SWRL - U-Swirl, Inc. - Insider Stock Trading

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
8/20/15 14:51	8/18/15	SWRL	Retail	Dining	Eating Places	Jones Dallas	OK	T		S.m	-6	0.0750	-77	-2	3,482	D
8/17/15 17:24	8/13/15	SWRL	Retail	Dining	Eating Places	Jones Dallas	OK	T		S.m	-8	0.0832	-101	-3	3,559	D
8/12/15 17:34	8/10/15	SWRL	Retail	Dining	Eating Places	Jones Dallas	OK	T		S.m	-7	0.0823	-90	-2	3,660	D
8/7/15 17:33	8/5/15	SWRL	Retail	Dining	Eating Places	Jones Dallas	OK	T		S.m	-6	0.0800	-76	-2	3,750	D
8/6/15 16:45	7/29/15	SWRL	Retail	Dining	Eating Places	Jones Dallas	OK	T		S.am	-8	0.1331	-63	-2	3,857	D
8/5/15 19:08	8/3/15	SWRL	Retail	Dining	Eating Places	Jones Dallas	OK	T		S.m	-4	0.1212	-31	-1	3,826	D
7/31/15 18:04	7/29/15	SWRL	Retail	Dining	Eating Places	Jones Dallas	OK	T		S.m	-8	0.1331	-63	-2	3,857	D
7/31/15 11:58	7/21/15	SWRL	Retail	Dining	Eating Places	Jones Dallas	OK	T		S.m	-10	0.2156	-46	-1	3,954	D
7/31/15 11:44	7/27/15	SWRL	Retail	Dining	Eating Places	Jones Dallas	OK	T		S.am	-5	0.1419	-35	-1	3,920	D
7/29/15 17:37	7/27/15	SWRL	Retail	Dining	Eating Places	Jones Dallas	OK	T		S.m	-5	0.1419	-35	-1	3,920	D
3/27/15 11:25	3/26/15	SWRL	Retail	Dining	Eating Places	Engle Clyde Wm	CO	D		S	-7	0.3600	-20	-39	31	D
1/27/15 15:50	1/23/15	SWRL	Retail	Dining	Eating Places	Engle Clyde Wm	NV	D		S.m	-7	0.3500	-20	-95	1	D
11/18/14 16:14	11/14/14	SWRL	Retail	Dining	Eating Places	Engle Clyde Wm	NV	D		S	-8	0.2702	-30	-59	21	D
10/31/14 13:08	10/31/14	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S	-2	0.3850	-6	-38	10	D
10/22/14 16:45	10/20/14	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S.m	-6	0.4300	-15	-48	16	D
10/20/14 11:27	10/17/14	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S	-8	0.4499	-17	-35	31	D
10/16/14 16:51	10/16/14	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S	-6	0.4600	-12	-20	48	D
8/18/14 11:50	8/13/14	SWRL	Retail	Dining	Eating Places	Engle Clyde Wm	NV	D		S.m	-16	0.4808	-33	-39	51	D
8/14/14 11:24	8/13/14	SWRL	Retail	Dining	Eating Places	Merryman Bryan J	NV	D		S	-23	0.4823	-48	-49	50	D
8/13/14 13:23	8/12/14	SWRL	Retail	Dining	Eating Places	Engle Clyde Wm	NV	D		S	-2	0.5501	-4	-4	84	D
8/11/14 10:51	8/8/14	SWRL	Retail	Dining	Eating Places	Merryman Bryan J	NV	D		S	-14	0.5541	-26	-21	98	D
8/1/14 11:31	7/30/14	SWRL	Retail	Dining	Eating Places	Merryman Bryan J	NV	D		S	-1	0.6000	-1	-1	124	D
7/29/14 15:18	7/25/14	SWRL	Retail	Dining	Eating Places	Engle Clyde Wm	NV	D		S	-3	0.6300	-4	-4	88	D
7/28/14 10:59	7/25/14	SWRL	Retail	Dining	Eating Places	Merryman Bryan J	NV	D		S	-6	0.6000	-10	-7	125	D
7/24/14 11:41	7/21/14	SWRL	Retail	Dining	Eating Places	Engle Clyde Wm	NV	D		S.m	-9	0.6548	-15	-14	92	D
7/21/14 12:25	7/18/14	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S	0	0.7200	0	0	60	D
