CAT - Caterpillar Inc - Insider Stock Trading

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
11/18/24 16:44	11/15/24	CAT	Machn	CnMch	Construction Machinery & Equi	Schwab Susan C	TX	D		S	-1	383.20	0	0	11	D
11/8/24 17:27	11/7/24	CAT	Machn	CnMch	Construction Machinery & Equi	Umpleby III Donald J	TX	O	CB,CEO	M.d	17,123	196.70	87	18	562	D
11/8/24 17:25	11/7/24	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	TX	O	Group P	M.d	3,022	151.12	20	39	71	D
11/8/24 17:25	11/7/24	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	TX	O	Group P	S.d	-5,193	410.25	-13	-15	71	D
11/7/24 17:05	11/6/24	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	M.d	1,021	127.60	8	30	35	D
11/7/24 17:05	11/6/24	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	S.d	-2,258	409.84	-6	-14	35	D
11/7/24 12:32	11/6/24	CAT	Machn	CnMch	Construction Machinery & Equi	Dickinson Daniel M	TX	D		S	-543	418.00	-1	-21	5	D
11/5/24 11:26	11/4/24	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	TX	O	CHRO	S	-1,009	378.84	-3	-17	13	D
11/4/24 14:58	11/1/24	CAT	Machn	CnMch	Construction Machinery & Equi	Schaupp William E	TX	O	Chief Ac	M.d	393	196.70	2		2	D
11/4/24 14:58	11/1/24	CAT	Machn	CnMch	Construction Machinery & Equi	Schaupp William E	TX	O	Chief Ac	S.d	-369	380.98	-1	-36	2	D
9/5/24 12:44	9/4/24	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Gerald	TX	D		P	34	338.59	0	4	3	D
9/3/24 17:06	8/30/24	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	M.d	638	127.60	5	17	35	D
9/3/24 17:06	8/30/24	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	S.d	-1,119	351.36	-3	-8	35	D
8/23/24 11:38	8/22/24	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	TX	O	CHRO	S	-1,019	342.48	-3	-16	16	D
7/17/24 13:39	7/16/24	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	TX	O	CHRO	S	-528	350.00	-2	-7	19	D
5/31/24 12:32	5/30/24	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	TX	O	CHRO	S	-513	340.00	-2	-7	20	D
5/22/24 16:26	5/20/24	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Gerald	TX	D		P	36	356.40	0	5	2	D
5/14/24 13:14	5/13/24	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	TX	O	Group P	M.d	2,908	95.17	31	75	71	D
5/14/24 13:14	5/13/24	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	TX	O	Group P	S.d	-7,797	356.90	-22	-24	71	D
5/6/24 09:24	5/3/24	CAT	Machn	CnMch	Construction Machinery & Equi	Maclennan David	TX	D		P	169	337.39	1	10	6	D
3/8/24 13:45	3/7/24	CAT	Machn	CnMch	Construction Machinery & Equi	Bonfield Andrew R J	TX	O	CFO	M.d	6,173	208.70	30	83	65	D
2/29/24 14:35	2/28/24	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	M.d	1,090	138.35	8	46	25	D
2/29/24 14:35	2/28/24	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	S.d	-1,509	329.80	-5	-16	25	D
2/26/24 17:47	2/23/24	CAT	Machn	CnMch	Construction Machinery & Equi	Maclennan David	TX	D		P	113	323.37	0	7	5	D
2/23/24 15:47	2/22/24	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	M.d	1,090	138.35	8	33	32	D
2/23/24 15:47	2/22/24	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	S.d	-1,447	321.96	-4	-12	32	D
2/16/24 15:53	2/15/24	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	M.d	2,127	151.12	14	79	32	D
2/16/24 15:53	2/15/24	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	S.d	-2,405	322.00	-7	-19	32	D
2/8/24 15:20	2/7/24	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	TX	O	Group P	M.d	2,870	95.66	30	96	61	D
2/8/24 15:20	2/7/24	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	TX	O	Group P	S.d	-6,899	325.52	-21	-26	61	D
2/6/24 16:00	2/2/24	CAT	Machn	CnMch	Construction Machinery & Equi	Bonfield Andrew R J	TX	O	CFO	S.m	-6,429	321.46	-20	-30	47	D
1/26/24 12:41	1/25/24	CAT	Machn	CnMch	Construction Machinery & Equi	Bonfield Andrew R J	TX	O	CFO	S	-3,000	300.04	-10	-13	67	D
12/19/23 16:50	12/18/23	CAT	Machn	CnMch	Construction Machinery & Equi	Umpleby III Donald J	TX	DO	CB,CEO	M.d	59,942	141.96	422	544	500	D
8/31/23 12:56	8/29/23	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	M.dm	736	88.87	8	105	16	D
8/31/23 12:56	8/29/23	CAT	Machn	CnMch	Construction Machinery & Equi	Fassino Anthony D.	TX	O	Group P	S.dm	-1,590	280.73	-6	-26	16	D
8/10/23 17:50	8/9/23	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	TX	O	CHRO	M.d	2,765	151.12	18		17	D
8/10/23 17:50	8/9/23	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	TX	O	CHRO	S.d	-5,238	286.33	-18	-52	17	D
8/4/23 19:33	8/3/23	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	TX	O	Group P	M.d	5,521	132.24	42		18	D
8/4/23 19:33	8/3/23	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	TX	O	Group P	S.d	0	0.00	-42	-70	18	D
8/4/23 19:31	8/3/23	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	TX	O	Group P	S.d	-2,078	285.25	-7	-100	0	D
8/4/23 19:31	8/3/23	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	TX	O	Group P	M.d	982	127.60	8		0	D
8/3/23 13:32	8/2/23	CAT	Machn	CnMch	Construction Machinery & Equi	Bonfield Andrew R J	TX	O	CFO	M.d	9,556	212.49	45	139	77	D
8/2/23 19:16	8/1/23	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	TX	O	Group P	M.d	1,913	95.66	20	59	54	D
8/2/23 19:16	8/1/23	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	TX	O	Group P	S.d	-5,500	275.00	-20	-27	54	D
7/19/23 19:22	7/18/23	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	TX	O	CHRO	M.d	819	127.60	6	63	17	D
7/19/23 19:22	7/18/23	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	TX	O	CHRO	S.d	-1,668	260.00	-6	-28	17	D
6/9/23 06:00	6/7/23	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	TX	O	CLO,GC	M.d	2,620	127.60	21		14	D
3/6/23 07:56	3/2/23	CAT	Machn	CnMch	Construction Machinery & Equi	Bonfield Andrew R J	TX	O	CFO	M.d	2,947	127.60	23	49	70	D
2/21/23 10:40	2/17/23	CAT	Machn	CnMch	Construction Machinery & Equi	Maclennan David	TX	D		P	100	249.29	0	12	4	D
2/10/23 17:28	2/9/23	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	TX	O	CLO,GC	S	-2,008	251.04	-8	-48	9	D
2/7/23 13:54	2/6/23	CAT	Machn	CnMch	Construction Machinery & Equi	Dickinson Daniel M	TX	D		S	-1,525	251.22	-6	-55	5	D
2/6/23 21:55	2/3/23	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	TX	O	CHRO	M.d	3,201	134.02	24		14	D
2/6/23 21:55	2/3/23	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Cheryl H	TX	O	CHRO	S.d	-5,981	250.44	-24	-63	14	D
1/10/23 14:08	1/9/23	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	TX	O	Group P	M.d	822	74.77	11	33	45	D
1/10/23 14:08	1/9/23	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	TX	O	Group P	S.d	-2,750	250.00	-11	-20	45	D
1/9/23 13:37	1/6/23	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	TX	O	Group P	M.d	2,765	151.12	18		11	D
1/9/23 13:37	1/6/23	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	TX	O	Group P	S.d	-4,555	249.00	-18	-63	11	D
12/28/22 13:43	12/27/22	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	TX	O	Group P	M.d	3,029	127.60	24		9	D
12/28/22 13:43	12/27/22	CAT	Machn	CnMch	Construction Machinery & Equi	Johnson Denise C	TX	O	Group P	S.d	-5,700	240.14	-24	-73	9	D
12/28/22 13:39	12/27/22	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	TX	O	Group P	M.d	982	127.60	8	265	11	D
12/28/22 13:39	12/27/22	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	TX	O	Group P	S.d	-1,878	244.00	-8	-42	11	D
12/15/22 16:01	12/14/22	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	TX	O	Group P	M.d	692	138.35	5	89	11	D
12/15/22 16:01	12/14/22	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	TX	O	Group P	S.d	-1,191	238.00	-5	-32	11	D
11/14/22 15:06	11/11/22	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	TX	O	CLO,GC	S	-447	237.28	-2	-18	9	D
11/10/22 12:35	11/8/22	CAT	Machn	CnMch	Construction Machinery & Equi	Umpleby III Donald J	TX	DO	CB,CEO	M.d	19,319	127.60	151	76	350	M
5/23/22 12:11	5/18/22	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	IL	O	Group P	S	-590	214.13	-3	-21	10	D
5/6/22 11:07	5/5/22	CAT	Machn	CnMch	Construction Machinery & Equi	Maclennan David	IL	D		P	132	219.82	1	32	2	D
4/25/22 13:05	4/21/22	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	IL	O	Group P	M.d	876	74.77	12	37	44	D
4/25/22 13:05	4/21/22	CAT	Machn	CnMch	Construction Machinery & Equi	De Lange Bob	IL	O	Group P	S.d	-2,780	237.25	-12	-21	44	D
4/22/22 12:59	4/20/22	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	IL	O	CLO,GC	S	-897	235.00	-4	-26	11	D
4/22/22 12:59	4/20/22	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	IL	O	Group P	M.d	692	138.35	5	62	13	D
4/22/22 12:59	4/20/22	CAT	Machn	CnMch	Construction Machinery & Equi	Creed Joseph E	IL	O	Group P	S.d	-1,176	235.00	-5	-28	13	D
3/21/22 10:35	3/17/22	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	IL	O	CLO,GC	M.d	4,835	132.31	37		14	D
3/21/22 10:35	3/17/22	CAT	Machn	CnMch	Construction Machinery & Equi	Long Suzette M	IL	O	CLO,GC	S.d	-8,878	220.00	-40	-74	14	D
3/11/22 10:25	3/9/22	CAT	Machn	CnMch	Construction Machinery & Equi	Bonfield Andrew R J	IL	O	CFO	M.d	5,439	132.31	41	332	53	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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