000
CYTKCytokinetics IncCAGage L Patrick42017-05-22 17:56:142017-05-18ANO2017-06-182027-05-18$14.2520,000
CYTKCytokinetics IncCACosta Santo J42017-05-22 17:55:592017-05-18ANO2017-06-182027-05-18$14.2520,000
ACGLArch Capital Group Ltd.D0Iordanou Constantine42017-05-22 17:55:392017-05-18SC$95.5237,168$3,550,224
GDPMGoodrich Petroleum CorpDECAFranklin Resources Inc42017-05-22 17:53:252017-05-18SC$13.3028,788$382,941
TRUPTrupanion Inc.DEWARawlings Darryl42017-05-22 17:51:062017-05-18SC$16.903,500$59,161
ELGXEndologix Inc /de/DECAMitchell Robert D42017-05-22 17:51:012017-05-19PC$4.322,200$9,504
BKFSBlack Knight Financial Services, Inc.DEMAThomas H. Lee Advisors, LLC42017-05-22 17:48:182017-05-18SCA$41.90750,000$31,425,000
ABTLAutobytel IncDECAFerriolo William42017-05-22 17:45:372017-05-22SC$12.8136,512$467,704
CENTCentral Garden & Pet CoDECARanelli John42017-05-22 17:45:362017-05-18SC$30.4922,563$687,920
BKFSBlack Knight Financial Services, Inc.DEMAThomas H. Lee Advisors, LLC42017-05-22 17:43:042017-05-18SCA$41.90750,000$31,425,000
SXCPSuncoke Energy Partners, L.P.DEILSun Coal & Coke LLC42017-05-22 17:41:502017-05-19PU$16.41114,990$1,886,890
VCRAVocera Communications, Inc.CAZollars Robert42017-05-22 17:41:122017-05-18SC$24.9862,000$1,549,064
PRGXPrgx Global, Inc.GACTDrapkin Matthew A42017-05-22 17:39:592017-05-18PC$6.2028,670$177,745
FHCOFemale Health CoWIFLFisch Harry42017-05-22 17:38:432017-05-17PC$1.0224,750$25,262
RPAIRetail Properties of America, Inc.MDILGarrison Shane C.42017-05-22 17:38:222017-05-19PC$12.672,050$25,974
RPAIRetail Properties of America, Inc.MDILGarrison Shane C.42017-05-22 17:38:222017-05-18SP$25.561,000$25,560
ELLIEllie Mae IncDECABrown Brian E.42017-05-22 17:37:302017-05-18SC$106.5467$7,138
BKFSBlack Knight Financial Services, Inc.DEMAThomas H. Lee Advisors, LLC4/A2017-05-22 17:35:132017-05-12SCA$41.905,000,000$209,500,000
SOTKSono Tek CorpNYNYHarshbarger R Stephen42017-05-22 17:33:392017-05-18ACO2019-03-152027-05-18$1.06$1.06110,000$116,600
FRGIFiesta Restaurant Group, Inc.DEFLSmith Jack A42017-05-22 17:26:042017-05-17PC$21.692,000$43,381
AWRAmerican States Water CoCACAHolloway Anne M42017-05-22 17:22:392017-05-18SC$44.74550$24,606
CHCOCity Holding CoWVWVStilwell Craig G42017-05-22 17:22:352017-05-19SC$64.857,931$514,325
MERCMercer International Inc.WANYKellogg Peter R42017-05-22 17:21:092017-05-18PC$11.1252,283$581,535
CRAYCray IncWAWAUngaro Peter J42017-05-22 17:20:422017-05-18ACO2027-05-18$18.00100,000
CRAYCray IncWAWAPiraino Michael Charles42017-05-22 17:20:242017-05-18ACO2027-05-18$18.0025,000
HPQHp IncDECACitrino Mary Anne42017-05-22 17:20:202017-05-18ANO2027-05-18$18.7839,165
HPQHp IncDECABergh Charles V42017-05-22 17:20:152017-05-18ANO2027-05-18$18.7826,110
CRAYCray IncWAWAPapaefstathiou Efstathios42017-05-22 17:20:052017-05-18ACO2027-05-18$18.0035,000
HPQHp IncDECAWhitman Margaret C42017-05-22 17:20:022017-05-18ANO2027-05-18$18.7839,165
CRAYCray IncWAWAMorreale Charles A42017-05-22 17:19:442017-05-18ACO2027-05-18$18.0020,000
CRAYCray IncWAWAHenry Brian C42017-05-22 17:19:182017-05-18ACO2027-05-18$18.0040,000
CACCCredit Acceptance CorpMIMIWatson Jill Foss42017-05-22 17:18:472017-05-18SC$215.6515,691$3,383,832
UFIUnifi IncNYNCHall Kevin Duane42017-05-22 17:17:492017-05-19AEO2027-05-19$27.4425,000
TIMETime Inc.DENYFitzsimons Dennis J42017-05-22 17:17:362017-05-18PC$11.993,000$35,963
WWayfair Inc.MAFleisher Michael D42017-05-22 17:17:302017-05-22SCA$62.014,634$287,354
WWayfair Inc.MAMulliken John Champlin42017-05-22 17:16:562017-05-18SCA$60.65700$42,455
RGENRepligen CorpDEMABenjamin Howard4/A2017-05-22 17:15:472017-02-23ACO2027-02-23$32.408,289
ETMEntercom Communications CorpPAPAField Joseph M42017-05-22 17:15:222017-05-19PCA$9.84151,545$1,490,643
RGENRepligen CorpDEMASnodgres Jon4/A2017-05-22 17:12:512017-02-23ACO2027-02-23$32.4018,165
SHAKShake Shack Inc.NYMeyer Daniel Harris42017-05-22 17:12:362017-05-18SCA$38.0125,000$950,213
DJCODaily Journal CorpSCCAGuerin John Patrick Et Al42017-05-22 17:12:252017-05-22SC$210.021,000$210,017
OPHTOphthotech Corp.DENYBolte Axel42017-05-22 17:10:272017-05-19ACO2027-05-18$2.4616,000
CERNCerner Corp /mo/DEMOZollars William D42017-05-22 17:10:222017-05-22SC$64.644,600$297,344
NUANNuance Communications, Inc.DEMAMartin Katherine A42017-05-22 17:09:242017-05-18SC$18.3410,000$183,400
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SCHWSchwab Charles CorpDECAEllis Stephen A42017-05-22 14:16:052017-05-18ANO2027-05-18$38.337,165
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NEWRNew Relic, Inc.DECASchulman Robin42017-05-19 17:54:342017-05-19SC$41.95569$23,870
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PFPTProofpoint IncDECASteele Gary42017-05-19 17:44:262017-05-18SC$80.3840,000$3,215,124
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BLLBall CorpINCOHoover R David42017-05-19 17:41:512017-05-18SC$39.7522,000$874,503