7/1/14 16:07	6/27/14	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S	-2	0.7000	-3	-4	61	D
6/25/14 16:26	6/25/14	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S	-1	0.6800	-2	-3	63	D
6/24/14 17:22	6/24/14	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S	-5	0.6814	-7	-10	65	D
6/23/14 14:08	6/20/14	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S	-3	0.6822	-4	-5	72	D
6/16/14 14:23	6/13/14	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S	-3	0.7007	-4	-5	76	D
5/28/14 18:28	5/23/14	SWRL	Retail	Dining	Eating Places	Rocky Mountain Chocolate Factory Inc	CO	T		S.d	-1,487	0.7800	-1,907	-18	8,907	D
5/14/14 11:25	5/12/14	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S.m	-6	0.7687	-8	-9	80	D
5/1/14 15:42	4/28/14	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S.m	-8	0.8134	-10	-10	88	D
4/24/14 13:16	4/22/14	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S.m	-11	0.9107	-12	-11	98	D
2/25/14 20:38	2/21/14	SWRL	Retail	Dining	Eating Places	Rocky Mountain Chocolate Factory Inc	CO	T		S.d	-45	0.1500	-300	-3	8,341	D
2/18/14 13:49	2/14/14	SWRL	Retail	Dining	Eating Places	Engle Clyde Wm	NV	D		S	-3	0.7800	-4	-6	56	D
2/14/14 11:18	2/10/14	SWRL	Retail	Dining	Eating Places	Engle Clyde Wm	NV	D		S.m	-17	0.8268	-20	-25	60	D
2/11/14 15:20	2/7/14	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S.m	-7	0.8351	-8	-14	50	D
2/10/14 09:39	1/29/14	SWRL	Retail	Dining	Eating Places	Engle Clyde Wm	NV	D		S.m	-19	0.7839	-25	-23	80	D
2/7/14 16:36	2/5/14	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S.m	-6	0.7784	-8	-12	58	D
2/4/14 09:26	1/31/14	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S.m	-9	0.8255	-10	-14	65	D
1/30/14 16:38	1/28/14	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S	-5	0.9300	-6	-7	76	D
1/28/14 11:51	1/27/14	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S	-6	0.9500	-6	-7	81	D
1/27/14 09:33	1/22/14	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S	-8	1.03	-8	-8	87	D
1/24/14 11:32	1/22/14	SWRL	Retail	Dining	Eating Places	Capdevielle Scott G	NV	D		S.m	-21	1.04	-20	-13	130	D
11/27/13 08:45	11/25/13	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S.m	-8	0.7853	-10	-9	95	D
11/22/13 14:56	11/20/13	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S.m	-8	0.8075	-10	-9	105	D
11/21/13 10:32	11/13/13	SWRL	Retail	Dining	Eating Places	Engle Clyde Wm	NV	D		S.m	-41	0.8975	-45	-30	105	D
11/13/13 14:58	11/11/13	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S.m	-5	1.01	-5	-4	115	D
11/4/13 11:58	10/31/13	SWRL	Retail	Dining	Eating Places	Merryman Bryan J	NV	D		S.m	-18	1.20	-15	-15	85	D
10/29/13 12:21	10/29/13	SWRL	Retail	Dining	Eating Places	Merryman Bryan J	NV	D		S	-17	0.9000	-19	-16	100	D
