Riley Investment Management LLC - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	2	-1	2	7	-10	-13	-28	-7
P	%wins				50	100	100	0	0	0	42
S	%ret	1	1	12	0	0	4	19	80	4	21
S	%wins				67	67	58	25	17	33	44

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/3/10 18:33	8/31/10	WPCS	Wpcs International Inc	DE	Telco	Telco	Communications Services	Riley Investment Management LLC	CA	T		P.am	150	3.15	48	7	707	I	-43	-3	-9	10	16	21	26	1	0	2	6	-10	-12	-27
9/2/10 17:47	8/31/10	WPCS	Wpcs International Inc	DE	Telco	Telco	Communications Services	Riley Investment Management LLC	CA	T		P.m	81	3.15	26	4	685	I	-45	-5	-10	9	19	21	19	2	-1	1	8	-10	-13	-28
2/26/10 16:59	2/25/10	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Riley Investment Management LLC	CA	H	See expl	S.m	-42	2.46	-17	-100	0	I	-53	3	-39	-10	37	56	51	-5	1	2	24	-8	15	4
11/18/09 16:39	11/16/09	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Riley Investment Management LLC	CA	H	See expl	S	0	0.3701	-1	0	137	I	-62	-5	0	-27	-51	-30	-10	-15	-9	-4	-38	-19	-11	-21
10/30/09 16:55	10/28/09	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Riley Investment Management LLC	CA	H	See expl	S	-100	0.4947	-203	-60	138	I	-59	10	18	-15	-34	-36	-30	-15	-13	-16	-25	-52	-31	-41
3/30/09 17:20	3/26/09	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Riley Investment Management LLC	CA	H	See expl	S.m	-12	0.3000	-41	-11	341	F									10	31	52	86	131	33
3/25/09 16:58	3/23/09	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Riley Investment Management LLC	CA	H	See expl	S	-14	0.2600	-55	-13	381	F									20	20	48	84	200	51
3/20/09 16:30	3/18/09	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Riley Investment Management LLC	CA	H	See expl	S.m	-28	0.2600	-106	-20	436	F									-4	22	52	65	204	57
3/5/09 16:54	3/3/09	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Riley Investment Management LLC	CA	H	See expl	S.m	-36	0.2301	-155	-22	542	F									-6	-10	35	21	111	20
3/2/09 16:33	2/26/09	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Riley Investment Management LLC	CA	H	See expl	S.m	-15	0.3004	-49	-7	698	F									11	-14	0	29	111	13
2/25/09 17:04	2/23/09	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Riley Investment Management LLC	CA	H	See expl	S.m	-26	0.3000	-85	-10	747	F									0	0	-17	7	69	6
2/23/09 16:38	2/19/09	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Riley Investment Management LLC	CA	H	See expl	S	-8	0.3500	-23	-3	832	F									-3	-7	-20	3	60	8
2/18/09 16:23	2/13/09	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Riley Investment Management LLC	CA	H	See expl	S.m	-22	0.3479	-63	-7	855	F									-6	-12	-24	6	53	-38
2/13/09 16:11	2/11/09	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Riley Investment Management LLC	CA	H	See expl	S	-27	0.3500	-78	-9	838	F									0	-12	-34	3	50	-44
11/25/08 17:51	11/21/08	RGCI	Regent Communications Inc	DE	Media	Radio	Radio Broadcasting Stations	Riley Investment Management LLC	CA	H	See Rema	P	4	0.1200	37	1	4,127	I
7/28/08 20:17	7/24/08	MAIR	Mair Holdings Inc	MN	Trans	Airline	Air Transportation, Scheduled	Riley Investment Management LLC	CA	H	See Rema	P	2	3.70	1	0	1,344	I
7/23/08 20:04	7/21/08	MAIR	Mair Holdings Inc	MN	Trans	Airline	Air Transportation, Scheduled	Riley Investment Management LLC	CA	H	See Rema	P	847	3.35	253	23	1,343	I
12/11/07 18:30	12/7/07	RGCI	Regent Communications Inc	DE	Media	Radio	Radio Broadcasting Stations	Riley Investment Management LLC	CA	H	See Rema	P	750	1.50	500	14	4,090	I
11/29/07 17:34	11/27/07	MAIR	Mair Holdings Inc	MN	Trans	Airline	Air Transportation, Scheduled	Riley Investment Management LLC	CA	H	See Rema	P.m	35	5.00	7	1	1,090	I
11/26/07 20:27	11/21/07	RGCI	Regent Communications Inc	DE	Media	Radio	Radio Broadcasting Stations	Riley Investment Management LLC	CA	H	See Rema	P.m	74	2.03	36	1	3,590	I
11/26/07 20:26	11/21/07	MAIR	Mair Holdings Inc	MN	Trans	Airline	Air Transportation, Scheduled	Riley Investment Management LLC	CA	H	See Rema	P.m	15	5.00	3	0	1,083	I
11/20/07 19:47	11/16/07	MAIR	Mair Holdings Inc	MN	Trans	Airline	Air Transportation, Scheduled	Riley Investment Management LLC	CA	H	See Rema	P	1	4.95	0	0	1,080	I
11/13/07 20:03	11/9/07	MAIR	Mair Holdings Inc	MN	Trans	Airline	Air Transportation, Scheduled	Riley Investment Management LLC	CA	H	See Rema	P.m	250	5.01	50	5	1,080	I
11/13/07 19:58	11/9/07	RGCI	Regent Communications Inc	DE	Media	Radio	Radio Broadcasting Stations	Riley Investment Management LLC	CA	H	See Rema	P.m	118	2.15	55	2	3,553	I
10/18/07 21:53	10/16/07	MAIR	Mair Holdings Inc	MN	Trans	Airline	Air Transportation, Scheduled	Riley Investment Management LLC	CA	H	See Rema	P	356	5.18	69	7	1,030	I
10/18/07 21:51	10/16/07	RGCI	Regent Communications Inc	DE	Media	Radio	Radio Broadcasting Stations	Riley Investment Management LLC	CA	H	See Rema	P	370	2.42	153	5	3,498	I
3/27/07 17:45	3/23/07	MAIR	Mair Holdings Inc	MN	Trans	Airline	Air Transportation, Scheduled	Riley Investment Management LLC	CA	H	See Rema	P	132	6.55	20	2	961	I
3/13/07 20:47	3/9/07	MAIR	Mair Holdings Inc	MN	Trans	Airline	Air Transportation, Scheduled	Riley Investment Management LLC	CA	H	See Rema	P	97	6.88	14	2	941	I
2/21/07 19:15	2/16/07	MAIR	Mair Holdings Inc	MN	Trans	Airline	Air Transportation, Scheduled	Riley Investment Management LLC	CA	H	See Rema	P.m	173	7.00	25	3	927	I
2/8/06 18:59	2/6/06	KHK	Kitty Hawk Inc	DE	Trans	Airline	Air Transportation, Nonschedu	Riley Investment Management LLC	CA	T		P	706	0.8000	883	23	4,725	B

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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