Kaplan Martin A - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	2	23	40	16	35	-5	-17	15
P	%wins				100	50	50	100	50	0	58
S	%ret	1	1	3	1	-2	-19	-21	-58	-47	-24
S	%wins				33	33	100	100	100	100	78

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
2/27/19 19:56	2/22/19	LITE	Lumentum Holdings Inc.	DE	Electr	Comm	Communications Equipment	Kaplan Martin A	CA	D	S	-147	48.72	0	-3	-14	19	D
8/17/18 20:53	8/16/18	LITE	Lumentum Holdings Inc.	DE	Electr	Comm	Communications Equipment	Kaplan Martin A	CA	D	S	-420	60.00	0	-7	-27	19	D
8/16/18 19:51	8/15/18	LITE	Lumentum Holdings Inc.	DE	Electr	Comm	Communications Equipment	Kaplan Martin A	CA	D	M.d	0	0.00	0	3	15	26	D
2/13/18 13:55	2/9/18	LITE	Lumentum Holdings Inc.	DE	Electr	Comm	Communications Equipment	Kaplan Martin A	CA	D	S	-340	56.66	0	-6	-21	23	D
12/11/17 18:46	12/8/17	LITE	Lumentum Holdings Inc.	DE	Electr	Comm	Communications Equipment	Kaplan Martin A	CA	D	M.d	0	0.00	0	2	8	29	D
12/1/17 17:32	11/30/17	LITE	Lumentum Holdings Inc.	DE	Electr	Comm	Communications Equipment	Kaplan Martin A	CA	D	S	-165	55.03	0	-3	-10	27	D
11/13/17 18:55	11/13/17	LITE	Lumentum Holdings Inc.	DE	Electr	Comm	Communications Equipment	Kaplan Martin A	CA	D	S	-856	57.07	0	-15	-34	30	D
8/17/17 21:16	8/15/17	LITE	Lumentum Holdings Inc.	DE	Electr	Comm	Communications Equipment	Kaplan Martin A	CA	D	M.d	0	0.00	0	3	9	42	D
12/16/16 19:40	12/15/16	LITE	Lumentum Holdings Inc.	DE	Electr	Comm	Communications Equipment	Kaplan Martin A	CA	D	M.d	0	0.00	33	10	35	38	D		86	61	3	13	-2	1	-3	2	2	-11	25
12/9/16 18:30	12/8/16	LITE	Lumentum Holdings Inc.	DE	Electr	Comm	Communications Equipment	Kaplan Martin A	CA	D	M.d	0	0.00	33	2	8	28	D		116	77	19	12	5	5	10	-2	-5	-11	6
11/16/16 19:22	11/14/16	LITE	Lumentum Holdings Inc.	DE	Electr	Comm	Communications Equipment	Kaplan Martin A	CA	D	M.d	0	0.00	33	2	8	26	D		113	68	21	-11	-5	13	12	2	1	-1	29
8/17/16 19:43	8/15/16	LITE	Lumentum Holdings Inc.	DE	Electr	Comm	Communications Equipment	Kaplan Martin A	CA	D	M.d	0	0.00	27	3	19	20	D		56	35	45	41	6	5	3	7	7	22	17	53
12/9/15 19:10	12/8/15	LITE	Lumentum Holdings Inc.	DE	Electr	Comm	Communications Equipment	Kaplan Martin A	CA	D	M.d	0	0.00	8	2	14	17	D				11	43	14	4	5	-3	1	-3	21	22	94
11/17/15 19:50	11/14/15	LITE	Lumentum Holdings Inc.	DE	Electr	Comm	Communications Equipment	Kaplan Martin A	CA	D	M.dm	0	0.00	7	5	44	15	D				-15	19	25	11	1	-1	8	18	34	27	113
2/17/15 12:51	11/14/14	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	M.adm	0	0.00	0	13	32	52	D
2/13/15 21:50	11/14/14	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	M.dm	0	0.00	0	13	26	62	D
2/13/15 21:49	2/7/14	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	S.m	-132	13.21	0	-10	-20	39	D
11/17/14 20:45	11/14/14	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	M.dm	0	0.00	0	13	26	62	D
12/3/13 16:40	12/1/13	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	M.d	0	0.00	0	3	6	49	D
11/18/13 18:14	11/15/13	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	M.dm	0	0.00	0	9	24	46	D
11/6/13 17:34	11/4/13	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	S	-56	13.06	0	-4	-10	37	D
12/4/12 17:48	12/1/12	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	M.d	0	0.00	0	3	7	42	D
11/19/12 18:54	11/17/12	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	M.d	0	0.00	0	4	13	39	D
11/14/12 16:37	11/12/12	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	M.d	0	0.00	0	5	18	34	D
5/16/12 14:39	5/14/12	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	S	-28	10.69	0	-3	-8	29	D
12/5/11 15:02	12/1/11	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	M.d	0	0.00	33	3	10	32	D	44	-14	-39	-15	4	-7	5	7	-2	-1	-2	14
11/15/11 19:34	11/12/11	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	M.dm	0	0.00	33	11	64	29	D	55	2	-40	-1	24	15	-5	2	-1	-12	-20	20
2/24/11 16:32	2/22/11	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	S	-145	23.95	33	-6	-25	18	D	704	129	134	93	44	31	-16	-11	2	1	-17	-21	-57	-43
2/15/11 15:16	2/11/11	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	M.d	155	17.71	33	9	59	24	D	683	191	177	139	87	73	56	14	-10	-12	-24	-27	-56	-50
2/15/11 15:16	2/11/11	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	S.d	-369	26.85	33	-14	-37	24	D	683	191	177	139	87	73	56	14	-10	-12	-24	-27	-56	-50
2/10/11 16:32	2/8/11	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	M.d	117	13.32	33	9	44	29	D	640	196	120	111	68	51	44	7	11	5	-16	-16	-62	-47
2/10/11 16:32	2/8/11	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	S.d	-194	22.19	33	-9	-23	29	D	640	196	120	111	68	51	44	7	11	5	-16	-16	-62	-47
11/16/10 18:41	11/12/10	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	M.dm	0	0.00	33	12	74	29	D	243	53	2	13	-9	1	5	-1	1	7	21	117	71	4
5/18/10 08:33	5/14/10	TKLC	Tekelec	CA	Electr	TvEq	Radio & Tv Broadcasting & Com	Kaplan Martin A	NC	D	M.d	0	0.00	0	8	100	16	D
3/11/10 18:33	3/11/10	TKLC	Tekelec	CA	Electr	TvEq	Radio & Tv Broadcasting & Com	Kaplan Martin A	NC	D	M.d	51	10.24	0	5	167	8	D
3/11/10 18:33	3/11/10	TKLC	Tekelec	CA	Electr	TvEq	Radio & Tv Broadcasting & Com	Kaplan Martin A	NC	D	S.d	-92	18.36	0	-5	-38	8	D
3/5/10 16:14	3/4/10	TKLC	Tekelec	CA	Electr	TvEq	Radio & Tv Broadcasting & Com	Kaplan Martin A	NC	D	M.d	123	12.25	0	10		8	D
3/5/10 16:14	3/4/10	TKLC	Tekelec	CA	Electr	TvEq	Radio & Tv Broadcasting & Com	Kaplan Martin A	NC	D	S.d	-177	17.66	0	-10	-56	8	D
