OCX - Oncocyte Corp - Insider Stock Trading

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
4/15/24 19:21	4/11/24	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Broadwood Partners, L.P.	NY	T		P.d	7,058	2.92	2,420	33	9,858	M
4/15/24 06:04	4/11/24	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Riggs Josh	CA	DO	CEO,P	P	10	2.95	3	999%	4	D
4/15/24 06:02	4/11/24	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Arno Andrew	CA	D		P	100	2.95	34	67	85	D
6/15/23 20:13	6/14/23	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Kingsley Alfred D	NY	D		P	6	0.2149	30	6	563	D
4/7/23 17:12	4/5/23	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Pura Vida Investments, LLC	NY	T		P	200	0.3017	663	5	14,829	I
4/5/23 21:35	4/3/23	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Broadwood Partners, L.P.	NY	T		P.d	8,094	0.3017	26,828	36	100,366	M
12/28/22 16:05	12/23/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Arno Andrew	CA	D		P	88	0.3515	250	80	562	D
12/28/22 16:05	12/23/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Gutfreund John Peter	CA	D		P	25	0.3297	75	New	75	I
12/27/22 18:47	12/22/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Kingsley Alfred D	NY	D		P	7	0.2850	25	5	533	D
12/9/22 20:23	12/1/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Andrews Ronald Asbury	CA	DO	Former C	M.d	0	0.00	250	75	583	D
8/19/22 08:00	8/17/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Last Andrew J.	CA	D		P	17	0.8700	20	40	70	D
8/19/22 08:00	8/17/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Arno Andrew	CA	D		P	14	0.9000	15	New	15	I
8/18/22 16:05	8/16/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Andrews Ronald Asbury	CA	DO	P,CEO	P	38	0.9600	40	14	333	D
8/17/22 20:20	8/15/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Kingsley Alfred D	NY	D		P.d	10	0.9700	10	2	508	D
8/17/22 20:19	8/15/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Gutfreund John Peter	CA	D		P.d	23	0.9300	25	250	35	M
8/17/22 20:18	8/16/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Griffith Melinda	CA	D		P.d	10	1.00	10	50	30	D
8/17/22 20:17	8/16/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Carter Jennifer L.	CA	D		P.d	10	0.9500	11	53	31	D
8/17/22 20:15	8/15/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Arno Andrew	CA	D		P.dm	144	0.9608	150	114	282	D
7/19/22 16:05	6/24/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Redmond Cavan M.	CA	D		M.d	0	0.00	10	9	121	D
7/19/22 16:05	6/24/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Griffith Melinda	CA	D		M.d	0	0.00	10	New	10	D
7/19/22 16:05	6/24/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Carter Jennifer L.	CA	D		M.d	0	0.00	10	New	10	D
7/19/22 16:05	6/24/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Kingsley Alfred D	NY	D		M.d	0	0.00	10	3	394	D
7/19/22 16:05	6/24/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Arno Andrew	CA	D		M.d	0	0.00	10	9	122	D
7/19/22 16:05	6/24/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Last Andrew J.	CA	D		M.d	0	0.00	10	33	40	D
6/28/22 19:48	6/24/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Pura Vida Investments, LLC	NY	T		S	-103	1.03	-99	-1	15,907	I
6/28/22 19:46	4/14/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Pura Vida Investments, LLC	NY	T		P.a	250	1.25	200	1	16,006	I
5/19/22 17:58	5/18/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Yu Li	CA	O	VP Cntrl	M.d	0	0.00	25		17	D
5/19/22 17:58	5/18/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Yu Li	CA	O	VP Cntrl	S.d	-9	1.14	-8	-33	17	D
4/29/22 16:33	4/14/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Pura Vida Investments, LLC	NY	T		P.ad	7,888	1.33	5,932	49	18,156	I
4/18/22 21:55	4/14/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Pura Vida Investments, LLC	NY	T		P.d	7,888	1.33	5,932	49	18,156	I
4/15/22 18:13	4/14/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Broadwood Partners, L.P.	NY	T		P.d	8,000	1.33	6,004	15	46,711	M
3/28/22 20:00	3/25/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Ross Douglas T.	CA	O	Chief Sc	P	21	1.40	15	282	20	D
3/17/22 21:27	3/17/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Paulsen Gisela	CA	O	COO	P.d	20	1.20	17	New	17	D
3/17/22 21:26	3/16/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Andrews Ronald Asbury	CA	DO	CEO	P	64	1.28	50	21	293	D
3/16/22 21:08	3/16/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Redmond Cavan M.	CA	D		P	48	1.19	40	56	111	D
3/15/22 16:19	3/15/22	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Levine Mitchell S	CA	O	CFO	P	29	1.17	25	40	87	D
7/2/21 21:32	7/1/21	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Andrews Ronald Asbury	CA	DO	CEO	M.d	0	0.00	65	36	243	D
7/2/21 13:59	5/7/21	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Andrews Ronald Asbury	CA	DO	CEO	M.d	0	0.00	106	121	194	D
4/30/21 19:09	4/28/21	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Levine Mitchell S	CA	O	CFO	M.d	0	0.00	20	48	62	D
3/22/21 17:17	3/19/21	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Andrews Ronald Asbury	CA	DO	CEO	P	53	4.79	11	11	114	D
2/9/21 17:21	2/5/21	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Broadwood Partners, L.P.	NY	T		P	2,700	4.50	600	2	33,556	M
1/22/21 16:28	1/20/21	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Broadwood Partners, L.P.	NY	T		P	5,000	3.42	1,460	5	32,356	M
12/28/20 21:46	12/23/20	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Kingsley Alfred D	NY	D		M.dm	89	1.34	67	16	478	D
12/28/20 21:46	12/23/20	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Kingsley Alfred D	NY	D		S.d	-2	2.55	-1	0	478	D
12/23/20 21:12	12/21/20	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Kingsley Alfred D	NY	D		M.dm	78	1.34	58	17	413	D
12/23/20 21:12	12/21/20	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Kingsley Alfred D	NY	D		S.dm	-13	0.3055	-43	-9	413	D
12/17/20 17:02	9/12/19	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Levine Mitchell S	CA	O	CFO	P.a	20	2.01	10	286	13	D
12/15/20 06:02	9/12/20	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Levine Mitchell S	CA	O	CFO	P.a	20	2.01	10	286	13	D
8/5/20 19:36	8/3/20	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Parker Albert P	CA	O	COO	P	7	1.33	5	New	5	D
8/5/20 19:34	8/3/20	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Kalajian Tony T	CA	O	Sr.VP,Ch	P	7	1.31	5	50	15	D
8/4/20 18:50	8/3/20	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Andrews Ronald Asbury	CA	DO	CEO	P	54	1.35	40	64	103	D
8/4/20 18:47	8/3/20	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Levine Mitchell S	CA	O	CFO	P	13	1.32	10	38	37	D
4/28/20 18:14	4/24/20	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Broadwood Partners, L.P.	NY	T		P	2,384	2.27	1,050	4	29,436	M
4/20/20 16:42	3/14/20	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Levine Mitchell S	CA	O	CFO	M.d	0	0.00	20	304	27	D
4/1/20 21:24	3/30/20	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Andrews Ronald Asbury	CA	DO	CEO,P	P.am	104	2.30	45	259	63	D
4/1/20 16:05	3/30/20	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Andrews Ronald Asbury	CA	DO	CEO,P	P.em	64	1.41	45	259	63	D
1/6/20 18:38	1/2/20	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Broadwood Partners, L.P.	NY	T		P	3,000	2.16	1,391	5	27,336	M
1/6/20 17:00	1/2/20	OCX	Health	BioPrd	Biological Products, (No Diag	Lineage Cell Therapeutics, Inc.	CA	H	Previous	S	-5,138	2.16	-2,383	-28	6,041	D
11/15/19 17:57	11/13/19	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Broadwood Partners, L.P.	NY	T		P	2,000	1.70	1,176	5	24,553	M
9/18/19 16:59	9/17/19	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Arno Andrew	CA	D		P	108	2.16	50	95	102	D
9/16/19 17:28	9/13/19	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Kalajian Tony T	CA	O	SVP-Chie	P	20	1.98	10	New	10	D
9/13/19 17:20	9/11/19	OCX	Health	BioPrd	Biological Products, (No Diag	Lineage Cell Therapeutics, Inc.	CA	T		S	-6,640	1.66	-4,000	-32	8,424	D
9/13/19 16:57	9/11/19	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Broadwood Partners, L.P.	NY	T		P	3,320	1.66	2,000	10	22,200	M
9/12/19 18:33	9/12/19	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Levine Mitchell S	CA	O	CFO	P	20	2.01	10	New	10	D
7/5/19 16:32	7/5/19	OCX	Health	BioPrd	Biological Products, (No Diag	Biotime Inc	CA	T		S	-4,500	2.00	-2,250	-15	12,424	D
7/2/19 17:16	7/2/19	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Broadwood Partners, L.P.	NY	T		P	2,000	2.00	1,000	6	18,200	M
2/12/19 17:23	2/8/19	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Broadwood Partners, L.P.	NY	T		P	2,000	3.75	533	3	16,200	M
7/31/18 21:40	7/26/18	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Annett William	CA	DO	P,CEO	P.d	0	0.00	4	New	4	D
7/31/18 21:39	7/26/18	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Andrews Ronald Asbury	CA	D		P.d	0	0.00	17	New	17	D
7/31/18 21:39	7/26/18	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Levine Mitchell S	CA	O	CFO	P.d	0	0.00	3	New	3	D
7/31/18 21:39	7/26/18	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Redmond Cavan M.	CA	D		P.d	0	0.00	52	New	52	D
7/31/18 21:38	7/26/18	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Hesterberg Lyndal K.	CA	O	SVP,Rese	P.d	0	0.00	1	New	1	D
7/31/18 21:38	7/26/18	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Last Andrew J.	CA	D		P.d	0	0.00	7	New	7	D
7/31/18 21:38	7/26/18	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Arno Andrew	CA	D		P.d	0	0.00	52	New	52	D
3/30/18 16:28	3/28/18	OCX	Health	Diagn	In Vitro & In Vivo Diagnostic	Broadwood Partners, L.P.	NY	T		P	5,000	1.26	3,968	36	15,133	M

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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