| TC | Stat | Stk | Ins | Fil | +d | +w | +m | +q | +h | +y | avg | 
|---|---|---|---|---|---|---|---|---|---|---|---|
| P | %ret | 1 | 1 | 2 | -1 | 4 | -4 | 17 | -38 | -53 | -12 | 
| P | %wins | 50 | 100 | 0 | 100 | 0 | 0 | 42 | 
| Filing Date | T Date | Ticker | Issuer | Inc | Sector | Ind | Industry | Owner | oSt | Rel | Title | T | TVal | Price | L | Qty | oc | Own | H | r2y | r1y | r6m | r3m | r6w | r3w | r7d | r3d | f1d | f1w | f1m | f3m | f6m | f1y | 
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 11/22/13 14:48 | 11/21/13 | SRNE | Sorrento Therapeutics, Inc. | DE | Health | Biolab | Commercial Physical & Biologi | Uy George | CA | O | Chief Co | P | 25 | 8.36 | 1 | 3 | 2 | 184 | D | 49 | 49 | 64 | 8 | 3 | -13 | -8 | -5 | 3 | 7 | -1 | 24 | -38 | -53 | 
| 11/20/13 17:44 | 11/19/13 | SRNE | Sorrento Therapeutics, Inc. | DE | Health | Biolab | Commercial Physical & Biologi | Uy George | CA | O | Chief Co | P | 17 | 8.61 | 0 | 2 | 1 | 181 | D | 250 | 59 | 75 | 15 | 12 | -8 | 0 | 0 | -4 | 0 | -7 | 10 | -38 | -52 | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |