| TC | Stat | Stk | Ins | Fil | +d | +w | +m | +q | +h | +y | avg | 
|---|
| Filing Date | T Date | Ticker | Issuer | Inc | Sector | Ind | Industry | Owner | oSt | Rel | Title | T | TVal | Price | L | Qty | oc | Own | H | r2y | r1y | r6m | r3m | r6w | r3w | r7d | r3d | f1d | f1w | f1m | f3m | f6m | f1y | 
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 3/21/16 19:26 | 3/17/16 | NK | Nantkwest, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Kusserow Richard | CA | D | M.d | 3 | 0.2161 | 3 | 15 | 4 | 370 | D | -62 | -59 | -7 | 6 | -19 | -6 | 8 | 8 | 17 | -23 | 16 | -62 | |||
| 3/17/16 19:42 | 1/28/16 | NK | Nantkwest, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Kusserow Richard | CA | D | M.dm | 23 | 0.2161 | 3 | 108 | 44 | 355 | D | -58 | -53 | -12 | 5 | -21 | -8 | 1 | 18 | 34 | -10 | 22 | -49 | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |