Lehman Brothers Holdings Inc. Plan Trust - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	11	1	30	-0	-1	3	8	3	3	3
P	%wins				57	47	47	47	47	23	44
S	%ret	14	1	60	-1	-2	-2	-6	-11	-25	-8
S	%wins				73	70	68	75	78	80	74

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/29/13 17:23	5/28/13	AVB	Avalonbay Communities Inc	MD	RlEst	REIT	Real Estate Investment Trusts	Lehman Brothers Holdings Inc. Plan Trust	NY	T		S	-1,075,593	136.67	33	-7,870	-53	7,020	I	14	0	8	9	2	3	-1	-1	-2	0	0	-6	-13	6
2/15/12 16:02	2/14/12	FXCM	Fxcm Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Lehman Brothers Holdings Inc	NY	T		S	-48,998	10.02	0	-4,890	-100	0	D		-16	-7	9	11	3	-1	1	0	-5	21	-2	-2	34
2/8/12 18:07	2/6/12	DSCI	Derma Sciences, Inc.	PA	Health	MdEq	Surgical & Medical Instrument	Lehman Brothers Holdings Inc	NY	T		S.d	-2,073	8.29	1	-250	-24	804	I	43	-20	10	5	16	15	16	11	1	-2	3	15	13	40
5/17/11 16:37	5/13/11	SHOR	Shoretel Inc	CA	Electr	TelEq	Telephone & Telegraph Apparat	Lehman Brothers Holdings Inc	NY	T		S	-28,448	11.16	7	-2,549	-34	5,018	I	118	86	61	48	27	21	0	-5	2	1	-13	-24	-35	-57
3/15/10 20:02	3/11/10	BLT	Blount International Inc	DE	Hshld	Guns	Ordnance & Accessories, (No V	Lehman Brothers Holdings Inc	NY	T		S	-44,394	10.57	2	-4,200	-47	4,719	I	-5	135	11	15	-1	1	-2	-5	-1	-3	-3	1	8	37
9/24/08 16:48	9/22/08	VNR	Vanguard Natural Resources, LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-166	13.72	0	-12	-1	1,193	I			-16	-23	-16	-18	-12	2	6	-6	-23	-58	-5	55
9/15/08 17:13	9/11/08	EROC	Eagle Rock Energy Partners L P	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-28,639	11.59	3	-2,471	-33	4,975	I		-42	-15	-32	-25	-20	-19	-12	-1	25	-13	-41	-45	-54
9/12/08 17:12	9/5/08	GLG	Glg Partners, Inc.	DE	Financ	InvAdv	Investment Advice	Lehman Brothers Holdings Inc	NY	T		P	6	8.00	0	1	0	33,760	I
8/15/08 17:09	8/13/08	LPTN	Lpath, Inc	NV	Health	BioPrd	Biological Products, (No Diag	Lehman Brothers Holdings Inc	NY	T		P.d	3,500	0.9500	0	3,684	44	12,105	I		-22	-32	-11	19	17	22	8	1	0	-7	-7	-36	-17
7/3/08 16:19	7/3/08	LINE	Linn Energy, LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-83,650	23.90	21	-3,500	-24	11,189	I	37	-27	8	21	3	2	-4	0	-4	-4	-8	-30	-32	-7
6/12/08 17:15	6/10/08	SQNM	Sequenom Inc	DE	Electr	LabEq	Measuring & Controlling Devic	Lehman Brothers Holdings Inc	NY	T		S.m	-21,161	12.09	19	-1,750	-28	4,546	I	578	154	40	103	89	62	54	1	17	11	45	54	34	-72
6/2/08 17:01	5/29/08	SKRRF	Scottish Re Group Ltd	E9	Insur	LfIns	Life Insurance	Lehman Brothers Holdings Inc	NY	T		S	-1,161	0.1300	0	-8,934	-100	0	I
5/22/08 17:42	5/20/08	GLG	Glg Partners, Inc.	DE	Financ	InvAdv	Investment Advice	Lehman Brothers Holdings Inc	NY	T		P.m	781	8.27	0	94	0	33,760	I
5/22/08 17:36	4/14/08	LINE	Linn Energy, LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		P	1	23.36	19	0	0	14,688	I	47	-30	0	12	8	13	8	3	-1	-3	7	-7	-32	-12
5/22/08 17:33	3/20/08	SKRRF	Scottish Re Group Ltd	E9	Insur	LfIns	Life Insurance	Lehman Brothers Holdings Inc	NY	T		P.m	2	0.1038	0	19	0	17,868	I
5/22/08 17:33	4/30/08	SKRRF	Scottish Re Group Ltd	E9	Insur	LfIns	Life Insurance	Lehman Brothers Holdings Inc	NY	T		S	0	0.1350	0	-1	0	17,868	I
4/16/08 17:32	4/14/08	SQNM	Sequenom Inc	DE	Health	Biolab	Commercial Physical & Biologi	Lehman Brothers Holdings Inc	NY	T		S	-1	6.07	3	0	0	6,296	I	137	66	-35	-36	-18	-12	-10	-8	-7	-14	32	278	235	164
4/16/08 17:32	4/16/08	SQNM	Sequenom Inc	DE	Health	Biolab	Commercial Physical & Biologi	Lehman Brothers Holdings Inc	NY	T		P	1	6.00	3	0	0	6,296	I	137	66	-35	-36	-18	-12	-10	-8	-7	-14	32	278	235	164
4/4/08 17:16	12/21/07	SKRRF	Scottish Re Group Ltd	E9	Insur	LfIns	Life Insurance	Lehman Brothers Holdings Inc	NY	T		P	0	0.7600	0	1	0	8,935	I
4/4/08 17:12	4/2/08	DSCI	Derma Sciences, Inc.	PA	Health	MdEq	Surgical & Medical Instrument	Lehman Brothers Holdings Inc	NY	T		P.d	2,000	1.00	0	2,000	31	8,429	I	18	24	41	-23	-2	-2	4	0	-1	-3	1	0	-43	-54
4/4/08 16:59	8/29/07	SHOR	Shoretel Inc	CA	Electr	TelEq	Telephone & Telegraph Apparat	Lehman Brothers Holdings Inc	NY	T		P	5	13.68	1	0	0	7,568	I			-66	-62	3	1	-4	2	-7	-4	-8	-26	4	-12
2/28/08 17:57	2/26/08	LINE	Linn Energy, LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		P	7	22.86	33	0	0	14,688	I	30	-25	-29	-4	5	16	22	6	-3	-6	-19	1	-7	-26
1/15/08 16:53	1/11/08	EROC	Eagle Rock Energy Partners L P	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-135	18.25	3	-7	0	14,893	I		-3	-29	-15	-15	-3	0	-1	-2	-5	-8	-11	-11	-59
1/15/08 16:50	1/11/08	EROC	Eagle Rock Energy Partners L P	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-237	18.06	3	-13	0	7,454	I		-3	-29	-15	-15	-3	0	-1	-2	-5	-8	-11	-11	-59
1/15/08 16:47	1/11/08	EROC	Eagle Rock Energy Partners L P	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-244	17.93	3	-14	0	7,467	I		-3	-29	-15	-15	-3	0	-1	-2	-5	-8	-11	-11	-59
1/14/08 16:27	1/10/08	EROC	Eagle Rock Energy Partners L P	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-29	18.17	3	-2	0	7,480	I		-1	-31	-12	-14	6	0	1	-1	-7	-8	-14	-8	-61
1/14/08 16:22	1/10/08	EROC	Eagle Rock Energy Partners L P	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-384	17.99	3	-21	0	7,482	I		-1	-31	-12	-14	6	0	1	-1	-7	-8	-14	-8	-61
1/14/08 16:17	1/10/08	EROC	Eagle Rock Energy Partners L P	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-353	17.87	3	-20	0	7,503	I		-1	-31	-12	-14	6	0	1	-1	-7	-8	-14	-8	-61
1/11/08 16:38	1/9/08	EROC	Eagle Rock Energy Partners L P	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-232	17.99	3	-13	0	7,523	I		-1	-29	-14	-13	5	-2	1	-1	-5	-7	-15	-7	-57
1/11/08 16:28	1/9/08	EROC	Eagle Rock Energy Partners L P	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-523	17.85	3	-29	0	7,536	I		-1	-29	-14	-13	5	-2	1	-1	-5	-7	-15	-7	-57
1/10/08 17:05	1/8/08	EROC	Eagle Rock Energy Partners L P	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-89	18.28	3	-5	0	7,565	I		-3	-22	-12	-14	3	-4	1	0	-3	-5	-14	-5	-56
1/10/08 16:54	1/8/08	EROC	Eagle Rock Energy Partners L P	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-321	18.08	3	-18	0	7,570	I		-3	-22	-12	-14	3	-4	1	0	-3	-5	-14	-5	-56
1/10/08 16:48	1/8/08	EROC	Eagle Rock Energy Partners L P	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-329	17.89	3	-18	0	7,588	I		-3	-22	-12	-14	3	-4	1	0	-3	-5	-14	-5	-56
1/10/08 16:43	1/8/08	SCT	Scottish Re Group Ltd	E9	Insur	LfIns	Life Insurance	Lehman Brothers Holdings Inc	NY	T		P.m	48	0.5970	0	80	1	8,934	I
1/9/08 16:35	1/7/08	EROC	Eagle Rock Energy Partners L P	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-11	18.16	3	-1	0	7,606	I		-4	-23	-10	-15	2	-6	0	-1	-2	-5	-13	-9	-60
1/9/08 16:16	1/7/08	EROC	Eagle Rock Energy Partners L P	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-710	17.95	3	-40	-1	7,607	I		-4	-23	-10	-15	2	-6	0	-1	-2	-5	-13	-9	-60
1/8/08 16:49	1/4/08	SCT	Scottish Re Group Ltd	E9	Insur	LfIns	Life Insurance	Lehman Brothers Holdings Inc	NY	T		P.m	33	0.6490	0	50	1	8,854	I
1/7/08 16:40	12/31/07	VNR	Vanguard Natural Resources, LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		P	118	15.68	1	8	1	1,205	I					10	12	8	4	0	-2	-4	-5	-2	-54
1/7/08 16:30	12/27/07	VNR	Vanguard Natural Resources, LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		P.m	501	15.51	1	32	3	1,197	I					10	12	8	4	0	-2	-4	-5	-2	-54
1/4/08 16:49	1/2/08	SHOR	Shoretel Inc	CA	Electr	TelEq	Telephone & Telegraph Apparat	Lehman Brothers Holdings Inc	NY	T		S	-3	14.00	2	0	0	7,568	I			7	-9	-6	-6	-9	3	-54	-52	-58	-56	-67	-60
12/21/07 15:48	12/19/07	SCT	Scottish Re Group Ltd	E9	Insur	LfIns	Life Insurance	Lehman Brothers Holdings Inc	NY	T		P	24	0.8371	0	29	0	8,804	I
12/18/07 17:56	12/14/07	SCT	Scottish Re Group Ltd	E9	Insur	LfIns	Life Insurance	Lehman Brothers Holdings Inc	NY	T		P.am	17	0.6208	0	28	0	8,775	I
12/18/07 17:20	12/14/07	SCT	Scottish Re Group Ltd	E9	Insur	LfIns	Life Insurance	Lehman Brothers Holdings Inc	NY	T		P.m	17	0.6208	0	28	0	8,775	I
12/13/07 17:05	12/11/07	SCT	Scottish Re Group Ltd	E9	Insur	LfIns	Life Insurance	Lehman Brothers Holdings Inc	NY	T		P.m	172	0.7878	0	218	3	8,747	I
12/3/07 17:15	11/29/07	VNR	Vanguard Natural Resources, LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		P	314	15.69	2	20	2	1,165	I						-15	5	8	-1	-6	-2	-3	7	-57
11/28/07 16:27	8/23/07	SHOR	Shoretel Inc	CA	Electr	TelEq	Telephone & Telegraph Apparat	Lehman Brothers Holdings Inc	NY	T		P.m	25	14.55	2	2	0	15,520	I				1	-21	-23	-10	-1	3	6	2	-63	-62	-74
11/28/07 16:27	10/2/07	SHOR	Shoretel Inc	CA	Electr	TelEq	Telephone & Telegraph Apparat	Lehman Brothers Holdings Inc	NY	T		S.m	-10	16.11	2	-1	0	15,520	I				1	-21	-23	-10	-1	3	6	2	-63	-62	-74
11/2/07 17:43	11/1/07	CEP	Constellation Energy Partners LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-1,054	38.35	2	-27	-1	2,057	I			-3	-18	-11	2	4	-2	0	-5	-9	-36	-50	-76
11/2/07 17:39	10/2/07	CEP	Constellation Energy Partners LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S.am	-1,067	36.78	2	-29	-1	2,085	I			-3	-18	-11	2	4	-2	0	-5	-9	-36	-50	-76
11/2/07 17:22	10/12/07	CEP	Constellation Energy Partners LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S.a	-771	36.55	2	-21	-1	1,575	I			-3	-18	-11	2	4	-2	0	-5	-9	-36	-50	-76
10/29/07 17:00	10/25/07	CEP	Constellation Energy Partners LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-428	36.41	4	-12	-1	2,101	I			-3	-19	-11	3	3	4	0	-2	-15	-29	-55	-79
10/24/07 17:08	10/22/07	CEP	Constellation Energy Partners LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S.m	-2,633	36.22	4	-73	-3	2,113	I			-5	-17	-14	1	-2	0	1	7	-10	-22	-50	-75
10/19/07 18:00	10/17/07	FSR	Flagstone Reinsurance Holdings Ltd	DE	Insur	Insur	Fire, Marine & Casualty Insur	Lehman Brothers Holdings Inc	NY	T		P	39	14.05	1	3	0	15,830	I			3	5	8	4	0	-2	4	7	7	5	-4	-23
10/19/07 18:00	10/17/07	FSR	Flagstone Reinsurance Holdings Ltd	DE	Insur	Insur	Fire, Marine & Casualty Insur	Lehman Brothers Holdings Inc	NY	T		S	-39	14.00	1	-3	0	15,830	I			3	5	8	4	0	-2	4	7	7	5	-4	-23
10/19/07 17:02	10/17/07	CEP	Constellation Energy Partners LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S.m	-2,484	36.21	4	-69	-3	2,185	I			0	-17	-13	-14	-2	0	-1	1	-8	-22	-47	-77
10/17/07 16:56	10/15/07	CEP	Constellation Energy Partners LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S.m	-1,579	36.55	4	-43	-2	2,254	I			1	-14	-13	-11	1	0	0	0	-5	-23	-47	-76
10/15/07 17:06	10/11/07	CEP	Constellation Energy Partners LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S.dm	-1,538	36.63	4	-42	-2	2,297	I			1	-14	-11	-11	3	0	0	0	-3	-22	-47	-73
10/12/07 17:33	8/2/07	SCT	Scottish Re Group Ltd	E9	Insur	LfIns	Life Insurance	Lehman Brothers Holdings Inc	NY	T		P.dm	2,509	3.84	0	654	3	22,271	I
10/12/07 17:33	8/10/07	SCT	Scottish Re Group Ltd	E9	Insur	LfIns	Life Insurance	Lehman Brothers Holdings Inc	NY	T		S.dm	-175	3.23	0	-54	0	22,271	I
10/10/07 17:14	10/8/07	CEP	Constellation Energy Partners LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S.m	-2,216	36.51	4	-61	-4	1,617	I			2	-6	-12	-12	-12	5	0	0	-2	-19	-46	-73
10/4/07 16:53	10/2/07	CEP	Constellation Energy Partners LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S.m	-781	26.93	3	-29	-2	1,677	I			0	-3	-13	-15	-14	-15	2	4	7	-11	-40	-67
9/26/07 17:00	9/24/07	SQNM	Sequenom Inc	DE	Health	Biolab	Commercial Physical & Biologi	Lehman Brothers Holdings Inc	NY	T		P	1,838	5.25	1	350	6	6,295	I	166	187	67	38	38	23	22	20	15	35	69	46	11	354
9/10/07 11:35	3/5/07	ATCT	Ats Corp	DE	BizSv	Conslt	Management Consulting Service	Lehman Brothers Holdings Inc	NY	T		P.d	22	4.34	0	5	1	505	I
8/23/07 16:35	8/22/07	CEP	Constellation Energy Partners LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-12	41.21	2	0	0	1,706	I			49	12	4	-14	-4	2	2	0	0	-24	-54	-64
8/14/07 17:09	7/3/07	SHOR	Shoretel Inc	CA	Electr	TelEq	Telephone & Telegraph Apparat	Lehman Brothers Holdings Inc	NY	T		P.d	31	12.66	2	2	0	7,759	I						6	10	0	-5	-7	-9	9	-66	-61
