AXTI - Axt Inc - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	6	17	3	6	24	38	43	97	35
P	%wins				71	71	88	88	94	88	83
S	%ret	1	8	76	-0	-0	1	7	5	-19	-1
S	%wins				63	59	53	45	41	74	56

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/1/23 13:27	2/28/23	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chen Jesse	CA	D		S	-33	4.45	0	-8	-7	108	D
8/4/22 18:40	8/4/22	AXTI	Tech	Semicn	Semiconductors & Related Devi	Christine Russell	CA	D		S	-71	9.40	0	-8	-19	32	D
8/2/22 15:26	7/29/22	AXTI	Tech	Semicn	Semiconductors & Related Devi	Fischer Gary L	CA	O	VP,CFO,C	S.m	-863	8.63	0	-100	-26	279	D
9/27/21 14:31	9/27/21	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	M.d	306	3.06	0	100	6	1,811	D
8/9/21 13:34	8/5/21	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S.m	-387	9.68	0	-40	-2	1,711	D
7/7/21 11:18	7/6/21	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S	-420	10.49	0	-40	-2	1,751	D
6/17/21 11:58	6/15/21	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	M.d	307	2.18	0	141	9	1,791	D
6/8/21 14:39	6/7/21	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S	-419	10.48	0	-40	-2	1,651	D
5/24/21 18:01	5/21/21	AXTI	Tech	Semicn	Semiconductors & Related Devi	Leblanc Leonard J	CA	D		S	-99	9.86	0	-10	-5	175	D
5/7/21 17:27	5/5/21	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S.m	-382	9.67	0	-40	-2	1,691	D
4/7/21 14:05	4/6/21	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S	-490	12.25	0	-40	-2	1,731	D
4/7/21 13:54	4/5/21	AXTI	Tech	Semicn	Semiconductors & Related Devi	Fischer Gary L	CA	O	VP,CFO,C	S	-125	12.52	0	-10	-3	318	D
4/5/21 11:40	4/1/21	AXTI	Tech	Semicn	Semiconductors & Related Devi	Fischer Gary L	CA	O	VP,CFO,C	S	-120	12.03	0	-10	-3	328	D
3/18/21 12:48	3/16/21	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	M.d	431	4.79	0	90	5	1,771	D
3/9/21 11:28	3/5/21	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S	-439	10.97	0	-40	-2	1,681	D
3/1/21 12:51	2/26/21	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chen Jesse	CA	D		S	-131	13.09	0	-10	-10	93	D
2/25/21 10:27	2/23/21	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chen Jesse	CA	D		S.m	-271	13.54	0	-20	-16	103	D
2/9/21 18:08	2/5/21	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S	-415	11.21	0	-37	-2	1,716	D
1/6/21 16:57	1/5/21	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S	-370	10.01	0	-37	-2	1,753	D
12/8/20 16:19	12/7/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S	-361	9.76	0	-37	-2	1,790	D
11/17/20 12:58	11/16/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S	-99	8.25	0	-12	-1	1,837	D
11/13/20 11:43	11/11/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S.m	-147	7.35	0	-20	-1	1,849	D
11/13/20 11:20	11/11/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Fischer Gary L	CA	O	VP,CFO,C	M.dm	44	2.18	0	20	6	330	D
11/13/20 11:20	11/11/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Fischer Gary L	CA	O	VP,CFO,C	S.dm	-142	7.09	0	-20	-6	330	D
11/10/20 14:39	11/9/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Fischer Gary L	CA	O	VP,CFO,C	M.d	44	2.18	0	20	6	330	D
11/10/20 14:39	11/9/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Fischer Gary L	CA	O	VP,CFO,C	S.d	-137	6.87	0	-20	-6	330	D
11/6/20 12:07	11/5/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S	-30	6.00	0	-5	0	1,793	D
10/23/20 16:18	10/22/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Fischer Gary L	CA	O	VP,CFO,C	M.d	236	2.26	0	104	52	305	D
