9/4/13 16:35 | 8/27/13 | GMO | Mining | IndMn | Metal Mining | Campoy Ricardo M | NY | D | | S.m | -46 | 1.70 | 0 | -27 | -19 | 113 | D | -59 | -39 | -41 | -21 | -20 | -11 | -9 | -3 | -4 | 3 | -2 | -30 | -27 | -45 |
2/4/13 12:28 | 2/1/13 | GMO | Mining | IndMn | Metal Mining | Campoy Ricardo M | NY | D | | S | -190 | 3.71 | 1 | -51 | -27 | 139 | D | -27 | -1 | 24 | 0 | -6 | -8 | -7 | 1 | -1 | -7 | -24 | -50 | -52 | -67 |
1/22/13 17:49 | 1/22/13 | GMO | Mining | IndMn | Metal Mining | Lettes Mark A | WA | D | | S | -26 | 4.02 | 1 | -6 | -10 | 58 | D | -34 | 23 | 27 | 7 | 14 | 8 | 0 | 0 | -1 | -8 | -20 | -53 | -51 | -65 |
2/21/12 16:23 | 2/21/12 | GMO | Mining | IndMn | Metal Mining | Lettes Mark A | WA | D | | S | -23 | 3.80 | 2 | -6 | -11 | 49 | D | 41 | -35 | 1 | 9 | 14 | 0 | -7 | 5 | -1 | -4 | -10 | -33 | -28 | -17 |
7/1/11 17:00 | 6/29/11 | GMO | Mining | IndMn | Metal Mining | Coghill Capital Management LLC | IL | T | | S.m | -707 | 4.42 | 5 | -160 | -2 | 9,065 | I | 97 | 45 | -33 | -17 | 10 | 3 | -2 | 6 | -1 | 3 | 6 | -33 | -31 | -28 |
3/31/11 16:19 | 3/30/11 | GMO | Mining | IndMn | Metal Mining | Russell Robert David | CO | D | | S.d | -268 | 5.36 | 7 | -50 | -4 | 1,265 | D | 398 | 59 | 46 | -25 | -1 | 6 | 0 | 0 | -2 | 5 | -5 | -19 | -49 | -39 |
3/9/11 17:11 | 3/9/11 | GMO | Mining | IndMn | Metal Mining | Nanna Richard F | CO | D | | S.d | -263 | 5.26 | 4 | -50 | -11 | 388 | D | 658 | 60 | 71 | -8 | 0 | 1 | 2 | 2 | -4 | -4 | 9 | -14 | -27 | -36 |
1/6/11 17:17 | 1/6/11 | GMO | Mining | IndMn | Metal Mining | Lettes Mark A | WA | D | | S | -30 | 6.06 | 11 | -5 | -11 | 40 | D | 346 | 158 | 103 | 67 | 16 | 17 | 7 | -2 | 2 | 8 | -8 | -5 | -22 | -44 |
1/3/11 19:22 | 12/30/10 | GMO | Mining | IndMn | Metal Mining | Coghill Capital Management LLC | IL | T | | S.dm | -7,325 | 6.72 | 10 | -1,090 | -11 | 9,225 | I | 449 | 212 | 112 | 76 | 20 | 18 | 16 | 2 | 0 | -6 | -17 | -18 | -33 | -52 |
12/8/10 16:49 | 12/6/10 | GMO | Mining | IndMn | Metal Mining | Coghill Capital Management LLC | IL | T | | S.m | -3,564 | 5.94 | 6 | -600 | -9 | 6,065 | I | 489 | 156 | 74 | 83 | 34 | 9 | 3 | 5 | 1 | -3 | 8 | -6 | -24 | -36 |
12/2/10 20:01 | 11/30/10 | GMO | Mining | IndMn | Metal Mining | Coghill Capital Management LLC | IL | T | | S.m | -940 | 5.53 | 6 | -170 | -2 | 6,665 | I | 456 | 139 | 48 | 76 | 28 | -3 | -2 | -2 | 3 | 2 | 19 | -3 | -14 | -39 |
11/4/10 19:02 | 11/2/10 | GMO | Mining | IndMn | Metal Mining | Coghill Capital Management LLC | IL | T | | S.m | -5,546 | 5.02 | 7 | -1,105 | -14 | 6,835 | I | 170 | 110 | 33 | 57 | 57 | 20 | 18 | -5 | 6 | 10 | 11 | 11 | -16 | -34 |
4/27/10 11:55 | 4/26/10 | GMO | Mining | IndMn | Metal Mining | Nanna Richard F | CO | D | | S | -92 | 3.68 | 3 | -25 | -6 | 373 | D | -60 | 126 | 29 | 36 | 5 | -2 | -5 | -1 | -7 | 19 | -3 | -4 | 13 | 40 |
11/2/09 19:27 | 10/29/09 | GMO | Mining | IndMn | Metal Mining | Coghill Capital Management LLC | IL | T | | S.m | -800 | 2.33 | 1 | -344 | -4 | 7,940 | I | -77 | 10 | 32 | -23 | -34 | -28 | -21 | -6 | 5 | 10 | 1 | 14 | 84 | 144 |
10/19/09 19:45 | 10/14/09 | GMO | Mining | IndMn | Metal Mining | Coghill Capital Management LLC | IL | T | | S.m | -612 | 3.03 | 2 | -202 | -2 | 8,284 | I | -64 | 56 | 99 | 19 | 2 | -12 | -8 | -2 | -4 | -9 | -20 | 4 | 27 | 49 |
