| TC | Stat | Stk | Ins | Fil | +d | +w | +m | +q | +h | +y | avg | 
|---|
| Filing Date | T Date | Ticker | Issuer | Inc | Sector | Ind | Industry | Owner | oSt | Rel | Title | T | TVal | Price | L | Qty | oc | Own | H | r2y | r1y | r6m | r3m | r6w | r3w | r7d | r3d | f1d | f1w | f1m | f3m | f6m | f1y | 
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 11/9/23 16:54 | 11/9/23 | BR | Broadridge Financial Solutions, Inc. | DE | BizSv | BizSv | Business Services | Gumbs Keir D | NY | O | CVP,GC | M.d | 601 | 144.84 | 0 | 4 | 40 | 14 | D | ||||||||||||||
| 11/9/23 16:54 | 11/9/23 | BR | Broadridge Financial Solutions, Inc. | DE | BizSv | BizSv | Business Services | Gumbs Keir D | NY | O | CVP,GC | S.d | -666 | 176.61 | 0 | -4 | -21 | 14 | D | ||||||||||||||
| 9/1/23 09:57 | 8/30/23 | BR | Broadridge Financial Solutions, Inc. | DE | BizSv | BizSv | Business Services | Gumbs Keir D | NY | O | CVP,GC | S | -501 | 186.41 | 0 | -3 | -16 | 14 | D | ||||||||||||||
| 8/17/23 14:59 | 8/16/23 | BR | Broadridge Financial Solutions, Inc. | DE | BizSv | BizSv | Business Services | Gumbs Keir D | NY | O | CVP,GC | M.d | 0 | 0.00 | 0 | 5 | 41 | 17 | D | ||||||||||||||
| 8/17/22 13:56 | 8/16/22 | BR | Broadridge Financial Solutions, Inc. | BizSv | BizSv | Business Services | Gumbs Keir D | NY | O | CVP,GC | M.d | 0 | 0.00 | 0 | 12 | 11 | D | ||||||||||||||||
| 12/17/21 11:22 | 12/15/21 | BR | Broadridge Financial Solutions, Inc. | BizSv | BizSv | Business Services | Gumbs Keir D | NY | O | CVP,GC | M.d | 0 | 0.00 | 0 | 8 | 4 | D | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |