- Asterias Biotherapeutics, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	8	13	1	2	9	33	27	-33	7
P	%wins				54	85	62	69	62	0	55
S	%ret	1	3	14	-2	-5	-15	-19	-19	-31	-15
S	%wins				79	86	79	71	100	100	86

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
8/29/18 08:02	8/27/18	AST	Health	BioPrd	Biological Products, (No Diag	Mulroy Michael H.	CA	DO	P,CEO	P.d	5	1.59	0	3	3	98	D
7/27/18 16:00	7/25/18	AST	Health	BioPrd	Biological Products, (No Diag	Mulroy Michael H.	CA	DO	P,CEO	P.d	5	1.69	0	3	3	94	D
6/27/18 07:03	6/25/18	AST	Health	BioPrd	Biological Products, (No Diag	Mulroy Michael H.	CA	DO	P,CEO	P.d	5	1.63	0	3	3	92	D
5/31/18 17:00	5/25/18	AST	Health	BioPrd	Biological Products, (No Diag	Mulroy Michael H.	CA	DO	P,CEO	P.d	5	1.59	0	3	4	88	D
4/27/18 16:33	4/25/18	AST	Health	BioPrd	Biological Products, (No Diag	Mulroy Michael H.	CA	DO	P,CEO	P.d	5	1.33	0	4	5	85	D
3/28/18 17:00	3/26/18	AST	Health	BioPrd	Biological Products, (No Diag	Mulroy Michael H.	CA	DO	P,CEO	P.d	5	1.76	0	3	4	82	D
2/28/18 16:21	2/26/18	AST	Health	BioPrd	Biological Products, (No Diag	Mulroy Michael H.	CA	DO	P,CEO	P.d	5	2.22	0	2	23	12	D
1/26/18 16:01	1/25/18	AST	Health	BioPrd	Biological Products, (No Diag	Mulroy Michael H.	CA	DO	P,CEO	P.d	5	2.34	0	2	27	10	D
12/28/17 19:41	12/26/17	AST	Health	BioPrd	Biological Products, (No Diag	Mulroy Michael H.	CA	DO	P,CEO	P.d	5	2.22	0	2	40	8	D
11/29/17 16:01	11/27/17	AST	Health	BioPrd	Biological Products, (No Diag	Mulroy Michael H.	CA	DO	P,CEO	P.d	5	2.41	0	2	60	6	D
10/27/17 16:00	10/25/17	AST	Health	BioPrd	Biological Products, (No Diag	Mulroy Michael H.	CA	DO	P,CEO	P.d	5	2.55	0	2	126	3	D
9/27/17 14:04	9/25/17	AST	Health	BioPrd	Biological Products, (No Diag	Mulroy Michael H.	CA	DO	P,CEO	P.d	5	3.25	0	2	New	2	D
1/11/17 16:30	1/9/17	AST	Health	BioPrd	Biological Products, (No Diag	Wirth Edward	CA	O	Chief Me	S	-16	4.60	1	-3	-100	0	D	16	70	64	19	7	3	5	8	-2	1	-17	-33
1/11/17 16:30	1/9/17	AST	Health	BioPrd	Biological Products, (No Diag	Spink Katharine E.	CA	O	COO	S	-22	4.60	1	-5	-100	0	D	16	70	64	19	7	3	5	8	-2	1	-17	-33
1/6/17 17:15	12/27/16	AST	Health	BioPrd	Biological Products, (No Diag	Spink Katharine E.	CA	O	COO	M.d	6	2.34	1	3		0	D	29	29	64	9	-17	6	-2	-2	-1	-3	-21	-39
1/6/17 17:15	12/27/16	AST	Health	BioPrd	Biological Products, (No Diag	Spink Katharine E.	CA	O	COO	S.d	-13	5.00	1	-3	-100	0	D	29	29	64	9	-17	6	-2	-2	-1	-3	-21	-39
1/6/17 17:13	12/27/16	AST	Health	BioPrd	Biological Products, (No Diag	Wirth Edward	CA	O	Chief Me	M.d	6	2.34	1	3		0	D	29	29	64	9	-17	6	-2	-2	-1	-3	-21	-39
1/6/17 17:13	12/27/16	AST	Health	BioPrd	Biological Products, (No Diag	Wirth Edward	CA	O	Chief Me	S.d	-13	5.00	1	-3	-100	0	D	29	29	64	9	-17	6	-2	-2	-1	-3	-21	-39
11/28/16 16:30	11/23/16	AST	Health	BioPrd	Biological Products, (No Diag	Spink Katharine E.	CA	O	COO	M.d	6	2.34	1	3		0	D	29	1	40	74	26	52	9	-15	-2	-8	6	-16
11/28/16 16:30	11/23/16	AST	Health	BioPrd	Biological Products, (No Diag	Spink Katharine E.	CA	O	COO	S.d	-14	5.41	1	-3	-100	0	D	29	1	40	74	26	52	9	-15	-2	-8	6	-16
11/21/16 16:48	11/17/16	AST	Health	BioPrd	Biological Products, (No Diag	Wirth Edward	CA	O	Chief Me	M.d	6	2.34	1	3		0	D	50	11	66	94	37	68	71	26	-4	-20	-19	-35
11/21/16 16:48	11/17/16	AST	Health	BioPrd	Biological Products, (No Diag	Wirth Edward	CA	O	Chief Me	S.d	-13	5.00	1	-3	-100	0	D	50	11	66	94	37	68	71	26	-4	-20	-19	-35
11/21/16 16:43	11/17/16	AST	Health	BioPrd	Biological Products, (No Diag	Spink Katharine E.	CA	O	COO	M.d	6	2.34	1	3		0	D	50	11	66	94	37	68	71	26	-4	-20	-19	-35
11/21/16 16:43	11/17/16	AST	Health	BioPrd	Biological Products, (No Diag	Spink Katharine E.	CA	O	COO	S.d	-13	5.00	1	-3	-100	0	D	50	11	66	94	37	68	71	26	-4	-20	-19	-35
10/11/16 07:02	10/6/16	AST	Health	BioPrd	Biological Products, (No Diag	Spink Katharine E.	CA	O	COO	S	-20	4.11	2	-5	-100	0	D	-26	-13	-4	38	49	-6	-3	-2	-5	-10	-25	19	-25
10/11/16 07:01	10/6/16	AST	Health	BioPrd	Biological Products, (No Diag	Wirth Edward	CA	O	Chief Me	S	-14	4.12	2	-3	-100	0	D	-26	-13	-4	38	49	-6	-3	-2	-5	-10	-25	19	-25
9/12/16 17:00	9/8/16	AST	Health	BioPrd	Biological Products, (No Diag	Spink Katharine E.	CA	O	COO	S.m	-68	3.52	1	-19	-100	0	D	-26	-18	-27	29	30	34	42	32	-6	0	4	9	-20
9/12/16 17:00	9/8/16	AST	Health	BioPrd	Biological Products, (No Diag	Wirth Edward	CA	O	Chief Me	S.m	-52	3.52	1	-15	-100	0	D	-26	-18	-27	29	30	34	42	32	-6	0	4	9	-20
7/1/16 16:11	6/29/16	AST	Health	BioPrd	Biological Products, (No Diag	Lebuhn Richard T.	CA	D		P	12	2.38	1	5	25	25	D		-43	-41	-48	-24	-20	-16	-4	1	9	15	67	84
7/1/16 06:02	6/30/16	AST	Health	BioPrd	Biological Products, (No Diag	Cartt Stephen Lahue	CA	DO	P,CEO	P	24	2.40	1	10	4	260	D		-43	-41	-48	-24	-20	-16	-4	7	17	23	75	92
6/13/16 16:15	6/10/16	AST	Health	BioPrd	Biological Products, (No Diag	Cartt Stephen Lahue	CA	DO	P,CEO	P	147	2.93	0	50	25	250	D		-64	-26	-43	-30	-4	-7	-5	-4	-5	-6	25	39
6/10/16 16:15	6/9/16	AST	Health	BioPrd	Biological Products, (No Diag	Kingsley Alfred D	CA	D		P	12	2.93	0	4	80	9	D		-70	-32	-43	-31	-7	-7	-9	4	1	-5	17	44