9/18/09 18:07 | 9/16/09 | GMO | Mining | IndMn | Metal Mining | Coghill Capital Management LLC | IL | T | | S | -453 | 3.62 | 2 | -125 | -1 | 8,486 | I | -47 | -32 | 251 | 35 | 20 | 19 | 16 | 1 | 2 | -6 | -12 | -39 | -1 | -5 |
9/15/09 19:14 | 9/9/09 | GMO | Mining | IndMn | Metal Mining | Coghill Capital Management LLC | IL | T | | S.m | -1,595 | 3.16 | 2 | -505 | -6 | 8,611 | I | -42 | -42 | 294 | 32 | 14 | 22 | 22 | 14 | -3 | -6 | -19 | -46 | -4 | -12 |
9/10/09 13:26 | 9/9/09 | GMO | Mining | IndMn | Metal Mining | Nanna Richard F | CO | D | | S.d | -201 | 2.87 | 1 | -70 | -15 | 383 | D | -48 | -43 | 284 | 9 | 17 | 11 | 2 | 2 | 16 | 19 | 9 | -26 | 22 | 8 |
8/6/09 19:53 | 8/3/09 | GMO | Mining | IndMn | Metal Mining | Coghill Capital Management LLC | IL | T | | S.m | -2,350 | 2.88 | 2 | -816 | -8 | 9,124 | I | -55 | -58 | 195 | 64 | 24 | 21 | 5 | 0 | 3 | 0 | 2 | -13 | -16 | 14 |
6/2/09 18:45 | 5/29/09 | GMO | Mining | IndMn | Metal Mining | Ccm Master Qualified Fund Ltd | E9 | T | | S.m | -2,706 | 2.27 | 2 | -1,192 | -6 | 17,669 | M | -56 | -70 | 161 | 313 | 82 | 46 | 47 | 47 | 0 | 4 | -17 | 5 | -19 | 28 |
1/21/09 18:23 | 1/21/09 | GMO | Mining | IndMn | Metal Mining | Campoy Ricardo M | NY | D | | S.a | -6 | 0.8100 | 1 | -8 | -9 | 79 | | | | | | | | | | -12 | 0 | -2 | 82 | 173 | 246 |
1/21/09 15:40 | 1/21/09 | GMO | Mining | IndMn | Metal Mining | Campoy Ricardo M | NY | D | | S | -6 | 0.8100 | 1 | -8 | -9 | 81 | B | | | | | | | | | -7 | 5 | 2 | 87 | 178 | 251 |
12/19/08 15:58 | 12/19/08 | GMO | Mining | IndMn | Metal Mining | Nanna Richard F | CO | D | | S | -56 | 0.8052 | 1 | -70 | -16 | 368 | D | -72 | -92 | -91 | -85 | -46 | -29 | -15 | -2 | -1 | -7 | 9 | 32 | 160 | 143 |
12/19/08 12:46 | 12/17/08 | GMO | Mining | IndMn | Metal Mining | Arcelormittal Treasury Snc | I0 | H | Former 1 | S | -8,917 | 1.08 | 1 | -8,257 | -100 | 0 | D | -72 | -92 | -91 | -85 | -46 | -29 | -15 | -2 | -1 | -7 | 9 | 32 | 160 | 143 |
10/16/08 18:36 | 10/14/08 | GMO | Mining | IndMn | Metal Mining | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | * See Re | S.m | -1,097 | 2.11 | 3 | -520 | -16 | 2,652 | D | -22 | -78 | -82 | -75 | -73 | -67 | -35 | -3 | 12 | 3 | -44 | -56 | -6 | 67 |
10/14/08 18:06 | 10/9/08 | GMO | Mining | IndMn | Metal Mining | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | * See Re | S.m | -2,402 | 1.75 | 3 | -1,375 | -33 | 2,756 | D | 4 | -73 | -76 | -67 | -66 | -60 | -38 | 7 | -21 | -7 | -47 | -50 | -21 | 35 |
10/9/08 17:59 | 10/7/08 | GMO | Mining | IndMn | Metal Mining | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | * See Re | S.m | -1,262 | 2.14 | 3 | -589 | -16 | 3,037 | D | 2 | -74 | -77 | -70 | -70 | -63 | -51 | -36 | -5 | -7 | -15 | -24 | -27 | 62 |
10/12/07 20:50 | 9/26/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -177 | 6.56 | 3 | -27 | -100 | 0 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:50 | 9/25/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -95 | 6.74 | 3 | -14 | -52 | 13 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:49 | 9/24/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -152 | 6.87 | 3 | -22 | -83 | 5 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:48 | 9/21/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -80 | 6.82 | 3 | -12 | -47 | 13 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:48 | 9/21/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -55 | 6.71 | 3 | -8 | -41 | 12 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:47 | 9/20/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -130 | 6.48 | 3 | -20 | -100 | 0 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:46 | 9/19/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -293 | 6.31 | 3 | -46 | -88 | 6 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:46 | 9/18/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -139 | 5.84 | 3 | -24 | -78 | 7 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:45 | 9/17/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -132 | 5.61 | 3 | -23 | -64 | 13 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:44 | 9/14/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S.m | -157 | 5.61 | 3 | -28 | -58 | 20 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:43 | 9/13/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -204 | 5.66 | 3 | -36 | -66 | 18 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:43 | 9/12/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -152 | 5.81 | 3 | -26 | -43 | 34 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:42 | 9/11/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -71 | 5.74 | 3 | -12 | -32 | 26 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:41 | 9/10/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -228 | 5.70 | 3 | -40 | -88 | 5 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:41 | 9/7/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -261 | 5.85 | 3 | -45 | -71 | 18 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:40 | 9/7/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -28 | 5.71 | 3 | -5 | -10 | 47 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:39 | 9/6/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -639 | 6.03 | 3 | -106 | -81 | 25 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:38 | 9/5/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -24 | 6.44 | 3 | -4 | -3 | 109 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:37 | 9/4/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S.m | -78 | 6.23 | 3 | -13 | -81 | 3 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:37 | 9/4/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -149 | 6.48 | 3 | -23 | -98 | 0 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:30 | 8/31/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -141 | 6.69 | 3 | -21 | -47 | 23 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:29 | 8/30/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S.m | -145 | 6.77 | 3 | -21 | -50 | 21 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:29 | 8/30/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -860 | 6.60 | 3 | -130 | -93 | 10 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:27 | 8/30/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -20 | 6.46 | 3 | -3 | -2 | 140 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:23 | 7/17/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -118 | 7.48 | 3 | -16 | -100 | 0 