Herrmann John A III - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	5	1	0	6	-7	32	9	7
P	%wins				80	60	60	60	75	25	60
S	%ret	1	1	1	1	-1	-27	-38	-20	-82	-28
S	%wins				0	100	100	100	100	100	83

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/18/23 17:09	12/14/23	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	0	0.00	0	2	19	13	D
6/27/23 16:31	6/25/23	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	0	0.00	0	1	6	15	D
3/14/23 17:18	3/10/23	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	30	6.52	0	5	46	15	D
12/16/22 17:02	12/14/22	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	0	0.00	0	2	22	12	D
9/28/22 17:00	9/26/22	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	0	0.00	0	5	80	10	M
8/26/22 18:42	8/24/22	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	0	0.00	0	2	37	7	I
6/28/22 17:05	6/25/22	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	0	0.00	0	1	16	6	D
1/5/22 17:22	1/3/22	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	95	19.08	0	5	845	6	D
1/5/22 17:22	1/3/22	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	S.d	-705	140.91	0	-5	-47	6	D
12/22/21 17:03	12/20/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	95	19.08	0	5	845	6	D
12/22/21 17:03	12/20/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	S.d	-1,150	230.00	0	-5	-47	6	D
12/16/21 17:16	12/14/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	0	0.00	0	2	60	6	D
12/3/21 18:30	12/1/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	95	19.08	0	5		5	D
12/3/21 18:30	12/1/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	S.d	-981	196.19	0	-5	-53	5	D
12/1/21 17:02	11/29/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	95	19.08	0	5		5	D
12/1/21 17:02	11/29/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	S.d	-1,144	228.72	0	-5	-53	5	D
11/5/21 17:02	11/3/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	95	19.08	0	5		5	D
11/5/21 17:02	11/3/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	S.d	-1,000	200.00	0	-5	-53	5	D
11/3/21 16:49	11/1/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	95	19.08	0	5		5	D
11/3/21 16:49	11/1/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	S.d	-815	163.08	0	-5	-53	5	D
10/5/21 17:02	10/1/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	95	19.08	0	5		5	D
10/5/21 17:02	10/1/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	S.d	-874	174.89	0	-5	-53	5	D
9/28/21 17:04	9/26/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	0	0.00	0	5		5	M
9/24/21 17:08	8/24/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	0	0.00	0	2	999%	2	I
9/17/21 17:11	9/15/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	95	19.08	0	5		1	D
9/17/21 17:11	9/15/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	S.d	-1,147	229.44	0	-5	-88	1	D
9/3/21 17:10	9/1/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	95	19.08	0	5		1	D
9/3/21 17:10	9/1/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	S.d	-1,240	247.97	0	-5	-88	1	D
7/28/21 17:00	7/26/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	43	14.83	0	3		1	D
7/28/21 17:00	7/26/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	S.d	-573	197.74	0	-3	-80	1	D
7/2/21 17:01	6/30/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	43	14.83	0	3		1	D
7/2/21 17:01	6/30/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	S.d	-616	212.66	0	-3	-80	1	D
6/29/21 17:08	6/25/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	0	0.00	0	1		1	D
6/2/21 16:59	5/28/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	43	14.83	0	3		0	D
6/2/21 16:59	5/28/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	S.d	-432	149.14	0	-3	-91	0	D
5/4/21 18:03	4/30/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	43	14.82	0	3		0	D
5/4/21 18:03	4/30/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	S.d	-694	239.83	0	-3	-91	0	D
3/30/21 18:10	3/26/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	43	14.82	0	3		0	D
3/30/21 18:10	3/26/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	S.d	-541	186.80	0	-3	-91	0	D
3/2/21 17:37	2/26/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	43	14.82	0	3		0	D
3/2/21 17:37	2/26/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	S.d	-653	225.48	0	-3	-91	0	D
2/3/21 17:37	2/1/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	273	18.15	0	15		0	D
2/3/21 17:37	2/1/21	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	S.d	-3,628	241.50	0	-15	-98	0	D
9/30/20 21:30	9/28/20	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	147	5.95	0	25		0	D
9/30/20 21:30	9/28/20	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	S.dm	-4,665	109.04	0	-43	-99	0	D
9/29/20 18:11	9/26/20	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	0	0.00	0	35		18	D
8/20/20 18:20	8/18/20	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	M.d	2,489	53.82	0	46		0	D
8/20/20 18:20	8/18/20	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	EVP,GC	S.d	-6,674	144.33	0	-46	-99	0	D
5/20/20 16:35	5/18/20	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	SVP,GC	M.d	339	26.19	0	13		0	D
5/20/20 16:35	5/18/20	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	SVP,GC	S.d	-641	49.44	0	-13	-98	0	D
3/10/20 17:02	3/8/20	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	SVP,GC	M.d	0	0.00	0	0		0	D
9/18/19 16:14	9/17/19	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	SVP,GC	S	-26	7.07	0	-4	-100	0	D
9/10/19 16:34	9/8/19	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	SVP,GC	M.d	0	0.00	0	5		4	D
2/2/17 16:12	1/31/17	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	SVP,GC	P	6	1.12	8	5	235	7	D	-83	-72	-82	-14	-7	-4	-4	-2	4	2	15	-38
2/1/16 17:37	1/31/16	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	SVP,GC	P	9	4.38	33	2	999%	2	D	-10	-34	-57	-30	-41	-27	-17	-9	-7	-4	-7	4	44	-73
12/18/15 17:10	12/16/15	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	SVP,GC	S	-241	8.64	33	-28	-100	0	D	94	47	-8	-18	11	11	5	17	1	-1	-27	-38	-20	-82
8/4/15 16:49	7/31/15	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	SVP,GC	P	3	2.28	33	2	6	28	D	352	184	57	51	22	0	1	2	2	-5	-10	-41	-58	-38
2/3/15 17:08	1/31/15	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	SVP,GC	P	23	2.28	33	10	59	26	D	331	42	81	37	30	20	5	1	3	7	18	7	60	-36
8/4/14 15:18	7/31/14	NVAX	Novavax Inc	DE	Health	BioPrd	Biological Products, (No Diag	Herrmann John A III	MD	O	SVP,GC	P	20	2.28	14	9	117	17	D	95	59	-22	-1	-15	-5	-6	-5	3	2	14	32	81	184

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y