CIK: 1349475 - Address: One Ferry Building, Suite 255, San Francisco, CA 94111
22 results

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P%ret112-37-25-27-141053-7
P%wins000010010033
S%ret113-1-10341621107762
S%wins33100000022

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10/1/09 15:39
9/30/09
MMCYMmc Energy, Inc.DEUtilityWasteCogeneration Services & SmallStephens Investment Management, LLCCATS-1,4641.450-1,009-471,148I
9/18/09 17:51
9/16/09
MMCYMmc Energy, Inc.DEUtilityWasteCogeneration Services & SmallStephens Investment Management, LLCCATS.m-6631.490-444-172,157I
9/18/09 17:49
6/9/09
MMCYMmc Energy, Inc.DEUtilityWasteCogeneration Services & SmallStephens Investment Management, LLCCATS-1611.730-93-32,601I
9/18/09 17:46
3/18/09
MMCYMmc Energy, Inc.DEUtilityWasteCogeneration Services & SmallStephens Investment Management, LLCCATS-10.76500-102,694I
3/19/09 14:00
3/18/09
GLUUGlu Mobile IncTechSwSvComputer Programming ServicesStephens Investment Management, LLCCATS-1670.51390-325-102,909S-14-14121199872
3/18/09 12:37
3/16/09
GLUUGlu Mobile IncTechSwSvComputer Programming ServicesStephens Investment Management, LLCCATS-140.54940-26-13,234S2-94618610773
3/17/09 13:47
3/4/09
GLUUGlu Mobile IncTechSwSvComputer Programming ServicesStephens Investment Management, LLCCATS.m-120.53000-23-13,260S9-64518112685
11/5/08 16:39
11/3/08
GLUUGlu Mobile IncTechSwSvComputer Programming ServicesStephens Investment Management, LLCCATP.m390.891004313,294I-86-80-73-60-42-30-16-37-25-27-141053
11/5/08 16:32
10/13/08
GLUUGlu Mobile IncTechSwSvComputer Programming ServicesStephens Investment Management, LLCCATP.m2861.07026993,250I-86-80-73-60-42-30-16-37-25-27-141053
9/8/08 17:21
9/4/08
GNPIGenius Products IncDEPerSvEntertAllied to Motion Picture ProdStephens Investment Management, LLCCATS-2030.13500-1,500-196,604I
1/28/08 20:15
12/13/07
GNPIGenius Products IncDEPerSvEntertAllied to Motion Picture ProdStephens Investment Management, LLCCATP.m2,1721.6701,299623,181I
11/9/07 20:45
11/7/07
MMCYMmc Energy, Inc.DEUtilityWasteCogeneration Services & SmallStephens Investment Management, LLCCATP7453.75019937,878I
11/6/07 19:56
11/2/07
MMCYMmc Energy, Inc.DEUtilityWasteCogeneration Services & SmallStephens Investment Management, LLCCATP.m53.670107,510I
10/22/07 19:08
10/18/07
MMCYMmc Energy, Inc.DEUtilityWasteCogeneration Services & SmallStephens Investment Management, LLCCATP.m2,0353.61056487,446I
10/17/07 21:22
8/7/07
MMCYMmc Energy, Inc.DEUtilityWasteCogeneration Services & SmallStephens Investment Management, LLCCATS-324.030-805,812I
10/17/07 21:22
8/7/07
MMCYMmc Energy, Inc.DEUtilityWasteCogeneration Services & SmallStephens Investment Management, LLCCATP.m4843.80012725,812I
8/1/07 21:15
7/30/07
MMCYMmc Energy, Inc.DEUtilityWasteCogeneration Services & SmallStephens Investment Management, LLCCATP.m1,3354.45030065,342I
7/25/07 21:55
7/19/07
MMCYMmc Energy, Inc.DEUtilityWasteCogeneration Services & SmallStephens Investment Management, LLCCATS-2434.850-50-14,478I
7/25/07 21:55
7/19/07
MMCYMmc Energy, Inc.DEUtilityWasteCogeneration Services & SmallStephens Investment Management, LLCCATP2434.8505014,478I
7/12/07 18:57
6/29/07
MMCYMmc Energy, Inc.DEUtilityWasteCogeneration Services & SmallStephens Investment Management, LLCCAHSee footP2,2005.500400153,002I
6/20/07 14:40
5/24/07
MMCYMmc Energy, Inc.DEUtilityWasteCogeneration Services & SmallStephens Investment Management, LLCCATP.m1,8556.920268142,181I
3/30/07 17:41
3/20/07
AFTAxesstel IncNVElectrCommCommunications EquipmentStephens Investment Management, LLCCAHSee footS-1,6721.520-1,100-332,238I

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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