APEN - Apollo Endosurgery, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	8	16	-1	-3	-4	4	-6	-34	-7
P	%wins				38	50	38	31	38	6	33
S	%ret	1	2	3	-3	-12	22	26	9	18	10
S	%wins				100	100	50	0	50	50	58

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/1/22 18:22	2/25/22	APEN	Health	MdEq	Surgical & Medical Instrument	Black Jeffrey G.	TX	O	CFO	P.m	229	5.73	40	18	265	D
10/19/21 18:43	10/15/21	APEN	Health	MdEq	Surgical & Medical Instrument	Cpmg Inc	TX	T		P	5,300	7.75	684	21	3,879	I
10/19/21 18:41	10/15/21	APEN	Health	MdEq	Surgical & Medical Instrument	McGaughy R Kent Jr	TX	DT		P	5,300	7.75	684	21	3,879	I
8/20/21 20:55	8/18/21	APEN	Health	MdEq	Surgical & Medical Instrument	McKhann Chas	TX	DO	P,CEO	S.am	-504	7.95	-63	-9	644	D
8/20/21 17:42	8/18/21	APEN	Health	MdEq	Surgical & Medical Instrument	McKhann Chas	TX	DO	P,CEO	S.m	-504	7.95	-63	-9	644	D
8/11/21 20:25	8/11/21	APEN	Health	MdEq	Surgical & Medical Instrument	Black Jeffrey G.	TX	O	CFO	P.d	219	8.75	25	13	225	D
5/20/21 17:56	5/19/21	APEN	Health	MdEq	Surgical & Medical Instrument	Pacitti David	TX	D		S.a	-129	6.87	-19	-100	0	D
5/20/21 17:50	5/19/21	APEN	Health	MdEq	Surgical & Medical Instrument	Pacitti David	TX	D		S	-129	6.87	-19	-100	0	D
4/13/21 16:05	4/5/21	APEN	Health	MdEq	Surgical & Medical Instrument	Gagnon Neil	NY	T		P	2	5.48	0	0	1,829	D
3/12/21 17:44	3/10/21	APEN	Health	MdEq	Surgical & Medical Instrument	Barr John R	TX	D		P	59	5.89	10	63	26	D
2/24/21 16:06	2/22/21	APEN	Health	MdEq	Surgical & Medical Instrument	Gagnon Neil	NY	T		P.m	105	4.70	22	1	1,828	M
2/22/21 16:06	2/18/21	APEN	Health	MdEq	Surgical & Medical Instrument	Gagnon Neil	NY	T		P	10	4.75	2	0	1,806	M
2/8/21 17:13	2/5/21	APEN	Health	MdEq	Surgical & Medical Instrument	Gagnon Neil	NY	T		P	260	4.85	54	3	1,804	M
2/5/21 16:31	2/3/21	APEN	Health	MdEq	Surgical & Medical Instrument	Gagnon Neil	NY	T		P.m	172	4.52	38	2	1,750	I
2/3/21 16:05	2/1/21	APEN	Health	MdEq	Surgical & Medical Instrument	Gagnon Neil	NY	T		P.m	50	4.41	11	1	1,712	M
12/17/20 18:49	10/28/20	APEN	Health	MdEq	Surgical & Medical Instrument	Gagnon Neil	NY	T		S.m	-62	2.93	-21	-1	1,701	M
7/21/20 18:40	7/17/20	APEN	Health	MdEq	Surgical & Medical Instrument	McGaughy R Kent Jr	TX	DT		P	2,225	1.25	1,780	134	3,110	I
7/21/20 18:39	7/17/20	APEN	Health	MdEq	Surgical & Medical Instrument	Cpmg Inc	TX	T		P	2,225	1.25	1,780	134	3,110	I
5/14/19 17:28	5/10/19	APEN	Health	MdEq	Surgical & Medical Instrument	Newton Todd	TX	DO	CEO	P	88	3.53	25	8	321	D
12/31/18 19:44	12/27/18	APEN	Health	MdEq	Surgical & Medical Instrument	Stonepine Capital, L.P.	OR	T		S	-750	3.00	-250	-10	2,185	D
12/28/18 20:55	12/26/18	APEN	Health	MdEq	Surgical & Medical Instrument	Stonepine Capital, L.P.	OR	T		S	-1,500	3.00	-500	-17	2,435	D
