128 results - M - W - D

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6/13/14 16:15
6/11/14
ANNRetailClthStWomen's Clothing StoresHilpert Dale WNYDS.d-67339.860-17-2941D
12/10/13 16:34
12/6/13
ANNRetailClthStWomen's Clothing StoresHovsepian Ronald WNYDS-26934.430-8-2228D
11/29/13 16:24
11/26/13
ANNRetailClthStWomen's Clothing StoresLynch Brian ENYOBrand P,S.d-5,58636.440-153-50150D
11/29/13 16:21
11/26/13
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS.dm-1,97636.400-54-18245D
7/2/13 16:08
6/28/13
ANNRetailClthStWomen's Clothing StoresMuto GaryNYOBrand P,S.d-2,21533.440-66-28172D
4/11/13 16:17
4/9/13
ANNRetailClthStWomen's Clothing StoresHovsepian Ronald WNYDS.d-21929.200-8-2030D
1/3/13 13:59
12/31/12
ANNRetailClthStWomen's Clothing StoresHovsepian Ronald WNYDS-81333.440-24-4430D
12/10/12 16:05
12/6/12
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-96232.060-30-10256D
9/10/12 12:00
9/6/12
ANNRetailClthStWomen's Clothing StoresTrapp Michael WNYDS.d-28538.000-8-2129D
8/31/12 12:09
8/30/12
ANNRetailClthStWomen's Clothing StoresBurke James J JrNYDS-3,56935.690-100-7239D
8/31/12 12:03
8/29/12
ANNRetailClthStWomen's Clothing StoresYih Daniel WNYDS-46135.460-13-4218D
8/28/12 12:10
8/24/12
ANNRetailClthStWomen's Clothing StoresLynch Brian ENYOBrand P,S.d-10535.150-3-1216D
8/23/12 14:02
8/21/12
ANNRetailClthStWomen's Clothing StoresLynch Brian ENYOBrand P,S.dm-4,15235.210-118-35216D
8/22/12 14:42
8/20/12
ANNRetailClthStWomen's Clothing StoresMuto GaryNYOBrand P,S.d-2,85634.270-83-33167D
8/21/12 16:13
8/17/12
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS.dm-16,59533.750-492-63286D
7/24/12 10:44
7/20/12
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-39926.590-15-5263D
6/22/12 12:07
6/20/12
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-37625.100-15-5278D
6/5/12 12:58
6/1/12
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS.d-1,07526.070-41-12293D
5/29/12 12:41
5/24/12
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS-21928.080-8-2228D
5/23/12 15:31
5/21/12
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-39726.500-15-5293D
4/24/12 12:12
4/20/12
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-43128.700-15-5308D
3/30/12 11:33
3/28/12
ANNRetailClthStWomen's Clothing StoresMuto GaryNYOBrand P,S.d-1,89228.920-65-30154D
3/28/12 15:08
3/26/12
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS.dm-4,38829.270-150-32323D
3/26/12 10:48
3/22/12
ANNRetailClthStWomen's Clothing StoresBurke James J JrNYDS.d-33828.130-12-4265D
3/22/12 11:28
3/20/12
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-41927.930-15-4323D
3/20/12 14:57
3/16/12
ANNRetailClthStWomen's Clothing StoresLynch Brian ENYOBrand P,S.d-39727.660-14-7201D
3/15/12 11:32
3/13/12
ANNRetailClthStWomen's Clothing StoresHovsepian Ronald WNYDS.d-12627.9533-5-948D41132081214159
3/14/12 12:58
3/12/12
ANNRetailClthStWomen's Clothing StoresLynch Brian ENYOBrand P,S.d-2,27727.8933-82-28207D41132081214159
3/14/12 12:35
3/13/12
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS.d-46828.1033-17-3138D41132081214159
3/14/12 12:29
3/12/12
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS.d-2,27327.5633-83-19355D41132081214159
3/13/12 12:58
3/9/12
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS.d-23328.0033-8-2230D41132081214159
2/23/12 11:12
2/21/12
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-36024.0333-15-4326D58-1942-1331-2
1/24/12 10:27
1/20/12
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-36023.9733-15-4341D1029-13-7-3-361022
12/22/11 10:41
12/20/11
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-36424.2833-15-4356D69-9-5130512-12-4
11/22/11 13:23
11/21/11
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-35623.7633-15-4372D75-8-16-1-1-9-5-4-4-443
10/31/11 10:57
10/27/11
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS.d-9328.0033-3-932D10619-98121464-4-7-17-13
10/26/11 11:05
10/24/11
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS.d-1,10826.8633-41-10387D8119-173918240-1-16-10
10/24/11 11:15
10/20/11
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-38225.4733-15-4387D6521-18-311192-347-8-7
8/24/11 10:01
8/22/11
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-22022.0333-10-2402D82552-16-8-6625-2-1-8-12
7/22/11 10:09
7/20/11
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-27827.8133-10-3367D2246123-1266103-1-7-22-5-14
6/22/11 10:16
6/20/11
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-26126.1133-10-3377D26750-22-12065-4-21-12-15
6/6/11 13:20
6/2/11
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS.d-22527.0033-8-2525D27634-110-16-14-6-5-3-31-13-11
6/6/11 13:19
6/2/11
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS.d-1,65827.0633-61-14387D27634-110-16-14-6-5-3-31-13-11
6/2/11 12:32
5/31/11
ANNRetailClthStWomen's Clothing StoresGass MichelleNYDS-22528.1033-8-1935D26533316-11-12-5-3-2-7-5-14-17
5/31/11 12:40
5/26/11
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS.d-9328.0033-3-1225D28731822-9-7-80-1-8-4-19-23
5/27/11 10:22
5/25/11
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-84128.0433-30-7407D29229819-7-4-700-6-7-21-21
5/24/11 11:47
5/20/11
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-28728.7433-10-2437D279341015-7-3-10-80-1-7-22-17
5/17/11 10:09
5/13/11
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS.d-332.493300447D2753933295-43-2-1-7-14-26-15
4/21/11 11:27
4/20/11
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-31331.2833-10-2457D361334439308311-1-7-12-16
4/8/11 12:09
4/6/11
ANNRetailClthStWomen's Clothing StoresTrapp Michael WNYDS.d-50630.0133-17-4421D401414025251273322-8-23
4/7/11 09:57
4/5/11
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS.d-1,22029.5733-41-8467D44439452027119302-1-7-24
4/1/11 13:20
3/30/11
ANNRetailClthStWomen's Clothing StoresYih Daniel WNYDS-26028.9033-9-3815D4513544421786035-10-19
3/31/11 09:15
3/29/11
ANNRetailClthStWomen's Clothing StoresBeauchamp ChristineNYOP,AnnTayS.d-1,90527.6833-69-6341D45640435211975138-7-19
3/30/11 17:31
3/29/11
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS.m-13628.2133-5-1625D45935382181551138-7-17
3/25/11 11:06
3/23/11
ANNRetailClthStWomen's Clothing StoresLynch Brian ENYOP CorporS.m-15027.1633-6-3172D493374711714-120515-6-20
3/25/11 11:05
3/24/11
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS-10927.2033-4-1230D493374711714-120515-6-20
3/23/11 10:13
3/21/11
ANNRetailClthStWomen's Clothing StoresLynch Brian ENYOP CorporS.d-1,72226.7633-64-27178D4853040-41313-1103162-10
3/23/11 10:12
3/21/11
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-27026.9933-10-2467D4853040-41313-1103162-10
3/17/11 11:28
3/15/11
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS.dm-18827.8233-7-1734D608364932818172-4-310-5-12
3/17/11 11:26
3/15/11
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS.d-45927.3133-17-3477D608364932818172-4-310-5-12
3/16/11 12:54
3/14/11
ANNRetailClthStWomen's Clothing StoresHovsepian Ronald WNYDS.d-12227.1433-5-1042D71936526231814150-310-4-14
3/15/11 13:46
3/14/11
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-23028.0033-8-2470D70942604251315140-210-5-16
3/15/11 13:45
3/14/11
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS.d-45527.3033-17-3137D70942604251315140-210-5-16
3/14/11 13:48
3/10/11
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS.d-1,96423.8033-83-15484D82541622251415152-212-5-17
2/24/11 11:15
2/22/11
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-23823.8133-10-2451D2634852-948-1-201172124
1/21/11 11:56
1/20/11
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-22222.2233-10-2461D37387314-13-19-7-5-3-1739236
12/21/10 16:29
12/20/10
ANNRetailClthStWomen's Clothing StoresGass MichelleNYDS-11127.6533-4-940D3778952451645311-1602-13
12/21/10 16:28
12/17/10
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS.d-42128.0633-15-3035D3778952451645311-1602-13
12/21/10 16:26
12/17/10
ANNRetailClthStWomen's Clothing StoresBeauchamp ChristineNYOP,AnnTayS.d-1,84227.6233-67-5262D3778952451645311-1602-13
12/21/10 16:25
12/17/10
ANNRetailClthStWomen's Clothing StoresMuto GaryNYOP,LOFTS.d-1,39727.9433-50-30119D3778952451645311-1602-13
12/21/10 16:23
12/20/10
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-27727.6533-10-2471D3778952451645311-1602-13
12/16/10 13:34
12/14/10
ANNRetailClthStWomen's Clothing StoresBurke James J JrNYDS-3,34327.1033-123-49127M4187131451831120-13-1-3-12
11/23/10 12:24
11/22/10
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS.d-42925.7633-17-3235D3859017671812128045-910-8
11/23/10 12:22
11/19/10
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS.dm-3,42025.9333-132-22481D3859017671812128045-910-8
10/22/10 15:13
10/20/10
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-21721.7233-10-2491D4742-1421260-4-5162135021
9/28/10 17:05
9/27/10
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS.d-13820.3833-7-1635D-629-3163220880010363522
9/27/10 16:43
9/24/10
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-40020.0033-20-4501D-830-417331685059353616
9/21/10 12:39
9/17/10
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS.d-15918.8433-8-1935D-1313-522030146-239413826
9/8/10 11:46
9/3/10
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS.d-28517.1333-17-3235D-3421-10-150121043922604230
6/16/10 14:23
6/14/10
ANNRetailClthStWomen's Clothing StoresBeauchamp ChristineNYOP,AnnTayS-54321.7333-25-3351D-15204397-11-1104-3-16-21-162022
6/11/10 11:37
6/9/10
ANNRetailClthStWomen's Clothing StoresLynch Brian ENYOP CorporS.d-35221.1333-17-11141D-16186399-85290-2-19-182324
5/26/10 16:39
5/24/10
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS.d-18121.4533-8-2329D-151846238-4-9-195-1-17-252234
5/26/10 16:35
5/24/10
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS.d-4,06821.5533-189-29472D-151846238-4-9-195-1-17-252234
3/31/10 13:17
3/29/10
ANNRetailClthStWomen's Clothing StoresLynch Brian ENYOP CorporS.d-70021.0133-33-19145D-143142643329420511-21-235
3/25/10 17:15
3/24/10
ANNRetailClthStWomen's Clothing StoresHovsepian Ronald WNYDS.d-9320.6333-5-1135D-1633921333714534221-9-733
3/22/10 17:03
3/22/10
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS-12320.5033-6-1728D-11351172636125-2026-1-730
3/22/10 14:04
3/18/10
ANNRetailClthStWomen's Clothing StoresTrapp Michael WNYDS-12620.5733-6-2717I-11351172636125-246103-334
3/18/10 11:38
3/16/10
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS.d-2920.0033-1-434D-542225283426116-1083-936
3/16/10 11:44
3/15/10
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS-20319.1733-11-2139D-184712428462793461711-1142
12/18/09 09:41
12/16/09
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-48316.0433-30-6484D-43180105-111991-4-4-7-18342579
8/25/09 12:07
8/24/09
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS-26513.2333-20-2851D-56-4610369771146572432118
12/3/08 18:01
12/2/08
ANNRetailClthStWomen's Clothing StoresBurke James J JrNYDS-3234.0516-80-936D-88-86-84-83-71-42-21-51513362057248
9/10/08 16:30
9/8/08
ANNRetailClthStWomen's Clothing StoresCantrell Wesley ENYDS.d-24526.1033-9-4412D-35-1294127641-7-31-77-87-41
6/10/08 10:50
6/6/08
ANNRetailClthStWomen's Clothing StoresRomano AnthonyNYOEVP,ChieS.d-21325.2133-8-1549D-37-33-198-5-11-8-414-78-77-72
6/3/08 11:13
5/30/08
ANNRetailClthStWomen's Clothing StoresHovsepian Ronald WNYDS.d-59227.7133-21-5816D-30-30-111111-511-3-8-10-10-83-72
6/3/08 11:11
5/30/08
ANNRetailClthStWomen's Clothing StoresCantrell Wesley ENYDS.d-16827.9933-6-3412D-30-30-111111-511-3-8-10-10-83-72
3/20/08 11:35
3/19/08
ANNRetailClthStWomen's Clothing StoresCantrell Wesley ENYDS.d-13823.0333-6-419D-40-43-35-16-7-11-32367121-80
3/23/07 12:59
3/21/07
ANNRetailClthStWomen's Clothing StoresLazarus Adrienne BNYOP,AnnTayS-15339.2633-4-663D505-8181112911-1-2-6-17-37
3/21/07 14:11
3/19/07
ANNRetailClthStWomen's Clothing StoresLazarus Adrienne BNYOP,AnnTayS.d-68238.7433-18-2167D495-615141181000-3-5-13-43
3/21/07 14:05
3/19/07
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYDOP,CEOS-3,61638.8433-93-23304D495-615141181000-3-5-13-43
9/12/06 15:23
9/8/06
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS.d-35041.5433-8-1936D685117838880-1-2-19-17-26
6/9/06 09:40
6/7/06
ANNRetailClthStWomen's Clothing StoresReis Dominick JNYOVP,ContrS.d-2539.4733-1-222-11102-13-6
3/20/06 14:08
3/17/06
ANNRetailClthStWomen's Clothing StoresSmith James MNYOEVP,CFOS.d-14037.3233-4-93600-47125
3/16/06 15:51
3/14/06
ANNRetailClthStWomen's Clothing StoresSmith James MNYOEVP,CFOS-10835.9833-3-83622-36145
3/16/06 15:50
3/14/06
ANNRetailClthStWomen's Clothing StoresSmith James MNYOEVP,CFOS.d-1,92836.2133-53-574022-36145
3/16/06 15:47
3/15/06
ANNRetailClthStWomen's Clothing StoresBurke James J JrNYDS-1,83136.6233-50-544222-36145
3/14/06 10:55
3/13/06
ANNRetailClthStWomen's Clothing StoresSmith James MNYOEVP,CFOS.d-1,80436.8633-49-573713-4817-3
3/14/06 10:33
3/13/06
ANNRetailClthStWomen's Clothing StoresRomano AnthonyNYOEVP,SuppS.d-71836.4533-20-3339B13-4817-3
2/22/06 14:12
9/6/05
ANNRetailClthStWomen's Clothing StoresGrayson Robert CNYDS-1,07226.8133-40-67202262110
9/7/05 17:21
9/6/05
ANNRetailClthStWomen's Clothing StoresSmith James MNYOEVP,CFOS.d-36326.8933-14-2540D2511866445-12-7173244
9/7/05 09:44
9/2/05
ANNRetailClthStWomen's Clothing StoresRomano AnthonyNYOEVP,CorpS.d-91325.7533-35-5035D251186644513-6193445
3/25/05 16:18
3/23/05
ANNRetailClthStWomen's Clothing StoresSpainhour J PatrickNYDOCB,ChiefS.dm-46,15124.8433-1,858-92171M88-9-217133-1-3-2-2-3-2048
3/24/05 15:32
3/23/05
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOEVP,GC,SS.dm-59225.0733-24-4628D92-11-51671-4-63403056
3/23/05 16:02
3/18/05
ANNRetailClthStWomen's Clothing StoresMeyer DwightNYOEVP,GlobS.d-83825.3233-33-6915D93-7-3251183-33221450
8/23/04 20:30
8/20/04
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOSVP,GC,SS.d-17025.1233-7-2620D3313-15-6-10-6153-1-15-8-135
8/20/04 14:07
8/18/04
ANNRetailClthStWomen's Clothing StoresDemarsilis Sallie ANYOSVP,FinaS.dm-22525.0433-9-4312D3412-14-7-10-6115113-7-13-1
8/19/04 17:17
8/17/04
ANNRetailClthStWomen's Clothing StoresJessup JeromeNYOSr. Ex VS-23524.3133-10-1941D3711-16-6-8-896104-7-123
8/19/04 17:16
8/17/04
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOSVP,GC,SS.d-32124.4433-13-4020D3711-16-6-8-896104-7-123
8/17/04 18:33
3/12/02
ANNRetailClthStWomen's Clothing StoresDemarsilis Sallie ANYOSVP,FinaS.dm-51325.1633-20-6312D277-18-11-14-1049235-5-95
3/23/04 15:56
3/11/04
ANNRetailClthStWomen's Clothing StoresMeyer DwightNYOEVP,GlobS.dm-1,20142.5333-28-759D451072610-2-10-2-2021-1-4-7
3/22/04 12:51
3/18/04
ANNRetailClthStWomen's Clothing StoresSmith James MNYOEVP,CFOS.d-31341.7633-7-2325D451162613-1-10-20-23-2-1-7-7
3/19/04 12:14
3/17/04
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYOP - AnnTS.d-1,65942.0033-40-2996D4211124161-9-7-21312-6-6
3/19/04 12:05
3/17/04
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOSVP,GC,SS.d-10542.0533-3-1613D4211124161-9-7-21312-6-6
8/19/03 16:37
8/18/03
ANNRetailClthStWomen's Clothing StoresErdos BarryNYDOSr. EVP,S-50634.0033-15-1774D6023665111231030-30103312
8/19/03 16:11
8/15/03
ANNRetailClthStWomen's Clothing StoresEisenberg BarbaraNYOSVP,GC,SS-33733.2433-10-558D6023665111231030-30103312
8/19/03 16:08
8/15/03
ANNRetailClthStWomen's Clothing StoresSmith James MNYOSVP,CFOS-16633.2433-5-1922D6023665111231030-30103312
8/19/03 16:04
8/15/03
ANNRetailClthStWomen's Clothing StoresLawther Krill KatherineNYOP - AnnTS-1,89533.2433-57-5842D6023665111231030-30103312
8/19/03 15:51
8/15/03
ANNRetailClthStWomen's Clothing StoresMeyer DwightNYOEVP,GlobS-2,02433.2633-61-8610D602366511123103-1-4-1103211

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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