3/21/13 16:15 | 2/26/13 | CO | China Cord Blood Corp | | Financ | AcqCo | Blank Checks | McCarthy Kent C | KS | TH | Member 1 | S | -15 | 3.00 | 0 | -5 | 0 | 7,902 | I | -13 | -4 | 9 | 12 | 10 | 4 | 4 | 5 | 0 | -1 | -2 | 2 | 20 | 39 |
5/21/12 17:08 | 5/17/12 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S.m | -19 | 0.2298 | 0 | -83 | -100 | 0 | I | | | | | | | | | | | | | | |
5/16/12 17:51 | 5/14/12 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S.m | -27 | 0.2697 | 0 | -100 | -37 | 168 | I | | | | | | | | | | | | | | |
5/9/12 17:47 | 5/7/12 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S.m | -18 | 0.3025 | 0 | -58 | -14 | 366 | I | | | | | | | | | | | | | | |
4/24/12 17:30 | 4/20/12 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | 13(d) gr | S.m | -21 | 0.2929 | 0 | -70 | -13 | 482 | I | | | | | | | | | | | | | | |
4/19/12 17:26 | 4/17/12 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | 13(d) gr | S.m | -24 | 0.3039 | 0 | -80 | -11 | 623 | I | | | | | | | | | | | | | | |
3/20/12 16:41 | 3/16/12 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | 13(d) gr | S.m | -6 | 0.3043 | 0 | -21 | -3 | 782 | I | | | | | | | | | | | | | | |
3/6/12 16:46 | 3/2/12 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S | -5 | 0.3150 | 0 | -15 | -2 | 824 | I | | | | | | | | | | | | | | |
2/29/12 17:04 | 2/27/12 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S.m | -13 | 0.3088 | 0 | -43 | -5 | 854 | I | | | | | | | | | | | | | | |
2/24/12 17:52 | 2/22/12 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S.m | -11 | 0.3229 | 0 | -36 | -4 | 939 | I | | | | | | | | | | | | | | |
4/29/11 17:36 | 4/27/11 | CMFO | China Marine Food Group Ltd | NV | FdBev | Food | Miscellaneous Food Preparatio | McCarthy Kent C | NV | TH | Member 1 | S.m | -1,504 | 3.58 | 1 | -420 | -13 | 2,805 | I | 47 | -43 | -40 | -16 | -12 | -5 | -6 | -12 | 1 | -1 | -16 | -14 | -51 | |
1/28/11 13:04 | 11/2/10 | CMFO | China Marine Food Group Ltd | NV | FdBev | Food | Miscellaneous Food Preparatio | McCarthy Kent C | NV | TH | Member 1 | S.adm | -1,280 | 5.36 | 1 | -239 | -3 | 6,675 | I | 170 | -32 | -9 | -28 | -23 | -17 | -11 | -4 | -3 | -12 | -11 | -16 | -29 | -68 |
1/26/11 21:33 | 1/24/11 | CMFO | China Marine Food Group Ltd | NV | FdBev | Food | Miscellaneous Food Preparatio | McCarthy Kent C | NV | TH | Member 1 | S.m | -303 | 4.33 | 1 | -70 | -1 | 6,352 | I | 179 | -33 | -12 | -31 | -19 | -18 | -15 | -5 | 1 | -7 | -14 | -4 | -27 | -65 |
12/6/10 17:47 | 12/2/10 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S.m | -17 | 0.4042 | 0 | -43 | -8 | 505 | I | | | | | | | | | | | | | | |
11/2/10 17:35 | 10/29/10 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S | -5 | 0.4710 | 0 | -10 | -2 | 547 | I | | | | | | | | | | | | | | |
10/28/10 17:50 | 10/26/10 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S.m | -111 | 0.4217 | 0 | -262 | -32 | 557 | I | | | | | | | | | | | | | | |
10/21/10 17:51 | 10/19/10 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S.m | -4 | 0.4363 | 0 | -9 | -1 | 820 | I | | | | | | | | | | | | | | |
10/18/10 17:28 | 10/14/10 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S.m | -21 | 0.4063 | 0 | -51 | -6 | 829 | I | | | | | | | | | | | | | | |
10/13/10 18:03 | 10/11/10 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S.m | -27 | 0.3974 | 0 | -69 | -7 | 880 | I | | | | | | | | | | | | | | |
9/22/10 17:56 | 9/20/10 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S.m | -6 | 0.3817 | 0 | -15 | -1 | 1,898 | I | | | | | | | | | | | | | | |
9/17/10 17:05 | 9/15/10 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S.m | -34 | 0.3350 | 0 | -100 | -5 | 1,989 | I | | | | | | | | | | | | | | |
