Thomas Robert Bain - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	8	-0	2	-1	-7	-35	-34	-13
P	%wins				63	63	38	25	13	0	33
S	%ret	1	1	36	-0	-1	2	1	3	5	2
S	%wins				64	67	47	47	53	44	54

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
7/2/18 20:10	6/29/18	RVA.A	Reva Medical, Inc.	DE	Health	Orthop	Orthopedic, Prosthetic & Surg	Thomas Robert Bain	CA	D	P	25	1.53	0	16	12	154	D
6/15/18 20:30	6/13/18	RVA.A	Reva Medical, Inc.	DE	Health	Orthop	Orthopedic, Prosthetic & Surg	Thomas Robert Bain	CA	D	P.m	9	1.80	0	5	4	137	I
6/1/18 20:50	5/30/18	RVA.A	Reva Medical, Inc.	DE	Health	Orthop	Orthopedic, Prosthetic & Surg	Thomas Robert Bain	CA	D	P.m	10	2.07	0	5	6	95	I
3/30/18 16:30	3/28/18	RVA.A	Reva Medical, Inc.	DE	Health	Orthop	Orthopedic, Prosthetic & Surg	Thomas Robert Bain	CA	D	P	15	2.99	0	5	15	37	D
3/28/18 20:30	3/27/18	RVA.A	Reva Medical, Inc.	DE	Health	Orthop	Orthopedic, Prosthetic & Surg	Thomas Robert Bain	CA	D	P	15	3.02	0	5	18	32	D
7/19/16 19:32	7/15/16	RVA	Reva Medical, Inc.	DE	Health	Orthop	Orthopedic, Prosthetic & Surg	Thomas Robert Bain	CA	D	P	224	7.47	0	30	40	105	I
6/21/16 19:49	6/17/16	RVA	Reva Medical, Inc.	DE	Health	Orthop	Orthopedic, Prosthetic & Surg	Thomas Robert Bain	CA	D	P	19	7.79	0	3	3	75	I
6/3/16 17:14	6/1/16	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	M.d	0	0.00	10	1	22	6	D	-67	-61	-40	-1	-15	10	5	2	5	13	97
5/2/16 19:24	5/1/16	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	M.d	0	0.00	9	1	12	5	D	-61	-56	-23	-17	10	8	-2	-3	0	-16	-15	70
4/4/16 18:53	3/31/16	RVA	Reva Medical, Inc.	DE	Health	Orthop	Orthopedic, Prosthetic & Surg	Thomas Robert Bain	CA	D	P	21	8.42	0	3	4	73	I
5/29/15 19:27	5/28/15	RVA	Reva Medical, Inc.	DE	Health	Orthop	Orthopedic, Prosthetic & Surg	Thomas Robert Bain	CA	D	P	38	3.85	0	10	17	70	M
5/13/15 17:09	5/12/15	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	M.d	0	0.00	28	0	7	4	D	-23	-23	-5	-17	-17	-6	-3	-1	1	2	1	17	-37	-65
5/4/15 17:05	5/1/15	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	M.d	0	0.00	29	2	66	4	D	-22	-21	-13	-10	-13	-19	-3	-2	-1	-4	-2	20	-44	-55
11/17/14 18:09	11/14/14	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-40	80.03	14	-1	-18	2	I	-2	-12	-15	-3	0	-3	2	0	-4	-8	-12	13	-5	-42
11/6/14 17:15	11/4/14	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-77	76.99	14	-1	-27	3	D	-8	6	-17	-3	-1	-2	-5	0	0	4	-4	13	-4	-37
8/19/14 17:05	8/18/14	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-82	81.97	15	-1	-21	4	D	-9	2	-19	-12	-5	-11	3	0	-2	-1	0	-3	10	8
5/20/14 17:57	5/19/14	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-93	93.39	18	-1	-17	5	I	15	-6	4	-8	9	12	0	0	-2	1	-4	-11	-14	-18
5/16/14 17:23	5/14/14	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-93	93.16	18	-1	-15	6	D	15	-2	5	-4	1	13	0	-2	-1	-2	-5	-13	-15	-20
5/13/14 17:12	5/12/14	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	M.d	0	0.00	20	0	4	7	D	23	0	8	0	2	11	1	1	-1	-1	-3	-13	-18	-22
5/9/14 21:19	5/7/14	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-187	93.70	21	-2	-24	7	D	19	0	27	-2	0	10	12	-2	2	0	-2	-15	-17	-22
5/2/14 18:04	5/1/14	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	M.d	0	0.00	23	1	6	9	D	21	-1	24	-5	-1	14	10	13	0	-2	-5	-11	-10	-21
2/14/14 17:06	12/18/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-641	92.27	23	-7	-46	8	I	41	10	21	10	3	-1	3	3	1	0	-6	-6	-18	-12
2/14/14 17:05	5/23/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-211	91.90	23	-2	-8	27	I	41	10	21	10	3	-1	3	3	1	0	-6	-6	-18	-12
2/14/14 17:03	5/25/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-396	79.29	23	-5	-9	50	I	41	10	21	10	3	-1	3	3	1	0	-6	-6	-18	-12
2/14/14 17:02	9/6/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S.a	-302	60.35	23	-5	-5	97	I	41	10	21	10	3	-1	3	3	1	0	-6	-6	-18	-12
12/10/13 17:22	12/6/13	RVA	Reva Medical, Inc.	DE	Health	Orthop	Orthopedic, Prosthetic & Surg	Thomas Robert Bain	CA	D	P.m	42	4.17	0	10	29	45	I
12/10/13 17:16	12/6/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-286	95.29	14	-3	-12	22	D	37	17	4	22	24	5	2	-1	-2	-2	8	1	-3	-22
12/6/13 14:37	12/4/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-239	95.54	18	-3	-9	25	I	49	18	4	25	24	6	5	0	0	-3	5	0	-4	-23
6/7/13 17:30	6/6/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-240	90.44	16	-3	-11	20	I	33	15	13	5	6	-5	-4	-1	1	0	7	-16	5	-1
5/30/13 17:48	5/28/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S.m	-334	94.04	22	-4	-10	30	M	28	18	14	8	12	0	-6	1	-2	-2	2	-13	-2	-2
5/22/13 20:33	5/20/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S.dm	-651	98.16	31	-7	-21	25	M	25	19	18	8	10	-1	0	0	0	1	-1	-14	-2	-3
5/13/13 17:23	5/12/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	M.d	0	0.00	28	0	1	41	D	25	22	15	10	11	13	-1	1	0	3	-5	-12	-9	-1
5/6/13 17:19	5/4/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	M.d	0	0.00	27	0	1	40	D	26	19	13	5	6	11	11	-3	1	2	-2	-1	-22	1
5/3/13 18:27	5/1/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	M.d	0	0.00	26	0	1	40	D	32	26	17	9	9	12	16	15	-1	0	-3	1	-22	0
12/5/12 18:59	12/3/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S.m	-402	80.43	27	-5	-11	40	D	-14	20	2	-10	-4	-4	-1	-1	-1	2	11	7	13	19
9/14/12 17:23	9/13/12	RVA	Reva Medical, Inc.	DE	Health	Orthop	Orthopedic, Prosthetic & Surg	Thomas Robert Bain	CA	D	P	16	5.39	0	3	9	35	I
8/28/12 17:32	8/24/12	RVA	Reva Medical, Inc.	DE	Health	Orthop	Orthopedic, Prosthetic & Surg	Thomas Robert Bain	CA	D	P.m	28	5.62	0	5	19	32	I
8/24/12 17:44	8/23/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-444	88.80	13	-5	-10	45	D	35	48	20	12	-1	3	-2	0	1	2	6	-8	-3	-10
8/23/12 16:58	8/23/12	RVA	Reva Medical, Inc.	DE	Health	Orthop	Orthopedic, Prosthetic & Surg	Thomas Robert Bain	CA	D	P	12	5.78	0	2	8	27	I
6/14/12 18:53	6/12/12	RVA	Reva Medical, Inc.	DE	Health	Orthop	Orthopedic, Prosthetic & Surg	Thomas Robert Bain	CA	D	P	32	6.43	0	5	25	25	I
6/14/12 18:13	6/12/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S.m	-489	85.56	10	-6	-13	38	I	32	22	24	28	8	9	8	1	0	1	4	6	-6	7
6/5/12 17:01	6/4/12	RVA	Reva Medical, Inc.	DE	Health	Orthop	Orthopedic, Prosthetic & Surg	Thomas Robert Bain	CA	D	P	30	6.00	0	5	33	20	I
5/30/12 18:53	5/30/12	RVA	Reva Medical, Inc.	DE	Health	Orthop	Orthopedic, Prosthetic & Surg	Thomas Robert Bain	CA	D	P	20	6.49	0	3	27	15	I
5/29/12 17:47	5/24/12	RVA	Reva Medical, Inc.	DE	Health	Orthop	Orthopedic, Prosthetic & Surg	Thomas Robert Bain	CA	D	P.m	44	6.48	0	7	137	12	I
5/25/12 21:45	5/23/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S.m	-109	78.40	12	-1	-3	44	I	47	9	28	7	24	1	-2	-1	0	1	9	12	3	18
5/22/12 18:33	5/18/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-507	78.88	17	-6	-14	40	I	46	3	27	10	29	0	3	-1	0	1	11	14	14	18
5/17/12 16:32	5/15/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S.m	-804	80.37	20	-10	-14	63	I	37	7	26	14	23	4	3	-1	-1	-1	8	13	1	22
5/14/12 16:49	5/12/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	M.d	0	0.00	20	0	0	73	D	54	4	30	18	25	14	3	5	-1	-4	4	11	3	17
5/8/12 19:23	5/4/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	M.d	0	0.00	20	0	0	73	D	52	6	15	12	16	25	1	-2	-1	5	4	11	8	21
3/8/12 17:51	3/6/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-422	70.33	7	-6	-14	36	I	79	-20	15	3	4	-2	-6	-4	0	-4	-6	16	29	25
2/29/12 20:14	2/27/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-9	73.00	7	0	0	79	I	89	-12	21	26	8	5	-3	1	0	-4	-9	8	22	16
