SRNEQ - Sorrento Therapeutics, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	11	31	1	2	-6	-3	-14	-20	-6
P	%wins				68	71	7	48	21	21	39
S	%ret	1	4	23	-1	0	3	9	-8	-43	-6
S	%wins				74	65	39	13	68	100	60

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/7/22 18:22	9/7/22	SRNE	Health	BioPrd	Biological Products, (No Diag	Ji Henry	CA	DO	See Rema	P.d	179	2.02	0	89	1	7,077	D
9/6/22 17:24	9/6/22	SRNE	Health	BioPrd	Biological Products, (No Diag	Ji Henry	CA	DO	See Rema	P	109	1.96	0	56	1	6,989	D
8/26/22 17:33	8/26/22	SRNE	Health	BioPrd	Biological Products, (No Diag	Ji Henry	CA	DO	See Rema	P.d	70	2.11	0	33	1	4,433	D
8/25/22 17:18	8/25/22	SRNE	Health	BioPrd	Biological Products, (No Diag	Ji Henry	CA	DO	See Rema	P.d	46	2.06	0	22	1	4,400	D
6/14/22 17:15	6/14/22	SRNE	Health	BioPrd	Biological Products, (No Diag	Ji Henry	CA	DO	See Rema	P	14	1.40	0	10	0	4,378	D
12/27/21 19:34	12/27/21	SRNE	Health	BioPrd	Biological Products, (No Diag	Janda Kim	CA	D		M.d	12	4.00	0	3	New	3	D
12/27/21 19:34	12/27/21	SRNE	Health	BioPrd	Biological Products, (No Diag	Janda Kim	CA	D		S.d	-18	5.88	0	-3	-50	3	D
9/29/21 14:35	9/29/21	SRNE	Health	BioPrd	Biological Products, (No Diag	Ji Henry	CA	DO	See Rema	M.d	40	4.00	0	10	0	4,368	D
9/28/21 17:37	9/27/21	SRNE	Health	BioPrd	Biological Products, (No Diag	Janda Kim	CA	D		M.d	89	2.11	0	42		3	D
9/28/21 17:37	9/27/21	SRNE	Health	BioPrd	Biological Products, (No Diag	Janda Kim	CA	D		S.d	-340	8.02	0	-42	-93	3	D
9/14/21 17:00	9/13/21	SRNE	Health	BioPrd	Biological Products, (No Diag	Janda Kim	CA	D		M.d	28	3.50	0	8		3	D
9/14/21 17:00	9/13/21	SRNE	Health	BioPrd	Biological Products, (No Diag	Janda Kim	CA	D		S.d	-64	8.04	0	-8	-73	3	D
9/3/21 17:36	9/3/21	SRNE	Health	BioPrd	Biological Products, (No Diag	Smith Robin L	CA	D		M.d	785	4.49	0	175	292	235	D
4/15/21 18:43	4/12/21	SRNE	Health	BioPrd	Biological Products, (No Diag	Janda Kim	CA	D		M.d	7	3.50	0	2	173	3	D
4/15/21 18:43	4/12/21	SRNE	Health	BioPrd	Biological Products, (No Diag	Janda Kim	CA	D		S.d	-13	6.97	0	-2	-39	3	D
1/26/21 17:24	12/16/20	SRNE	Health	BioPrd	Biological Products, (No Diag	Followwill Dorman	CA	D		S	-7	7.14	0	-1	-32	2	D
3/5/20 13:58	3/5/20	SRNE	Health	BioPrd	Biological Products, (No Diag	Smith Robin L	CA	D		P	91	2.27	0	40	200	60	D
9/14/18 16:12	9/12/18	SRNE	Health	Biolab	Commercial Physical & Biologi	Abg Management Ltd	K3	T		S.dm	-1,493	5.02	0	-298	-4	6,791	I
7/23/18 06:50	7/20/18	SRNE	Health	Biolab	Commercial Physical & Biologi	Ji Henry	CA	DO	See Rema	M.d	11	1.75	0	6	0	4,358	D
2/28/18 19:04	2/28/18	SRNE	Health	Biolab	Commercial Physical & Biologi	Ng George K	CA	O	See Rema	P	896	9.95	0	90	28	408	M
2/28/18 19:04	2/28/18	SRNE	Health	Biolab	Commercial Physical & Biologi	Ji Henry	CA	DO	See Rema	P	643	9.95	0	65	2	4,349	M
2/8/18 08:17	2/6/18	SRNE	Health	Biolab	Commercial Physical & Biologi	Abg Management Ltd	K3	T		S.dm	-4,542	6.85	0	-663	-9	7,089	I
2/7/18 08:35	2/5/18	SRNE	Health	Biolab	Commercial Physical & Biologi	Abg Management Ltd	K3	T		S.d	-566	8.00	0	-71	-1	7,752	I
1/31/18 09:09	1/29/18	SRNE	Health	Biolab	Commercial Physical & Biologi	Abg Management Ltd	K3	T		S.dm	-2,369	7.64	0	-310	-4	7,823	I
1/25/18 16:57	1/23/18	SRNE	Health	Biolab	Commercial Physical & Biologi	Asia Pacific Medtech (Bvi) Ltd	D8	T		S.m	-5,176	7.56	0	-684	-7	8,618	D
1/22/18 07:28	1/21/18	SRNE	Health	Biolab	Commercial Physical & Biologi	Ji Henry	CA	DO	See Rema	P.d	0	0.00	0	1,802	76	4,160	D
6/15/17 16:20	6/15/17	SRNE	Health	Biolab	Commercial Physical & Biologi	Ji Henry	CA	DO	P,CEO	P	53	1.81	0	29	1	2,290	I
6/15/17 16:13	6/15/17	SRNE	Health	Biolab	Commercial Physical & Biologi	Shah Jaisim	CA	D		P	18	1.79	0	10	10	113	D
4/21/17 07:16	4/19/17	SRNE	Health	Biolab	Commercial Physical & Biologi	Abg Management Ltd	K3	T		P.d	1,100	2.00	2	550	7	8,133	I	-84	-76	-76	-68	-60	-58	-45	-10	6	24
4/19/17 16:12	4/19/17	SRNE	Health	Biolab	Commercial Physical & Biologi	Ji Henry	CA	DO	P,CEO	P	200	2.00	2	100	5	2,261	D	-86	-77	-77	-70	-66	-60	-48	-46	3	15
4/17/17 21:59	4/13/17	SRNE	Health	Biolab	Commercial Physical & Biologi	Abg Management Ltd	K3	T		P.d	5,000	2.00	2	2,500	49	7,583	I	-84	-74	-75	-67	-64	-56	-49	-42	-15	-4
2/22/17 17:08	2/22/17	SRNE	Health	Biolab	Commercial Physical & Biologi	Ji Henry	CA	DO	P,CEO	P	11	5.60	1	2	0	2,161	D	-58	-14	-21	-16	-7	-3	-5	-7	-1	-1	-21
2/10/17 19:43	2/10/17	SRNE	Health	Biolab	Commercial Physical & Biologi	Ji Henry	CA	DO	P,CEO	P.a	103	5.15	1	20	113	38	D	-49	22	-14	0	11	2	2	0	2	2	-21	-68
2/3/17 19:51	2/3/17	SRNE	Health	Biolab	Commercial Physical & Biologi	Wu Yue Alexander	CA	D		P	26	5.15	1	5	New	5	D	-48	3	-21	-6	-2	-6	-3	-2	8	8	-6	-62
2/3/17 19:50	2/3/17	SRNE	Health	Biolab	Commercial Physical & Biologi	Janda Kim	CA	D		P	15	5.15	1	3	New	3	D	-48	3	-21	-6	-2	-6	-3	-2	8	8	-6	-62
2/3/17 19:49	2/3/17	SRNE	Health	Biolab	Commercial Physical & Biologi	Su Jeffrey	CA	O	EVP,COO	P	21	5.15	1	4	44	13	D	-48	3	-21	-6	-2	-6	-3	-2	8	8	-6	-62
2/3/17 19:48	2/3/17	SRNE	Health	Biolab	Commercial Physical & Biologi	Herde Kevin	CA	O	EVP,CFO	P	15	5.15	1	3	75	7	D	-48	3	-21	-6	-2	-6	-3	-2	8	8	-6	-62
2/3/17 19:47	2/3/17	SRNE	Health	Biolab	Commercial Physical & Biologi	Ji Henry	CA	DO	P,CEO	P	103	5.15	1	20	1	2,159	D	-48	3	-21	-6	-2	-6	-3	-2	8	8	-6	-62
2/3/17 19:46	2/3/17	SRNE	Health	Biolab	Commercial Physical & Biologi	Ng George K	CA	O	See Rema	S	-206	5.15	1	-40	-38	64	D	-48	3	-21	-6	-2	-6	-3	-2	8	8	-6	-62
2/3/17 19:44	2/3/17	SRNE	Health	Biolab	Commercial Physical & Biologi	Shah Jaisim	CA	D		P	52	5.15	1	10	11	103	D	-48	3	-21	-6	-2	-6	-3	-2	8	8	-6	-62
2/3/17 19:43	2/3/17	SRNE	Health	Biolab	Commercial Physical & Biologi	Zeldis Jerome B	CA	O	See Rema	P	52	5.15	1	10	New	10	D	-48	3	-21	-6	-2	-6	-3	-2	8	8	-6	-62
7/11/16 18:11	7/7/16	SRNE	Health	Biolab	Commercial Physical & Biologi	Soon-Shiong Patrick	CA	H	Former 1	S.d	0	0.00	1	-7,878	-100	0	M	7	-60	-6	1	6	18	17	14	-1	-3	6	18	-9
7/1/16 17:51	6/29/16	SRNE	Health	Biolab	Commercial Physical & Biologi	Soon-Shiong Patrick	CA	T		S.d	-20	5.82	1	-3	0	7,878	I	-15	-67	-36	3	-5	-12	-1	2	-1	14	10	29	-17
6/24/16 21:14	6/23/16	SRNE	Health	Biolab	Commercial Physical & Biologi	Soon-Shiong Patrick	CA	T		S.d	-40	5.85	1	-7	0	7,881	I	-5	-65	-40	18	5	-14	-4	1	-3	-1	6	38	-6
6/17/16 17:17	6/15/16	SRNE	Health	Biolab	Commercial Physical & Biologi	Soon-Shiong Patrick	CA	T		S.d	-116	5.87	1	-20	0	7,888	I	1	-60	-22	16	-12	-10	-14	-7	3	3	12	19	-10
6/15/16 17:27	6/13/16	SRNE	Health	Biolab	Commercial Physical & Biologi	Soon-Shiong Patrick	CA	T		S.dm	-330	6.14	1	-54	-1	7,908	D	13	-59	-20	19	-11	-6	-11	-5	-1	-2	7	16	-11
3/8/16 20:47	3/4/16	SRNE	Health	Biolab	Commercial Physical & Biologi	Soon-Shiong Patrick	CA	T		S.dm	-619	6.19	2	-100	-1	7,962	D	-56	-55	-52	-20	1	10	2	-5	0	-5	18	14	12	-20
9/21/15 20:55	9/18/15	SRNE	Health	Biolab	Commercial Physical & Biologi	Uy George	CA	O	See Rema	S	0	0.00	7	-48	-19	202	D	63	167	-6	-8	-29	-5	3	1	-5	-19	-24	-28	-51	-35
8/26/15 18:29	8/26/15	SRNE	Health	Biolab	Commercial Physical & Biologi	Ji Henry	CA	DO	P,CEO	P	0	0.9473	12	1	New	1	D	54	115	-11	-11	-37	-43	-22	-15	7	0	-20	-37	-55	-52
8/24/15 14:31	8/24/15	SRNE	Health	Biolab	Commercial Physical & Biologi	Ji Henry	CA	DO	P,CEO	P	114	12.84	15	9	0	2,071	D	71	137	1	0	-29	-39	-25	-15	-8	5	-14	-39	-54	-46
8/21/15 15:39	8/21/15	SRNE	Health	Biolab	Commercial Physical & Biologi	Ng George K	CA	O	See Rema	P	12	13.50	16	1	6	16	D	77	151	11	4	-19	-34	-19	-16	-6	-3	-15	-41	-55	-52
8/21/15 11:27	8/21/15	SRNE	Health	Biolab	Commercial Physical & Biologi	Ji Henry	CA	DO	P,CEO	P	116	13.08	16	9	0	2,068	D	77	151	11	4	-19	-34	-19	-16	-6	-3	-15	-41	-55	-52
8/5/15 17:01	8/3/15	SRNE	Health	Biolab	Commercial Physical & Biologi	Shah Jaisim	CA	D		P	313	11.50	23	27	42	93	D	217	290	109	99	24	13	-12	2	-6	-18	-35	-54	-75	-68
8/5/15 17:00	8/3/15	SRNE	Health	Biolab	Commercial Physical & Biologi	Ng George K	CA	O	See Rema	P	132	11.50	23	11	332	15	I	217	290	109	99	24	13	-12	2	-6	-18	-35	-54	-75	-68
11/10/14 12:30	11/10/14	SRNE	Health	Biolab	Commercial Physical & Biologi	Ji Henry	CA	DO	P,CEO	P	29	4.83	1	6	0	2,085	D	-23	-47	-42	-12	5	15	16	3	0	-9	-4	133	153	106
11/7/14 12:01	11/7/14	SRNE	Health	Biolab	Commercial Physical & Biologi	Ji Henry	CA	DO	P,CEO	P	18	4.56	1	4	0	2,079	D	-23	-47	-42	-13	4	15	16	1	1	-8	-5	129	153	114
11/6/14 15:47	11/6/14	SRNE	Health	Biolab	Commercial Physical & Biologi	Ji Henry	CA	DO	P,CEO	P	14	4.53	1	3	0	2,091	D	-23	-51	-39	-12	5	24	16	9	0	-4	-3	120	168	110
12/5/13 15:54	12/5/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Ji Henry	CA	DO	P,CEO	P	9	8.92	0	1	0	1,728	D	56	56	-14	-10	10	-2	1	-3	5	10	-4	58	-39	-50
12/5/13 09:05	12/4/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Ji Henry	CA	DO	P,CEO	P	9	8.54	0	1	0	1,727	D	56	56	-14	-10	10	-2	1	-3	5	10	-4	58	-39	-50
11/27/13 18:30	11/25/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Opko Health, Inc.	FL	T		S.m	-178	8.54	0	-21	-1	2,153	D	55	49	71	10	-5	-2	-2	4	3	0	-5	35	-39	-56
11/26/13 06:00	11/25/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Shah Jaisim	CA	D		P	9	8.65	0	1	2	65	I	53	46	68	7	2	-10	-4	-2	1	1	-3	37	-40	-54
11/25/13 10:30	11/22/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Opko Health, Inc.	FL	T		S	-72	8.50	0	-8	0	2,174	D	54	54	70	8	9	-11	-3	-3	-1	3	-3	22	-40	-52
11/22/13 14:50	11/22/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Ji Henry	CA	DO	P,CEO	P	8	8.47	1	1	0	1,726	D	49	49	64	8	3	-13	-8	-5	3	7	-1	24	-38	-53
11/22/13 14:48	11/21/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Uy George	CA	O	Chief Co	P	25	8.36	1	3	2	184	D	49	49	64	8	3	-13	-8	-5	3	7	-1	24	-38	-53
11/22/13 13:02	11/21/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Opko Health, Inc.	FL	T		S	-36	8.53	1	-4	0	2,182	D	49	49	64	8	3	-13	-8	-5	3	7	-1	24	-38	-53
11/21/13 10:09	11/19/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Opko Health, Inc.	FL	T		S.m	-149	8.75	1	-17	-1	2,187	D	55	55	71	13	4	-11	-4	-1	-4	0	-6	14	-42	-55
11/20/13 17:49	11/19/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Ji Henry	CA	DO	P,CEO	P	17	8.59	0	2	0	1,725	I	250	59	75	15	12	-8	0	0	-4	0	-7	10	-38	-52
11/20/13 17:44	11/19/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Uy George	CA	O	Chief Co	P	17	8.61	0	2	1	181	D	250	59	75	15	12	-8	0	0	-4	0	-7	10	-38	-52
11/20/13 17:37	11/19/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Shah Jaisim	CA	D		P	9	9.00	0	1	2	64	D	250	59	75	15	12	-8	0	0	-4	0	-7	10	-38	-52
11/18/13 16:30	11/15/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Opko Health, Inc.	FL	T		S	-24	8.75	0	-3	0	2,204	D	216	51	74	12	-2	3	-1	-3	2	-2	9	14	-39	-52