9/14/10 18:55 | 9/10/10 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S.m | -21 | 0.3018 | 0 | -70 | -3 | 2,149 | I | | | | | | | | | | | | | | |
9/9/10 18:30 | 9/7/10 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S.m | -24 | 0.3336 | 0 | -73 | -3 | 2,312 | I | | | | | | | | | | | | | | |
8/17/10 18:01 | 8/13/10 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S.m | -61 | 0.3617 | 0 | -168 | -12 | 1,206 | I | | | | | | | | | | | | | | |
8/4/10 18:05 | 8/2/10 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S | -5 | 0.4500 | 0 | -10 | -1 | 1,374 | I | | | | | | | | | | | | | | |
7/22/10 18:23 | 7/20/10 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S.m | -19 | 0.4660 | 0 | -40 | -3 | 1,384 | I | | | | | | | | | | | | | | |
7/15/10 14:19 | 7/13/10 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S | -5 | 0.5100 | 0 | -10 | -1 | 1,424 | I | | | | | | | | | | | | | | |
7/13/10 17:00 | 7/9/10 | SGAS | Sino Gas International Holdings, Inc. | UT | Utility | NgDist | Natural Gas Transmission | McCarthy Kent C | NV | TH | Member 1 | S.m | -42 | 0.4546 | 0 | -93 | -3 | 2,888 | I | | | | | | | | | | | | | | |
10/22/07 20:03 | 10/18/07 | LXU | Lsb Industries Inc | DE | Chem | Chem | Industrial Inorganic Chemical | McCarthy Kent C | KS | T | | S.m | -1,885 | 23.81 | 5 | -79 | -4 | 1,723 | I | 309 | 158 | 36 | 8 | 9 | -2 | -5 | -3 | 0 | 5 | -8 | -1 | -40 | -58 |
10/17/07 19:27 | 10/15/07 | LXU | Lsb Industries Inc | DE | Chem | Chem | Industrial Inorganic Chemical | McCarthy Kent C | KS | T | | S.m | -3,638 | 24.03 | 5 | -151 | -8 | 1,802 | I | 307 | 166 | 40 | 10 | 8 | -5 | 7 | 4 | 1 | -3 | -6 | 7 | -39 | -64 |
10/12/07 20:40 | 10/10/07 | LXU | Lsb Industries Inc | DE | Chem | Chem | Industrial Inorganic Chemical | McCarthy Kent C | KS | T | | S.m | -4,035 | 23.05 | 5 | -175 | -8 | 1,953 | I | 283 | 154 | 37 | 2 | 5 | -7 | 1 | -2 | 1 | 1 | -5 | 2 | -40 | -66 |
10/9/07 19:06 | 10/4/07 | LXU | Lsb Industries Inc | DE | Chem | Chem | Industrial Inorganic Chemical | McCarthy Kent C | KS | T | | S.m | -5,172 | 23.20 | 5 | -223 | -15 | 1,236 | I | 288 | 159 | 50 | 17 | 4 | 5 | -6 | 6 | 1 | 1 | 2 | 2 | -40 | -63 |
10/3/07 21:15 | 10/1/07 | LXU | Lsb Industries Inc | DE | Chem | Chem | Industrial Inorganic Chemical | McCarthy Kent C | KS | T | | S.m | -7,650 | 22.88 | 4 | -334 | -19 | 1,459 | I | 264 | 151 | 47 | 4 | 10 | 8 | -8 | -8 | -1 | 10 | 22 | 22 | -32 | -34 |
9/27/07 18:37 | 9/25/07 | LXU | Lsb Industries Inc | DE | Chem | Chem | Industrial Inorganic Chemical | McCarthy Kent C | KS | T | | S | -670 | 24.56 | 3 | -27 | -1 | 1,793 | I | 286 | 179 | 71 | 9 | 21 | 13 | 19 | 2 | -4 | -11 | -5 | 9 | -39 | -34 |
9/24/07 21:35 | 9/20/07 | LXU | Lsb Industries Inc | DE | Chem | Chem | Industrial Inorganic Chemical | McCarthy Kent C | KS | T | | S.m | -9,298 | 23.56 | 3 | -395 | -16 | 2,025 | M | 278 | 177 | 68 | 9 | 13 | 12 | 18 | 11 | 1 | -2 | -4 | -6 | -33 | -33 |
1/8/04 15:42 | 1/6/04 | LXU | Lsb Industries Inc | DE | Chem | Chem | Industrial Inorganic Chemical | McCarthy Kent C | KS | T | | S.m | -500 | 6.07 | 0 | -83 | -7 | 1,111 | I | 107 | 103 | 50 | 20 | 3 | -4 | -4 | -3 | 2 | 9 | 15 | 41 | 19 | 24 |
1/6/04 12:25 | 1/2/04 | LXU | Lsb Industries Inc | DE | Chem | Chem | Industrial Inorganic Chemical | McCarthy Kent C | KS | T | | S | -156 | 6.25 | 0 | -25 | -2 | 1,194 | I | 130 | 114 | 55 | 22 | 15 | 1 | 1 | -2 | 1 | -2 | 13 | 34 | 12 | 27 |
12/8/03 14:48 | 12/4/03 | LSBD | Lsb Industries Inc | DE | Chem | Chem | Industrial Inorganic Chemical | McCarthy Kent C | KS | T | | S.e | -179 | 5.95 | 0 | -30 | -2 | 1,219 | I | | | | | | | | | | | | | | |