11/21/18 17:32	11/19/18	APEN	Health	MdEq	Surgical & Medical Instrument	Stonepine Capital, L.P.	OR	T		P.m	196	3.41	57	2	2,935	D
11/6/18 16:22	11/2/18	APEN	Health	MdEq	Surgical & Medical Instrument	Stonepine Capital, L.P.	OR	T		P	1,500	5.00	300	12	2,878	D
6/22/18 16:37	6/20/18	APEN	Health	MdEq	Surgical & Medical Instrument	Crawford Matthew S	TX	DT		P	1,999	5.50	364	677	417	I
6/22/18 16:35	6/20/18	APEN	Health	MdEq	Surgical & Medical Instrument	Cavanaugh Stefanie L.	TX	O	CFO,Trea	P	25	5.50	5	30	20	D
6/22/18 16:34	6/20/18	APEN	Health	MdEq	Surgical & Medical Instrument	Newton Todd	TX	DO	CEO	P	400	5.50	73	37	269	D
3/13/18 18:15	3/9/18	APEN	Health	MdEq	Surgical & Medical Instrument	Crawford Matthew S	TX	DT		P	25	6.20	4	8	54	D
1/3/18 17:33	12/29/17	APEN	Health	MdEq	Surgical & Medical Instrument	Stonepine Capital, L.P.	OR	T		P.m	130	5.71	23	1	2,578	D
12/28/17 17:03	12/26/17	APEN	Health	MdEq	Surgical & Medical Instrument	Stonepine Capital, L.P.	OR	T		P	26	5.00	5	0	2,555	D
12/22/17 17:26	12/20/17	APEN	Health	MdEq	Surgical & Medical Instrument	Stonepine Capital, L.P.	OR	T		P.m	897	4.85	185	8	2,550	D
11/9/17 19:10	11/7/17	APEN	Health	MdEq	Surgical & Medical Instrument	Schwartzhoff Bret	TX	O	VP U.S.	P	40	4.24	10	155	16	D
9/25/17 15:50	9/5/17	APEN	Health	MdEq	Surgical & Medical Instrument	Ptv Sciences II L P	TX	T		P.m	685	3.89	176	3	5,419	I
9/25/17 15:23	9/5/17	APEN	Health	MdEq	Surgical & Medical Instrument	Crawford Matthew S	TX	DT		P.m	685	3.89	176	3	5,465	I
9/25/17 15:15	9/5/17	APEN	Health	MdEq	Surgical & Medical Instrument	Anderson Rick D	TX	DT		P.m	685	3.89	176	3	5,465	I
7/26/17 19:27	7/25/17	APEN	Health	BioPrd	Biological Products, (No Diag	Ptv Sciences II L P	TX	T		P	6,000	5.50	1,091	26	5,243	D
7/26/17 19:22	7/24/17	APEN	Health	BioPrd	Biological Products, (No Diag	Novo Holdings A/s	G7	T		S.m	-346	6.90	-50	-4	1,302	D
7/26/17 18:39	7/25/17	APEN	Health	BioPrd	Biological Products, (No Diag	Anderson Rick D	TX	DT		P	6,250	5.50	1,136	22	6,380	M
7/26/17 18:38	7/25/17	APEN	Health	BioPrd	Biological Products, (No Diag	Crawford Matthew S	TX	DT		P	6,250	5.50	1,136	22	6,380	M
7/26/17 18:20	7/25/17	APEN	Health	BioPrd	Biological Products, (No Diag	Meelia Richard J	MA	D		P	250	5.50	45	201	68	I
7/26/17 18:02	7/25/17	APEN	Health	BioPrd	Biological Products, (No Diag	McGaughy R Kent Jr	TX	D		P	2,500	5.50	455	56	1,272	I
7/26/17 17:59	7/25/17	APEN	Health	BioPrd	Biological Products, (No Diag	Cavanaugh Stefanie L.	TX	O	CFO,Trea	P	25	5.50	5	98	9	D
7/26/17 17:54	7/25/17	APEN	Health	BioPrd	Biological Products, (No Diag	Newton Todd	TX	DO	CEO	P	750	5.50	136	443	167	D
5/30/17 19:46	5/16/17	APEN	Health	BioPrd	Biological Products, (No Diag	McClellan William D. Jr.	TX	D		P.am	13	6.33	2	New	2	I