2/27/12 20:51	2/23/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S.m	-210	73.83	7	-3	-4	73	I	88	-11	24	19	4	3	3	2	0	-2	-8	7	20	17
2/23/12 19:17	2/21/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-42	73.59	6	-1	-1	82	I	86	-15	29	21	0	4	7	-2	2	1	-9	7	22	19
12/5/11 17:59	12/1/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-170	68.13	5	-3	-3	82	I	101	-31	-5	1	3	-3	3	0	3	5	3	5	20	21
11/17/11 16:54	11/15/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S.m	-476	63.42	9	-8	-8	85	D	88	-28	-18	5	-9	-5	-6	-5	-3	-4	10	18	25	30
9/13/11 16:58	9/9/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-293	58.65	8	-5	-5	92	I	96	-22	-31	-18	-13	-2	-11	-8	-1	-2	19	26	22	67
9/8/11 19:40	9/6/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-302	60.35	9	-5	-5	97	I	116	-15	-30	-10	-10	-2	0	-3	-4	-6	16	17	17	53
9/6/11 19:55	8/31/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-316	63.27	10	-5	-5	102	I	134	-10	-25	-6	-11	1	5	-1	1	-7	14	6	16	49
8/22/11 19:46	8/19/11	RVA	Reva Medical, Inc.	DE	Health	Orthop	Orthopedic, Prosthetic & Surg	Thomas Robert Bain	CA	D	P	29	5.89	0	5	New	5	I
5/25/11 17:27	5/19/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S.a	-381	76.16	13	-5	-4	107	I	168	32	-21	-19	-10	1	-9	-7	2	-4	3	-17	-16	8
5/23/11 21:38	5/19/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-381	76.16	13	-5	-4	107	I	187	42	-11	-14	-6	3	-2	3	-5	-2	-8	-20	-16	6
5/19/11 17:50	5/18/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-11	75.47	13	0	0	112	I	187	31	-11	-16	-9	3	0	-3	1	-5	-11	-19	-16	4
5/6/11 17:01	5/4/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	M.d	0	0.00	19	0	0	112	D	175	33	6	-20	-19	-10	5	-3	3	7	-9	-20	-7	6
12/21/10 18:01	12/17/10	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-866	86.61	17	-10	-15	56	I	999	163	30	21	25	-3	10	6	-1	-3	3	0	-24	-25
6/11/10 20:16	6/10/10	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S	-51	59.99	5	-1	-1	122	I		138	88	55	23	14	2	1	3	12	6	14	43	10
5/21/10 18:47	5/17/10	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	S.m	-108	54.20	6	-2	-2	123	I		101	62	42	17	-4	0	-5	0	6	33	18	59	41
11/12/09 13:28	11/11/09	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	MA	D	M.d	254	9.21	2	28	28	125	D		999	15	28	8	-6	-3	0	-1	3	0	20	69	128
5/8/08 10:53	5/7/08	ASX	Heartware Ltd	C3	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	C3	D	P	31	0.4000	3	78	3	2,608	I	7	10	-4	33	12	1	6	2	-2	-1	-3	-23	-57	-37
5/5/08 13:31	5/5/08	ASX	Heartware Ltd	C3	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	C3	D	P	4	0.3700	3	10	0	2,530	I	5	8	-12	26	10	4	6	5	-3	-1	-5	-17	-59	-34
5/2/08 15:38	5/1/08	ASX	Heartware Ltd	C3	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	C3	D	P	4	0.3400	3	12	0	2,520	I	5	7	-12	21	19	1	3	2	2	2	0	-15	-60	-36
5/1/08 15:16	5/1/08	ASX	Heartware Ltd	C3	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	C3	D	P	34	0.3400	3	100	4	2,508	I	6	7	-12	20	25	0	-2	2	0	4	2	-16	-58	-35
2/4/08 14:50	2/4/08	ASX	Heartware Ltd	C3	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	C3	D	P	19	0.3800	4	50	2	2,408	I	10	-13	-25	-31	-12	-2	3	-2	0	-3	11	26	5	-58
7/27/07 12:31	7/26/07	ASX	Heartware Ltd	C3	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	C3	D	P	265	0.5300	4	500	27	2,358	M	93	56	15	11	1	-8	-9	-9	-2	0	-9	1	-24	-19
7/5/07 10:58	7/3/07	ASX	Heartware Ltd	C3	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	C3	D	P	15	0.5300	5	28	2	1,858	I	105	38	21	17	15	5	1	0	4	5	-3	-4	-17	-28
7/2/07 11:59	6/29/07	ASX	Heartware Ltd	C3	Health	MdEq	Surgical & Medical Instrument	Thomas Robert Bain	C3	D	P	36	0.5000	6	72	4	1,830	I	93	45	22	15	16	4	-1	1	0	6	-4	-5	-13	-22

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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