CIK: 1405121 - Address: C/o Lpl Financial Holdings Inc., 75 State Street, Boston, MA 02109
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3/5/12 18:21
3/2/12
LPLALpl Investment Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Dwyer William E IIIMAOP,Nat'l S.d-1,19934.1612-35-9364D51714-265017130-10-1
2/13/12 15:14
2/9/12
LPLALpl Investment Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Dwyer William E IIIMAOP,Nat'l S.d-1,13332.2712-35-11278D-318146-6-5-1013147-59
5/19/11 16:20
5/18/11
LPLALpl Investment Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Dwyer William E IIIMAOP,Nat'l S.dm-2,51834.6713-73-25218D62-3-4-30-1-1-22-16-7
11/19/10 19:27
11/17/10
LPLALpl Investment Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Dwyer William E IIIMAOMD,P,NatS.d-9,36830.0033-312-51304D-11317-13

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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