China John - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	11	-0	2	4	9	16	20	9
S	%wins				55	18	27	36	20	25	30

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/17/20 11:00	11/13/20	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	P of SVB	S.d	-342	345.00	0	-1	-4	27	D
11/10/20 14:56	11/6/20	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	P of SVB	S.d	-1,197	315.00	0	-4	-12	27	D
11/4/20 10:33	11/2/20	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	P of SVB	S.d	-370	292.64	0	-1	-4	27	D
10/5/20 14:40	10/1/20	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	P of SVB	S.d	-307	243.06	0	-1	-4	27	D
9/3/20 19:50	9/1/20	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	P of SVB	S.d	-320	253.20	0	-1	-4	27	D
8/5/20 10:20	8/3/20	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	P of SVB	S.d	-283	223.66	0	-1	-4	27	D
7/6/20 16:13	7/1/20	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	P of SVB	S.d	-269	213.00	0	-1	-4	27	D
6/3/20 19:39	6/1/20	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	P of SVB	S.d	-270	213.41	0	-1	-4	27	D
5/28/20 10:00	5/26/20	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	P of SVB	S.d	-253	200.00	0	-1	-4	27	D
4/30/20 11:23	4/28/20	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	P of SVB	S.d	-253	200.00	0	-1	-5	26	D
1/28/20 18:33	1/24/20	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	P of SVB	S.d	-270	270.00	0	-1	-4	27	D
1/6/20 11:39	1/2/20	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	P of SVB	S.d	-251	251.08	0	-1	-4	24	D
12/4/19 19:06	12/2/19	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	P of SVB	S.d	-233	232.62	0	-1	-4	24	D
11/5/19 18:06	11/1/19	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	P of SVB	S.d	-227	227.27	0	-1	-4	24	D
3/4/19 19:20	2/28/19	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	Head of	S.d	-2,790	249.12	0	-11	-33	23	D
12/7/17 19:38	12/5/17	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	Head of	S.d	-35	231.73	0	0	-1	17	D
11/14/16 09:49	11/9/16	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	Head of	S.d	-393	130.00	33	-3	-25	9	D	27	10	51	37	33	14	23	16	4	4	15	28
11/1/16 21:16	10/28/16	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	Head of	S.d	-149	124.40	33	-1	-8	15	D	11	0	21	25	14	3	5	-2	-2	3	31	43	50
4/18/16 12:37	4/14/16	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	Head of	S.d	-71	110.00	33	-1	-5	14	D	-2	-16	-6	10	7	9	7	6	1	-2	-12	-6	5
4/6/16 17:52	4/4/16	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	Head of	S.d	-380	102.55	33	-4	-22	13	D	-22	-20	-13	-14	19	0	0	-2	-4	1	-5	-12	8	81
2/19/15 18:04	2/17/15	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	Head of	S	-158	126.56	33	-1	-10	11	D	83	2	15	11	14	10	-2	-2	1	1	1	11	15	-29
2/10/15 10:28	2/6/15	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	China John	CA	O	Head of	S.d	-102	125.09	33	-1	-6	12	D	82	11	19	9	5	17	8	3	1	3	1	9	22	-32
2/21/14 09:40	2/19/14	SIVB	Svb Financial Group		Financ	StBnk	State Commercial Banks	China John	CA	O	Head of	S.d	-238	118.81	33	-2	-19	9	D	95	76	35	21	16	4	7	2	1	5	11	-10	-9	4
12/4/13 10:37	12/2/13	SIVB	Svb Financial Group		Financ	StBnk	State Commercial Banks	China John	CA	O	Head of	S	-72	103.00	19	-1	-18	3	D	111	79	34	19	5	3	-2	-2	0	1	5	25	11	7
2/27/13 19:21	2/25/13	SIVB	Svb Financial Group		Financ	StBnk	State Commercial Banks	China John	CA	O	Head of	S.d	-117	67.03	25	-2	-36	3	D	24	9	15	15	10	-2	-2	0	0	1	5	13	30	87
3/5/12 19:22	3/2/12	SIVB	Svb Financial Group		Financ	StBnk	State Commercial Banks	China John	CA	O	Head of	S.d	-196	59.01	24	-3	-33	7	D	29	10	28	26	8	3	0	-3	-1	5	8	-7	-3	13
9/7/11 19:34	9/6/11	SIVB	Svb Financial Group		Financ	StBnk	State Commercial Banks	China John	CA	O	Head of	S.d	-127	42.33	32	-3	-32	6	D	13	8	-22	-25	-31	-6	-1	-7	-3	-5	-15	6	34	32

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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