REVRevlon Inc /de/DENYPerelman Ronald O42017-05-19 17:41:092017-05-18PCA$19.38225,000$4,361,575
MPWRMonolithic Power Systems IncCACAXiao Deming42017-05-19 17:40:372017-05-18SC$93.645,352$501,142
TRTNTriton International LtdD0NYValentine Kevin42017-05-19 17:39:372017-05-19SC$27.502,000$55,000
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ABBVAbbvie Inc.DEILChase William J42017-05-19 17:01:532017-05-18SC$65.3538,300$2,502,905
IVACIntevac IncDECABrugal Andres42017-05-19 17:01:522017-05-18ANO2018-05-182024-05-18$12.7528,000
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IVACIntevac IncDECAPond Norman H42017-05-19 16:57:492017-05-17ANO2018-04-172024-05-17$13.1013,000
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MTBCMedical Transcription Billing, CorpDENJSnyder Stephen Andrew42017-05-19 16:55:262017-05-18SPA$25.343,500$88,675
PFSWPfsweb IncDETXReilly James F42017-05-19 16:54:032017-05-17SC$6.954,255$29,572
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RPXCRpx CorpDECACampion Trevor42017-05-19 16:41:382017-05-17SC$14.0410,000$140,378
OSBCOld Second Bancorp IncDEILBonifas Edward42017-05-19 16:41:252017-05-19PC$11.492,816$32,352
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MATRMattersight CorpDEILMullen David B42017-05-19 16:39:552017-05-17PC$2.5820,000$51,598
LFGRLeaf Group Ltd.DECAPleasants John42017-05-19 16:39:392017-05-17ACO2027-05-17$7.909,360
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LFGRLeaf Group Ltd.DECASchulz Jennifer42017-05-19 16:36:392017-05-17ACO2027-05-17$7.909,360
INSMInsmed IncVANJSullivan Eugene Jeffrey42017-05-19 16:34:202017-05-17ACO2027-05-17$17.1633,300
FLXNFlexion Therapeutics IncDEMABodick Neil4/A2017-05-19 16:34:132017-05-15SC$18.956,830$129,448
LFGRLeaf Group Ltd.DECAQuandt R James42017-05-19 16:34:042017-05-17ACO2027-05-17$7.909,360
INSMInsmed IncVANJSchaeffer Orlov S Nicole42017-05-19 16:34:002017-05-17ACO2027-05-17$17.1638,300
FOXFFox Factory Holding CorpDECAKatherman William H42017-05-19 16:33:432017-05-19SC$33.0111,878$392,084
INSMInsmed IncVANJPellizzari Christine A42017-05-19 16:33:392017-05-17ACO2027-05-17$17.1660,780
INSMInsmed IncVANJLewis William42017-05-19 16:33:162017-05-17ACO2027-05-17$17.16142,080
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FRPTFreshpet, Inc.DENJCyr William B.42017-05-19 16:31:462017-05-18PC$13.757,300$100,349
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GPNGlobal Payments IncGAGABaldwin Robert H B Jr42017-05-19 16:31:012017-05-18SC$88.0010,000$880,000
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FLXNFlexion Therapeutics IncDEMABodick Neil4/A2017-05-19 16:28:222017-02-24SC$19.155,000$95,758
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HCAHca Healthcare, Inc.TNMorgan Sandra L.42017-05-19 16:27:542017-05-17SC$82.745,915$489,394
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AAOIApplied Optoelectronics, Inc.DETXLin Chewei42017-05-19 16:26:452017-05-18SC$64.007,500$480,000
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EQBKEquity Bancshares IncKSKSBontrager Wendell42017-05-19 16:25:512017-05-17PCA$29.61200$5,922
GPNGlobal Payments IncGAGASilberstein Alan M42017-05-19 16:25:392017-05-18SC$88.09600$52,854
AIGAmerican International Group IncDENYDuperreault Brian42017-05-19 16:25:122017-05-18PC$61.4880,000$4,918,248
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DDD3D Systems CorpDESCLoewenbaum G Walter II42017-05-19 16:22:342017-05-18SC$22.1525,000$553,851
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GIMOGigamon Inc.DECAShinn Paul B42017-05-19 16:21:542017-05-17SC$38.903,185$123,897
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RYIRyerson Holding CorpDEILBurbach Michael42017-05-19 16:21:302017-05-17PC$9.052,200$19,910
ICEIntercontinental Exchange, Inc.DEGAForneri Jean Marc42017-05-19 16:21:092017-05-18SC$58.276,000$349,604
CSODCornerstone Ondemand IncDECABaker R C Mark42017-05-19 16:20:372017-05-17SC$37.764,000$151,036
ICEIntercontinental Exchange, Inc.DEGACrisp Charles R42017-05-19 16:20:182017-05-17SC$58.653,365$197,353
EDGWEdgewater Technology Inc/de/DEOHDisanto Frederick D.42017-05-19 16:20:142017-05-17PC$7.184,798$34,427
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KOSSKoss CorpDEWIKoss Michael J42017-05-19 16:19:462017-05-17PC$1.674,200$7,020
BBWBuild A Bear Workshop IncDECTPoint72 Asset Management, L.P.42017-05-19 16:19:332017-05-17PC$10.5333,603$353,919
TDOCTeladoc, Inc.DENYHirschhorn Mark42017-05-19 16:19:022017-05-17SC$27.70100,000$2,770,000
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LBYLibbey IncDEOHFoley William A42017-05-19 16:17:352017-05-18PC$8.135,000$40,651
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DLHCDlh Holdings Corp.NJNYWynnefield Partners Small Cap Value LP42017-05-19 16:15:492017-05-17PC$4.662,261$10,538
IMAXImax CorpA6TXLeebron David W42017-05-19 16:15:122017-05-16SC$27.5411,618$319,913
CSIICardiovascular Systems IncDEMNRosenstein Alexander42017-05-19 16:14:492017-05-17SC$32.30219$7,073
ABTLAutobytel IncDECAStibel Jeffrey M42017-05-19 16:14:452017-05-19SC$12.984,000$51,908
ORNOrion Group Holdings IncTXDealmeida Christopher James42017-05-19 16:14:262017-05-17SC$7.516,289$47,250
SCSSSelect Comfort CorpMNMNValette Jean Michel42017-05-19 16:13:562017-05-17ACO2018-05-172027-05-17$29.371,875
QRVOQorvo, Inc.DENCNelson Roderick42017-05-19 16:12:562017-05-18SC$74.841,500$112,260
SCSSSelect Comfort CorpMNMNPeel Michael A42017-05-19 16:12:372017-05-17ACO2018-05-172027-05-17$29.371,875
MCOMoodys Corp /de/DENYMcDaniel Raymond W42017-05-19 16:12:132017-05-17SC$113.3561,667$6,989,683
SCSSSelect Comfort CorpMNMNO Meara Vicki A42017-05-19 16:11:312017-05-17ACO2018-05-172027-05-17$29.371,875
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QRVOQorvo, Inc.DENCDileo Daniel A42017-05-19 16:11:212017-05-17SC$74.045,000$370,200
IECIec Electronics CorpDENYHartrick Lynn J42017-05-19 16:11:042017-05-17PC$3.861,500$5,790
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SCSSSelect Comfort CorpMNMNNedorostek Kathleen L42017-05-19 16:10:092017-05-17ACO2018-05-172027-05-17$29.371,875
SCSSSelect Comfort CorpMNMNMatas Barbara Ruth42017-05-19 16:08:492017-05-17ACO2018-05-172027-05-17$29.371,875
CNBKACentury Bancorp IncMAMAWestling Jon42017-05-19 16:08:452017-05-18PCA$62.8543$2,712
PRTAProthena Corp PlcL2CAEkman Lars42017-05-19 16:08:352017-05-18ACO2027-05-18$56.2312,000
PRTAProthena Corp PlcL2CAHarfstrand Karl Anders Olof42017-05-19 16:08:162017-05-18ACO2027-05-18$56.2312,000
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FOXFFox Factory Holding CorpDECAGlasman Zvi42017-05-19 16:06:372017-05-18SC$32.9630,000$988,761
CLCNCreative Learning CorpDEFLPappas Brian42017-05-19 16:06:342017-04-17SC$0.1600500,000$80,000
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MDRXAllscripts Healthcare Solutions, Inc.DEILPoulton Richard J.42017-05-18 20:02:302017-05-16SC$12.0625,000$301,383
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PIImpinj IncDEWAVan Oppen Peter H42017-05-18 20:00:112017-05-17SC$39.2525,000$981,194
KONAKona Grill IncDEMNNewman Leonard Martin42017-05-18 20:00:062017-05-17PC$4.50500$2,250
BLBDBlue Bird CorpCTColiseum Capital Management, LLC42017-05-18 19:52:172017-05-16SC$18.80128,369$2,413,337
GHDXGenomic Health IncCACohen Fred E42017-05-18 19:52:082017-05-16SC$30.688,250$253,102
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QTNAQuantenna Communications IncDECABonnot Lionel42017-05-18 19:37:372017-05-16SC$21.0311,163$234,713
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PLTPlantronics Inc /ca/DECAMohr Marshall42017-05-18 19:23:202017-05-17SC$53.143,000$159,419
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CPNCalpine CorpDETXHill Thad42017-05-18 19:10:242017-05-16AEO2020-05-162027-05-16$12.4015,571
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TNETTrinet Group IncCAGriese Edward42017-05-18 18:59:292017-05-16SC$30.954,175$129,223
TISOrchids Paper Products Co /deDEOKGarcia Mario Armando42017-05-18 18:48:582017-05-18SC$13.1525,000$328,675
LAZLazard LtdD0NYHoffman Scott D42017-05-18 18:48:152017-05-16SCA$45.1335,000$1,579,480
PODDInsulet CorpDEMAZakrzewski Joseph S42017-05-18 18:47:582017-05-17ACO2018-04-302027-05-17$40.603,587
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NEWRNew Relic, Inc.DECASchulman Robin42017-05-18 18:41:162017-05-18SC$41.05246$10,098
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AAPLApple IncCACARiccio Daniel J.42017-05-18 18:30:312017-05-16SC$155.2711,949$1,855,370
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RTRXRetrophin, Inc.DECAAselage Steve42017-05-18 18:14:042017-05-17AEO2027-05-16$17.44165,000
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NMZNuveen Municipal High Income Opportunity FundILNuveen Fund Advisors, LLC42017-05-18 18:05:152017-05-18SC$13.326,794$90,485
HELEHelen of Troy LtdD0TXOppenheim Richard J42017-05-18 18:01:592017-05-16SC$95.401,058$100,933
FSBFranklin Financial Network Inc.TNTNMcDaniel David J.42017-05-18 17:58:012017-05-16SC$40.22900$36,198
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SEASSeaworld Entertainment, Inc.DENYHill Path Holdings LLC42017-05-18 17:56:012017-05-16PC$17.82362,025$6,450,107
SHAKShake Shack Inc.NYFlug Jeffrey42017-05-18 17:53:562017-05-16SCA$36.7440,000$1,469,624
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VCYTVeracyte, Inc.DENJTreu Jesse I42017-05-18 17:37:022017-05-16SC$8.082,226$17,986
HLITHarmonic IncDECACovert Harold L42017-05-18 17:36:562017-05-17SC$5.001,679$8,395
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CENTCentral Garden & Pet CoDECAPennington Brooks III42017-05-18 17:31:062017-05-17SCA$30.184,821$145,510
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NMSNuveen Minnesota Quality Municipal Income FundILNuveen Fund Advisors, LLC42017-05-18 17:17:312017-05-17SC$16.222$32
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PNWPinnacle West Capital CorpAZAZGomez Barbara M42017-05-18 17:14:242017-05-16SC$84.001,900$159,600
TTDTrade Desk, Inc.DECARoss Paul42017-05-18 17:13:042017-05-16SCA$52.6110,000$526,136
NCBSNicolet Bankshares IncWIWILambrecht Marc Thomas42017-05-18 17:11:362017-05-16ACO2027-05-16$48.85$48.852,500$122,125
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MBMindbody, Inc.DECAWills Bradford Lee42017-05-18 17:09:332017-05-16SCA$27.80260$7,228
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ORBCOrbcomm Inc.DENJEisenberg Marc42017-05-18 17:06:172017-05-16SC$10.006,304$63,065
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MASMasco Corp /de/DEMIManoogian Richard A42017-05-18 17:02:202017-05-18SC$36.9961,340$2,269,089
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AGMFederal Agricultural Mortgage CorpDCRamsey Gregory42017-05-18 16:58:032017-05-18SNVC$60.82799$48,592
MTCHMatch Group, Inc.DENYThombre Amarnath42017-05-18 16:57:392017-05-16SC$19.7950,000$989,500
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KODKEastman Kodak CoNJNYClarke Jeff42017-05-18 16:51:332017-05-17PC$9.383,000$28,140
KNLKnoll IncDEPANash Sarah E42017-05-18 16:51:112017-05-17SC$22.731,090$24,776
IEXIdex Corp /de/DEILAshleman Eric D42017-05-18 16:51:012017-05-16SC$105.5112,745$1,344,735
REXXRex Energy CorpDEPARajan Thomas42017-05-18 16:50:072017-05-17PC$4.005,000$19,981
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AETAetna Inc /pa/PACTBertolini Mark T42017-05-18 16:49:552017-05-17SC$140.79103,547$14,578,523
INFUInfusystem Holdings, IncDEMIDilorio Richard42017-05-18 16:49:282017-03-16ACO2027-03-16$2.1525,000
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PFIEProfire Energy IncNVUTAlbert Harold42017-05-18 16:49:092017-05-16SC$1.4610,085$14,688
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ELLIEllie Mae IncDECASchreiner Gates Cathleen42017-05-18 16:48:522017-05-16SC$107.904,245$458,027
INSYInsys Therapeutics, Inc.DEAZMeyer Steven J42017-05-18 16:48:152017-05-18PC$12.218,000$97,680
CODICompass Diversified HoldingsDECTBottiglieri James42017-05-18 16:48:012017-05-17PC$16.243,000$48,728
GNCGnc Holdings, Inc.DEPAFeldman Alan D42017-05-18 16:47:302017-05-16PC$6.8736,400$249,970
BFAMBright Horizons Family Solutions Inc.DEMAHitch Jordan42017-05-18 16:47:102017-05-16SC$79.254,124,534$326,869,320
WLKWestlake Chemical CorpDETXMangieri George J42017-05-18 16:47:022017-05-17SC$62.216,578$409,198
DFSDiscover Financial ServicesDEILMoskow Michael H42017-05-18 16:46:402017-05-16SC$60.672,350$142,575
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AITBAit Therapeutics, Inc.DEL3Aviv Haim42017-05-18 16:45:192017-05-15ACO2027-05-15$6.9050,000
DARDarling Ingredients Inc.DETXLynch Patrick C42017-05-18 16:44:222017-05-17PC$15.2019,710$299,592
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WSBCWesbanco IncWVWVDugan Gregory A42017-05-18 16:44:072017-05-16ACO2024-05-16$38.882,000
SYMCSymantec CorpDECASands Anita M42017-05-18 16:42:452017-05-17SC$30.162,000$60,326
VRMLVermillion, Inc.DETXPalmieri Valerie Barber42017-05-18 16:42:332017-05-17PC$1.80555$999
ACTAActua CorpDEPAMorgan Raymond Kirk42017-05-18 16:41:432017-05-16SC$13.951,687$23,534
WSBCWesbanco IncWVWVLawrence Stephen J42017-05-18 16:41:302017-05-16ACO2024-05-16$38.882,000
GEGeneral Electric CoNYMABeattie William G42017-05-18 16:41:122017-05-17PC$27.704,000$110,800
UFCSUnited Fire Group IncIAQuass Mary K.42017-05-18 16:40:462017-05-16SC$42.471,002$42,555
FNJNFinjan Holdings, Inc.DECABcpi Corp42017-05-18 16:40:322017-05-16SC$2.7030,000$81,026
EDREducation Realty Trust, Inc.MDTNSchaefer Kimberly42017-05-18 16:38:172017-05-17PC$37.631,000$37,630
FSPFranklin Street Properties Corp /ma/MAMAMurray Georgia42017-05-18 16:37:532017-05-18PC$11.205,000$55,988
WSBCWesbanco IncWVWVPietranton Anthony F42017-05-18 16:37:512017-05-16ACO2024-05-16$38.882,000
RARXRa Pharmaceuticals, Inc.DEV8Novartis Bioventures Ltd42017-05-18 16:36:502017-05-16SC$25.9042,615$1,103,626
FTRFrontier Communications CorpDECTWeslock Kathleen42017-05-18 16:35:232017-05-16PC$1.3250,000$65,750
OZRKBank of the Ozarks IncARARKenny Peter C42017-05-18 16:34:542017-05-17SC$46.001,034$47,561
CCICrown Castle International CorpDETXYoung James D42017-05-18 16:34:422017-05-17SC$97.5024,646$2,402,985
NCBSNicolet Bankshares IncWIWIAtwell Robert Bruce42017-05-18 16:33:402017-05-16ACO2027-05-16$48.85$48.85225,000$10,991,250
WSBCWesbanco IncWVWVRichmond Brent E42017-05-18 16:33:032017-05-16ACO2024-05-16$38.882,000
ETMEntercom Communications CorpPAPAField Joseph M42017-05-18 16:32:132017-05-17PCA$9.73135,832$1,321,951
FCBFcb Financial Holdings, Inc.DEFLLieberman Les J42017-05-18 16:31:332017-05-16SCA$47.306,992$330,720
WSBCWesbanco IncWVWVBurdine Ivan L42017-05-18 16:29:572017-05-16ACO2024-05-16$38.882,000
NHANuveen Municipal 2021 Target Term FundILNuveen Fund Advisors, LLC42017-05-18 16:29:292017-05-17SC$9.8410,180$100,196
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FCBFcb Financial Holdings, Inc.DEFLEllert Kent S42017-05-18 16:28:162017-05-16SCA$46.4615,673$728,102
PPandora Media, Inc.DECATrimble John42017-05-18 16:27:432017-05-16SC$9.3810,952$102,771
APCAnadarko Petroleum CorpDETXChase Anthony R42017-05-18 16:27:312017-05-18PC$52.481,905$99,967
WSBCWesbanco IncWVWVAsensio Lynn D42017-05-18 16:26:352017-05-16ACO2024-05-16$38.882,000
PPandora Media, Inc.DECARobinson Kristen42017-05-18 16:26:232017-05-16SC$9.385,331$50,025
FCBFcb Financial Holdings, Inc.DEFLTese Vincent42017-05-18 16:26:002017-05-16SCA$47.297,000$331,030
NDRAEndra Life Sciences Inc.DEMITokman Alexander Y42017-05-18 16:25:522017-05-12ACO2017-05-122022-05-12$5.0012,000
INGNInogen IncDECAScribner Matt42017-05-18 16:25:182017-05-16SC$80.982,500$202,460
BSXBoston Scientific CorpDEMABallinger Kevin J.42017-05-18 16:25:132017-05-17SC$26.1428,864$754,454
FBIZFirst Business Financial Services, Inc.WIWIVoeks Dean W42017-05-18 16:25:112017-05-18PC$23.5832$754
PPandora Media, Inc.DECAPhillips Christopher W42017-05-18 16:24:442017-05-16SC$9.3810,295$96,606
FBIZFirst Business Financial Services, Inc.WIWIBugher Mark D42017-05-18 16:23:572017-05-18PC$23.58196$4,621
WSBCWesbanco IncWVWVZatta Jayson M42017-05-18 16:23:322017-05-16ACO2024-05-16$38.882,250
MSCCMicrosemi CorpDECAPeterson James J42017-05-18 16:23:192017-05-16SC$50.118,800$440,964
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FBIZFirst Business Financial Services, Inc.WIWISanders Carol P42017-05-18 16:21:522017-05-18PC$23.58214$5,046
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PPandora Media, Inc.DECAHerring Michael S42017-05-18 16:21:002017-05-16SC$9.3811,730$110,072
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FTNTFortinet IncCAJensen Keith42017-05-18 16:20:192017-05-17SC$40.73624$25,416
BFAMBright Horizons Family Solutions Inc.DEMABain Capital Investors LLC42017-05-18 16:19:352017-05-16SC$79.254,124,534$326,869,320
WHLRWheeler Real Estate Investment Trust, Inc.MDVAKelly David42017-05-18 16:19:332017-05-18PC$10.032,121$21,265
WSBCWesbanco IncWVWVDargusch Jonathan D42017-05-18 16:19:272017-05-16ACO2024-05-16$38.882,250
EMCFEmclaire Financial CorpPAPACox David L42017-05-18 16:19:022017-05-17SC$28.77698$20,081
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SATSEchostar CorpNVCOKaul Pradman P42017-05-18 16:18:092017-05-16SCA$57.791,447$83,622
NXEONexeo Solutions, Inc.DETXAstor William Waldorf III42017-05-18 16:18:022017-05-16PC$9.0510,850$98,171
BFAMBright Horizons Family Solutions Inc.DEMAHumphrey David42017-05-18 16:17:162017-05-16SC$79.254,124,534$326,869,320
MCFTMcBc Holdings, Inc.DETNMcNew Terry D.42017-05-18 16:15:502017-05-17SC$18.845,000$94,187
WSBCWesbanco IncWVWVYoung Robert H42017-05-18 16:15:372017-05-16ACO2024-05-16$38.882,000
MCFTMcBc Holdings, Inc.DETNOxley Timothy M.42017-05-18 16:15:342017-05-17SC$18.847,500$141,281
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CUBAHerzfeld Caribbean Basin Fund IncFLHerzfeld Thomas J42017-05-18 16:15:222017-05-16PC$7.123,670$26,126
AATAmerican Assets Trust, Inc.MDCARady Ernest S42017-05-18 16:15:212017-05-16PC$38.5547,976$1,849,408
BFAMBright Horizons Family Solutions Inc.DEMABekenstein Joshua42017-05-18 16:14:332017-05-16SC$79.254,124,534$326,869,320
FHCOFemale Health CoWIFLHaines Daniel42017-05-18 16:14:282017-05-17PC$1.015,000$5,048
BFAMBright Horizons Family Solutions Inc.DEMABain Capital Investors LLC42017-05-18 16:14:252017-05-16SC$79.254,124,534$326,869,320
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WSTWest Pharmaceutical Services IncPAPAFederici William J42017-05-18 16:14:162017-05-18SC$95.4554,996$5,249,097
INTZIntrusion IncDETXGero James42017-05-18 16:13:152017-05-18ANO2027-05-18$0.4200$0.42008,000$3,360
CHDNChurchill Downs IncKYKYRankin R Alex42017-05-18 16:12:442017-05-17PC$164.171,000$164,172
INTZIntrusion IncDETXBooth Dale42017-05-18 16:12:172017-05-18ANO2027-05-18$0.4200$0.42008,000$3,360
CRTOCriteo S.A.I0NYEvan Dana L42017-05-18 16:11:562017-05-16SC$48.9024,166$1,181,782
GUIDGuidance Software, Inc.FLRgm Capital, LLC42017-05-18 16:11:522017-05-16SC$6.82255,249$1,741,794
ROGRogers CorpMAAZGlandon Gary M42017-05-18 16:11:412017-05-16SC$107.501,000$107,499
INTZIntrusion IncDETXJohnston Donald42017-05-18 16:11:362017-05-18ANO2027-05-18$0.4200$0.42008,000$3,360
NWBINorthwest Bancshares, Inc.MDPAWesterburg David E42017-05-18 16:10:512017-05-17ACO2017-05-172027-05-17$15.57$15.5712,480$194,314
WSBCWesbanco IncWVWVClossin Todd42017-05-18 16:10:272017-05-16ACO2024-05-16$38.885,000
PLSEPulse Biosciences, Inc.NVCADow Brian B42017-05-18 16:09:242017-05-16ACO2017-03-152027-05-16$27.1495,000
LOGMLogmein, Inc.DEMALok James42017-05-18 16:09:112017-05-16SC$116.05640$74,272
CTHRCharles & Colvard LtdNCNCMiglucci Suzanne42017-05-18 16:08:502017-05-16PC$0.950020,000$19,000
PLSEPulse Biosciences, Inc.NVCAZanganeh Maky42017-05-18 16:08:432017-05-16ACO2017-07-012027-05-16$27.1415,000
STVISnap Interactive, IncNYVakil Arash42017-05-18 16:08:262017-05-16PC$3.0010,000$30,000
SIFISi Financial Group, Inc.CTMurphy Lauren L42017-05-18 16:08:232017-05-17SC$14.963,143$47,032
CFXColfax CorpDEMDPuckett A. Lynne42017-05-18 16:08:142017-05-17SC$39.40288$11,347
MKTXMarketaxess Holdings IncNYCasper Stephen P42017-05-18 16:08:092017-05-17SC$184.70230$42,481
PLSEPulse Biosciences, Inc.NVCAThaure Thierry B.42017-05-18 16:08:052017-05-16ACO2017-07-012027-05-16$27.1415,000
PRTAProthena Corp PlcL2CANoonberg Sarah B.42017-05-18 16:08:002017-05-16ACO2027-05-16$56.37100,000
PLSEPulse Biosciences, Inc.NVCALevinson Mitchell E.42017-05-18 16:07:322017-05-16ACO2017-07-012027-05-16$27.1415,000
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PLSEPulse Biosciences, Inc.NVCAGreenberg Robert J.42017-05-18 16:05:492017-05-16ACO2017-07-012027-05-16$27.1415,000
EVBNEvans Bancorp IncNYNYRogers Michael John42017-05-18 16:03:432017-05-17PC750
ACLZAccelerize Inc.DECARoss Brian S42017-05-18 16:03:382017-05-16PC$0.360016,923$6,092
NWBINorthwest Bancshares, Inc.MDPARitzert Gerald J42017-05-18 16:02:322017-05-17ACO2017-05-172027-05-17$15.57$15.5712,480$194,314
UIHCUnited Insurance Holdings Corp.DEFLPoitevint Alec II42017-05-18 16:01:532017-05-17PC$15.033,519$52,897
PEDPedevco CorpTXCAIngriselli Frank C42017-05-18 16:01:302017-05-16SC$0.80476,050$4,868
JHYNuveen High Income 2020 Target Term FundILNuveen Fund Advisors, LLC42017-05-18 16:01:232017-05-17SC$10.1110,180$102,914
BFAMBright Horizons Family Solutions Inc.DEMATocio Mary Ann42017-05-18 16:00:532017-05-16SC$79.2525,466$2,018,181
JNPRJuniper Networks IncDECASindhu Pradeep42017-05-18 16:00:302017-05-16SC$30.5576,900$2,349,580
PEDPedevco CorpTXCAClark Moore42017-05-18 16:00:222017-05-17SC$0.72099,175$6,614
VLRXValeritas Holdings Inc.DENJTimberlake John Edward42017-05-18 15:59:562017-05-17PC$5.145,000$25,683
AWKAmerican Water Works Company, Inc.DENJWarnock Loyd A42017-05-18 15:59:172017-05-16SC$75.732,236$169,339
EMCFEmclaire Financial CorpPAPAEngles Amanda L42017-05-18 15:58:242017-05-18SC$28.80100$2,880
NWBINorthwest Bancshares, Inc.MDPASmelko Michael G42017-05-18 15:58:012017-05-17ACO2017-05-172027-05-17$15.57$15.5712,480$194,314
INFUInfusystem Holdings, IncDEMIMorris Ryan J.42017-05-18 15:57:042017-05-16PC$1.4529,614$42,807
JHDNuveen High Income December 2019 Target Term FundILNuveen Fund Advisors, LLC42017-05-18 15:56:162017-05-17SC$10.2010,200$104,067
IFFInternational Flavors & Fragrances IncNYU0Winder Investment Pte Ltd42017-05-18 15:56:042017-05-17PC$133.025,300$705,012
WSBCWesbanco IncWVWVPerkins Michael L42017-05-18 15:55:232017-05-16ACO2024-05-16$38.882,250
TISOrchids Paper Products Co /deDEOKGarcia Mario Armando42017-05-18 15:54:562017-05-17SC$13.3335,000$466,680
FRAFFranklin Financial Services Corp /pa/PAPACekovich Ronald L42017-05-18 15:54:182017-05-17PC$30.813$92
NWBINorthwest Bancshares, Inc.MDPAFisher Steven G42017-05-18 15:52:502017-05-17ACO2017-05-172027-05-17$15.57$15.5715,470$240,868
TISOrchids Paper Products Co /deDEOKGloss Rodney D42017-05-18 15:52:152017-05-17PC$13.347,500$100,050
TISOrchids Paper Products Co /deDEOKBerlin Steven R42017-05-18 15:51:292017-05-17PC$13.371,000$13,373
JUVFJuniata Valley Financial CorpPAPAWagner Bradley J.42017-05-18 15:51:002017-05-18PC$19.2050$960
NCBSNicolet Bankshares IncWIWILawson Ann Kuchera42017-05-18 15:46:482017-05-16ACO2027-05-16$48.85$48.8554,000$2,637,900
LNCESnyder'S-Lance, Inc.NCNCDriscoll Brian J42017-05-18 15:44:382017-03-06SC$39.495,000$197,450
NWBINorthwest Bancshares, Inc.MDPATredway Philip M42017-05-18 15:44:142017-05-17ACO2017-05-172027-05-17$15.57$15.577,200$112,104
SPKESpark Energy, Inc.DETXMaxwell W Keith III42017-05-18 15:43:042017-05-17PCA$36.6212,638$462,804
TRTCTerra Tech Corp.NVCAKrueger Kenneth Peter42017-05-18 15:42:562017-05-15SC$0.1881135,000$25,394
RTTRRitter Pharmaceuticals IncDECAFoehr Matthew W42017-05-18 15:39:372017-05-18PC$0.619718,000$11,155
WFMWhole Foods Market IncTXTXNunez Juan42017-05-18 15:37:462017-05-18SC$27.5214,502$399,038
JHBNuveen High Income November 2021 Target Term FundILNuveen Fund Advisors, LLC42017-05-18 15:34:472017-05-17SC$10.1110,200$103,076
ARAntero Resources CorpCOWarren Glen C Jr42017-05-18 15:32:332017-05-17PC$20.99250,000$5,247,500
ARAntero Resources CorpCORady Paul M42017-05-18 15:32:172017-05-17PC$21.11500,000$10,555,850
NWBINorthwest Bancshares, Inc.MDPAPaup Mark A42017-05-18 15:30:562017-05-17ACO2017-05-172027-05-17$15.57$15.577,200$112,104
