Swanson Richard John - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	2	1	7	-6	-14	-24	-33	-13	-31	-20
S	%wins				57	86	100	86	86	80	82

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/23/12 18:35	3/20/12	ADES	Ada-Es Inc	CO	Chem	Chem	Miscellaneous Chemical Produc	Swanson Richard John	CO	D	S	-101	25.15	0	-4	-21	15	D
12/21/11 14:55	12/19/11	ASTI	Ascent Solar Technologies, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Swanson Richard John	CO	D	M.d	0	0.00	0	5	20	29	D	-90	-85	-63	-40	-38	-29	-21	-11	-6	-10	70	38	68	44
9/20/11 11:48	9/19/11	ASTI	Ascent Solar Technologies, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Swanson Richard John	CO	D	M.d	0	0.00	0	5	24	25	D	-86	-72	-68	-36	45	-11	-6	-8	-2	-6	-8	-41	-13	92
6/22/11 18:06	6/20/11	ASTI	Ascent Solar Technologies, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Swanson Richard John	CO	D	M.d	0	0.00	0	5	32	20	D	-80	-52	-59	-49	-15	-2	21	11	1	-11	-33	-36	-62	-34
4/8/11 16:44	4/6/11	ADES	Ada-Es Inc	CO	Chem	Chem	Miscellaneous Chemical Produc	Swanson Richard John	CO	D	S.m	-62	23.70	2	-3	-15	15	D									-47	-43	-52	-30	-32
4/5/11 10:36	4/1/11	ADES	Ada-Es Inc	CO	Chem	Chem	Miscellaneous Chemical Produc	Swanson Richard John	CO	D	S	-195	21.91	2	-9	-33	18	D									3	-50	-55	-32	-39
3/23/11 18:13	3/21/11	ASTI	Ascent Solar Technologies, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Swanson Richard John	CO	D	M.d	0	0.00	0	5	48	15	D	-18	-30	-13	-19	-20	-8	4	4	0	11	-41	-49	-68	-73
1/4/11 20:10	12/31/10	ASTI	Ascent Solar Technologies, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Swanson Richard John	CO	D	M.d	0	0.00	0	3	37	10	D	-14	-36	37	-2	-2	-3	1	1	3	3	-3	-56	-74	-92
10/4/10 20:53	9/30/10	ASTI	Ascent Solar Technologies, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Swanson Richard John	CO	D	M.d	0	0.00	0	3	59	7	D	-47	-42	-7	34	70	13	20	19	2	-3	24	-4	-38	-77
6/30/10 16:06	6/30/10	ASTI	Ascent Solar Technologies, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Swanson Richard John	CO	D	M.d	0	0.00	0	3	146	5	D	-75	-66	-53	-35	-22	-13	-12	-3	-3	-7	0	10	27	-58
4/8/10 16:35	4/7/10	ASTI	Ascent Solar Technologies, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Swanson Richard John	CO	D	S	-7	3.95	0	-2	-47	2	D	-74	-5	-37	-29	-2	4	3	2	-2	10	-17	-34	-7	-54
4/7/10 19:25	4/5/10	ASTI	Ascent Solar Technologies, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Swanson Richard John	CO	D	S	-7	3.95	0	-2	-32	4	D	-77	-11	-39	-30	-8	-9	-2	-2	-1	0	-8	-38	-11	-61
4/2/10 17:59	3/31/10	ASTI	Ascent Solar Technologies, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Swanson Richard John	CO	D	M.d	0	0.00	0	3	108	5	D	-76	-6	-49	-29	-11	-10	-1	-4	-2	0	2	-30	-17	-25
3/29/10 19:36	3/26/10	ASTI	Ascent Solar Technologies, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Swanson Richard John	CO	D	S.m	-54	3.87	0	-14	-85	3	D	-73	-13	-48	-25	-14	-10	1	-1	1	-4	-3	-35	-26	-35
1/5/10 16:55	12/31/09	ASTI	Ascent Solar Technologies, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Swanson Richard John	CO	D	M.d	0	0.00	0	4	30	17	D	-79	34	-31	-13	12	11	7	0	3	8	-19	-33	-56	-39
10/2/09 17:09	9/30/09	ASTI	Ascent Solar Technologies, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Swanson Richard John	CO	D	M.d	0	0.00	0	4	44	13	D	-65	-8	44	-25	5	3	-12	-23	1	4	-19	-15	-39	-43
7/24/09 12:05	7/20/09	ADES	Ada-Es Inc	CO	Chem	Chem	Miscellaneous Chemical Produc	Swanson Richard John	CO	D	M	36	4.23	0	8	157	14	D									0	-6	-2	-21	50	43
7/2/09 16:21	6/30/09	ASTI	Ascent Solar Technologies, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Swanson Richard John	CO	D	M.d	0	0.00	0	4	78	9	D	-6	-21	104	93	34	7	15	-10	-5	-6	-8	-8	-35	-70
4/2/09 16:43	3/31/09	ASTI	Ascent Solar Technologies, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Swanson Richard John	CO	D	M.d	0	0.00	0	4	107	7	D	-50	-75	-33	6	38	21	24	-2	-1	-7	0	88	80	-11
1/29/09 17:12	1/8/09	ADES	Ada-Es Inc	CO	Chem	Chem	Miscellaneous Chemical Produc	Swanson Richard John	CO	D	M	11	4.18	0	3	94	5										7	-2	-1	-15	-15	18
1/5/09 17:30	1/5/09	ASTI	Ascent Solar Technologies, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Swanson Richard John	CO	D	S	-10	4.13	0	-2	-69	1										0	-1	-16	4	92	33
10/17/08 11:08	10/16/08	ADES	Ada-Es Inc	CO	Chem	Chem	Miscellaneous Chemical Produc	Swanson Richard John	CO	D	M.d	9	6.17	0	1	111	3	D									1	-4	-39	-9	-50	-44
8/28/08 16:16	8/26/08	ASTI	Ascent Solar Technologies, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Swanson Richard John	CO	D	S	-20	9.09	0	-2	-38	4	D	218	14	-42	-29	-8	8	14	-2	2	-13	-20	-63	-70	-36
10/9/07 17:16	10/9/07	ADES	Ada-Es Inc	CO	Chem	Chem	Miscellaneous Chemical Produc	Swanson Richard John	CO	D	M.d	17	12.60	0	1	New	1	D									1	-1	-19	-29	-30	-52

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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