Steelhead Partners LLC - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	13	1	1	5	36	28	43	19
P	%wins				62	46	54	62	85	100	68
S	%ret	4	1	30	0	0	5	0	-17	-38	-8
S	%wins				67	57	40	67	75	93	66

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/9/15 09:25	6/8/15	RFP	Resolute Forest Products Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S	-31,350	11.40	8	-2,750	-24	8,950	I	-21	-26	-30	-33	-23	-8	-1	-1	4	1	-11	-14	-35	-48
5/1/15 17:20	4/29/15	RFP	Resolute Forest Products Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S.m	-3,678	16.08	4	-229	-2	11,700	I	5	-14	-16	-10	-6	-14	-6	2	1	-13	-20	-36	-43	-62
1/9/15 16:48	1/7/15	RFP	Resolute Forest Products Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S.m	-3,571	16.41	5	-218	-2	11,928	I	19	-9	0	2	-10	-7	-8	-4	2	-3	10	11	-35	-52
11/7/14 16:48	11/5/14	RFP	Resolute Forest Products Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S.m	-147	19.10	5	-8	0	12,146	I	60	26	19	14	14	11	2	0	0	-1	-9	-5	-31	-59
10/23/14 17:49	10/21/14	RFP	Resolute Forest Products Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S.m	-685	17.83	4	-38	0	24,310	I	33	17	-4	2	-2	8	11	2	-1	0	2	-8	-12	-53
10/20/14 17:12	10/16/14	RFP	Resolute Forest Products Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S.m	-1,122	17.40	4	-64	0	24,440	I	37	19	-2	5	-3	4	5	6	2	1	4	-11	-6	-48
10/15/14 16:35	10/13/14	RFP	Resolute Forest Products Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S.m	-1,012	16.27	4	-62	-1	12,257	I	27	15	-5	-5	-10	-6	-1	1	3	8	14	-1	6	-41
10/7/14 19:35	10/3/14	RFP	Resolute Forest Products Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S.m	-3,679	16.19	3	-227	-2	12,319	I	27	26	-16	-3	-8	-9	-2	4	2	-1	22	4	12	-39
4/4/14 17:31	4/2/14	RFP	Resolute Forest Products Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S.m	-4,909	19.85	7	-247	-2	12,546	I	37	28	52	20	-8	1	1	-2	-2	-5	-18	-12	-18	-9
4/4/14 17:28	4/2/14	RFP	Resolute Forest Products Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S.m	-4,909	19.85	7	-247	-2	12,546	I	37	28	52	20	-8	1	1	-2	-2	-5	-18	-12	-18	-9
2/28/14 17:53	2/26/14	END	Endeavour International Corp	NV	Energy	OilPrd	Crude Petroleum & Natural Gas	Steelhead Partners LLC	WA	H	See foot	S.dm	-9,218	5.00	0	-1,842	-30	4,278	I
10/22/13 20:55	10/18/13	END	Endeavour International Corp	NV	Energy	OilPrd	Crude Petroleum & Natural Gas	Steelhead Partners LLC	WA	H	See foot	S	-553	7.38	0	-75	-1	6,268	I
9/24/13 12:39	7/16/13	RFP	Resolute Forest Products Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S.am	-5,615	15.21	4	-369	-3	12,764	I	-13	-2	-19	8	2	7	0	-2	-1	-4	7	11	41	23
7/18/13 19:26	7/16/13	RFP	Resolute Forest Products Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S.m	-5,615	15.21	6	-369	-3	12,713	I	-23	23	11	6	5	18	10	3	1	2	-14	-13	14	9
2/26/13 18:32	2/22/13	END	Endeavour International Corp	NV	Energy	OilPrd	Crude Petroleum & Natural Gas	Steelhead Partners LLC	WA	TH	See Expl	P.m	876	2.69	0	325	5	6,343	I
2/19/13 21:30	2/14/13	END	Endeavour International Corp	NV	Energy	OilPrd	Crude Petroleum & Natural Gas	Steelhead Partners LLC	WA	TH	See Expl	P	884	3.54	0	250	4	6,018	I
1/7/13 17:23	1/3/13	END	Endeavour International Corp	NV	Energy	OilPrd	Crude Petroleum & Natural Gas	Steelhead Partners LLC	WA	TH	See Expl	P	1,836	5.43	0	338	6	5,768	I
9/19/12 15:36	5/16/12	ABH	Resolute Forest Products Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	P.a	0	0.00	0	177	1	12,891	I
6/8/12 16:33	6/6/12	END	Endeavour International Corp	NV	Energy	OilPrd	Crude Petroleum & Natural Gas	Steelhead Partners LLC	WA	H	See foot	S	-468	9.85	0	-48	-1	3,928	I
5/31/12 18:22	5/29/12	END	Endeavour International Corp	NV	Energy	OilPrd	Crude Petroleum & Natural Gas	Steelhead Partners LLC	WA	H	See foot	S.m	-1,145	8.36	0	-137	-3	3,975	I
5/25/12 18:12	5/16/12	ABH	Resolute Forest Products Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	P	2,763	15.63	0	177	1	12,891	I
5/25/12 18:03	5/23/12	END	Endeavour International Corp	NV	Energy	OilPrd	Crude Petroleum & Natural Gas	Steelhead Partners LLC	WA	H	See foot	S	-34	6.15	0	-6	0	4,112	I