5/18/17 20:48	5/16/17	APEN	Health	BioPrd	Biological Products, (No Diag	McClellan William D. Jr.	TX	D		P.m	13	6.33	2	New	2	I	-96	-55	-60	-50	-50	-39	-10	12
5/18/17 20:44	5/16/17	APEN	Health	BioPrd	Biological Products, (No Diag	Newton Todd	TX	DO	CEO	P.m	13	6.22	2	7	31	D	-96	-55	-60	-50	-50	-39	-10	12
5/11/17 18:00	5/10/17	APEN	Health	BioPrd	Biological Products, (No Diag	Novo A/s	G7	T		S.m	-591	5.63	-105	-7	1,352	D	-96	-66	-64	-58	-51	-49	-32	-11	-9
3/16/16 16:11	3/9/16	LPTN	Health	BioPrd	Biological Products, (No Diag	Swortwood Donald	CA	D		M.d	0	0.00	3	0	770	D	-96	-94	-5	-9	31	11	17	17	5	-5	24	-22	-2
3/16/16 16:10	3/9/16	LPTN	Health	BioPrd	Biological Products, (No Diag	Petree Daniel H	CA	D		M.d	0	0.00	5	23	24	D	-96	-94	-5	-9	31	11	17	17	5	-5	24	-22	-2
3/16/16 16:08	3/9/16	LPTN	Health	BioPrd	Biological Products, (No Diag	Mathews Charles	CA	D		M.d	0	0.00	3	21	20	D	-96	-94	-5	-9	31	11	17	17	5	-5	24	-22	-2
3/16/16 16:07	3/9/16	LPTN	Health	BioPrd	Biological Products, (No Diag	Ferrell Jeffrey	CA	D		M.d	0	0.00	3	39	12	D	-96	-94	-5	-9	31	11	17	17	5	-5	24	-22	-2
3/16/16 16:06	3/9/16	LPTN	Health	BioPrd	Biological Products, (No Diag	Atkinson Gary J G	CA	O	CEO,CFO	M.d	0	0.00	10	42	32	D	-96	-94	-5	-9	31	11	17	17	5	-5	24	-22	-2
9/10/15 19:05	9/9/15	LPTN	Health	BioPrd	Biological Products, (No Diag	Petree Daniel H	CA	D		M.d	0	0.00	1	4	20	D	-96	-93	-92	-23	-14	4	4	-4	0	-8	-8	8	-21	-22
4/23/15 20:02	4/22/15	LPTN	Health	BioPrd	Biological Products, (No Diag	Swortwood Donald	CA	D		M.d	0	0.00	6	1	767	D	-55	-50	-24	-23	-25	-3	-6	0	0	-4	-86	-87	-90	-89
4/23/15 20:00	4/22/15	LPTN	Health	BioPrd	Biological Products, (No Diag	Ferrell Jeffrey	CA	D		M.d	0	0.00	6	174	9	D	-55	-50	-24	-23	-25	-3	-6	0	0	-4	-86	-87	-90	-89
4/23/15 19:57	4/22/15	LPTN	Health	BioPrd	Biological Products, (No Diag	Mathews Charles	CA	D		M.d	0	0.00	6	53	16	D	-55	-50	-24	-23	-25	-3	-6	0	0	-4	-86	-87	-90	-89
4/23/15 19:56	4/22/15	LPTN	Health	BioPrd	Biological Products, (No Diag	Petree Daniel H	CA	D		M.d	0	0.00	6	43	19	D	-55	-50	-24	-23	-25	-3	-6	0	0	-4	-86	-87	-90	-89
2/11/15 17:37	2/10/15	LPTN	Health	BioPrd	Biological Products, (No Diag	Atkinson Gary J G	CA	O	SVP,CFO	M.d	0	0.00	7	38	26	D	-41	-36	-22	-3	5	-2	1	1	0	2	5	-37	-94	-98
12/12/14 16:58	12/12/14	LPTN	Health	BioPrd	Biological Products, (No Diag	Petree Daniel H	CA	D		P	28	2.79	10	304	13	I	-54	-31	-28	-16	-5	8	17	-8	-2	2	4	21	-92	-94
8/21/14 12:29	8/20/14	LPTN	Health	BioPrd	Biological Products, (No Diag	Atkinson Gary J G	CA	O	SVP.,CFO	P	16	3.10	5	31	21	D	-46	-48	-34	-19	-15	-22	-16	-9	3	11	5	-13	-1	-92
8/19/14 17:15	8/19/14	LPTN	Health	BioPrd	Biological Products, (No Diag	Pancoast Scott R	CA	DO	P,CEO	P	30	3.00	10	9	116	D	-43	-44	-29	-20	-15	-17	-11	-5	0	12	13	-11	-1	-85
