COF - Capital One Financial Corp - Insider Stock Trading

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
5/9/24 16:05	5/8/24	COF	Financ	NtBnk	National Commercial Banks	Karam Celia	VA	O	P,Retail	S	-2,417	142.88	-17	-26	47	D
5/3/24 16:31	5/1/24	COF	Financ	NtBnk	National Commercial Banks	Dean Lia	VA	O	P,Bankin	S	-2,214	143.00	-15	-22	54	D
5/3/24 16:21	5/2/24	COF	Financ	NtBnk	National Commercial Banks	West Kara	VA	O	Chief En	S	-172	141.87	-1	-8	14	D
5/2/24 16:15	4/30/24	COF	Financ	NtBnk	National Commercial Banks	Golden Timothy P	VA	O	Controll	S	-1,247	144.04	-9	-46	10	D
2/20/24 16:19	2/15/24	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.d	0	0.00	32	1	3,848	D
2/5/24 16:53	2/1/24	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.d	134	134.56	1	0	3,848	D
12/18/23 17:09	12/14/23	COF	Financ	NtBnk	National Commercial Banks	Laprade,iii Frank G.	VA	O	Chief En	M.d	2,414	86.34	28	174	44	D
12/18/23 17:09	12/14/23	COF	Financ	NtBnk	National Commercial Banks	Laprade,iii Frank G.	VA	O	Chief En	S.d	-5,169	130.00	-40	-47	44	D
12/18/23 17:07	12/14/23	COF	Financ	NtBnk	National Commercial Banks	Hackett Ann F	VA	D		S	-780	130.00	-6	-10	55	M
12/18/23 17:06	12/14/23	COF	Financ	NtBnk	National Commercial Banks	Alexander Robert M.	VA	O	CIO	S	-1,040	130.00	-8	-11	67	D
12/14/23 17:44	12/12/23	COF	Financ	NtBnk	National Commercial Banks	Hackett Ann F	VA	D		S.m	-731	121.67	-6	-9	61	M
12/14/23 17:43	12/12/23	COF	Financ	NtBnk	National Commercial Banks	Laprade,iii Frank G.	VA	O	Chief En	S.m	-3,862	123.73	-31	-36	56	D
11/17/23 16:55	11/15/23	COF	Financ	NtBnk	National Commercial Banks	Hackett Ann F	VA	D		S	-852	106.47	-8	-11	67	D
11/9/23 16:51	11/8/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	552	70.96	8	0	3,848	D
11/9/23 16:51	11/8/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-820	105.38	-8	0	3,848	D
11/7/23 16:32	11/3/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	828	70.96	12	0	3,848	D
11/7/23 16:32	11/3/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-1,233	105.60	-12	0	3,848	D
11/3/23 16:22	11/1/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	552	70.96	8	0	3,848	D
11/3/23 16:22	11/1/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-792	101.83	-8	0	3,848	D
11/1/23 18:52	10/30/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	552	70.96	8	0	3,848	D
11/1/23 18:52	10/30/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-776	99.75	-8	0	3,848	D
8/15/23 16:38	8/14/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.d	276	70.96	4	0	3,848	D
8/15/23 16:38	8/14/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.d	-426	109.48	-4	0	3,848	D
8/11/23 17:31	8/9/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	828	70.96	12	0	3,848	D
8/11/23 17:31	8/9/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-1,310	112.24	-12	0	3,848	D
8/8/23 19:24	8/4/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	828	70.96	12	0	3,848	D
8/8/23 19:24	8/4/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-1,319	113.00	-12	0	3,848	D
8/4/23 16:45	8/2/23	COF	Financ	NtBnk	National Commercial Banks	Alexander Robert M.	VA	O	CIO	S	-434	114.74	-4	-5	75	D
8/3/23 19:00	8/1/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	828	70.96	12	0	3,848	D
8/3/23 19:00	8/1/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-1,338	114.58	-12	0	3,848	D