10/7/20 12:56	10/5/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Fischer Gary L	CA	O	VP,CFO,C	M.d	45	2.28	0	20	11	200	D
10/7/20 12:56	10/5/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Fischer Gary L	CA	O	VP,CFO,C	S.d	-131	6.59	0	-20	-9	200	D
10/6/20 11:43	10/5/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S	-32	6.40	0	-5	0	1,798	D
10/5/20 13:31	10/1/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Fischer Gary L	CA	O	VP,CFO,C	M.dm	46	2.29	0	20	11	200	D
10/5/20 13:31	10/1/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Fischer Gary L	CA	O	VP,CFO,C	S.dm	-129	6.44	0	-20	-9	200	D
10/1/20 11:42	9/29/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Fischer Gary L	CA	O	VP,CFO,C	M.d	15	2.29	0	7	3	200	D
10/1/20 11:42	9/29/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Fischer Gary L	CA	O	VP,CFO,C	S.d	-252	6.30	0	-40	-17	200	D
9/17/20 14:18	9/16/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S	-30	6.01	0	-5	0	1,803	D
9/4/20 14:07	9/3/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	M.d	262	2.18	0	120	7	1,808	D
8/27/20 18:51	8/26/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S.d	-30	6.00	0	-5	0	1,724	D
7/29/20 18:38	7/28/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	M.d	314	2.91	0	108	7	1,729	D
6/1/20 15:52	5/28/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chang David C	CA	D		S	-70	5.48	0	-13	-7	184	D
5/29/20 19:26	5/29/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chen Jesse	CA	D		S	-53	5.33	0	-10	-7	133	D
5/22/20 19:29	5/21/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chen Jesse	CA	D		S	-56	5.56	0	-10	-7	143	D
2/26/20 14:03	2/25/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Fischer Gary L	CA	O	VP,CFO,C	M.d	229	2.29	0	100	75	234	D
1/15/20 19:06	1/13/20	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	M.d	212	2.36	0	90	6	1,625	D
12/20/18 17:15	12/19/18	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	M.d	279	2.42	0	115	9	1,375	D
8/21/18 19:02	8/21/18	AXTI	Tech	Semicn	Semiconductors & Related Devi	Leblanc Leonard J	CA	D		M	30	7.45	0	4	3	154	D
5/1/18 18:45	5/1/18	AXTI	Tech	Semicn	Semiconductors & Related Devi	Leblanc Leonard J	CA	D		M	24	6.12	0	4	3	150	D
12/19/17 16:32	11/28/17	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chen Jesse	CA	D		M.a	155	10.35	0	15	14	121	D
11/28/17 17:25	11/28/17	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chen Jesse	CA	D		M	155	10.35	0	15	16	106	D
11/20/17 20:17	11/20/17	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S.d	-293	9.76	0	-30	-2	1,182	D
11/16/17 19:59	11/16/17	AXTI	Tech	Semicn	Semiconductors & Related Devi	Fischer Gary L	CA	O	VP,CFO,C	M.d	22	2.29	0	10	18	65	D
11/16/17 19:59	11/16/17	AXTI	Tech	Semicn	Semiconductors & Related Devi	Fischer Gary L	CA	O	VP,CFO,C	S.d	-183	9.16	0	-20	-24	65	D
11/16/17 19:58	11/16/17	AXTI	Tech	Semicn	Semiconductors & Related Devi	Leblanc Leonard J	CA	D		M	37	9.15	0	4	3	154	D
11/16/17 19:58	11/16/17	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	S	-226	8.94	0	-25	-70	11	D
11/8/17 13:56	11/7/17	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S.ad	-443	8.86	0	-50	-4	1,182	D
11/8/17 13:48	11/7/17	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S.d	-443	8.86	0	-50	-4	1,120	D
11/7/17 19:33	11/3/17	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	M.d	34	4.20	0	8	29	36	D
11/7/17 19:33	11/3/17	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	S.d	-72	8.80	0	-8	-18	36	D
11/7/17 19:30	8/8/17	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	M.d	208	5.34	0	39		36	D
11/7/17 19:30	8/8/17	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	S.d	-312	8.02	0	-39	-52	36	D
8/2/17 19:09	8/1/17	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chang David C	CA	D		S	-79	8.80	0	-9	-5	165	D
8/2/17 17:14	7/31/17	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	M.d	148	1.59	0	93	9	1,120	D
8/2/17 17:14	7/31/17	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S.d	-793	8.54	0	-93	-8	1,120	D
5/25/17 13:27	5/23/17	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	M.d	18	2.37	0	8	26	36	D
5/25/17 13:27	5/23/17	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	S.d	-52	6.93	0	-8	-17	36	D
5/18/17 12:47	5/16/17	AXTI	Tech	Semicn	Semiconductors & Related Devi	Leblanc Leonard J	CA	D		S	-36	7.27	4	-5	-3	149	D	205	125	43	16	24	14	7	1
12/1/16 18:02	11/29/16	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S.dm	-58	5.05	1	-11	-1	1,120	D	88	90	32	12	-14	-5	-6	-6	8	6	9	55
12/1/16 18:02	11/30/16	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	M.d	64	1.59	1	40	4	1,120	D	88	90	32	12	-14	-5	-6	-6	8	6	9	55
12/1/16 15:24	11/29/16	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	M.dm	43	2.40	1	18	99	36	D	88	90	32	12	-14	-5	-6	-6	-9	-3	0	46
12/1/16 15:24	11/29/16	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	S.dm	-89	4.97	1	-18	-33	36	D	88	90	32	12	-14	-5	-6	-6	-9	-3	0	46
11/29/16 14:43	11/25/16	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S.m	-231	5.12	1	-45	-4	1,105	D	98	111	43	16	-9	-2	-2	1	-3	-9	0	47
11/23/16 21:27	11/22/16	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	M.d	127	1.59	2	80	7	1,150	D	96	119	41	15	-9	1	6	0	0	-6	-2	56
11/23/16 21:27	11/22/16	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S.d	-18	5.20	2	-4	0	1,150	D	96	119	41	15	-9	1	6	0	0	-6	-2	56
11/23/16 11:46	11/22/16	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chen Jesse	CA	D		S	-87	5.30	2	-16	-11	127	D	96	119	41	15	-9	1	6	0	1	-5	-1	57
11/21/16 21:04	11/21/16	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chen Jesse	CA	D		S	-210	5.30	2	-40	-22	144	D	104	119	57	27	-11	-1	1	1	-4	-3	-6	32
11/16/16 20:25	11/16/16	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chen Jesse	CA	D		S	-134	5.15	2	-26	-12	183	D	106	117	49	32	-11	-12	-2	3	-3	-3	-10	39
11/9/16 15:19	11/8/16	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	M.d	283	3.46	2	82		36	D	111	126	59	28	0	-11	-4	4	1	1	-3	22	41
11/9/16 15:19	11/8/16	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	S.d	-415	5.07	2	-82	-69	36	D	111	126	59	28	0	-11	-4	4	1	1	-3	22	41
11/8/16 18:25	11/8/16	AXTI	Tech	Semicn	Semiconductors & Related Devi	Leblanc Leonard J	CA	D		S	-26	5.21	2	-5	-3	154	D	118	135	65	31	7	-5	1	4	1	-3	-7	23	40
8/29/16 19:31	8/29/16	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	M.d	54	2.04	1	27	999%	29	D	84	107	77	30	32	11	16	2	-1	0	11	16	61
8/29/16 19:31	8/29/16	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	S.d	-117	4.39	1	-27	-48	29	D	84	107	77	30	32	11	16	2	-1	0	11	16	61
8/31/15 15:55	8/27/15	AXTI	Tech	Semicn	Semiconductors & Related Devi	Zhang Davis	CA	H	(Former)	S.m	-46	2.21	0	-21	-9	202	D	-5	-8	-21	-13	-9	-2	1	2	0	-2	-10	10	22	99
8/25/15 14:50	8/21/15	AXTI	Tech	Semicn	Semiconductors & Related Devi	Zhang Davis	CA	H	(Former)	S.d	-15	2.16	0	-7	-3	223	D	-10	-12	-22	-12	-11	-4	-3	-2	1	2	-3	8	28	103
8/25/15 14:50	8/24/15	AXTI	Tech	Semicn	Semiconductors & Related Devi	Zhang Davis	CA	H	(Former)	M.d	67	1.33	0	50	29	223	D	-10	-12	-22	-12	-11	-4	-3	-2	1	2	-3	8	28	103
8/20/15 18:32	8/18/15	AXTI	Tech	Semicn	Semiconductors & Related Devi	Zhang Davis	CA	H	(Former)	S.m	-49	2.19	0	-22	-11	180	D	-7	-16	-16	-7	-10	-8	-3	-1	1	1	2	8	21	79
3/17/15 17:25	3/16/15	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	M.d	67	1.33	0	50	9	583	I	-11	17	3	-1	-3	-3	-3	1	0	5	0	-4	-17	1
11/21/14 19:19	11/21/14	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	S	-39	2.57	0	-15	-41	22	D	-8	13	19	5	9	8	6	6	0	-2	3	6	-6	-10
8/18/14 18:53	8/14/14	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	M.d	11	1.59	0	7	30	29	D	-23	2	0	13	12	8	3	-3	4	-3	2	-3	2	-12
8/18/14 18:53	8/14/14	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	S.d	-38	2.45	0	-16	-35	29	D	-23	2	0	13	12	8	3	-3	4	-3	2	-3	2	-12
7/21/14 16:47	7/18/14	AXTI	Tech	Semicn	Semiconductors & Related Devi	Zhang Davis	CA	O	P,JV Ope	M.d	59	1.18	0	50	38	180	D	-47	-23	-15	-7	-2	-3	1	3	-1	6	20	3	37	16
7/8/14 20:33	7/1/14	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	M.ad	59	1.18	0	50	13	450	I	-46	-19	-16	-3	0	2	0	0	-2	-2	10	12	32	16
7/3/14 19:26	7/1/14	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	P,JV Ope	M.d	59	1.18	0	50	11	485	D	-44	-21	-18	-4	-1	0	2	-1	-3	-7	3	9	27	13
5/15/14 12:49	5/13/14	AXTI	Tech	Semicn	Semiconductors & Related Devi	Zhang Davis	CA	O	P,JV Ope	M.d	0	1.18	0	0	0	130	D	-47	-21	-8	-11	-3	-2	0	-3	0	0	-1	12	11	9
5/15/14 12:49	5/13/14	AXTI	Tech	Semicn	Semiconductors & Related Devi	Zhang Davis	CA	O	P,JV Ope	S.d	0	2.25	0	0	0	130	D	-47	-21	-8	-11	-3	-2	0	-3	0	0	-1	12	11	9
2/28/13 18:07	2/28/13	AXTI	Tech	Semicn	Semiconductors & Related Devi	Zhang Davis	CA	O	P,JV Ope	M.d	239	1.38	0	173		108	D	-57	-47	-7	8	5	8	0	6	0	0	3	1	-18	-17
2/28/13 18:07	2/28/13	AXTI	Tech	Semicn	Semiconductors & Related Devi	Zhang Davis	CA	O	P,JV Ope	S.d	-496	2.87	0	-173	-61	108	D	-57	-47	-7	8	5	8	0	6	0	0	3	1	-18	-17
11/28/12 14:56	11/28/12	AXTI	Tech	Semicn	Semiconductors & Related Devi	Leblanc Leonard J	CA	D		M.d	6	1.38	1	4	5	92	D	-67	-26	-27	-14	-13	-7	3	-1	0	3	3	2	3	-18
11/28/12 14:56	11/28/12	AXTI	Tech	Semicn	Semiconductors & Related Devi	Leblanc Leonard J	CA	D		S.d	-11	2.81	1	-4	-4	92	D	-67	-26	-27	-14	-13	-7	3	-1	0	3	3	2	3	-18
8/7/12 14:23	8/7/12	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	M.d	57	2.19	1	26	8	369	D	-52	-64	-48	-32	-29	-27	-16	-17	1	11	16	5	-3	-14
2/29/12 18:04	2/28/12	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	M.d	219	2.19	1	100	41	343	D	69	-21	-21	56	30	9	12	15	-2	-9	17	-32	-44	-49
8/31/11 19:12	8/31/11	AXTI	Tech	Semicn	Semiconductors & Related Devi	Zhang Davis	CA	O	P,JV Ope	S	-78	7.76	4	-10	-18	46	D	369	52	14	5	13	3	16	12	-2	-5	-30	-46	-26	-55
8/30/11 19:53	8/30/11	AXTI	Tech	Semicn	Semiconductors & Related Devi	Zhang Davis	CA	O	P,JV Ope	S	-204	8.02	4	-26	-31	56	D	336	52	11	-3	9	-3	7	3	-5	-8	-36	-53	-31	-63
8/2/11 20:12	8/2/11	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	M.d	35	2.31	5	15		9	D	380	57	-15	37	15	30	25	26	-3	-20	-8	-46	-42	-60
8/2/11 20:12	8/2/11	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	S.d	-158	9.00	5	-18	-67	9	D	380	57	-15	37	15	30	25	26	-3	-20	-8	-46	-42	-60