8/18/14 18:37	8/18/14	LPTN	Health	BioPrd	Biological Products, (No Diag	Pancoast Scott R	CA	DO	P,CEO	P	32	3.22	10	10	106	D	-45	-42	-27	-18	-15	-11	-14	-6	-8	-3	3	-18	-9	-92
2/12/14 19:02	2/10/14	LPTN	Health	BioPrd	Biological Products, (No Diag	Atkinson Gary J G	CA	O	SVP,CFO	M.d	0	0.00	5	50	16	D	-37	-9	-24	-13	4	-12	-5	5	0	4	8	-7	-20	-33
2/12/14 19:01	2/10/14	LPTN	Health	BioPrd	Biological Products, (No Diag	Pancoast Scott R	CA	DO	P,CEO	M.d	0	0.00	21	26	102	D	-37	-9	-24	-13	4	-12	-5	5	0	4	8	-7	-20	-33
2/12/14 18:59	2/10/14	LPTN	Health	BioPrd	Biological Products, (No Diag	Swortwood Donald	CA	D		M.d	0	0.00	3	0	761	I	-37	-9	-24	-13	4	-12	-5	5	0	4	8	-7	-20	-33
2/12/14 18:57	2/10/14	LPTN	Health	BioPrd	Biological Products, (No Diag	Mathews Charles	CA	D		M.d	0	0.00	3	36	11	D	-37	-9	-24	-13	4	-12	-5	5	0	4	8	-7	-20	-33
2/12/14 18:57	2/10/14	LPTN	Health	BioPrd	Biological Products, (No Diag	Ferrell Jeffrey	CA	D		M.d	0	0.00	3	New	3	D	-37	-9	-24	-13	4	-12	-5	5	0	4	8	-7	-20	-33
2/12/14 18:56	2/10/14	LPTN	Health	BioPrd	Biological Products, (No Diag	Petree Daniel H	CA	D		M.d	0	0.00	3	New	3	I	-37	-9	-24	-13	4	-12	-5	5	0	4	8	-7	-20	-33
10/11/13 19:06	10/9/13	LPTN	Health	BioPrd	Biological Products, (No Diag	Pancoast Scott R	CA	DO	P,CEO	M.d	13	0.4749	26	43	89	D	-33	-22	-15	-12	-28	-29	-25	-15	3	10	11	6	-9	-41
12/20/12 13:56	12/19/12	LPTN	Health	BioPrd	Biological Products, (No Diag	Mathews Charles	CA	D		P	25	4.98	5	175	8	D	-5	-24	-13	-3	-24	-19	-17	3	-1	3	1	-7	-5	-19
12/19/12 12:02	12/18/12	LPTN	Health	BioPrd	Biological Products, (No Diag	Pancoast Scott R	CA	DO	P,CEO	P	25	4.95	5	8	67	D	-18	-29	2	-6	-24	-15	-18	-18	1	-1	1	-15	-7	-16
11/21/12 18:07	11/19/12	LPTN	Health	BioPrd	Biological Products, (No Diag	Pancoast Scott R	CA	DO	P,CEO	M.dm	0	0.00	79		62	D	-5	-6	16	6	10	-11	-8	-3	0	-3	-18	-24	-18	-19
11/21/12 18:06	11/19/12	LPTN	Health	BioPrd	Biological Products, (No Diag	Atkinson Gary J G	CA	O	SVP,CFO	M.dm	0	0.00	20		13	D	-5	-6	16	6	10	-11	-8	-3	0	-3	-18	-24	-18	-19
11/21/12 18:06	11/20/12	LPTN	Health	BioPrd	Biological Products, (No Diag	Mathews Charles	CA	D		M.d	0	0.00	3	New	3	D	-5	-6	16	6	10	-11	-8	-3	0	-3	-18	-24	-18	-19
1/5/11 11:23	1/3/11	LPTN	Health	BioPrd	Biological Products, (No Diag	Barclays Plc	X0	T		S.m	-803	0.7210	-1,114	-17	5,307	I	-19	-4	47	-6	-3	0	-11	0	0	-6	68	38	19	39
12/21/10 11:23	12/17/10	LPTN	Health	BioPrd	Biological Products, (No Diag	Barclays Plc	X0	T		S	-1,400	0.7000	-2,000	-24	6,421	I	16	51	68	46	16	16	18	24	0	-17	-24	14	-2	-4
9/30/10 13:08	9/28/10	LPTN	Health	BioPrd	Biological Products, (No Diag	Sabbadini Roger Allen	CA	O	VP,Chief	M.d	22	0.1100	200	24	1,036	I	-36	-8	-3	22	15	28	5	-4	17	16	19	12	52	10
4/1/09 16:12	3/31/09	LPTN	Health	BioPrd	Biological Products, (No Diag	Pancoast Scott R	CA	DO	P,CEO	P	3	0.9100	4	3	128	D		-46	-22	-15	18	54	25	4	-2	-23	-18	53	-9	-14