8/1/23 17:14	7/28/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	552	70.96	8	0	3,848	D
8/1/23 17:14	7/28/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-900	115.68	-8	0	3,848	D
7/28/23 15:48	7/26/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	553	71.06	8	0	3,848	D
7/28/23 15:48	7/26/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-896	115.09	-8	0	3,848	D
7/28/23 15:45	7/26/23	COF	Financ	NtBnk	National Commercial Banks	West Kara	VA	O	Chief Au	S	-272	115.06	-2	-18	10	D
7/27/23 16:34	7/25/23	COF	Financ	NtBnk	National Commercial Banks	Borgmann Kevin S.	VA	O	Senior A	S	-1,145	116.99	-10	-13	66	D
7/26/23 20:40	7/24/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	553	71.06	8	0	3,848	D
7/26/23 20:40	7/24/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-906	116.44	-8	0	3,848	D
7/20/23 16:36	7/18/23	COF	Financ	NtBnk	National Commercial Banks	Mouadeb Mark Daniel	VA	O	P,U.S. C	S	-104	115.00	-1	-6	15	D
6/6/23 16:09	6/2/23	COF	Financ	NtBnk	National Commercial Banks	Mouadeb Mark Daniel	VA	O	P,U.S. C	S	-52	110.00	0	-3	16	D
2/17/23 16:06	2/15/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.d	0	0.00	36	1	3,757	D
2/16/23 16:10	2/14/23	COF	Financ	NtBnk	National Commercial Banks	Blinde Neal	VA	O	P,Commer	S	-921	115.16	-8	-6	121	D
1/30/23 17:12	1/26/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.d	100	116.07	1	0	3,757	D
1/30/23 16:48	5/23/22	COF	Financ	NtBnk	National Commercial Banks	Blinde Neal	VA	O	P,Commer	P	4	119.07	0	0	143	D
1/30/23 16:48	5/25/22	COF	Financ	NtBnk	National Commercial Banks	Blinde Neal	VA	O	P,Commer	S	-4	118.94	0	0	143	D
11/16/22 16:06	11/14/22	COF	Financ	NtBnk	National Commercial Banks	West Kara	VA	O	Chief Au	S	-69	114.63	-1	-7	8	D
11/15/22 16:09	11/11/22	COF	Financ	NtBnk	National Commercial Banks	Alexander Robert M.	VA	O	CIO	S	-904	115.00	-8	-11	61	D
11/15/22 16:06	11/10/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	2,118	56.32	38	1	3,757	D
11/15/22 16:06	11/10/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-4,247	112.92	-38	-1	3,757	D
11/10/22 16:07	11/8/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	1,412	56.32	25	1	3,757	D
11/10/22 16:07	11/8/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-2,608	104.02	-25	-1	3,757	D
11/8/22 16:11	11/4/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	1,412	56.32	25	1	3,757	D
11/8/22 16:11	11/4/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-2,559	102.04	-25	-1	3,757	D
11/4/22 16:06	11/2/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	1,412	56.32	25	1	3,757	D
11/4/22 16:06	11/2/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-2,586	103.11	-25	-1	3,757	D
11/2/22 16:07	10/31/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	1,412	56.32	25	1	3,757	D
11/2/22 16:07	10/31/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-2,676	106.71	-25	-1	3,757	D
11/1/22 16:16	10/28/22	COF	Financ	NtBnk	National Commercial Banks	Mouadeb Mark Daniel	VA	O	P,U.S. C	S	-99	105.00	-1	-8	11	D
9/19/22 16:09	9/15/22	COF	Financ	NtBnk	National Commercial Banks	Mouadeb Mark Daniel	VA	O	P,U.S. C	S	-61	100.94	-1	-5	12	D
8/31/22 16:08	8/29/22	COF	Financ	NtBnk	National Commercial Banks	Golden Timothy P	VA	O	Controll	S	-35	108.85	0	-3	11	D
8/12/22 16:27	8/10/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	2,118	56.32	38	1	3,757	D
8/12/22 16:27	8/10/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-4,290	114.06	-38	-1	3,757	D