WFMWhole Foods Market IncTXTXBradley Patrick E42017-05-18 15:29:232017-05-12SC$36.254,400$159,500
NWBINorthwest Bancshares, Inc.MDPAMeegan John P42017-05-18 15:28:012017-05-17ACO2017-05-172027-05-17$15.57$15.577,200$112,104
FMCFmc CorpDEPANorris Eric42017-05-18 15:26:072017-05-16SC$75.7511,358$860,339
NWBINorthwest Bancshares, Inc.MDPACampana Robert M42017-05-18 15:24:492017-05-17ACO2017-05-172027-05-17$15.57$15.577,200$112,104
DATATableau Software IncWAWalker Thomas E Jr42017-05-18 15:21:492017-05-16SCA$61.848,429$521,263
DATATableau Software IncWAJurgensen Jr Elliott H42017-05-18 15:21:422017-05-17SCA$60.981,179$71,900
NWBINorthwest Bancshares, Inc.MDPAMcKnight William F42017-05-18 15:21:382017-05-17ACO2017-05-172027-05-17$15.57$15.577,200$112,104
DATATableau Software IncWAConder Keenan Michael42017-05-18 15:21:322017-05-16SCA$62.63909$56,929
DATATableau Software IncWAChabot Christian42017-05-18 15:21:252017-05-16SCA$62.63103$6,451
DATATableau Software IncWABeers Andrew42017-05-18 15:21:192017-05-16SCA$62.631,077$67,456
DATATableau Software IncWAFink Elissa42017-05-18 15:21:122017-05-16SCA$61.9816,052$994,907
NWBINorthwest Bancshares, Inc.MDPAHunter Timothy M42017-05-18 15:18:162017-05-17ACO2017-05-172027-05-17$15.57$15.577,200$112,104
NWBINorthwest Bancshares, Inc.MDPAFannin Timothy B42017-05-18 15:13:362017-05-17ACO2017-05-172027-05-17$15.57$15.577,200$112,104
INODInnodata IncDENJMassey Stewart R42017-05-18 15:05:342017-05-18PC$1.552,500$3,875
GAMGeneral American Investors Co IncDENYPriest Jeffrey W42017-05-18 15:04:122017-05-16PC$34.181,500$51,274
XOMAXoma CorpDECAVarian John42017-05-18 15:02:362017-05-16SC$6.2439,540$246,919
BEBEBebe Stores, Inc.CAFLMiller Lloyd I III42017-05-18 15:01:562017-05-17PC$3.8283,025$317,374
HCCIHeritage-Crystal Clean, Inc.DEILFalcone Carmine42017-05-18 15:01:422017-05-17SC$15.354,500$69,075
DXPEDxp Enterprises IncTXTXVinson David C42017-05-18 15:01:102017-05-18SC$39.123,000$117,360
IMIIntermolecular IncDEFLMiller Lloyd I III42017-05-18 14:58:242017-05-17PC$0.850012,743$10,832
MKubota Pharmaceutical Holdings Co LtdWAScheibler Lukas42017-05-18 14:57:182017-05-17SC$6.151,275$7,841
PNFPPinnacle Financial Partners IncTNTNGalante Joseph C42017-05-18 14:57:152017-05-17PC$59.75100$5,975
CACICaci International Inc /de/DEVAWallace William S42017-05-18 14:55:532017-05-17SC$123.3091$11,220
SSNCSs&c Technologies Holdings IncDECTZamkow Michael Jay42017-05-18 14:54:162017-05-17ACO2027-05-17$36.803,000
SSNCSs&c Technologies Holdings IncDECTVarsano David42017-05-18 14:52:082017-05-17ACO2027-05-17$36.803,000
SSNCSs&c Technologies Holdings IncDECTMichael Jonathan E42017-05-18 14:50:062017-05-17ACO2027-05-17$36.803,000
NJMCNew Jersey Mining CoIDIDSwallow John42017-05-18 14:49:212017-05-17PC$0.1150400,000$46,000
CMSCms Energy CorpMIMIVenkat Dhenuvakonda Rao42017-05-18 14:49:152017-05-16SC$45.502,000$90,994
DRADiversified Real Asset Income FundILNuveen Asset Management, LLC42017-05-18 14:48:352017-05-17SC$17.191$17
TCXTucows Inc /pa/PAA6Schwartz Jeffrey Nathan42017-05-18 14:48:042017-05-18SC$57.054,962$283,102
SSNCSs&c Technologies Holdings IncDECTDaniels Michael E42017-05-18 14:47:442017-05-17ACO2027-05-17$36.803,000
BDGEBridge Bancorp IncNYNYSuskind Dennis A42017-05-18 14:47:352017-05-17SC$34.461,000$34,455
SSNCSs&c Technologies Holdings IncDECTConjeevaram Smita42017-05-18 14:44:512017-05-17ACO2027-05-17$36.803,000
OSBCOld Second Bancorp IncDEILBonifas Edward42017-05-18 14:44:412017-05-17PC$11.602,500$29,000
DIAXNuveen Dow 30Sm Dynamic Overwrite FundILNuveen Fund Advisors, LLC42017-05-18 14:44:242017-05-17SC$15.831$16
ELEstee Lauder Companies IncDENYLauder Ronald S Foundation42017-05-18 14:41:022017-05-17SCA$92.3116,667$1,538,531
BRXBrixmor Property Group Inc.DENYSingh Carolyn Carter42017-05-18 14:37:012017-05-16PC$17.851,000$17,850
WFMWhole Foods Market IncTXTXDerba Laura A42017-05-18 14:28:082017-05-16SC$36.482,200$80,266
CXDOCrexendo, Inc.DENVWilliams David Roy4/A2017-05-18 14:27:392017-05-10PC10,000
NSYSNortech Systems IncMNMNMahmood Matt42017-05-18 14:27:332017-05-15ACO2027-05-15$3.4375,000
RDNTRadnet, Inc.DECAHames Norman R42017-05-18 14:27:282017-05-17SC$7.2239,072$282,094
PRMWPrimo Water CorpDENCCastaneda Mark42017-05-18 14:26:022017-05-18PC$10.88500$5,438
TBTCTable Trac IncNVMNFornetti Louis C42017-05-18 14:23:092017-05-18PC$1.47500$735
SOTKSono Tek CorpNYCTHandler Edward J III42017-05-18 14:18:572016-12-27SC$1.2016,782$20,084
ESSEssex Property Trust IncMDCALyons Irving F III42017-05-18 14:16:412017-05-16ACO2018-05-162027-05-16$254.332,412
HOTRChanticleer Holdings, Inc.DENCPruitt Michael D42017-05-18 14:12:562017-05-17PC$0.33985,000$1,699
ESSEssex Property Trust IncMDCARobinson Thomas E42017-05-18 14:12:382017-05-16ACO2018-05-162027-05-16$254.332,412
OPOFOld Point Financial CorpVAVAGlasser Michael A42017-05-18 14:11:292017-05-17PC$30.4525$761