8/14/07 17:09	7/5/07	SHOR	Shoretel Inc	CA	Electr	TelEq	Telephone & Telegraph Apparat	Lehman Brothers Holdings Inc	NY	T		S.d	-31	12.33	2	-2	0	7,759	I						6	10	0	-5	-7	-9	9	-66	-61
8/6/07 17:48	8/1/07	CEP	Constellation Energy Partners LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S.m	-2,024	47.90	1	-42	-2	1,707	I			90	18	33	7	5	-4	-1	-1	-4	-12	-41	-52
8/2/07 09:49	7/27/07	FSR	Flagstone Reinsurance Holdings Ltd	DE	Insur	Insur	Fire, Marine & Casualty Insur	Lehman Brothers Holdings Inc	NY	T		S	-7	13.10	2	-1	0	15,830	I				-3	-2	-4	-2	0	0	2	0	2	6	-2
7/11/07 17:55	6/28/07	BLT	Blount International Inc	DE	Hshld	Guns	Ordnance & Accessories, (No V	Lehman Brothers Holdings Inc	NY	T		P	5	13.43	2	0	0	8,927	I	-20	11	4	-2	2	-3	-1	-4	2	3	8	-5	-12	-16
7/11/07 17:55	7/9/07	BLT	Blount International Inc	DE	Hshld	Guns	Ordnance & Accessories, (No V	Lehman Brothers Holdings Inc	NY	T		S	-20	13.55	2	-2	0	8,927	I	-20	11	4	-2	2	-3	-1	-4	2	3	8	-5	-12	-16
6/20/07 17:12	6/18/07	IFOX	Infocrossing Inc	DE	BizSv	DocSv	Computer Processing & Data Pr	Lehman Brothers Holdings Inc	NY	T		P.m	251	17.74	0	14	342	18	I
6/14/07 17:20	6/12/07	LPTN	Lpath, Inc	NV	Health	BioPrd	Biological Products, (No Diag	Lehman Brothers Holdings Inc	NY	T		P.d	1,400	0.9500	0	1,474	21	8,421	I					13	-3	0	5	-3	-11	-8	-11	30	-22
5/22/07 15:44	5/21/07	IPSU	Imperial Sugar Co /new/	TX	FdBev	Food	Sugar & Confectionery Product	Lehman Brothers Holdings Inc	NY	T		S	0	29.58	13	0	0	3,318	I	204	25	34	-11	-5	7	-3	-4	0	-5	-5	0	-14	-41
5/22/07 15:44	5/21/07	IPSU	Imperial Sugar Co /new/	TX	FdBev	Food	Sugar & Confectionery Product	Lehman Brothers Holdings Inc	NY	T		P	0	29.49	13	0	0	3,318	I	204	25	34	-11	-5	7	-3	-4	0	-5	-5	0	-14	-41
4/20/07 11:15	4/16/07	IPSU	Imperial Sugar Co /new/	TX	FdBev	Food	Sugar & Confectionery Product	Lehman Brothers Holdings Inc	NY	T		S	0	30.85	7	0	0	3,318	I	219	8	36	16	-3	-5	1	1	0	-3	-5	-8	-12	-42
4/20/07 11:15	4/17/07	IPSU	Imperial Sugar Co /new/	TX	FdBev	Food	Sugar & Confectionery Product	Lehman Brothers Holdings Inc	NY	T		P	0	31.03	7	0	0	3,318	I	219	8	36	16	-3	-5	1	1	0	-3	-5	-8	-12	-42
4/2/07 16:56	3/23/07	XTEX	Crosstex Energy LP	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		P.m	25,109	25.83	3	972		969	I	24	11	4	-6	-4	5	4	1	0	2	3	1	0	-6
4/2/07 16:56	3/29/07	XTEX	Crosstex Energy LP	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-114	35.56	3	-3	0	969	I	24	11	4	-6	-4	5	4	1	0	2	3	1	0	-6
3/29/07 16:50	3/27/07	GMRK	Gulfmark Offshore Inc	DE	Energy	OilMch	Oil & Gas Field Machinery & E	Lehman Brothers Holdings Inc	NY	T		S	-6	44.00	0	0	0	2,175	I
3/12/07 16:25	3/8/07	BLT	Blount International Inc	DE	Hshld	Guns	Ordnance & Accessories, (No V	Lehman Brothers Holdings Inc	NY	T		P	14	11.71	4	1	0	8,928	I	-32	-25	21	-4	-13	-11	-2	1	-1	1	16	15	9	-4
3/12/07 16:25	3/8/07	BLT	Blount International Inc	DE	Hshld	Guns	Ordnance & Accessories, (No V	Lehman Brothers Holdings Inc	NY	T		S	-14	11.75	4	-1	0	8,928	I	-32	-25	21	-4	-13	-11	-2	1	-1	1	16	15	9	-4