8/1/11 20:37	8/1/11	AXTI	Tech	Semicn	Semiconductors & Related Devi	Leblanc Leonard J	CA	D		M.d	8	1.38	5	6	8	85	D	364	48	-19	25	8	11	20	18	-2	-14	-14	-52	-44	-65
8/1/11 20:37	8/1/11	AXTI	Tech	Semicn	Semiconductors & Related Devi	Leblanc Leonard J	CA	D		S.d	-54	9.07	5	-6	-7	85	D	364	48	-19	25	8	11	20	18	-2	-14	-14	-52	-44	-65
5/31/11 17:53	5/27/11	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	M.d	138	1.59	5	87	69	213	D	577	82	-5	7	31	-4	1	9	-4	-7	3	-9	-56	-54
5/31/11 17:53	5/27/11	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S.d	-142	7.99	5	-18	-8	213	D	577	82	-5	7	31	-4	1	9	-4	-7	3	-9	-56	-54
11/29/10 20:50	11/24/10	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	M.ad	107	1.38	5	78	117	144	D	779	245	92	55	21	-4	9	-2	-4	8	18	-14	-8	-58
11/29/10 20:50	11/24/10	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S.ad	-110	8.49	5	-13	-8	144	D	779	245	92	55	21	-4	9	-2	-4	8	18	-14	-8	-58
11/29/10 16:15	11/24/10	AXTI	Tech	Semicn	Semiconductors & Related Devi	Zhang Davis	CA	O	P,JV Ope	S	-110	8.25	5	-13	-14	82	D	779	245	92	55	21	-4	9	-2	-4	8	18	-14	-8	-58
11/23/10 17:41	11/23/10	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chang David C	CA	D		S	-473	8.15	5	-58	-67	28	D	801	279	111	65	22	4	2	14	4	1	9	2	-11	-49
8/31/10 14:26	8/31/10	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chang David C	CA	D		P	15	5.15	3	3	4	86	D	45	187	50	17	16	-12	-8	-6	4	13	33	65	37	52
8/24/10 17:14	8/23/10	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chang David C	CA	D		P	16	5.49	3	3	4	84	D	68	205	58	24	13	-5	-1	-10	7	0	20	56	66	34
8/11/10 17:57	8/11/10	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chen Jesse	CA	D		P	62	5.24	3	12	10	131	D	66	203	104	33	31	28	1	1	3	10	13	62	114	49
3/1/10 15:00	2/26/10	AXTI	Tech	Semicn	Semiconductors & Related Devi	Cerilli John J	CA	O	VP Globa	M.d	14	1.25	1	12		0	D	-41	285	91	48	-2	25	16	3	-1	-3	-11	26	50	112
3/1/10 15:00	2/26/10	AXTI	Tech	Semicn	Semiconductors & Related Devi	Cerilli John J	CA	O	VP Globa	S.d	-41	3.50	1	-12	-100	0	D	-41	285	91	48	-2	25	16	3	-1	-3	-11	26	50	112
3/1/10 14:52	2/26/10	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	M.d	13	1.32	1	10		0	D	-41	285	91	48	-2	25	16	3	-1	-3	-11	26	50	112
3/1/10 14:52	2/26/10	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	S.d	-35	3.45	1	-10	-100	0	D	-41	285	91	48	-2	25	16	3	-1	-3	-11	26	50	112
11/5/09 12:47	11/3/09	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chen Jesse	CA	D		P	31	2.16	1	14	15	110	D	-47	51	173	16	21	23	18	4	8	5	11	17	53	251
9/1/09 18:54	8/31/09	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chang David C	CA	D		P	5	1.81	0	3	4	72	D	-62	-52	99	56	15	-10	4	-4	9	10	13	41	98	213
5/13/09 16:46	5/12/09	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	D		P.m	107	0.9727	0	110	14	889	D	-77	-81	-29	-21	8	8	16	6	6	16	59	113	173	415
11/24/08 12:44	11/21/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chen Jesse	CA	D		P.m	9	0.8800	0	10	16	73	D	-84	-78	-81	-74	-31	-45	-19	-18	1	22	55	23	23	160
11/21/08 13:04	11/20/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Yin Philip C S	CA	DO	CB,CEO	P.m	4	0.9340	0	4	24	21	D	-82	-77	-80	-72	-25	-40	-22	-8	-7	17	45	9	9	138
11/10/08 16:31	11/10/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Cheung Wilson Wai-Shun	CA	O	CFO	P	1	1.26	0	1	New	1	D	-73	-70	-73	-64	-37	-2	0	-18	-4	-15	-6	-8	-26	95
9/2/08 12:07	8/29/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	D		S	-72	3.59	0	-20	-3	740	D	7	-21	-30	-24	-19	-2	11	8	2	-2	-48	-69	-76	-52
5/2/08 16:01	5/1/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	D		S	-147	5.01	1	-29	-4	760	D	14	22	1	-17	1	-2	-3	-3	0	-2	-4	-21	-77	-88
5/2/08 15:52	5/1/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Cheung Wilson Wai-Shun	CA	O	CFO	M.d	37	2.24	1	17		0	D	14	22	1	-17	1	-2	-3	-3	5	2	1	-16	-72	-83
5/2/08 15:52	5/1/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Cheung Wilson Wai-Shun	CA	O	CFO	S.d	-85	5.11	1	-17	-100	0	D	14	22	1	-17	1	-2	-3	-3	5	2	1	-16	-72	-83
4/29/08 17:09	4/28/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Cheung Wilson Wai-Shun	CA	O	CFO	M.d	8	2.24	0	3		0	D	13	21	-19	-7	5	-1	-1	-1	0	3	-3	-14	-74	-80
4/29/08 17:09	4/28/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Cheung Wilson Wai-Shun	CA	O	CFO	S.d	-17	5.00	0	-3	-100	0	D	13	21	-19	-7	5	-1	-1	-1	0	3	-3	-14	-74	-80
4/8/08 13:20	4/7/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Cheung Wilson Wai-Shun	CA	O	CFO	M.d	22	2.24	0	10		0	D	17	8	-22	-16	-2	9	3	7	-2	-6	-4	-16	-65	-83
4/8/08 13:20	4/7/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Cheung Wilson Wai-Shun	CA	O	CFO	S.d	-50	5.00	0	-10	-100	0	D	17	8	-22	-16	-2	9	3	7	-2	-6	-4	-16	-65	-83
4/7/08 16:36	4/7/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	D		S	-150	5.00	0	-30	-4	789	D	23	1	-23	-17	-6	3	1	2	-2	-5	-2	-16	-67	-84
3/28/08 12:03	3/27/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Cheung Wilson Wai-Shun	CA	O	CFO	M.d	20	2.24	1	9		0	D	44	-5	-18	-17	-9	-4	5	-1	-1	-1	3	-5	-56	-84
3/28/08 12:03	3/27/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Cheung Wilson Wai-Shun	CA	O	CFO	S.d	-45	5.01	1	-9	-100	0	D	44	-5	-18	-17	-9	-4	5	-1	-1	-1	3	-5	-56	-84
3/26/08 11:59	3/24/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Cheung Wilson Wai-Shun	CA	O	CFO	M.d	2	2.24	1	1		0	D	51	-5	-15	-6	-11	-5	0	-1	0	-1	1	-3	-55	-85
3/26/08 11:59	3/24/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Cheung Wilson Wai-Shun	CA	O	CFO	S.d	-5	5.00	1	-1	-100	0	D	51	-5	-15	-6	-11	-5	0	-1	0	-1	1	-3	-55	-85
3/10/08 13:33	3/6/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Cheung Wilson Wai-Shun	CA	O	CFO	M.d	22	2.24	1	10		0	D	56	3	3	20	0	-4	-15	-1	-5	-6	-3	-4	-29	-84
3/10/08 13:33	3/6/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Cheung Wilson Wai-Shun	CA	O	CFO	S.d	-50	5.03	1	-10	-100	0	D	56	3	3	20	0	-4	-15	-1	-5	-6	-3	-4	-29	-84
3/3/08 16:24	3/3/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	D		S	-216	5.40	1	-40	-5	819	D	90	17	19	31	10	3	6	12	-2	-2	-7	-10	-28	-78
2/29/08 17:27	2/29/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	M.d	20	1.32	1	15	300	20	M	91	15	23	41	10	4	11	11	-7	-9	-13	-15	-37	-81
2/29/08 17:27	2/29/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Ochrym Robert G	CA	O	VP Busin	S.d	-83	5.50	1	-15	-43	20	M	91	15	23	41	10	4	11	11	-7	-9	-13	-15	-37	-81
2/29/08 16:05	2/29/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Zhang Davis	CA	O	P ,JV Op	S	-85	5.34	1	-16	-18	73	D	91	15	23	41	10	4	11	11	-7	-9	-13	-15	-37	-81
2/4/08 16:31	2/4/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	D		S	-180	6.00	2	-30	-3	859	D	135	13	14	20	8	4	23	6	-9	-13	-19	-22	-39	-88
2/1/08 17:16	2/1/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	D		S	-218	5.46	2	-40	-4	889	D	142	18	18	21	12	3	20	9	11	-1	-6	-14	-28	-73
1/2/08 16:45	1/2/08	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	D		S	-659	6.59	2	-100	-10	929	D	204	31	41	-3	44	44	23	0	-12	-17	-18	-34	-44	-89