10/29/13 12:13	10/29/13	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S	-7	0.9357	-7	-5	120	D
10/28/13 10:18	10/24/13	SWRL	Retail	Dining	Eating Places	Merryman Bryan J	NV	D		S.m	-22	0.8682	-25	-9	252	D
10/28/13 10:18	10/24/13	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S.m	-5	0.8700	-6	-5	127	D
10/24/13 15:06	10/22/13	SWRL	Retail	Dining	Eating Places	Merryman Bryan J	NV	D		S.m	-5	0.8154	-6	-4	144	D
10/23/13 13:03	10/22/13	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S	-2	0.8400	-2	-1	133	D
10/21/13 10:10	10/15/13	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S.m	-7	0.8539	-8	-6	135	D
10/7/13 11:28	10/1/13	SWRL	Retail	Dining	Eating Places	Mortenson Lee N	CO	D		S.m	-5	0.7536	-6	-4	144	D
2/9/12 10:08	2/8/12	SWRL	Retail	Dining	Eating Places	Cartwright Terry A	NV	O	COO	P.d	0	0.2100	2	1	239	D
6/23/11 13:17	6/21/11	SWRL	Retail	Dining	Eating Places	Cartwright Terry A	NV	O	COO	P.d	1	0.3400	2	1	203	D
5/9/11 15:31	5/6/11	HFFI	Retail	Dining	Eating Places	Cartwright Terry A	NV	O	VP Resta	P.d	1	0.3300	2	1	196	D
3/24/11 16:54	3/23/11	HFFI	Retail	Dining	Eating Places	Cartwright Henry E	NV	DO	P,CEO	P.d	0	0.4100	1	1	138	D
3/23/11 14:47	3/22/11	HFFI	Retail	Dining	Eating Places	Cartwright Henry E	NV	DO	P,CEO	P.d	1	0.4100	2	1	137	D
3/16/11 15:41	3/15/11	HFFI	Retail	Dining	Eating Places	Cartwright Henry E	NV	DO	P,CEO	P.d	0	0.4100	1	1	135	D
10/29/10 08:47	10/19/10	HFFI	Retail	Dining	Eating Places	Cartwright Terry A	NV	O	VP Resta	P.d	5	0.4000	13	9	154	D
7/21/09 15:26	7/20/09	HFFI	Retail	Dining	Eating Places	Cartwright Terry A	NV	O	VP Resta	P.d	8	1.00	8	10	89	B
7/21/09 15:24	7/20/09	HFFI	Retail	Dining	Eating Places	Conte Ulderico	NV	O	VP Franc	S.d	-8	1.00	-8	-5	169	B
4/10/09 15:33	4/6/09	HFFI	Retail	Dining	Eating Places	Schloss Paul	NV	D		P.d	2	0.8000	3	33	10	D
4/3/09 13:25	4/2/09	HFFI	Retail	Dining	Eating Places	Cartwright Terry A	NV	O	VP Resta	P.d	2	0.7500	2	3	81	D
4/1/09 12:18	3/31/09	HFFI	Retail	Dining	Eating Places	Schloss Paul	NV	D		P.d	2	0.6000	3	50	8	D
4/1/09 12:17	3/31/09	HFFI	Retail	Dining	Eating Places	Conte Ulderico	NV	O	VP Franc	P.d	1	0.6150	2	1	177	D
4/1/09 12:15	3/31/09	HFFI	Retail	Dining	Eating Places	Cartwright Henry E	NV	DO	P,CEO	P.d	3	0.6000	5	7	80	D
2/12/09 14:46	12/12/08	HFFI	Retail	Dining	Eating Places	Conte Ulderico	NV	O	VP Franc	P.ad	0	0.7000	1	0	176	B
12/15/08 13:02	12/12/08	HFFI	Retail	Dining	Eating Places	Cartwright Terry A	NV	O	VP Resta	P.d	2	0.6500	3	4	79	D
12/15/08 12:59	12/12/08	HFFI	Retail	Dining	Eating Places	Conte Ulderico	NV	O	VP Franc	P.d	1	0.1545	6	3	181	D
3/26/08 17:48	3/24/08	HFFI	Retail	Dining	Eating Places	Cartwright Terry A	NV	O	VP Resta	P.d	3	5.65	1	1	76	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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