3/5/07 12:30	3/1/07	GMRK	Gulfmark Offshore Inc	DE	Energy	OilMch	Oil & Gas Field Machinery & E	Lehman Brothers Holdings Inc	NY	T		P	2	39.85	0	0	0	2,175	I
2/1/07 18:23	1/30/07	XTEX	Crosstex Energy LP	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		P	10	38.41	1	0	397	0	I	29	15	9	7	1	2	2	1	0	-4	-13	-6	-4	-13
2/1/07 18:23	1/30/07	XTEX	Crosstex Energy LP	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-10	39.00	1	0	-44	0	I	29	15	9	7	1	2	2	1	0	-4	-13	-6	-4	-13
1/31/07 16:25	1/29/07	IPSU	Imperial Sugar Co /new/	TX	FdBev	Food	Sugar & Confectionery Product	Lehman Brothers Holdings Inc	NY	T		P	8	29.15	9	0	0	3,318	I	149	110	50	32	29	21	13	13	-1	4	-2	-11	-13	-16
1/25/07 17:35	1/22/07	XTEX	Crosstex Energy LP	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-10	38.50	1	0	-44	0	I	30	15	12	7	2	1	1	1	0	1	-2	-6	0	-15
1/25/07 17:35	1/22/07	XTEX	Crosstex Energy LP	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		P	9	37.75	1	0	397	0	I	30	15	12	7	2	1	1	1	0	1	-2	-6	0	-15
1/16/07 18:00	1/11/07	XTEX	Crosstex Energy LP	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-4	39.19	1	0	-24	0	I	32	16	9	7	6	-1	0	1	2	0	-2	-6	-1	-12
1/16/07 17:14	1/16/07	SQNM	Sequenom Inc	DE	Health	Biolab	Commercial Physical & Biologi	Lehman Brothers Holdings Inc	NY	T		S	-4,550	4.55	1	-1,000	-22	3,545	I	21	129	195	88	3	6	8	-7	-1	-8	1	-25	10	84
11/29/06 12:41	11/27/06	XTEX	Crosstex Energy LP	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		P.m	15	37.03	1	0	New	0	I	31	15	11	5	2	-5	-1	0	0	3	7	-6	-1	-4
11/1/06 17:39	10/30/06	BLT	Blount International Inc	DE	Hshld	Guns	Ordnance & Accessories, (No V	Lehman Brothers Holdings Inc	NY	T		S	-3	11.64	3	0	0	8,928	I	-24	-31	-27	0	9	-1	-4	-6	1	1	7	22	17	6
11/1/06 17:39	10/30/06	BLT	Blount International Inc	DE	Hshld	Guns	Ordnance & Accessories, (No V	Lehman Brothers Holdings Inc	NY	T		P	3	11.57	3	0	0	8,928	I	-24	-31	-27	0	9	-1	-4	-6	1	1	7	22	17	6
9/12/06 17:01	8/22/05	BLT	Blount International Inc	DE	Hshld	Guns	Ordnance & Accessories, (No V	Lehman Brothers Holdings Inc	NY	T		P	327	17.13	3	19	0	8,928	I	-19	-46	-39	-23	-14	2	3	-2	1	3	16	26	21	30
9/12/06 17:01	9/8/06	BLT	Blount International Inc	DE	Hshld	Guns	Ordnance & Accessories, (No V	Lehman Brothers Holdings Inc	NY	T		S	-97	9.37	3	-10	0	8,928	I	-19	-46	-39	-23	-14	2	3	-2	1	3	16	26	21	30
8/22/06 18:20	8/18/06	XTEX	Crosstex Energy LP	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		P	9	37.16	1	0		0	I	52	-9	7	10	2	1	2	1	-1	-3	-5	0	3	-3
8/22/06 18:20	8/18/06	XTEX	Crosstex Energy LP	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	T		S	-19	37.02	1	-1	-100	0	I	52	-9	7	10	2	1	2	1	-1	-3	-5	0	3	-3
7/7/06 11:43	7/6/06	GMRK	Gulfmark Offshore Inc	DE	Energy	OilMch	Oil & Gas Field Machinery & E	Lehman Brothers Holdings Inc	NY	T		P	63	26.89	0	2	0	2,195	I
