CAT - Caterpillar Inc - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	3	4	1	-0	-0	10	15	0	5
P	%wins				75	50	50	100	100		75
S	%ret	1	3	7	0	0	0	7	21	0	9
S	%wins				43	57	29	0	0		26

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/18/24 16:44	11/15/24	CAT	Machn	CnMch	Construction Machinery & Equi	Schwab Susan C	TX	D		S	-1	383.20	0	0	0	11	D
11/8/24 17:27	11/7/24	CAT	Machn	CnMch	Construction Machinery & Equi	Umpleby III Donald J	TX	O	CB,CEO	M.d	17,123	196.70	0	87	18	562	D
11/8/24 17:25	11/7/24	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	TX	O	Group P	M.d	3,022	151.12	0	20	39	71	D
11/8/24 17:25	11/7/24	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	TX	O	Group P	S.d	-5,193	410.25	0	-13	-15	71	D
11/7/24 17:05	11/6/24	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	M.d	1,021	127.60	0	8	30	35	D
11/7/24 17:05	11/6/24	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	S.d	-2,258	409.84	0	-6	-14	35	D
11/7/24 12:32	11/6/24	CAT	Machn	CnMch	Construction Machinery & Equi	Dickinson Daniel M	TX	D		S	-543	418.00	0	-1	-21	5	D
11/5/24 11:26	11/4/24	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	TX	O	CHRO	S	-1,009	378.84	0	-3	-17	13	D
11/4/24 14:58	11/1/24	CAT	Machn	CnMch	Construction Machinery & Equi	Schaupp William E	TX	O	Chief Ac	M.d	393	196.70	0	2		2	D
11/4/24 14:58	11/1/24	CAT	Machn	CnMch	Construction Machinery & Equi	Schaupp William E	TX	O	Chief Ac	S.d	-369	380.98	0	-1	-36	2	D
9/5/24 12:44	9/4/24	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Gerald	TX	D		P	34	338.59	0	0	4	3	D
9/3/24 17:06	8/30/24	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	M.d	638	127.60	0	5	17	35	D
9/3/24 17:06	8/30/24	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	S.d	-1,119	351.36	0	-3	-8	35	D
8/23/24 11:38	8/22/24	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	TX	O	CHRO	S	-1,019	342.48	0	-3	-16	16	D
7/17/24 13:39	7/16/24	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	TX	O	CHRO	S	-528	350.00	0	-2	-7	19	D
5/31/24 12:32	5/30/24	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	TX	O	CHRO	S	-513	340.00	0	-2	-7	20	D
5/22/24 16:26	5/20/24	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Gerald	TX	D		P	36	356.40	0	0	5	2	D
5/14/24 13:14	5/13/24	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	TX	O	Group P	M.d	2,908	95.17	0	31	75	71	D
5/14/24 13:14	5/13/24	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	TX	O	Group P	S.d	-7,797	356.90	0	-22	-24	71	D
5/6/24 09:24	5/3/24	CAT	Machn	CnMch	Construction Machinery & Equi	Maclennan David	TX	D		P	169	337.39	0	1	10	6	D
3/8/24 13:45	3/7/24	CAT	Machn	CnMch	Construction Machinery & Equi	Bonfield Andrew R J	TX	O	CFO	M.d	6,173	208.70	0	30	83	65	D
2/29/24 14:35	2/28/24	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	M.d	1,090	138.35	0	8	46	25	D
2/29/24 14:35	2/28/24	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	S.d	-1,509	329.80	0	-5	-16	25	D
2/26/24 17:47	2/23/24	CAT	Machn	CnMch	Construction Machinery & Equi	Maclennan David	TX	D		P	113	323.37	0	0	7	5	D
2/23/24 15:47	2/22/24	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	M.d	1,090	138.35	0	8	33	32	D
2/23/24 15:47	2/22/24	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	S.d	-1,447	321.96	0	-4	-12	32	D
2/16/24 15:53	2/15/24	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	M.d	2,127	151.12	0	14	79	32	D
2/16/24 15:53	2/15/24	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	S.d	-2,405	322.00	0	-7	-19	32	D
2/8/24 15:20	2/7/24	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	TX	O	Group P	M.d	2,870	95.66	0	30	96	61	D
2/8/24 15:20	2/7/24	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	TX	O	Group P	S.d	-6,899	325.52	0	-21	-26	61	D
2/6/24 16:00	2/2/24	CAT	Machn	CnMch	Construction Machinery & Equi	Bonfield Andrew R J	TX	O	CFO	S.m	-6,429	321.46	0	-20	-30	47	D
1/26/24 12:41	1/25/24	CAT	Machn	CnMch	Construction Machinery & Equi	Bonfield Andrew R J	TX	O	CFO	S	-3,000	300.04	0	-10	-13	67	D
12/19/23 16:50	12/18/23	CAT	Machn	CnMch	Construction Machinery & Equi	Umpleby III Donald J	TX	DO	CB,CEO	M.d	59,942	141.96	0	422	544	500	D
8/31/23 12:56	8/29/23	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	M.dm	736	88.87	0	8	105	16	D
8/31/23 12:56	8/29/23	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	S.dm	-1,590	280.73	0	-6	-26	16	D
8/10/23 17:50	8/9/23	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	TX	O	CHRO	M.d	2,765	151.12	0	18		17	D
8/10/23 17:50	8/9/23	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	TX	O	CHRO	S.d	-5,238	286.33	0	-18	-52	17	D
8/4/23 19:33	8/3/23	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	TX	O	Group P	M.d	5,521	132.24	0	42		18	D
8/4/23 19:33	8/3/23	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	TX	O	Group P	S.d	0	0.00	0	-42	-70	18	D
8/4/23 19:31	8/3/23	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	TX	O	Group P	S.d	-2,078	285.25	0	-7	-100	0	D
8/4/23 19:31	8/3/23	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	TX	O	Group P	M.d	982	127.60	0	8		0	D
8/3/23 13:32	8/2/23	CAT	Machn	CnMch	Construction Machinery & Equi	Bonfield Andrew R J	TX	O	CFO	M.d	9,556	212.49	0	45	139	77	D
8/2/23 19:16	8/1/23	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	TX	O	Group P	M.d	1,913	95.66	0	20	59	54	D
8/2/23 19:16	8/1/23	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	TX	O	Group P	S.d	-5,500	275.00	0	-20	-27	54	D
7/19/23 19:22	7/18/23	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	TX	O	CHRO	M.d	819	127.60	0	6	63	17	D
7/19/23 19:22	7/18/23	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	TX	O	CHRO	S.d	-1,668	260.00	0	-6	-28	17	D
6/9/23 06:00	6/7/23	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	TX	O	CLO,GC	M.d	2,620	127.60	0	21		14	D
3/6/23 07:56	3/2/23	CAT	Machn	CnMch	Construction Machinery & Equi	Bonfield Andrew R J	TX	O	CFO	M.d	2,947	127.60	0	23	49	70	D
2/21/23 10:40	2/17/23	CAT	Machn	CnMch	Construction Machinery & Equi	Maclennan David	TX	D		P	100	249.29	0	0	12	4	D
2/10/23 17:28	2/9/23	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	TX	O	CLO,GC	S	-2,008	251.04	0	-8	-48	9	D
2/7/23 13:54	2/6/23	CAT	Machn	CnMch	Construction Machinery & Equi	Dickinson Daniel M	TX	D		S	-1,525	251.22	0	-6	-55	5	D
2/6/23 21:55	2/3/23	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	TX	O	CHRO	M.d	3,201	134.02	0	24		14	D
2/6/23 21:55	2/3/23	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	TX	O	CHRO	S.d	-5,981	250.44	0	-24	-63	14	D
1/10/23 14:08	1/9/23	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	TX	O	Group P	M.d	822	74.77	0	11	33	45	D
1/10/23 14:08	1/9/23	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	TX	O	Group P	S.d	-2,750	250.00	0	-11	-20	45	D
1/9/23 13:37	1/6/23	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	TX	O	Group P	M.d	2,765	151.12	0	18		11	D
1/9/23 13:37	1/6/23	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	TX	O	Group P	S.d	-4,555	249.00	0	-18	-63	11	D
12/28/22 13:43	12/27/22	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	TX	O	Group P	M.d	3,029	127.60	0	24		9	D
12/28/22 13:43	12/27/22	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	TX	O	Group P	S.d	-5,700	240.14	0	-24	-73	9	D
12/28/22 13:39	12/27/22	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	TX	O	Group P	M.d	982	127.60	0	8	265	11	D
12/28/22 13:39	12/27/22	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	TX	O	Group P	S.d	-1,878	244.00	0	-8	-42	11	D
12/15/22 16:01	12/14/22	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	TX	O	Group P	M.d	692	138.35	0	5	89	11	D
12/15/22 16:01	12/14/22	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	TX	O	Group P	S.d	-1,191	238.00	0	-5	-32	11	D
11/14/22 15:06	11/11/22	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	TX	O	CLO,GC	S	-447	237.28	0	-2	-18	9	D
11/10/22 12:35	11/8/22	CAT	Machn	CnMch	Construction Machinery & Equi	Umpleby III Donald J	TX	DO	CB,CEO	M.d	19,319	127.60	0	151	76	350	M
5/23/22 12:11	5/18/22	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	IL	O	Group P	S	-590	214.13	0	-3	-21	10	D
5/6/22 11:07	5/5/22	CAT	Machn	CnMch	Construction Machinery & Equi	Maclennan David	IL	D		P	132	219.82	0	1	32	2	D
4/25/22 13:05	4/21/22	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	IL	O	Group P	M.d	876	74.77	0	12	37	44	D
4/25/22 13:05	4/21/22	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	IL	O	Group P	S.d	-2,780	237.25	0	-12	-21	44	D
4/22/22 12:59	4/20/22	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	IL	O	CLO,GC	S	-897	235.00	0	-4	-26	11	D
4/22/22 12:59	4/20/22	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	IL	O	Group P	M.d	692	138.35	0	5	62	13	D
4/22/22 12:59	4/20/22	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	IL	O	Group P	S.d	-1,176	235.00	0	-5	-28	13	D
3/21/22 10:35	3/17/22	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	IL	O	CLO,GC	M.d	4,835	132.31	0	37		14	D
3/21/22 10:35	3/17/22	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	IL	O	CLO,GC	S.d	-8,878	220.00	0	-40	-74	14	D
3/11/22 10:25	3/9/22	CAT	Machn	CnMch	Construction Machinery & Equi	Bonfield Andrew R J	IL	O	CFO	M.d	5,439	132.31	0	41	332	53	D
2/17/22 13:54	2/16/22	CAT	Machn	CnMch	Construction Machinery & Equi	Marvel Gary Michael		O	Chief Ac	S	-137	203.11	0	-1	-29	2	D
2/9/22 12:28	2/7/22	CAT	Machn	CnMch	Construction Machinery & Equi	Maclennan David	IL	D		P	96	199.50	0	0	34	2	D
1/19/22 15:52	1/18/22	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	IL	O	Group P	S.d	-1,151	230.00	0	-5	-33	10	D
1/10/22 17:39	1/7/22	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	IL	O	CHRO	M.d	819	127.60	0	6	64	16	D
1/10/22 17:39	1/7/22	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	IL	O	CHRO	S.d	-1,443	225.00	0	-6	-28	16	D
1/10/22 17:38	1/7/22	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	IL	O	Group P	M.d	1,752	74.77	0	23	174	37	D
1/10/22 17:38	1/7/22	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	IL	O	Group P	S.d	-5,273	225.00	0	-23	-39	37	D
11/2/21 15:29	11/1/21	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	IL	O	Group P	S	-1,028	204.09	0	-5	-33	10	D
8/5/21 12:36	8/4/21	CAT	Machn	CnMch	Construction Machinery & Equi	Maclennan David	IL	D		P	103	206.20	0	1	56	1	D
6/7/21 14:30	6/4/21	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	IL	O	Group P	M.d	982	127.60	0	8	92	16	D
6/7/21 14:30	6/4/21	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	IL	O	Group P	S.d	-1,887	245.12	0	-8	-32	16	D
5/6/21 14:22	5/5/21	CAT	Machn	CnMch	Construction Machinery & Equi	Maclennan David	IL	D		P	100	237.86	0	0	89	1	D
5/4/21 14:48	5/3/21	CAT	Machn	CnMch	Construction Machinery & Equi	Marvel Gary Michael		O	Chief Ac	S	-130	230.00	0	-1	-26	2	D
3/10/21 19:37	3/8/21	CAT	Machn	CnMch	Construction Machinery & Equi	Marvel Gary Michael		O	Chief Ac	M.d	484	95.66	0	5		2	D
3/10/21 19:37	3/8/21	CAT	Machn	CnMch	Construction Machinery & Equi	Marvel Gary Michael		O	Chief Ac	S.d	-1,117	220.97	0	-5	-70	2	D
3/10/21 18:06	3/8/21	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	IL	O	CLO,GC	M.d	7,174	137.91	0	52		11	D
3/10/21 18:06	3/8/21	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	IL	O	CLO,GC	S.d	-13,029	219.67	0	-59	-85	11	D
3/10/21 18:05	3/8/21	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	IL	O	Group P	M.d	8,356	138.09	0	61		0	D
3/10/21 18:05	3/8/21	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	IL	O	Group P	S.d	-17,738	219.82	0	-81	-100	0	D
3/9/21 16:02	3/5/21	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	IL	O	Group P	M.d	2,647	83.00	0	32	636	37	D
3/9/21 16:02	3/5/21	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	IL	O	Group P	S.d	-6,842	214.56	0	-32	-46	37	D
3/9/21 16:02	3/5/21	CAT	Machn	CnMch	Construction Machinery & Equi	Bonfield Andrew R J	IL	O	CFO	M.d	11,192	136.16	0	82		36	D
2/3/21 16:17	2/2/21	CAT	Machn	CnMch	Construction Machinery & Equi	Marvel Gary Michael		O	Chief Ac	M.d	300	74.77	0	4		2	D
2/3/21 16:17	2/2/21	CAT	Machn	CnMch	Construction Machinery & Equi	Marvel Gary Michael		O	Chief Ac	S.d	-766	190.76	0	-4	-71	2	D
12/8/20 08:27	12/4/20	CAT	Machn	CnMch	Construction Machinery & Equi	Marvel Gary Michael		O	Chief Ac	M.d	192	83.00	0	2		2	D
12/8/20 08:27	12/4/20	CAT	Machn	CnMch	Construction Machinery & Equi	Marvel Gary Michael		O	Chief Ac	S.d	-416	179.50	0	-2	-59	2	D
12/4/20 09:31	12/2/20	CAT	Machn	CnMch	Construction Machinery & Equi	Marvel Gary Michael		O	Chief Ac	M.d	385	83.00	0	5		2	D
12/4/20 09:31	12/2/20	CAT	Machn	CnMch	Construction Machinery & Equi	Marvel Gary Michael		O	Chief Ac	S.d	-803	173.26	0	-5	-74	2	D
11/25/20 17:42	11/24/20	CAT	Machn	CnMch	Construction Machinery & Equi	Umpleby III Donald J	IL	DO	CB,CEO	M.d	20,507	95.66	0	214	416	266	D
11/10/20 18:48	11/9/20	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	IL	O	Group P	M.d	8,163	146.98	0	56		11	D
11/10/20 18:48	11/9/20	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	IL	O	Group P	S.d	-1,556	175.00	0	-9	-44	11	D
11/10/20 16:11	11/9/20	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	IL	O	Group P	M.d	317	96.31	0	3	14	28	D
11/6/20 14:26	11/5/20	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	IL	O	Group P	M.d	241	96.31	0	3	10	27	D
11/6/20 14:26	11/5/20	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	IL	O	Group P	S.d	-412	164.76	0	-3	-9	27	D
11/5/20 10:19	11/3/20	CAT	Machn	CnMch	Construction Machinery & Equi	Umpleby III Donald J	IL	DO	CB,CEO	M.d	31,100	83.54	0	372		211	D
11/4/20 15:27	11/2/20	CAT	Machn	CnMch	Construction Machinery & Equi	Younessi Ramin	IL	O	Group P	M.d	1,985	151.12	0	13	432	16	D
11/4/20 15:27	11/2/20	CAT	Machn	CnMch	Construction Machinery & Equi	Younessi Ramin	IL	O	Group P	S.d	-2,134	162.49	0	-13	-45	16	D
11/2/20 19:11	10/30/20	CAT	Machn	CnMch	Construction Machinery & Equi	Younessi Ramin	IL	O	Group P	S	-3,159	154.18	0	-20	-56	16	D
11/2/20 19:10	10/30/20	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	IL	O	GC,Corpo	S	-571	155.00	0	-4	-26	11	D
10/30/20 18:29	10/30/20	CAT	Machn	CnMch	Construction Machinery & Equi	Ainsworth William P	IL	O	Group P	S	-1,857	154.78	0	-12	-15	69	D
10/30/20 18:28	10/29/20	CAT	Machn	CnMch	Construction Machinery & Equi	Younessi Ramin	IL	O	Group P	M.d	2,492	138.35	0	18	97	37	D
10/30/20 18:28	10/29/20	CAT	Machn	CnMch	Construction Machinery & Equi	Younessi Ramin	IL	O	Group P	S.d	-2,720	151.00	0	-18	-33	37	D
10/30/20 18:28	10/29/20	CAT	Machn	CnMch	Construction Machinery & Equi	Marvel Gary Michael		O	Chief Ac	M.d	612	94.11	0	6		2	D
10/30/20 18:28	10/29/20	CAT	Machn	CnMch	Construction Machinery & Equi	Marvel Gary Michael		O	Chief Ac	S.d	-1,003	154.39	0	-6	-80	2	D
10/13/20 18:14	10/12/20	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	IL	O	GC,Corpo	M.d	4,679	151.12	0	31		14	D
9/10/20 18:40	9/9/20	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	IL	O	GC,Corpo	M.d	2,215	138.35	0	16		13	D
9/9/20 19:36	9/8/20	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	IL	O	Group P	M.d	358	89.75	0	4	18	27	D
9/9/20 19:36	9/8/20	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	IL	O	Group P	S.d	-232	147.00	0	-2	-6	27	D
9/9/20 18:59	9/8/20	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	IL	O	Group P	M.d	3,300	95.66	0	34		11	D
9/9/20 18:59	9/8/20	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	IL	O	Group P	S.d	-2,869	146.74	0	-20	-63	11	D
9/3/20 18:41	9/2/20	CAT	Machn	CnMch	Construction Machinery & Equi	Umpleby III Donald J	IL	DO	CB,CEO	M.d	9,536	94.05	0	101	999%	108	D
8/6/20 18:40	8/5/20	CAT	Machn	CnMch	Construction Machinery & Equi	Ainsworth William P	IL	O	Group P	M.d	10,224	88.40	0	116		86	D
8/5/20 19:02	8/4/20	CAT	Machn	CnMch	Construction Machinery & Equi	Younessi Ramin	IL	O	Group P	M.d	1,461	95.66	0	15	71	37	D
8/5/20 19:01	8/4/20	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	IL	O	GC,Corpo	M.d	189	95.66	0	2	20	12	M
2/24/20 13:48	2/20/20	CAT	Machn	CnMch	Construction Machinery & Equi	Marvel Gary Michael		O	Chief Ac	S	-81	137.83	0	-1	-27	2	D
11/6/19 14:15	11/4/19	CAT	Machn	CnMch	Construction Machinery & Equi	Umpleby III Donald J	IL	DO	CB,CEO	M.d	2,318	102.13	0	23	54	65	D
11/6/19 14:15	11/5/19	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	IL	O	Group P	S	-749	146.68	0	-5	-31	12	M
11/6/19 14:14	11/4/19	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	IL	O	Group P	M.d	668	105.85	0	6	55	18	D
11/5/19 15:10	11/1/19	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	IL	O	Group P	M.d	6,600	95.66	0	69		17	D
11/5/19 15:10	11/1/19	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	IL	O	Group P	S.d	-9,866	143.01	0	-69	-80	17	D
10/30/19 13:35	10/28/19	CAT	Machn	CnMch	Construction Machinery & Equi	Umpleby III Donald J	IL	DO	CB,CEO	M.d	392	57.85	0	7	12	62	D
10/30/19 13:34	10/28/19	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	IL	O	GC,Corpo	M.d	377	95.66	0	4	40	14	D
10/30/19 13:34	10/29/19	CAT	Machn	CnMch	Construction Machinery & Equi	Marvel Gary Michael		O	Chief Ac	M.d	196	89.75	0	2		2	D
10/30/19 13:34	10/29/19	CAT	Machn	CnMch	Construction Machinery & Equi	Marvel Gary Michael		O	Chief Ac	S.d	-304	139.38	0	-2	-59	2	D
10/29/19 15:19	10/28/19	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	IL	O	Group P	M.d	1,105	74.77	0	15	702	17	D
10/29/19 15:19	10/28/19	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	IL	O	Group P	S.d	-2,069	140.00	0	-15	-47	17	D
10/2/19 14:56	9/30/19	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	IL	O	GC,Corpo	S	-634	126.34	0	-5	-28	13	D
7/30/19 14:40	7/29/19	CAT	Machn	CnMch	Construction Machinery & Equi	Younessi Ramin	IL	O	Group P	M.d	1,461	95.66	0	15	113	29	D
5/29/19 17:25	5/28/19	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	IL	O	GC,Corpo	M.d	627	77.01	0	8	82	18	D
5/23/19 11:58	5/22/19	CAT	Machn	CnMch	Construction Machinery & Equi	Younessi Ramin	IL	O	Group P	M.d	957	74.77	0	13	94	26	D
10/30/18 19:22	10/26/18	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	IL	O	Group P	P.d	125	115.58	0	1	11	11	D
10/3/18 17:49	10/1/18	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	IL	O	Group P	M.dm	2,905	82.88	0	35		12	D
10/3/18 17:49	10/1/18	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	IL	O	Group P	S.dm	-5,404	154.18	0	-35	-75	12	D
5/15/18 13:19	5/11/18	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	IL	O	Interim	M.d	455	100.44	0	5	120	8	D
5/15/18 13:19	5/11/18	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	IL	O	Interim	S.d	-705	155.67	0	-5	-35	8	D
5/15/18 13:19	5/14/18	CAT	Machn	CnMch	Construction Machinery & Equi	Calhoun David L	IL	D		P	777	155.37	0	5	13	45	D
5/9/18 14:35	5/7/18	CAT	Machn	CnMch	Construction Machinery & Equi	Pellette Thomas A	IL	O	Group P	M.d	5,447	95.41	0	57		34	D
5/9/18 14:35	5/7/18	CAT	Machn	CnMch	Construction Machinery & Equi	Pellette Thomas A	IL	O	Group P	S.d	-8,181	150.17	0	-54	-62	34	D
2/2/18 20:56	1/31/18	CAT	Machn	CnMch	Construction Machinery & Equi	Pellette Thomas A	IL	O	Group P	M.d	7,902	83.00	0	95		26	D
2/2/18 20:56	1/31/18	CAT	Machn	CnMch	Construction Machinery & Equi	Pellette Thomas A	IL	O	Group P	S.d	-15,526	163.10	0	-95	-79	26	D
1/31/18 15:17	1/30/18	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	IL	O	GC,Corpo	S	-85	160.46	0	-1	-3	20	D
11/29/17 14:42	11/27/17	CAT	Machn	CnMch	Construction Machinery & Equi	Halverson Bradley M	IL	O	Group P,	S	-358	137.67	0	-3	-9	27	D
11/28/17 17:40	11/24/17	CAT	Machn	CnMch	Construction Machinery & Equi	Copeland Jananne A.	IL	O	Chief Ac	M.d	325	57.85	0	6	283	8	D