12/26/07 11:40	12/24/07	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	D		S	-180	6.00	1	-30	-3	1,029	D	175	24	42	-2	43	34	30	15	7	16	-13	-17	-21	-77
12/19/07 12:42	12/18/07	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	D		S	-201	5.02	1	-40	-4	1,059	D	122	9	21	-3	10	20	17	13	0	23	-4	-8	-4	-71
11/29/07 16:12	11/28/07	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	D		S	-135	4.17	1	-33	-3	1,099	D	134	-21	9	-9	-33	-5	-3	5	4	1	48	32	11	-72
8/28/07 17:19	8/28/07	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	D		S	-38	4.67	1	-8	-1	1,132	D	309	42	-4	25	0	4	1	-1	1	1	28	-12	28	-27
8/27/07 11:23	8/20/07	AXTI	Tech	Semicn	Semiconductors & Related Devi	Zhang Davis	CA	O	P ,JV Op	M.d	27	2.19	1	13	16	89	D	308	51	-9	24	2	2	2	1	-1	-3	24	-16	4	-30
8/27/07 11:23	8/20/07	AXTI	Tech	Semicn	Semiconductors & Related Devi	Zhang Davis	CA	O	P ,JV Op	S.d	-59	4.70	1	-13	-12	89	D	308	51	-9	24	2	2	2	1	-1	-3	24	-16	4	-30
8/14/07 19:14	8/8/07	AXTI	Tech	Semicn	Semiconductors & Related Devi	Zhang Davis	CA	O	P ,JV Op	M.dm	82	2.19	1	38	73	89	D	299	50	-3	18	8	1	-2	0	0	1	8	-11	15	-21
8/14/07 19:14	8/8/07	AXTI	Tech	Semicn	Semiconductors & Related Devi	Zhang Davis	CA	O	P ,JV Op	S.dm	-178	4.74	1	-38	-30	89	D	299	50	-3	18	8	1	-2	0	0	1	8	-11	15	-21
8/14/07 16:35	8/9/07	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	D		S	-98	4.88	1	-20	-2	1,140	D	299	50	-3	18	8	1	-2	0	0	1	8	-11	15	-21
8/7/07 16:23	8/6/07	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	D		S.m	-279	4.65	1	-60	-5	1,160	D	292	45	-7	15	15	-1	-1	-3	4	4	4	0	21	-16
5/31/07 15:30	5/31/07	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	D		S	-306	3.83	1	-80	-6	1,217	D	190	8	-27	-23	-4	-5	-1	0	2	10	11	22	7	23
5/30/07 17:14	5/30/07	AXTI	Tech	Semicn	Semiconductors & Related Devi	Zhang Davis	CA	O	P ,JV Op	S	-145	3.64	1	-40	-31	89	D	189	10	-29	-23	-3	-5	-3	-3	2	9	12	26	6	23
5/29/07 17:08	5/29/07	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	D		S	-153	3.82	1	-40	-3	1,294	D	196	11	-28	-26	-3	-5	-2	1	-1	7	8	25	5	23
5/11/07 15:53	5/11/07	AXTI	Tech	Semicn	Semiconductors & Related Devi	Leblanc Leonard J	CA	D		P	12	3.85	1	3	12	27	D	220	-10	-21	-22	-21	-3	1	-3	2	-1	4	26	14	22
5/10/07 11:42	5/10/07	AXTI	Tech	Semicn	Semiconductors & Related Devi	Yin Philip C S	CA	DO	CEO	P	4	3.90	1	1	6	17	D	193	-7	-17	-21	-20	0	-1	-3	-1	-1	5	20	16	21
9/1/06 17:15	9/1/06	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CTO	M.d	99	1.38	0	72	6	1,334	D	129	161	4	-12	13	5	2	-3	0	5	31	58	50	42
8/29/06 12:44	8/21/06	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chang David C	CA	D		P.m	10	3.18	0	3	14	24	D	134	169	18	-2	13	9	11	8	-1	-5	15	56	38	36
8/28/06 13:53	8/25/06	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CTO	S.a	-204	3.40	0	-60	-5	1,262	D	134	183	14	-3	0	8	9	4	1	-4	16	53	45	36
8/28/06 13:45	8/25/05	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CTO	S	-204	3.40	0	-60	-5	1,262	D	134	183	14	-3	0	8	9	4	1	-4	16	53	45	36
8/17/06 11:35	8/16/06	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chen Jesse	CA	D		P	10	3.09	0	3	9	41	D	158	161	11	-20	-18	0	-1	-2	-1	2	27	66	71	51
8/14/06 11:34	8/11/06	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CTO	S	-32	3.15	0	-10	-1	1,322	D	176	156	24	-24	-3	6	-4	0	-1	-2	16	64	60	49
5/12/06 16:32	5/12/06	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CTO	S	-6	4.35	1	-1	0	1,332										-10	-6	-29	-22	21	-3