7/6/06 16:40	6/30/06	GMRK	Gulfmark Offshore Inc	DE	Energy	OilMch	Oil & Gas Field Machinery & E	Lehman Brothers Holdings Inc	NY	T		S	-61	25.73	0	-2	0	2,193	I
7/6/06 16:09	6/30/06	BLT	Blount International Inc	DE	Hshld	Guns	Ordnance & Accessories, (No V	Lehman Brothers Holdings Inc	NY	T		P	1	11.99	5	0	0	8,919	I	-2	-29	-28	-24	-12	-2	0	-3	-1	-5	-7	-18	10	15
7/6/06 16:07	6/30/06	IPSU	Imperial Sugar Co /new/	TX	FdBev	Food	Sugar & Confectionery Product	Lehman Brothers Holdings Inc	NY	T		P	47	23.72	5	2	0	3,318	I	117	93	79	-30	-1	23	5	-3	0	5	21	17	20	43
5/16/06 15:34	5/11/06	PPX	Pacific Energy Partners LP	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Lehman Brothers Holdings Inc	NY	H	See Rema	S.d	-8,962	31.40	0	-285	-16	1,544	B
3/9/06 16:59	3/7/06	PMTR	Pemstar Inc	MN	Electr	ElcPrt	Printed Circuit Boards	Lehman Brothers Holdings Inc	NY	T		P.m	1	2.17	0	0	0	4,960	S
3/9/06 16:59	3/7/06	PMTR	Pemstar Inc	MN	Electr	ElcPrt	Printed Circuit Boards	Lehman Brothers Holdings Inc	NY	T		S	0	2.24	0	0	0	4,960	S
9/2/05 12:46	12/1/04	HAXS	Healthaxis Inc	PA	Tech	SwSv	Computer Programming Services	Lehman Brothers Holdings Inc	NY	TH	See Rema	P.m	31	2.71	0	12	2	668	I
9/2/05 12:46	12/1/04	HAXS	Healthaxis Inc	PA	Tech	SwSv	Computer Programming Services	Lehman Brothers Holdings Inc	NY	TH	See Rema	S.m	-17	2.69	0	-6	-1	668	I
9/2/05 12:22	6/25/04	HAXS	Healthaxis Inc	PA	Tech	SwSv	Computer Programming Services	Lehman Brothers Holdings Inc	NY	TH	See Rema	S.d	-1	2.39	0	0	0	333	I
9/2/05 12:18	12/8/03	HAXS	Healthaxis Inc	PA	Tech	SwSv	Computer Programming Services	Lehman Brothers Holdings Inc	NY	TH	See Rema	P.m	6	2.59	0	3	1	333	I
9/2/05 12:18	12/22/03	HAXS	Healthaxis Inc	PA	Tech	SwSv	Computer Programming Services	Lehman Brothers Holdings Inc	NY	TH	See Rema	S.m	-5	2.53	0	-2	-1	333	I
9/1/05 12:34	8/31/05	BLT	Blount International Inc	DE	Hshld	Guns	Ordnance & Accessories, (No V	Lehman Brothers Holdings Inc	NY	T		S	-4	17.93	3	0	-100	0	I	269	64	6	13	6	4	5	7	1	-5	-2	-14	-12	-50
9/1/05 11:19	8/31/05	GMRK	Gulfmark Offshore Inc	DE	Energy	OilMch	Oil & Gas Field Machinery & E	Lehman Brothers Holdings Inc	NY	T		S	-23	29.90	0	-1	-100	0	I
6/14/05 11:24	6/13/05	GMRK	Gulfmark Offshore Inc	DE	Energy	OilMch	Oil & Gas Field Machinery & E	Lehman Brothers Holdings Inc	NY	T		S	-998	24.95	0	-40	-1	2,833	D
6/10/05 17:02	6/9/05	GMRK	Gulfmark Offshore Inc	DE	Energy	OilMch	Oil & Gas Field Machinery & E	Lehman Brothers Holdings Inc	NY	T		S.m	-6,482	24.93	0	-260	-8	2,873	D
6/2/05 15:51	5/31/05	BLT	Blount International Inc	DE	Hshld	Guns	Ordnance & Accessories, (No V	Lehman Brothers Holdings Inc	NY	T		S.d	-114,238	16.05	4	-7,118	-44	8,919	I	136	63	-6	-4	2	7	0	-2	-2	-1	2	4	-5	-21
6/1/05 16:53	5/27/05	TMG	Transmontaigne Inc	DE	Energy	Pipeln	Pipe Lines (No Natural Gas)	Lehman Brothers Holdings Inc	NY	T		S	-1,243	8.17	0	-152	-41	215	I
5/26/05 14:47	5/24/05	TMG	Transmontaigne Inc	DE	Energy	Pipeln	Pipe Lines (No Natural Gas)	Lehman Brothers Holdings Inc	NY	T		S	-34	8.15	0	-4	-1	367	I