GPSGap IncDECADe Sole Domenico42017-05-18 14:10:572017-05-17ACO393
ICUIIcu Medical Inc/deDECASwinney Robert S42017-05-18 14:09:582017-05-17SC$160.92594$95,586
ESSEssex Property Trust IncMDCASears Janice L.42017-05-18 14:07:462017-05-16ACO2018-05-162027-05-16$254.332,412
CNNBCincinnati BancorpX1OHBunke Joseph V.42017-05-18 13:59:572017-05-18PC$10.00600$6,000
CNNBCincinnati BancorpX1OHBedinghaus Robert A.42017-05-18 13:56:552017-05-17PC$10.001,000$10,000
ICUIIcu Medical Inc/deDECABurcar Alison D42017-05-18 13:44:592017-05-17SC$160.7218,290$2,939,595
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HBANHuntington Bancshares Inc/mdMDOHSteinour Stephen D42017-05-18 13:35:292017-05-18PC$12.4050,000$619,808
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FWRDForward Air CorpTNTNCampbell Bruce A42017-05-18 11:26:192017-05-16SC$52.00464$24,128
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NMFCNew Mountain Finance CorpNYOgens David42017-05-18 09:07:552017-05-17PC$14.373,600$51,732
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QTNAQuantenna Communications IncDECAScull John42017-05-17 18:18:122017-05-15SC$21.0582,560$1,737,888
TRUPTrupanion Inc.DEWAMaveron General Partner III LLC42017-05-17 18:18:082017-05-15SC$16.896,083$102,742
IDTIIntegrated Device Technology IncDECAWhite Brian C42017-05-17 18:17:432017-05-15SC$24.0419,054$457,965
IDTIIntegrated Device Technology IncDECAMontana Mario42017-05-17 18:17:352017-05-15SC$24.044,305$103,471
MSFTMicrosoft CorpWAWACapossela Christopher C42017-05-17 18:16:222017-05-16SC$69.113,000$207,339
ZANDZZillow Group, Inc.WAWARascoff Spencer M42017-05-17 18:12:412017-05-15SCA$43.46150,000$6,519,003
MPWRMonolithic Power Systems IncCACAHsing Michael42017-05-17 18:11:592017-05-15SC$96.1318,815$1,808,720
MXIMMaxim Integrated Products IncDECAKiddoo Bruce E42017-05-17 18:10:202017-05-15SC$46.3325,000$1,158,285
MFONMobivity Holdings Corp.NVAZBecker Dennis Ronald42017-05-17 18:08:122017-05-15ACO2027-05-15$0.6000$0.60002,000,000$1,200,000
SIVBSvb Financial GroupDECAWallace Bruce42017-05-17 18:08:102017-05-15SC$182.588,790$1,604,906
PNNTPennantpark Investment CorpNYPenn Arthur H42017-05-17 18:07:082017-05-16PC$7.7232,000$247,117
MFONMobivity Holdings Corp.NVAZMeinerz Christopher42017-05-17 18:06:492017-05-15ACO2027-05-15$0.6000$0.6000450,000$270,000
PEGAPegasystems IncMAMAJones Richard H42017-05-17 18:06:442017-05-15SC$55.6519,600$1,090,740
EVHEvolent Health, Inc.DEVABlackley Seth42017-05-17 18:05:362017-05-15SCA$25.0015,000$375,000
OVLYOak Valley BancorpCACAMartin Ronald C.42017-05-17 18:03:432017-05-17SC$14.2585$1,211
WWayfair Inc.MAHarbourvest Partners 2007 Direct Associates L.P.42017-05-17 18:03:282017-05-15SCA310,000
ONOn Semiconductor CorpDEAZHall William42017-05-17 18:03:252017-05-15SC$15.3041,364$632,964
MFONMobivity Holdings Corp.NVAZAkin Thomas B42017-05-17 18:02:562017-05-17PC$0.698085,000$59,330
NKTRNektar TherapeuticsDECAChess Robert42017-05-17 18:02:332017-05-15SC$19.795,000$98,950
WWayfair Inc.MAHarbourvest Partners 2007 Direct Associates L.P.42017-05-17 18:00:422017-05-15SCA310,000
OVLYOak Valley BancorpCACAMartin Ronald C.4/A2017-05-17 17:59:412017-05-10SC$14.2532$456
ALRMAlarm.Com Holdings, Inc.DEVABedell Jeffrey A42017-05-17 17:59:172017-05-15AEO2027-05-14$32.1710,000
ALRMAlarm.Com Holdings, Inc.DEVAHutz David42017-05-17 17:58:232017-05-15AEO2027-05-14$32.1710,000
THSTreehouse Foods, Inc.DEILOneill Thomas Emmet III42017-05-17 17:58:232017-05-15SC$76.5014,430$1,103,895
BIOABioamber Inc.DEMIHaller Heinz42017-05-17 17:58:072017-05-11ACO2027-05-11$2.2636,000
TISOrchids Paper Products Co /deDEOKHailey Douglas42017-05-17 17:57:532017-05-17PC$13.3810,000$133,750
ALRMAlarm.Com Holdings, Inc.DEVAMartin Jean-Paul42017-05-17 17:57:352017-05-15AEO2027-05-14$32.177,500
ALRMAlarm.Com Holdings, Inc.DEVARamos Daniel42017-05-17 17:56:542017-05-15AEO2027-05-14$32.1710,000
BIOABioamber Inc.DEI0Briner Kurt W42017-05-17 17:56:532017-05-11ACO2027-05-11$2.2636,000
BIOABioamber Inc.DEMNWall Kenneth W.42017-05-17 17:56:142017-05-11ACO2027-05-11$2.2636,000
ALRMAlarm.Com Holdings, Inc.DEVAKerzner Daniel42017-05-17 17:56:062017-05-15AEO2027-05-14$32.1710,000
ADROAduro Biotech, Inc.DECAIsaacs Stephen T42017-05-17 17:55:302017-05-15SC$10.0127,273$272,950
BIOABioamber Inc.DEFLLand Raymond J42017-05-17 17:55:252017-05-11ACO2027-05-11$2.2636,000
ALRMAlarm.Com Holdings, Inc.DEVATrundle Stephen42017-05-17 17:55:182017-05-15AEO2027-05-14$32.1750,000
PNRPentair PlcL2NYGarden Edward P42017-05-17 17:53:072017-05-15PC$65.25863,000$56,308,376
VERVereit, Inc.AZRichardson Julie42017-05-17 17:52:292017-05-16PC$7.4615,000$111,900
NNUTURoyal Hawaiian Orchards, L.P.DECOEbrahimi Farhad Fred42017-05-17 17:52:122017-05-15PUA$1.799,416,553$16,855,630
INVNInvensense IncDECADentinger Mark P42017-05-17 17:51:482017-05-16SC$12.9811,308$146,778