Shaff Karen E - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	14	-0	0	2	6	13	28	8
S	%wins				79	57	21	36	15	8	36

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/4/17 17:10	12/1/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	OT	EVP,Gen'	M.d	1,251	30.70	0	41	126	73	D
12/4/17 17:10	12/1/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	OT	EVP,Gen'	S.d	-3,514	69.51	0	-51	-41	73	D
10/20/17 17:21	10/19/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	OT	EVP,Gen'	M.d	363	34.26	0	11	13	89	D
10/20/17 17:21	10/19/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	OT	EVP,Gen'	S.d	-720	68.01	0	-11	-11	89	D
10/19/17 14:22	10/18/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	OT	EVP,Gen'	M.d	585	34.26	0	17	24	89	D
10/19/17 14:22	10/18/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	OT	EVP,Gen'	S.d	-1,162	68.00	0	-17	-16	89	D
7/11/17 13:58	7/10/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	OT	EVP,Gen'	M.d	1,833	60.10	0	31	52	89	D
7/11/17 13:58	7/10/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	OT	EVP,Gen'	S.d	-1,983	65.00	0	-31	-26	89	D
6/13/17 17:14	6/12/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	OT	EVP,Gen'	M.d	1,046	27.46	0	38	75	89	D
6/13/17 17:14	6/12/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	OT	EVP,Gen'	S.d	-2,479	65.05	0	-38	-30	89	D
2/13/17 16:52	2/9/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	OT	EVP,Gen'	M.d	964	22.21	33	43	106	84	D	30	83	31	9	5	5	6	2	0	0	2	2
2/13/17 16:52	2/9/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	OT	EVP,Gen'	S.d	-2,606	60.04	33	-43	-34	84	D	30	83	31	9	5	5	6	2	0	0	2	2
10/28/16 17:35	10/28/16	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	OT	EVP,Gen'	S	-706	55.00	33	-13	-13	85	D	11	9	28	16	11	2	2	1	-1	-4	3	5	20
7/31/15 13:41	7/30/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	OT	EVP,Gen'	M.d	1,929	49.25	33	39	83	86	D	36	11	17	9	5	8	4	2	0	0	-8	-7	-30	-13
7/31/15 13:41	7/30/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	OT	EVP,Gen'	S.d	-2,164	55.25	33	-39	-31	86	D	36	11	17	9	5	8	4	2	0	0	-8	-7	-30	-13
8/22/14 15:57	8/21/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	OT	EVP,GC,S	M.d	2,124	39.02	33	54	252	76	D	112	30	22	16	4	9	5	3	-1	1	2	0	-3	4
8/22/14 15:57	8/21/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	OT	EVP,GC,S	S.d	-2,890	53.09	33	-54	-42	76	D	112	30	22	16	4	9	5	3	-1	1	2	0	-3	4
7/24/13 16:26	7/22/13	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	O	EVP,GC	M.d	1,326	36.30	33	37	117	68	M	52	59	35	15	6	8	4	1	1	6	5	16	19	32
7/24/13 16:26	7/22/13	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	O	EVP,GC	S.d	-1,479	40.50	33	-37	-35	68	M	52	59	35	15	6	8	4	1	1	6	5	16	19	32
4/12/13 12:46	4/11/13	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	O	EVP,GC	M.d	967	11.07	33	87		74	D	19	29	30	22	13	6	4	5	0	-5	5	10	20	28
4/12/13 12:46	4/11/13	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	O	EVP,GC	S.d	-3,058	35.00	33	-87	-54	74	D	19	29	30	22	13	6	4	5	0	-5	5	10	20	28
2/20/13 16:03	2/19/13	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	O	EVP,GC	S	-100	32.00	33	-3	-6	50	D	5	25	25	24	11	4	6	3	-2	-2	7	21	34	42
1/23/13 13:20	1/22/13	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	O	EVP,GC	S	-101	30.28	33	-3	-6	52	D	0	16	18	7	10	6	2	4	0	2	2	17	35	60
9/17/12 16:16	9/14/12	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	O	EVP,GC	S	-100	29.00	33	-3	-6	55	D	22	19	1	16	13	8	6	4	-1	-3	-6	-3	18	56
9/7/12 15:22	9/6/12	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	O	EVP,GC	S	-100	28.00	33	-4	-6	58	D	20	20	7	15	10	6	4	3	1	2	-1	-1	22	60
1/16/07 15:13	1/11/07	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	O	EVP,GC	M.d	289	27.57	33	10	70	25	D	56	27	14	13	5	3	2	3	0	0	5	2	2	12
1/16/07 15:13	1/11/07	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	O	EVP,GC	S.d	-629	60.00	33	-10	-29	25	D	56	27	14	13	5	3	2	3	0	0	5	2	2	12
11/13/06 09:19	10/24/06	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	O	EVP,GC	M.d	303	27.57	33	11	77	25	D	49	14	9	9	8	5	4	0	0	2	1	11	6	17
11/13/06 09:19	10/24/06	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	O	EVP,GC	S.d	-638	58.00	33	-11	-30	25	D	49	14	9	9	8	5	4	0	0	2	1	11	6	17
10/26/06 11:39	10/24/06	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	O	EVP,GC	M.d	303	27.57	33	11	77	25	D	57	14	9	4	5	3	2	1	1	0	4	10	15	18
10/26/06 11:39	10/24/06	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	O	EVP,GC	S.d	-616	56.00	33	-11	-30	25	D	57	14	9	4	5	3	2	1	1	0	4	10	15	18
10/20/05 15:51	10/19/05	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	O	EVP,GC	M.d	550	27.50	33	20	441	25	D	55	39	28	9	3	2	4	2	-1	4	4	-4	6	16
10/20/05 15:51	10/19/05	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	O	EVP,GC	S.d	-960	48.00	33	-20	-45	25	D	55	39	28	9	3	2	4	2	-1	4	4	-4	6	16
3/2/05 18:27	2/28/05	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Shaff Karen E	IA	O	EVP,GC	M.d	0	0.00	33	9	56	24	D	45	8	15	3	-6	-2	-1	0	0	0	-1	3	19	28

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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