5/23/12 18:50	5/21/12	END	Endeavour International Corp	NV	Energy	OilPrd	Crude Petroleum & Natural Gas	Steelhead Partners LLC	WA	H	See foot	S.m	-1,940	6.58	0	-295	-7	4,118	I
5/21/12 16:24	5/17/12	END	Endeavour International Corp	NV	Energy	OilPrd	Crude Petroleum & Natural Gas	Steelhead Partners LLC	WA	H	See foot	S.dm	-1,949	6.51	0	-300	-6	4,413	I
10/7/11 14:08	10/5/11	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S.m	-4,217	7.50	17	-563	-14	3,555	I	-63	-53	-67	-62	-23	-21	3	40	-2	6	35	-2
9/29/11 13:58	9/27/11	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S	-292	8.21	16	-36	-1	4,118	I	-65	-61	-71	-67	-44	-33	-29	-4	0	9	53	-8
6/3/11 16:24	6/1/11	CCPF	Colombia Clean Power & Fuels, Inc	NV	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	P.d	1,786	1.00	0	1,786	150	2,980	I
4/29/11 17:25	4/28/11	GRZ	Gold Reserve Inc	B0	Mining	Gold	Gold & Silver Ores	Steelhead Partners LLC	WA	H	See foot	S	-1,690	1.69	0	-1,000	-8	11,708	I	197	50	21	3	3	-2	-3	-1	0	-2	5	38	45
3/8/11 12:12	3/4/11	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S.m	-2,960	22.59	24	-131	-3	4,153	I	129	28	37	1	7	9	9	17	-1	-10	5	-14	-57	-77
3/3/11 17:38	3/2/11	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S.m	-3,611	20.21	16	-179	-2	8,705	I	114	18	26	0	-14	-6	-6	-6	0	8	20	4	-47	-71
1/20/11 13:07	1/19/11	ABH	Abitibibowater Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S	-656	26.67	3	-25	0	9,698	I						14	12	4	-1	9	10	-4	-28	-44
1/19/11 12:15	1/14/11	ABH	Abitibibowater Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S.m	-1,058	26.12	3	-41	0	9,723	I						14	12	5	0	9	11	-4	-27	-44
1/13/11 17:13	1/11/11	ABH	Abitibibowater Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S.m	-2,537	25.37	3	-100	-1	9,763	I						7	9	6	-1	3	15	1	-24	-40
10/12/10 14:27	10/7/10	NCOC	National Coal Corp	FL	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S.m	-486	0.9700	0	-501	-63	293	I
10/7/10 16:20	10/5/10	NCOC	National Coal Corp	FL	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S.m	-18	0.9750	0	-19	-2	794	I
10/5/10 16:21	10/1/10	NCOC	National Coal Corp	FL	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S.m	-411	0.9750	0	-422	-34	813	I
7/27/10 17:09	7/23/10	NCOC	National Coal Corp	FL	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S	-82	1.12	0	-73	-6	1,235	I
4/16/10 14:16	4/14/10	NCOC	National Coal Corp	FL	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S.m	-143	0.5700	0	-250	-5	5,230	I
10/21/09 14:58	10/19/09	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S	-800	22.22	21	-36	-1	4,463	I	197	8	62	23	26	15	2	2	0	-4	-5	-17	-21	-25
10/14/09 13:00	10/12/09	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S.m	-4,532	22.15	21	-205	-4	4,499	I	214	3	58	36	35	8	19	2	-2	0	0	-3	-23	-21
10/9/09 14:10	10/7/09	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S.m	-1,857	21.25	24	-87	-2	4,704	I	202	27	50	47	28	4	10	12	0	1	0	3	-20	-21
9/24/09 12:52	9/22/09	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S	-2,525	21.26	22	-119	-2	4,791	I	234	-39	50	29	22	28	10	-1	-3	-6	10	-7	-25	-20
9/16/09 14:18	9/14/09	NCOC	National Coal Corp	FL	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S.m	-514	1.28	0	-402	-7	5,480	I
5/6/09 16:28	5/4/09	NCOC	National Coal Corp	FL	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S.m	-120	2.53	0	-48	-1	5,882	I
4/27/09 16:27	4/23/09	ABWTQ	Abitibibowater Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S	-73	0.1401	0	-520	-9	5,332	I
4/21/09 17:21	4/17/09	ABWTQ	Abitibibowater Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S.m	-289	0.1432	0	-2,015	-26	5,852	I
3/20/09 15:54	3/19/09	ICO	International Coal Group, Inc.	DE	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S	-777	1.67	0	-465	-4	10,467	S
3/18/09 12:35	3/16/09	ICO	International Coal Group, Inc.	DE	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S	-17	1.49	0	-12	0	10,932	S
3/5/09 13:19	3/3/09	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	P	180	8.99	17	20	0	4,910	S									-1	10	36	111	58	64
3/3/09 12:43	2/27/09	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	P.m	1,539	10.00	16	154	3	4,890	S									13	12	36	165	86	83
3/3/09 12:42	2/27/09	ICO	International Coal Group, Inc.	DE	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S	-585	1.67	0	-350	-3	10,944	S