8/10/22 16:06	8/8/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	1,412	56.32	25	1	3,757	D
8/10/22 16:06	8/8/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-2,699	107.63	-25	-1	3,757	D
8/8/22 16:11	8/4/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	1,412	56.32	25	1	3,759	D
8/8/22 16:11	8/4/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-2,671	106.53	-25	-1	3,759	D
8/4/22 16:10	8/2/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	1,412	56.32	25	1	3,759	D
8/4/22 16:10	8/2/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-2,715	108.26	-25	-1	3,759	D
8/2/22 16:08	7/29/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	1,412	56.32	25	1	3,759	D
8/2/22 16:08	7/29/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-2,705	107.88	-25	-1	3,759	D
8/2/22 16:08	7/29/22	COF	Financ	NtBnk	National Commercial Banks	West Kara	VA	O	Chief Au	S	-305	109.67	-3	-25	8	D
7/29/22 16:11	7/27/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	1,412	56.32	25	1	3,759	D
7/29/22 16:11	7/27/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-2,709	108.02	-25	-1	3,759	D
7/27/22 16:10	7/25/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.dm	1,412	56.32	25	1	3,759	D
7/27/22 16:10	7/25/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-2,736	109.10	-25	-1	3,759	D
5/31/22 16:17	5/26/22	COF	Financ	NtBnk	National Commercial Banks	Hall Sheldon	VA	O	Chief Ri	S	-2,325	125.00	-19	-21	68	M
5/17/22 17:20	5/13/22	COF	Financ	NtBnk	National Commercial Banks	Blinde Neal	VA	O	P,Commer	S	-3	117.38	0	0	143	D
5/17/22 16:33	5/13/22	COF	Financ	NtBnk	National Commercial Banks	Haggerty Kaitlin	VA	O	CHRO	S	-145	115.67	-1	-25	4	D
3/11/22 16:16	3/16/21	COF	Financ	NtBnk	National Commercial Banks	Williams Craig A.	VA	D		S.m	-2	135.23	0	-1	2	D
3/11/22 16:16	6/10/21	COF	Financ	NtBnk	National Commercial Banks	Williams Craig A.	VA	D		P.m	4	158.83	0	2	2	D
3/2/22 16:09	2/28/22	COF	Financ	NtBnk	National Commercial Banks	Golden Timothy P	VA	O	Controll	S	-568	148.98	-4	-25	12	D
2/17/22 16:13	2/15/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.d	0	0.00	55	1	3,759	D
2/7/22 16:34	2/3/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.d	122	148.29	1	0	3,759	D
2/2/22 16:11	1/31/22	COF	Financ	NtBnk	National Commercial Banks	Hackett Ann F	VA	D		S	0	142.62	0	0	71	I
1/31/22 16:14	1/27/22	COF	Financ	NtBnk	National Commercial Banks	Cooper Matthew W	VA	O	GC	S	-994	146.82	-7	-25	20	D
1/31/22 16:13	1/27/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	M.d	5	45.75	0	0	3,759	D
1/31/22 16:13	1/27/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.d	-8	146.82	0	0	3,759	D
11/3/21 16:12	11/1/21	COF	Financ	NtBnk	National Commercial Banks	Raskind Peter E	VA	D		M.d	124	45.75	3	12	26	D
11/3/21 16:12	11/1/21	COF	Financ	NtBnk	National Commercial Banks	Raskind Peter E	VA	D		S.d	-414	152.33	-3	-9	26	D
9/29/21 16:57	9/27/21	COF	Financ	NtBnk	National Commercial Banks	Sanjiv Yajnik	VA	O	P,Financ	S	-77	170.00	0	-1	56	D
9/27/21 16:06	9/23/21	COF	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Senior A	S	-3,307	165.37	-20	-30	47	D
9/7/21 16:05	9/2/21	COF	Financ	NtBnk	National Commercial Banks	Laprade,iii Frank G.	VA	O	Chief En	S	-1,881	161.24	-12	-20	45	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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