5/17/16 10:58	5/13/16	AST	Health	BioPrd	Biological Products, (No Diag	Bailey Don M	CA	D		P.d	299	3.39	0	88	New	88	D		-72	-30	-14	-29	-22	-26	1	2	2	-8	-6	34
5/17/16 10:54	5/13/16	AST	Health	BioPrd	Biological Products, (No Diag	Lebuhn Richard T.	CA	D		P.d	51	3.39	0	15	300	20	D		-72	-30	-14	-29	-22	-26	1	2	2	-8	-6	34
5/17/16 10:50	5/13/16	AST	Health	BioPrd	Biological Products, (No Diag	Ricciardi Natale S	CA	D		P.d	50	3.39	0	15	294	20	D		-72	-30	-14	-29	-22	-26	1	2	2	-8	-6	34
5/13/16 17:33	5/13/16	AST	Health	BioPrd	Biological Products, (No Diag	Broadwood Partners LP	NY	H	See Rema	P.d	0	0.00	0	2,059	39	7,400	M		-74	-40	-9	-33	-28	-34	-30	9	5	4	-2	8
9/16/15 17:56	9/15/15	AST	Health	BioPrd	Biological Products, (No Diag	Lebkowski Jane	CA	O	P of R,D	S	-29	6.00	1	-5	-91	0	D		7	-28	-5	20	66	24	24	4	-1	-21	-29	-14	-31
9/16/15 17:52	9/15/15	AST	Health	BioPrd	Biological Products, (No Diag	Wirth Edward	CA	O	Chief Me	S	-17	6.00	1	-3	-100	0	D		7	-28	-5	20	66	24	24	4	-1	-21	-29	-14	-31
9/16/15 17:49	9/15/15	AST	Health	BioPrd	Biological Products, (No Diag	Spink Katharine E.	CA	O	VP,COO	S	-23	6.00	1	-4	-100	0	D		7	-28	-5	20	66	24	24	4	-1	-21	-29	-14	-31
6/26/15 08:30	6/25/15	AST	Health	BioPrd	Biological Products, (No Diag	Lebuhn Richard T.	NY	D		P	22	4.41	3	5	New	5	D			36	-43	-64	-59	-29	-15	-2	0	9	18	-5	-35
6/26/15 08:30	6/25/15	AST	Health	BioPrd	Biological Products, (No Diag	Kingsley Alfred D	NY	D		P	22	4.32	3	5	New	5	D			36	-43	-64	-59	-29	-15	-2	0	9	18	-5	-35
6/26/15 08:30	6/25/15	AST	Health	BioPrd	Biological Products, (No Diag	Arno Andrew	CA	D		P	22	4.32	3	5	New	5	D			36	-43	-64	-59	-29	-15	-2	0	9	18	-5	-35
6/26/15 08:30	6/25/15	AST	Health	BioPrd	Biological Products, (No Diag	Ricciardi Natale S	CA	D		P	22	4.40	3	5	New	5	D			36	-43	-64	-59	-29	-15	-2	0	9	18	-5	-35
2/11/15 19:35	2/9/15	AST	Health	BioPrd	Biological Products, (No Diag	Lichtinger Pedro	CA	DO	CEO	P	500	3.90	0	128	32	528	D			136	15	20	-4	-3	-1	-3	-5	80	197	-2	-23
10/6/14 16:04	9/29/14	ASTY	Health	BioPrd	Biological Products, (No Diag	Scarsdale Equities LLC	NY	H	Former 1	P.m	356	5.93	0	60	7	886	I
9/25/14 15:37	9/23/14	ASTY	Health	BioPrd	Biological Products, (No Diag	Scarsdale Equities LLC	NY	T		P.m	122	4.89	0	25	3	826	I
9/8/14 13:42	9/4/14	ASTY	Health	BioPrd	Biological Products, (No Diag	Scarsdale Equities LLC	NY	T		P.m	444	4.44	0	100	14	806	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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