2/24/09 14:03	2/20/09	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	P.m	1,543	11.68	15	132	3	4,736	S									7	-19	26	84	54	48
2/20/09 15:17	2/18/09	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	P	1,254	12.54	15	100	2	4,604	S									-17	-15	-4	69	25	31
2/3/09 14:47	1/30/09	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	P	716	13.70	22	52	1	4,504	S									5	22	-23	57	34	22
1/27/09 12:42	1/23/09	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	P	890	13.69	23	65	1	4,451	S									9	-7	-17	-7	34	16
1/22/09 16:32	1/20/09	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	P	71	13.47	22	5	0	4,386	S									2	14	-6	-1	29	31
1/16/09 16:04	1/14/09	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	P.m	1,250	13.19	22	95	2	4,381	S									-10	-5	-8	-1	19	36
1/16/09 15:55	1/15/09	ABH	Abitibibowater Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S	-45	0.6299	0	-72	-1	5,263	S
1/13/09 17:33	1/12/09	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	P	4,650	14.56	21	319	8	4,286	S									-5	-12	0	1	3	46
1/12/09 16:27	1/9/09	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	P	841	15.55	22	54	1	3,967	S									7	6	7	5	8	49
1/9/09 16:19	1/8/09	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	P	1,586	15.86	23	100	3	3,913	S									-10	-5	6	-7	-5	43
1/7/09 18:27	1/6/09	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	P.m	4,950	16.50	23	300	9	3,813	S									0	-7	-8	-18	-15	34
12/24/08 16:31	12/22/08	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	P.m	3,343	12.07	23	277	9	3,513	I	43	17	-77	-56	42	35	-11	-2	17	24	17	16	28	57
12/5/08 17:45	12/4/08	ABH	Abitibibowater Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S.m	-157	0.4679	0	-335	-3	10,754	I
12/3/08 18:02	12/2/08	ABH	Abitibibowater Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S.m	-69	0.5640	0	-122	-2	5,600	I
12/1/08 18:08	11/28/08	ABH	Abitibibowater Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S.m	-30	0.6943	0	-43	-1	5,722	I
11/26/08 17:44	10/13/08	ABH	Abitibibowater Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S.m	-468	2.12	0	-221	-4	5,865	I
11/26/08 17:43	11/25/08	ABH	Abitibibowater Inc.	DE	BizSv	Paper	Paper Mills	Steelhead Partners LLC	WA	H	See foot	S.m	-71	0.7066	0	-100	-2	5,765	I
6/23/08 16:15	6/19/08	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S	-62	61.54	33	-1	0	3,236	I	121	318	473	297	93	47	28	10	-9	-12	-39	-50	-82	-78
6/18/08 17:30	6/16/08	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S	-127	50.99	33	-3	0	3,237	I	91	295	483	241	90	47	37	20	-5	-5	-34	-63	-84	-77
6/4/08 16:20	6/2/08	END	Endeavour International Corp	NV	Energy	OilPrd	Crude Petroleum & Natural Gas	Steelhead Partners LLC	WA	H	See foot	S	-1,099	1.83	0	-600	-5	12,610	I	-25	0	64	54	55	32	17	20	10	21	9	-17	-79	-8
5/20/08 17:50	5/16/08	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S	-179	35.80	32	-5	0	3,239	I	4	162	489	117	72	61	16	9	4	-3	66	6	-76	-36
5/14/08 16:42	5/12/08	NCOC	National Coal Corp	FL	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	P	5,938	4.65	0	1,277	27	5,929	I
5/8/08 17:00	5/7/08	CHTR	Charter Communications Inc /mo/	DE	Media	PayTv	Cable & Other Pay Television	Steelhead Partners LLC	WA	H	See foot	S	-626	1.39	0	-450	-1	39,426	I
5/2/08 16:22	4/30/08	NCOC	National Coal Corp	FL	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	P	48	4.72	0	10	0	4,652	I
4/30/08 16:28	4/28/08	NCOC	National Coal Corp	FL	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	P.m	198	4.72	0	42	1	4,642	I
3/10/08 16:39	3/6/08	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S	-69	19.71	20	-4	0	3,244	I	-49	169	236	136	77	13	9	6	8	0	23	123	84	-34
2/28/08 16:18	2/26/08	JRCC	James River Coal Co	VA	Mining	Coal	Bituminous Coal & Lignite Sur	Steelhead Partners LLC	WA	H	See foot	S	-48	17.40	17	-3	0	1,455	I	-54	154	348	155	77	30	4	6	-5	9	-2	111	127	-36
10/23/07 16:27	10/19/07	NCOC	National Coal Corp	FL	Mining	Coal	Bituminous Coal & Lignite Min	Steelhead Partners LLC	WA	H	See foot	P	5,400	3.00	0	1,800	64	4,600	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y