Caines S. Brett - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	1	2	3	-5	-18	-35	-29	-14
P	%wins				100	100	0	0	0	0	33

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
4/8/21 17:32	4/6/21	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	M.d	0	0.00	0	10	3	322	D
3/24/21 17:25	3/22/21	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	M.d	0	0.00	0	10	3	317	D
2/12/21 17:33	2/10/21	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	M.d	0	0.00	0	2	1	311	D
1/15/21 19:10	1/13/21	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	M.d	0	0.00	0	10	3	310	D
12/9/20 17:09	12/8/20	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	M.d	0	0.00	0	10	3	305	D
12/4/20 17:05	12/2/20	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	M.d	0	0.00	0	3	1	299	D
12/1/20 17:51	11/27/20	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	M.d	0	0.00	0	10	3	297	D
11/27/20 14:02	11/24/20	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	M.d	0	0.00	0	50	21	292	D
8/14/18 17:16	8/10/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	29.70	0	-7	-2	264	D
8/10/18 16:13	8/8/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	29.70	0	-7	-2	271	D
8/8/18 16:56	8/6/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	29.63	0	-7	-2	277	D
8/6/18 16:28	8/3/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.d	-100	29.53	0	-3	-1	284	D
8/3/18 16:38	8/1/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	28.99	0	-7	-2	288	D
8/1/18 17:29	7/31/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.d	-100	27.99	0	-4	-1	294	D
5/16/18 17:02	5/14/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.d	-100	28.71	0	-3	-1	298	D
5/11/18 16:42	5/10/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	29.00	0	-7	-2	302	D
5/9/18 17:09	5/8/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	28.86	0	-7	-2	308	D
5/7/18 17:01	5/4/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	28.30	0	-7	-2	315	D
5/4/18 16:09	5/2/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	28.28	0	-7	-2	322	D
5/2/18 16:52	5/1/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.d	-100	27.72	0	-4	-1	329	D
3/9/18 16:03	3/7/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	27.53	0	-7	-2	333	D
3/7/18 16:15	3/5/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	27.44	0	-7	-2	340	D
3/5/18 17:43	3/1/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	26.42	0	-8	-2	348	D
3/1/18 16:01	2/27/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	26.40	0	-8	-2	355	D
2/27/18 16:03	2/23/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	26.30	0	-8	-2	363	D
2/23/18 16:38	2/21/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	26.81	0	-7	-2	370	D
2/21/18 20:22	2/16/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	26.76	0	-7	-2	378	D
2/16/18 17:34	2/14/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	26.91	0	-7	-2	385	D
2/14/18 18:11	2/12/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	26.03	0	-8	-2	393	D
2/12/18 17:36	2/9/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.d	-100	25.56	0	-4	-1	400	D
2/9/18 16:39	2/7/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	25.84	0	-8	-2	404	D
2/7/18 16:48	2/5/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	26.34	0	-8	-2	412	D
2/5/18 17:57	2/1/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	26.92	0	-7	-2	420	D
2/1/18 19:04	1/30/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	S.dm	-200	26.55	0	-8	-2	427	D
2/1/18 19:04	1/30/18	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	M.d	0	0.00	0	0	0	427	D
2/1/17 17:55	1/30/17	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	M.d	0	0.00	2	0	0	435	D	43	54	32	9	5	6	3	1	13	11	18
2/2/16 17:15	1/30/16	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	M.d	0	0.00	1	0	0	434	D		-29	0	3	15	9	10	1	1	-5	18	-3	48
7/27/15 16:41	7/23/15	LOB	Live Oak Bancshares, Inc.	NC	Financ	StBnk	State Commercial Banks	Caines S. Brett	NC	O	CFO	P.d	139	17.00	30	8	2	434	D								2	3	-5	-18	-35	-29

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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