11/28/17 17:40	11/24/17	CAT	Machn	CnMch	Construction Machinery & Equi	Copeland Jananne A.	IL	O	Chief Ac	S.d	-445	136.95	0	-3	-30	8	D
11/24/17 13:15	11/21/17	CAT	Machn	CnMch	Construction Machinery & Equi	Halverson Bradley M	IL	O	Group P,	M.d	4,676	106.00	0	44		29	I
11/24/17 13:15	11/21/17	CAT	Machn	CnMch	Construction Machinery & Equi	Halverson Bradley M	IL	O	Group P,	S.d	-2,363	137.33	0	-17	-37	29	I
11/21/17 11:22	11/17/17	CAT	Machn	CnMch	Construction Machinery & Equi	Pellette Thomas A	IL	O	Group P	M.d	2,399	74.77	0	32		26	D
11/21/17 11:22	11/17/17	CAT	Machn	CnMch	Construction Machinery & Equi	Pellette Thomas A	IL	O	Group P	S.d	-3,331	135.69	0	-25	-49	26	D
11/1/17 12:19	10/30/17	CAT	Machn	CnMch	Construction Machinery & Equi	Dickinson Daniel M	IL	D		S	-523	137.09	0	-4	-37	7	D
10/30/17 17:15	10/26/17	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	IL	O	Group P	M.d	94	41.77	0	2	28	10	D
10/30/17 17:15	10/26/17	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	IL	O	Group P	S.d	-216	137.58	0	-2	-13	10	D
8/7/17 18:18	8/4/17	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	IL	OH	Int. EVP	M.d	1,456	89.67	0	16	929	18	D
8/7/17 18:18	8/4/17	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	IL	OH	Int. EVP	S.d	-1,584	114.30	0	-14	-44	18	D
8/1/17 16:10	7/28/17	CAT	Machn	CnMch	Construction Machinery & Equi	Osborn William A	IL	D		S	-568	113.67	0	-5	-9	52	D
7/31/17 21:45	7/27/17	CAT	Machn	CnMch	Construction Machinery & Equi	Halverson Bradley M	IL	O	Group P,	M.d	15,697	85.96	0	183		19	D
7/31/17 21:45	7/27/17	CAT	Machn	CnMch	Construction Machinery & Equi	Halverson Bradley M	IL	O	Group P,	S.d	-20,828	114.05	0	-183	-91	19	D
7/31/17 20:02	7/27/17	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	IL	O	Group P	M.d	7,712	86.70	0	89		11	D
7/31/17 20:02	7/27/17	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	IL	O	Group P	S.d	-11,101	124.77	0	-89	-89	11	D
5/1/17 17:16	4/28/17	CAT	Machn	CnMch	Construction Machinery & Equi	Pellette Thomas A	IL	O	Group P	M.d	293	57.85	33	5	39	18	D	26	36	24	4	11	8	10	-2	0	-2
2/28/17 12:13	2/24/17	CAT	Machn	CnMch	Construction Machinery & Equi	Pellette Thomas A	IL	O	Group P	M.d	180	73.20	33	2	18	16	D	26	51	20	2	4	5	-2	-1	-1	-2	-5
2/23/17 17:08	2/21/17	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	IL	O	Group P	P	99	99.32	33	1	11	10	D	27	55	19	7	6	3	2	0	0	3	-3
2/16/17 18:16	2/15/17	CAT	Machn	CnMch	Construction Machinery & Equi	Gallardo Juan	IL	D		M.d	368	63.04	33	6	2	272	D	25	53	19	6	7	2	7	3	1	-3	-5
2/15/17 18:40	2/14/17	CAT	Machn	CnMch	Construction Machinery & Equi	Dickinson Daniel M	IL	D		S	-380	97.90	33	-4	-30	9	D	24	56	19	6	5	0	5	4	-1	-1	-6
1/24/17 18:45	1/20/17	CAT	Machn	CnMch	Construction Machinery & Equi	Oberhelman Douglas R	IL	O	CB	M.d	6,609	41.31	33	160	130	283	D	18	61	21	10	-1	3	1	1	2	1	2	1
11/22/16 12:49	11/18/16	CAT	Machn	CnMch	Construction Machinery & Equi	Rust Edward B Jr	IL	D		M.d	368	63.04	33	6	24	30	D	-2	36	33	12	7	13	-1	0	1	1	1	4
11/15/16 14:30	11/14/16	CAT	Machn	CnMch	Construction Machinery & Equi	Umpleby III Donald J	IL	O	Group P	M.d	488	43.26	33	11	40	39	D	1	41	35	13	9	11	16	3	0	-1	0	6
11/14/16 13:25	11/10/16	CAT	Machn	CnMch	Construction Machinery & Equi	Dickinson Daniel M	IL	D		M.d	184	63.04	33	3	25	15	D	-2	41	34	12	6	8	15	10	1	-1	3	6
11/14/16 13:25	11/10/16	CAT	Machn	CnMch	Construction Machinery & Equi	Dickinson Daniel M	IL	D		S.d	-89	93.52	33	-1	-6	15	D	-2	41	34	12	6	8	15	10	1	-1	3	6
11/14/16 13:17	11/10/16	CAT	Machn	CnMch	Construction Machinery & Equi	Oberhelman Douglas R	IL	O	CEO,CB	M.d	4,061	73.20	33	55	31	233	D	-2	41	34	12	6	8	15	10	1	-1	3	6
11/14/16 13:08	11/9/16	CAT	Machn	CnMch	Construction Machinery & Equi	Copeland Jananne A.	IL	O	Chief Ac	M.d	404	43.51	33	9		7	D	-2	41	34	12	6	8	15	10	1	-1	3	6
11/14/16 13:08	11/9/16	CAT	Machn	CnMch	Construction Machinery & Equi	Copeland Jananne A.	IL	O	Chief Ac	S.d	-443	91.22	33	-5	-42	7	D	-2	41	34	12	6	8	15	10	1	-1	3	6
8/2/16 18:18	7/29/16	CAT	Machn	CnMch	Construction Machinery & Equi	Copeland Jananne A.	IL	O	Chief Ac	M.d	185	63.04	33	3	79	7	D	-12	9	33	6	8	4	2	-3	1	3	2	4	20
8/2/16 18:18	7/29/16	CAT	Machn	CnMch	Construction Machinery & Equi	Copeland Jananne A.	IL	O	Chief Ac	S.d	-59	82.95	33	-1	-10	7	D	-12	9	33	6	8	4	2	-3	1	3	2	4	20
8/2/16 18:11	7/29/16	CAT	Machn	CnMch	Construction Machinery & Equi	Pellette Thomas A	IL	O	Group P	M.d	144	63.04	33	2	17	16	D	-12	9	33	6	8	4	2	-3	1	3	2	4	20
8/2/16 18:01	7/29/16	CAT	Machn	CnMch	Construction Machinery & Equi	Muilenburg Dennis A	IL	D		P	160	82.75	33	2	25	10	D	-12	9	33	6	8	4	2	-3	1	3	2	4	20
8/1/16 17:17	7/28/16	CAT	Machn	CnMch	Construction Machinery & Equi	Halverson Bradley M	IL	O	Group P,	M.d	547	57.85	33	9	32	39	D	-14	10	36	8	10	7	4	0	-1	1	1	2	20
8/1/16 17:17	7/28/16	CAT	Machn	CnMch	Construction Machinery & Equi	Halverson Bradley M	IL	O	Group P,	S.d	-235	82.73	33	-3	-7	39	D	-14	10	36	8	10	7	4	0	-1	1	1	2	20
6/2/16 16:46	5/31/16	CAT	Machn	CnMch	Construction Machinery & Equi	Halverson Bradley M	IL	O	Group P,	S.d	-42	72.58	33	-1	-1	39	D	-25	-12	2	5	-8	0	3	0	2	6	3	13	31
5/9/16 17:41	5/9/16	CAT	Machn	CnMch	Construction Machinery & Equi	Muilenburg Dennis A	IL	D		P	80	71.01	33	1	17	8	D	-25	-11	1	12	-2	-7	-7	-4	2	-1	8	17	16
5/3/16 19:49	4/29/16	CAT	Machn	CnMch	Construction Machinery & Equi	Umpleby III Donald J	IL	O	Group P	M.d	135	63.04	33	2	6	35	D	-20	-7	11	25	4	3	-1	-1	-3	-7	-5	8	12
5/3/16 19:24	4/29/16	CAT	Machn	CnMch	Construction Machinery & Equi	Halverson Bradley M	IL	O	Group P,	S.m	-67	76.85	33	-1	-2	39	M	-20	-7	11	25	4	3	-1	-1	-3	-7	-5	8	12
4/28/16 15:52	4/26/16	CAT	Machn	CnMch	Construction Machinery & Equi	Calhoun David L	IL	D		P	1,936	77.44	33	25	308	33	D	-19	-5	12	36	7	7	0	0	-1	-6	-8	8	9
4/28/16 15:49	4/27/16	CAT	Machn	CnMch	Construction Machinery & Equi	Rust Edward B Jr	IL	D		M.d	467	66.77	33	7	34	28	D	-19	-5	12	36	7	7	0	0	-1	-6	-8	8	9
4/26/16 16:46	4/22/16	CAT	Machn	CnMch	Construction Machinery & Equi	Gallardo Juan	IL	D		M.d	467	66.77	33	7	3	270	D	-22	-5	11	34	7	3	-2	-3	1	0	-9	2	13
3/22/16 13:40	3/18/16	CAT	Machn	CnMch	Construction Machinery & Equi	Oberhelman Douglas R	IL	DO	CEO,CB	M.d	3,208	63.04	33	51	28	233	D	-15	-3	8	18	18	10	6	2	0	0	5	2	10	26

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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Filing Date

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Owner

oSt

Rel

Title

T

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r7d

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