4/11/05 11:25	4/8/05	TMG	Transmontaigne Inc	DE	Energy	Pipeln	Pipe Lines (No Natural Gas)	Lehman Brothers Holdings Inc	NY	T		S	-265	8.15	0	-33	-8	371	I
2/24/05 15:15	2/24/05	GMRK	Gulfmark Offshore Inc	DE	Energy	OilMch	Oil & Gas Field Machinery & E	Lehman Brothers Holdings Inc	NY	T		S	-4,572	25.76	0	-178	-5	3,395	M
2/17/05 15:52	8/4/04	BLT	Blount International Inc	DE	Hshld	Guns	Ordnance & Accessories, (No V	Lehman Brothers Holdings Inc	NY	T		P.a	3	10.58	2	0	0	31,538	I	320	104	75	19	11	12	4	2	0	-10	-15	-12	-9	-10
2/17/05 15:52	12/16/04	BLT	Blount International Inc	DE	Hshld	Guns	Ordnance & Accessories, (No V	Lehman Brothers Holdings Inc	NY	T		S.a	-24,159	16.50	2	-1,464	-4	31,538	I	320	104	75	19	11	12	4	2	0	-10	-15	-12	-9	-10
12/20/04 17:35	12/16/04	BLT	Blount International Inc	DE	Hshld	Guns	Ordnance & Accessories, (No V	Lehman Brothers Holdings Inc	NY	T		S	-24,159	16.50	7	-1,464	-9	15,037	I	348	117	57	41	13	0	2	2	-1	1	9	-3	-1	-9
12/17/04 16:40	12/15/04	BLT	Blount International Inc	DE	Hshld	Guns	Ordnance & Accessories, (No V	Lehman Brothers Holdings Inc	NY	T		S	-161,061	16.50	6	-9,761	-37	16,501	I	339	113	58	42	12	-1	0	4	-1	1	8	-6	-3	-12
8/27/04 14:38	3/12/04	TMG	Transmontaigne Inc	DE	Energy	Pipeln	Pipe Lines (No Natural Gas)	Lehman Brothers Holdings Inc	NY	T		S.am	-11	6.15	0	-2	-32	4	I
8/27/04 14:38	8/4/04	TMG	Transmontaigne Inc	DE	Energy	Pipeln	Pipe Lines (No Natural Gas)	Lehman Brothers Holdings Inc	NY	T		P.a	7	6.14	0	1	46	4	I
8/10/04 14:55	3/12/04	TMG	Transmontaigne Inc	DE	Energy	Pipeln	Pipe Lines (No Natural Gas)	Lehman Brothers Holdings Inc	NY	T		S.m	-24	5.56	0	-4	-63	3	I
8/10/04 14:55	7/15/04	TMG	Transmontaigne Inc	DE	Energy	Pipeln	Pipe Lines (No Natural Gas)	Lehman Brothers Holdings Inc	NY	T		P	13	5.15	0	3	New	3	I
8/6/04 14:02	8/4/04	GMRK	Gulfmark Offshore Inc	DE	Energy	OilMch	Oil & Gas Field Machinery & E	Lehman Brothers Holdings Inc	NY	T		P	11	14.61	0	1	New	1	I
3/18/04 12:24	3/17/04	BTU	Peabody Energy Corp	DE	Mining	Coal	Bituminous Coal & Lignite Sur	Lehman Brothers Holdings Inc	X1	T		S	-462,023	45.00	8	-10,267	-100	4	I		67	47	17	22	9	-7	-2	-1	-4	7	13	20	120
3/10/04 17:38	3/8/04	BTU	Peabody Energy Corp	DE	Mining	Coal	Bituminous Coal & Lignite Sur	Lehman Brothers Holdings Inc	NY	T		S	-10	48.96	7	0	0	10,271	I		73	57	31	15	16	11	-1	2	1	6	8	20	109
12/8/03 16:39	12/4/03	BTU	Peabody Energy Corp	DE	Mining	Coal	Bituminous Coal & Lignite Sur	Lehman Brothers Holdings Inc	NY	T		P	124	35.52	2	4	0	10,271	I			12	20	13	11	11	8	-4	0	6	23	27	103
9/2/03 14:44	8/28/03	PMTR	Pemstar Inc	MN	Electr	ElcPrt	Printed Circuit Boards	Lehman Brothers Holdings Inc	NY	T		P	63	3.28	0	19	0	4,986	I
7/31/03 13:17	7/29/03	BTU	Peabody Energy Corp	DE	Mining	Coal	Bituminous Coal & Lignite Sur	Lehman Brothers Holdings Inc	NY	T		S	-170,694	31.61	5	-5,400	-34	10,267	I			22	8	-10	-6	-7	-7	1	-3	4	8	31	88

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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