5/11/06 15:36	5/11/06	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CTO	S	-154	4.41	1	-35	-3	1,333										-5	-11	-25	-28	11	-8
5/5/06 14:38	5/4/06	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CTO	S	-332	4.15	1	-80	-6	1,368										3	5	-10	-22	15	-2
5/5/06 14:15	5/4/06	AXTI	Tech	Semicn	Semiconductors & Related Devi	Yin Philip C S	CA	DO	CEO	P	12	4.13	1	3	24	16										3	5	-10	-22	15	-2
3/10/06 18:28	2/24/06	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chang David C	CA	D		P.a	8	2.97	1	3	15	21										2	-2	32	6	6	60
3/1/06 13:14	2/24/06	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chang David C	CA	D		P	8	2.97	1	3	21	16										7	11	25	20	18	62
2/28/06 16:21	2/28/06	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CTO	S	-60	2.90	1	-21	-1	1,448										9	15	14	20	16	67
2/24/06 16:56	2/24/06	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CTO	S	-119	2.98	1	-40	-3	1,469										-1	5	12	17	6	78
2/23/06 14:24	2/21/06	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CTO	S	-398	2.65	1	-150	-9	1,509										8	14	17	37	17	86
11/23/05 12:47	11/23/05	AXTI	Tech	Semicn	Semiconductors & Related Devi	Zhang Davis	CA	O	P ,JV Op	S	-24	1.84	0	-13	-9	129	D	-33	14	43	61	50	17	-5	0	-4	-9	11	60	84	184
11/22/05 18:15	11/22/05	AXTI	Tech	Semicn	Semiconductors & Related Devi	Zhang Davis	CA	O	P ,JV Op	S	-32	1.87	0	-17	-11	142	D	-33	13	48	64	48	19	2	8	-4	-6	13	53	83	181
11/26/03 12:56	11/25/03	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S	-101	3.35	1	-30	-2	1,711	I	-77	41	135	28	37	42	29	18	0	-7	-10	21	-38	-51
10/30/03 14:35	10/28/03	AXTI	Tech	Semicn	Semiconductors & Related Devi	Chen Jesse	CA	D		P	20	1.96	0	10	New	10	D	-82	77	22	-1	-33	-16	-15	7	15	17	69	91	4	-8
10/16/03 15:06	10/15/03	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S	-23	2.50	0	-9	0	3,482	M	-80	94	167	80	-18	5	-2	5	-1	0	8	65	36	-23
10/1/03 17:52	9/30/03	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S	-17	2.55	1	-7	0	3,501	M	-77	20	261	108	15	-12	-15	6	4	2	-18	24	31	-40
9/17/03 14:23	9/16/03	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S	-12	3.00	1	-4	0	3,514	M	-80	-23	269	135	61	20	10	6	-2	-12	-21	-12	8	-52
9/9/03 16:57	9/8/03	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S	-12	3.00	1	-4	0	3,522	M	-83	-35	295	114	71	43	15	-4	-5	-1	-15	4	30	-51
9/3/03 14:24	9/2/03	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S	-11	2.81	0	-4	0	3,530	M	-83	-47	218	88	93	52	12	9	9	4	-13	13	22	-49
8/27/03 13:09	8/26/03	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S	-10	2.51	1	-4	0	3,538	M	-85	-57	170	79	81	46	25	2	1	20	-9	19	61	-44
8/25/03 12:36	8/21/03	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S	-112	2.34	1	-48	-1	3,546	M	-86	-68	166	97	65	27	26	19	1	4	6	10	62	-46
8/19/03 13:44	8/18/03	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	CEO	S	-4	2.05	1	-2	0	3,642	M	-90	-73	102	71	63	20	11	3	3	23	45	24	110	-43
8/12/03 13:47	8/11/03	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	Chief Ex	S	-7	1.85	1	-4	0	3,646	M	-92	-74	59	29	57	29	-6	8	-2	10	48	36	122	-39
7/30/03 14:30	7/28/03	AXTI	Tech	Semicn	Semiconductors & Related Devi	Young Morris S	CA	DO	Chief Ex	S	-3	1.65	0	-2	0	3,654	M	-93	-79	51	31	33	7	25	-2	11	10	50	14	129	-26

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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