11/15/13 16:10	11/14/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Opko Health, Inc.	FL	T		S	-17	8.75	0	-2	0	2,206	D	133	483	75	12	-1	1	-7	-2	-1	-5	18	13	-41	-51
11/14/13 19:12	11/13/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Opko Health, Inc.	FL	T		S	-118	8.75	0	-13	-1	2,208	D	133	483	75	3	6	11	-8	0	-1	-2	8	10	-43	-52
11/12/13 07:35	11/8/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Opko Health, Inc.	FL	T		S	-18	8.75	0	-2	0	4,443	D	55	49	78	27	1	11	-7	2	1	-3	5	9	-25	-48
11/8/13 13:18	11/6/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Opko Health, Inc.	FL	T		S.m	-1,087	9.03	0	-120	-5	2,224	D	52	46	84	15	9	3	-11	-8	0	0	6	5	-8	-47
9/4/13 16:09	9/4/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Opko Health, Inc.	FL	T		S	-73	7.75	0	-9	0	2,344	D	34	-23	28	34	-9	10	1	-1	0	-6	-16	-10	67	-53
8/30/13 12:40	8/29/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Opko Health, Inc.	FL	T		S	-1	7.75	0	0	0	2,353	D	35	-23	15	55	3	2	0	-1	-1	19	24	10	63	-29
8/28/13 17:24	8/26/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Opko Health, Inc.	FL	T		S.m	-18	7.93	0	-2	0	2,354	D	37	-22	57	57	5	-8	1	3	-1	21	2	7	47	-31
8/21/13 16:06	8/20/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Opko Health, Inc.	FL	T		S	-12	7.78	0	-2	0	2,356	D	35	-22	30	55	-11	4	2	-9	0	3	5	13	25	-27
8/16/13 14:20	8/14/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Opko Health, Inc.	FL	T		S	-26	8.95	0	-3	0	2,357	D	48	-15	62	70	17	13	0	20	-9	-11	-3	3	14	-32
8/15/13 16:41	8/7/13	SRNE	Health	Biolab	Commercial Physical & Biologi	Opko Health, Inc.	FL	T		S	-3	8.50	0	0	0	2,360	D	56	-11	79	79	23	19	37	17	-9	-10	-3	5	13	-34
5/16/12 19:21	5/15/12	SRNE	Health	Biolab	Commercial Physical & Biologi	Ji Henry	CA	DOT	Interim	P	1,000	0.1600	0	6,250	14	49,404	I	-87	0	100	-19	-60	-45	-33	-33	0	3	53	33	-80	-33
2/18/11 18:23	12/21/10	SRNE	Health	Biolab	Commercial Physical & Biologi	Afting Ernst-Guenter	CA	D		P	50	0.1400	0	360	65	918	D	-56	-89	-89	-67	-67	-33	-33	-33	0	0	50	50	15	85
9/22/09 12:12	9/18/09	QBSW	Financ	AcqCo	Blank Checks	Halpryn Glenn L	FL	D		P.d	805	0.0448	0	17,965	999%	18,830	B
7/9/08 16:00	7/7/08	QBYT	Financ	AcqCo	Blank Checks	Keating Kevin R	FL	H	See Rema	S	-21	0.0134	0	-1,600	-100	0	D
7/9/08 15:58	7/7/08	QBYT	Financ	AcqCo	Blank Checks	Ki Equity Partners V LLC	CO	H	See Rema	S	-905	0.0134	0	-67,500	-100	0	D
7/7/08 17:02	7/7/08	QBYT	Financ	AcqCo	Blank Checks	Glauser Steven Jerry	CO	T		P	662	0.0161	0	41,086	New	41,086	D
3/26/07 13:10	3/26/07	QBYT	Financ	AcqCo	Blank Checks	Ki Equity Partners V LLC	CO	T		P	75	0.0100	0	7,500	13	67,500	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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