Audette Matthew J - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	8	0	2	7	7	9	13	6
S	%wins				63	38	13	25	13	13	27

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
2/27/24 19:25	2/26/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	CFO,Head	S	-1,486	266.52	0	-6	-29	14	D
2/7/24 16:47	2/5/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	CFO,Head	M.d	1,094	39.48	0	28		13	D
2/7/24 16:47	2/5/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	CFO,Head	S.d	-6,886	248.55	0	-28	-69	13	D
2/28/23 18:11	2/27/23	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	CFO	S	-1,750	246.17	0	-7	-36	13	D
2/8/23 16:42	2/6/23	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	CFO	M.d	413	19.85	0	21		13	D
2/8/23 16:42	2/6/23	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	CFO	S.d	-4,980	239.30	0	-21	-62	13	D
11/2/22 16:50	10/31/22	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	CFO	M.d	397	19.85	0	20		13	D
11/2/22 16:50	10/31/22	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	CFO	S.d	-5,142	257.09	0	-20	-61	13	D
3/1/22 17:44	2/28/22	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	CFO	S	-1,045	180.77	0	-6	-31	13	D
2/9/22 16:56	2/7/22	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	CFO	M.d	397	19.85	0	20		12	D
2/9/22 16:56	2/7/22	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	CFO	S.d	-3,624	181.20	0	-20	-62	12	D
5/12/21 17:01	5/10/21	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	CFO	M.d	1,411	27.72	0	51		12	D
5/12/21 17:01	5/10/21	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	CFO	S.d	-7,859	154.39	0	-51	-80	12	D
3/1/21 19:24	2/26/21	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	CFO	S	-199	131.31	0	-2	-11	12	D
2/25/21 17:17	2/24/21	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	CFO	S	-1,194	134.94	0	-9	-40	13	D
11/12/20 17:34	11/9/20	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	CFO	S	-1,093	87.46	0	-13	-46	15	D
2/27/20 20:30	2/25/20	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	CFO	S.m	-176	86.43	0	-2	-9	20	D
8/7/19 16:39	8/5/19	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	MA	O	CFO	S	-958	76.67	0	-13	-40	18	D
2/12/15 17:08	2/11/15	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S	-534	25.44	33	-21	-10	182	D	132	22	20	12	6	13	8	1	-1	-1	8	14	9	-22
1/6/15 17:06	1/5/15	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S	-31	23.84	33	-1	-1	170	D	153	14	3	2	2	3	-4	-4	2	1	12	22	28	26
8/27/14 17:01	8/25/14	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	M.d	405	12.02	33	34	24	175	D	159	55	1	12	7	7	6	2	-1	-2	2	4	17	13
8/27/14 17:01	8/25/14	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S.d	-1,000	22.62	33	-44	-20	175	D	159	55	1	12	7	7	6	2	-1	-2	2	4	17	13
3/4/14 17:01	2/28/14	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S	-714	22.31	33	-32	-15	185	D	127	107	53	23	5	6	-3	-2	0	2	3	-12	-4	15
2/11/14 17:04	2/10/14	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S.m	-57	20.61	33	-3	-1	217	D	127	87	41	22	6	-3	1	7	1	7	12	4	2	22
2/10/14 18:19	2/7/14	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S	-62	19.98	33	-3	-1	227	D	120	84	39	17	4	-4	2	5	2	6	13	2	3	22
1/7/14 17:01	1/6/14	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S	-26	20.34	33	-1	-1	193	D	139	116	51	18	15	9	4	3	0	-1	-7	-4	5	9
12/2/13 17:01	11/27/13	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S	-157	17.88	33	-9	-4	198	D	109	110	55	28	2	1	3	1	0	1	9	28	9	22

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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