2/23/10 16:17	2/19/10	TKLC	Tekelec	CA	Electr	TvEq	Radio & Tv Broadcasting & Com	Kaplan Martin A	NC	D	M.d	31	12.25	0	3	45	8	D
2/23/10 16:17	2/19/10	TKLC	Tekelec	CA	Electr	TvEq	Radio & Tv Broadcasting & Com	Kaplan Martin A	NC	D	S.d	-42	16.96	0	-3	-24	8	D
11/18/09 15:55	11/16/09	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	M.d	0	0.00	33	1	6	16	D	-42	162	55	34	12	33	20	0	-1	-4	1	24	34	49
11/17/09 15:51	11/13/09	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	M.dm	0	0.00	33	7	78	15	D	-41	156	57	35	15	28	29	9	-1	-5	1	22	43	46
11/13/09 16:27	11/11/09	TKLC	Tekelec	CA	Electr	TvEq	Radio & Tv Broadcasting & Com	Kaplan Martin A	NC	D	M.d	31	12.25	0	3	45	8	D
11/13/09 16:27	11/11/09	TKLC	Tekelec	CA	Electr	TvEq	Radio & Tv Broadcasting & Com	Kaplan Martin A	NC	D	S.d	-38	15.09	0	-3	-24	8	D
8/14/09 16:31	8/12/09	TKLC	Tekelec	CA	Electr	TvEq	Radio & Tv Broadcasting & Com	Kaplan Martin A	NC	D	M.d	31	12.25	0	3	45	8	D
8/14/09 16:31	8/12/09	TKLC	Tekelec	CA	Electr	TvEq	Radio & Tv Broadcasting & Com	Kaplan Martin A	NC	D	S.d	-40	16.16	0	-3	-24	8	D
5/18/09 11:51	5/14/09	TKLC	Tekelec	CA	Electr	TvEq	Radio & Tv Broadcasting & Com	Kaplan Martin A	NC	D	M.dm	31	2.92	0	11		8	D
5/18/09 11:51	5/14/09	TKLC	Tekelec	CA	Electr	TvEq	Radio & Tv Broadcasting & Com	Kaplan Martin A	NC	D	S.d	-39	15.51	0	-3	-24	8	D
11/18/08 15:51	11/15/08	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	M.dm	0	0.00	24	2	25	9	D	-83	-78	-75	-75	-57	-52	-40	-8	-1	-14	37	0	69	162
6/2/08 08:43	5/29/08	TKLC	Tekelec	CA	Electr	TvEq	Radio & Tv Broadcasting & Com	Kaplan Martin A	NC	D	M.d	40	15.89	0	3		0	D
6/2/08 08:43	5/29/08	TKLC	Tekelec	CA	Electr	TvEq	Radio & Tv Broadcasting & Com	Kaplan Martin A	NC	D	S.d	-42	16.73	0	-3	-100	0	D
11/19/07 16:24	11/15/07	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	M.d	0	0.00	33	1	12	7	D	-23	-25	2	-3	-14	-12	-5	-3	-1	-3	2	-4	-12	-77
6/21/07 15:13	6/19/07	TKLC	Tekelec	CA	Electr	TvEq	Radio & Tv Broadcasting & Com	Kaplan Martin A	NC	D	M.d	564	11.28	0	50		0	D
6/21/07 15:13	6/19/07	TKLC	Tekelec	CA	Electr	TvEq	Radio & Tv Broadcasting & Com	Kaplan Martin A	NC	D	S.d	-730	14.59	0	-50	-100	0	D
5/26/04 18:21	5/24/04	SCON	Superconductor Technologies Inc	DE	Electr	TvEq	Radio & Tv Broadcasting & Com	Kaplan Martin A	CA	D	P	7	0.8662	0	8	New	8	M	-78	-70	-86	-81	-62	-38	-27	-17	46	80	36	28	2	-24
11/7/03 19:57	11/6/03	JDSU	Jds Uniphase Corp /ca/	DE	Tech	Semicn	Semiconductors & Related Devi	Kaplan Martin A	CA	D	P	0	0.00	18	11	118	21	D	-61	27	8	22	-3	-10	1	-2	0	-1	-4	41	-11	-9

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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