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:22 | 7/16/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S.m | -187 | 7.83 | 3 | -24 | -78 | 7 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:21 | 7/16/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -192 | 7.53 | 3 | -25 | -53 | 23 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:21 | 7/13/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -29 | 8.13 | 3 | -4 | -8 | 41 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:20 | 7/13/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -467 | 7.85 | 3 | -59 | -93 | 4 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:19 | 7/13/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -32 | 7.49 | 3 | -4 | -6 | 64 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:18 | 7/12/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -8 | 7.65 | 3 | -1 | -2 | 41 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
10/12/07 20:17 | 7/12/07 | GMO | Mining | IndMn | Metal Mining | Citadel Equity Fund Ltd | IL | T | | S | -288 | 7.47 | 3 | -39 | -97 | 1 | D | 374 | 311 | 39 | 3 | 27 | 23 | 22 | 19 | -1 | 2 | 9 | 33 | 4 | -80 |
9/14/07 17:00 | 9/11/07 | GMO | Mining | IndMn | Metal Mining | Radford Norman A | WA | D | | S.a | -194 | 5.70 | 3 | -34 | -47 | 38 | D | 541 | 154 | 107 | 3 | -18 | -1 | -14 | 1 | -2 | 16 | 50 | 93 | 59 | 1 |
9/14/07 14:31 | 9/13/07 | GMO | Mining | IndMn | Metal Mining | Benjamin John B | WA | D | | S | -57 | 5.67 | 3 | -10 | -5 | 212 | D | 541 | 154 | 107 | 3 | -18 | -1 | -14 | 1 | 0 | 16 | 49 | 92 | 59 | 0 |
9/12/07 17:06 | 9/11/07 | GMO | Mining | IndMn | Metal Mining | Radford Norman A | WA | D | | S | -194 | 5.70 | 3 | -34 | -47 | 38 | D | 586 | 163 | 118 | 4 | -15 | 14 | -11 | -3 | 0 | 9 | 44 | 88 | 59 | 1 |
12/29/06 17:47 | 12/28/06 | GMO | Mining | IndMn | Metal Mining | Chapman Robert Llee | WA | D | | S | -151 | 3.02 | 1 | -50 | -32 | 104 | D | | 160 | 26 | 53 | 20 | -6 | 2 | 3 | -7 | -17 | 1 | 58 | 132 | 288 |
11/27/06 17:58 | 11/22/06 | GMO | Mining | IndMn | Metal Mining | Dumont Robert L | WA | O | Exec. VP | S | -210 | 3.00 | 1 | -70 | -10 | 609 | D | | 171 | 2 | 45 | 46 | 27 | 23 | 29 | -1 | 1 | -4 | -19 | 73 | 218 |
10/11/06 13:33 | 10/9/06 | GMO | Mining | IndMn | Metal Mining | Dumont Robert L | WA | O | Exec. VP | S | -141 | 2.01 | 0 | -70 | -9 | 679 | D | | 15 | -34 | -17 | -4 | -4 | 2 | -2 | 5 | 9 | 33 | 18 | 195 | 311 |
5/5/06 14:31 | 5/3/06 | IGMI | Mining | IndMn | Metal Mining | Benjamin John B | WA | D | | S.m | -37 | 3.71 | 0 | -10 | -8 | 108 | | | | | | | | | | | | | | | |
4/20/06 17:23 | 4/20/06 | IGMI | Mining | IndMn | Metal Mining | Chapman Robert Llee | WA | D | | S | -105 | 3.27 | 0 | -32 | -18 | 144 | | | | | | | | | | | | | | | |
3/13/06 17:56 | 3/10/06 | IGMI | Mining | IndMn | Metal Mining | Chapman Robert Llee | NV | D | | S | -2 | 3.33 | 0 | -1 | -1 | 76 | | | | | | | | | | | | | | | |
3/8/06 14:33 | 3/6/06 | IGMI | Mining | IndMn | Metal Mining | Chapman Robert Llee | NV | D | | S.m | -61 | 3.49 | 0 | -17 | -19 | 77 | | | | | | | | | | | | | | | |
10/4/05 14:51 | 10/3/05 | IGMI | Mining | IndMn | Metal Mining | Chapman Robert Llee | CO | D | | S | -32 | 1.52 | 0 | -21 | -18 | 94 | D | | | | | | | | | | | | | | |