3/30/09 15:51	3/26/09	LPTN	Health	BioPrd	Biological Products, (No Diag	Sabbadini Roger Allen	CA	O	VP,Chief	P	1	0.9500	1	0	837	S									-1	-26	-11	42	0	-21
3/27/09 15:04	3/25/09	LPTN	Health	BioPrd	Biological Products, (No Diag	Pancoast Scott R	CA	DO	P,CEO	P.m	16	0.7963	20	19	125										-11	0	-6	56	10	-17
2/10/09 18:35	8/12/08	LPTN	Health	BioPrd	Biological Products, (No Diag	Pancoast Scott R	CA	DO	P,CEO	P.a	24	0.9500	25	24	130										14	12	-22	12	39	19
9/24/08 18:41	9/22/08	LPTN	Health	BioPrd	Biological Products, (No Diag	Garland William A	CA	O	VP - Dru	M.d	3	0.0500	50	New	50	D		-30	-34	-4	1	-14	-9	7	0	-35	-40	-24	-60	-50
8/15/08 17:09	8/13/08	LPTN	Health	BioPrd	Biological Products, (No Diag	Lehman Brothers Holdings Inc	NY	T		P.d	3,500	0.9500	3,684	44	12,105	I		-22	-32	-11	19	17	22	8	1	0	-7	-7	-36	-17
8/15/08 16:13	8/12/08	LPTN	Health	BioPrd	Biological Products, (No Diag	Swortwood Donald	CA	D		P.d	125	0.9500	132	3	5,376	D		-22	-32	-11	19	17	22	8	1	0	-7	-7	-36	-17
8/15/08 15:02	8/12/08	LPTN	Health	BioPrd	Biological Products, (No Diag	Pancoast Scott R	CA	DO	P,CEO	P.d	24	0.9500	25	12	242	D		-22	-32	-11	19	17	22	8	-3	-4	-11	-11	-39	-20
6/15/07 17:08	6/13/07	LPTN	Health	BioPrd	Biological Products, (No Diag	Hansen Genevieve	CA	O	VP Resea	P.d	3	0.9500	4	21	21	D					16	-4	6	5	-6	-8	-1	-8	28	-18
6/15/07 16:30	6/13/07	LPTN	Health	BioPrd	Biological Products, (No Diag	Pancoast Scott R	CA	DO	P,CEO	P.d	2	0.9500	2	2	85	D					16	-4	6	5	-6	-8	-1	-8	28	-18
6/14/07 17:20	6/12/07	LPTN	Health	BioPrd	Biological Products, (No Diag	Lehman Brothers Holdings Inc	NY	T		P.d	1,400	0.9500	1,474	21	8,421	I					13	-3	0	5	-3	-11	-8	-11	30	-22
4/10/07 17:00	4/6/07	LPTN	Health	BioPrd	Biological Products, (No Diag	Pancoast Scott R	CA	DO	P,CEO	P.d	8	0.9500	8	11	83	D
4/10/07 17:00	4/6/07	LPTN	Health	BioPrd	Biological Products, (No Diag	Hansen Genevieve	CA	O	VP Resea	P.d	16	0.9500	17	New	17	D
4/6/07 15:10	4/5/07	LPTN	Health	BioPrd	Biological Products, (No Diag	Roaring Fork Capital Sbic, L.P.	CO	T		P.d	619	0.9500	651	34	2,564	D
12/6/06 13:00	12/4/06	LPTN	Health	BioPrd	Biological Products, (No Diag	Pancoast Scott R	CA	DO	P,CEO	P	0	0.9400	1	1	75	D
9/25/06 15:44	9/21/06	LPTN	Health	BioPrd	Biological Products, (No Diag	Pancoast Scott R	CA	DO	P,CEO	P	1	1.05	1	1	75	D
9/12/06 16:50	9/8/06	LPTN	Health	BioPrd	Biological Products, (No Diag	Pancoast Scott R	CA	DO	P,CEO	P	1	1.00	1	1	74	D
9/8/06 17:30	9/6/06	LPTN	Health	BioPrd	Biological Products, (No Diag	Pancoast Scott R	CA	DO	P,CEO	P.m	3	1.00	3	4	73	D
9/5/06 17:21	8/31/06	LPTN	Health	BioPrd	Biological Products, (No Diag	Pancoast Scott R	CA	DO	P,CEO	P	7	0.9567	8	12	70	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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