Brotzman Richard W - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	11	1	-3	5	26	2	-2	5
S	%wins				45	82	55	55	36	55	55

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
10/27/06 16:07	10/26/06	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	S.d	-90	6.73	0	-13	-82	3	D	21	22	-2	25	10	13	9	13	4	-1	-6	-9	-6	-27
10/27/06 16:07	10/26/06	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	M.d	51	3.81	0	13		3	D	21	22	-2	25	10	13	9	13	4	-1	-6	-9	-6	-27
9/1/06 16:34	8/31/06	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	S.d	-31	6.88	0	-4	-60	3	D	24	11	-3	17	22	16	6	1	-2	-5	-13	-2	-18	-9
9/1/06 16:34	8/31/06	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	M.d	17	3.89	0	4		3	D	24	11	-3	17	22	16	6	1	-2	-5	-13	-2	-18	-9
8/30/06 16:45	8/28/06	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	S.dm	-118	6.88	0	-17	-85	3	D	26	10	-4	17	16	15	9	5	4	-1	-10	-2	-13	-8
8/30/06 16:45	8/28/06	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	M.dm	67	3.89	0	17		3	D	26	10	-4	17	16	15	9	5	4	-1	-10	-2	-13	-8
8/2/06 16:32	7/31/06	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	S.d	-42	5.65	1	-7	-71	3	D	1	-22	-21	-18	6	-9	3	3	1	-1	13	24	9	15
8/2/06 16:32	7/31/06	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	M.d	13	1.75	1	7		3	D	1	-22	-21	-18	6	-9	3	3	1	-1	13	24	9	15
7/26/06 12:09	7/24/06	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	S.d	-43	5.72	1	-8	-72	3	D	12	-12	-12	-27	12	-16	-2	0	0	1	13	10	9	7
7/26/06 12:09	7/24/06	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	M.d	13	1.75	1	8		3	D	12	-12	-12	-27	12	-16	-2	0	0	1	13	10	9	7
8/3/05 12:22	8/1/05	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	S.d	-179	7.18	1	-25	-94	2	D	66	22	4	40	13	16	9	4	-4	-10	-15	-25	6	-20
8/3/05 12:22	8/1/05	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	M.d	97	3.89	1	25		2	D	66	22	4	40	13	16	9	4	-4	-10	-15	-25	6	-20
8/1/05 10:10	7/28/05	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	S.d	-122	7.00	1	-17	-92	2	D	65	25	7	43	15	12	8	15	3	-7	-14	-23	1	-10
8/1/05 10:10	7/28/05	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	M.d	68	3.89	1	17		2	D	65	25	7	43	15	12	8	15	3	-7	-14	-23	1	-10
7/25/05 16:27	7/21/05	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	S.d	-52	6.88	1	-8	-83	2	D	41	21	-5	27	7	11	6	-4	-4	10	-2	-13	-5	-10
7/25/05 16:27	7/21/05	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	M.d	25	3.29	1	8		2	D	41	21	-5	27	7	11	6	-4	-4	10	-2	-13	-5	-10
11/12/03 15:48	11/5/03	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	S.am	-413	6.25	1	-66	-100	0	D	4	48	-3	38	-19	-29	-19	-12	7	-4	25	120	16	17
11/12/03 15:48	11/5/03	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	M.am	77	1.16	1	66		0	D	4	48	-3	38	-19	-29	-19	-12	7	-4	25	120	16	17
11/12/03 15:48	11/7/03	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	S	-61	6.14	1	-10	-100	0	D	4	48	-3	38	-19	-29	-19	-12	7	-4	25	120	16	17
11/12/03 15:48	11/7/03	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	M	17	1.73	1	10		0	D	4	48	-3	38	-19	-29	-19	-12	7	-4	25	120	16	17
11/7/03 15:37	11/5/02	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	M.m	77	1.16	1	66		0	D	25	47	51	53	-12	-19	-2	-7	-7	-11	42	90	6	7
11/7/03 15:37	11/5/02	NANX	Nanophase Technologies Corporation	IL	Metal	NFeMtl	Miscellaneous Primary Metal P	Brotzman Richard W	IL	O	VP - Res	S.m	-413	6.25	1	-66	-100	0	D	25	47	51	53	-12	-19	-2	-7	-7	-11	42	90	6	7

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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