Berg Carl E - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	58	3	3	9	10	6	9	7
P	%wins				74	67	55	58	46	26	54
S	%ret	1	1	2	1	6	-4	12	15	0	6
S	%wins				0	50	50	50	0		30

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/8/16 16:55	7/14/16	STRS	Stratus Properties Inc	DE	RlEst	RlEst	Land Subdividers & Developers	Berg Carl E	CA	T		S.m	-23,327	18.51	0	-1,260	-89	161	D	41	35	-6	11	19	17	20	10	1	14	8	51	29
5/9/16 17:42	5/5/16	STRS	Stratus Properties Inc	DE	RlEst	RlEst	Land Subdividers & Developers	Berg Carl E	CA	TH	Group Me	S.d	-810	18.00	0	-45	-3	1,376	D	49	77	39	1	1	1	0	0	1	-2	-16	-27	1
1/18/12 19:36	1/13/12	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	2,016	0.9700	0	2,078	3	75,241	D	-6	-43	-13	-9	11	24	-2	-1	-1	-4	1
12/10/10 12:32	12/10/10	MOSY	Mosys, Inc.	CA	Tech	Semicn	Semiconductors & Related Devi	Berg Carl E	CA	D		P	1,007	4.38	0	230	15	1,788	D	128	50	8	4	0	11	15	7	2	12	33	18	15	-38
12/6/10 14:20	12/3/10	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	4,512	1.20	1	3,760	6	71,330	D	-35	2	42	47	-8	-6	6	-11	2	16	49	34	-3	-27
9/30/10 13:12	9/28/10	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	2,000	1.04	1	1,923	3	67,570	D	-76	-42	24	46	31	9	2	9	10	3	24	61	50	-3
8/30/10 13:52	8/26/10	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	5,508	0.7600	0	7,248	12	65,647	D	-80	-50	-18	-19	9	-10	-5	-1	5	7	37	63	99	55
2/26/10 14:00	2/22/10	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	1,000	0.9200	1	1,087	2	58,399	D	-74	-54	-48	-29	-18	5	9	-9	11	8	2	6	-8	76
11/2/09 20:53	10/30/09	MOSY	Mosys, Inc.	CA	Tech	Semicn	Semiconductors & Related Devi	Berg Carl E	CA	D		P.m	718	2.37	0	303	24	1,558	D	-62	-32	56	38	-7	-7	-4	-1	16	10	48	76	72	94
6/15/09 18:39	6/11/09	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	2,500	1.99	1	1,256	2	57,312	D	68	-38	-11	43	-6	9	-5	1	6	2	-18	-10	-44	-50
12/30/08 13:57	12/24/08	MOSY	Mosys, Inc.	CA	Tech	Semicn	Semiconductors & Related Devi	Berg Carl E	CA	D		P.m	576	1.92	0	300	31	1,255	D	-80	-60	-61	-57	-27	7	2	3	-2	13	7	-6	-15	105
11/20/08 17:14	11/15/08	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	3,133	1.88	1	1,667	3	56,056	D	-18	-25	-60	-56	-41	-22	-21	-14	23	43	97	24	40	-6
10/3/08 18:34	9/30/08	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P.d	4,500	3.21	3	1,403	3	54,389	D	63	126	-27	-2	-10	26	7	-24	-5	-16	-29	-37	-31	-51
8/20/08 13:44	8/19/08	MOSY	Mosys, Inc.	CA	Tech	Semicn	Semiconductors & Related Devi	Berg Carl E	CA	D		P	117	4.59	0	26	3	955	D	-23	-28	3	-16	11	15	-2	-1	-3	-2	-11	-47	-59	-57
8/15/08 20:47	8/14/08	MOSY	Mosys, Inc.	CA	Tech	Semicn	Semiconductors & Related Devi	Berg Carl E	CA	D		P	95	4.58	0	21	2	929	D	-20	-30	34	-19	1	11	-2	-3	-1	-2	-9	-38	-57	-56
8/11/08 19:43	8/8/08	MOSY	Mosys, Inc.	CA	Tech	Semicn	Semiconductors & Related Devi	Berg Carl E	CA	D		P	22	4.50	0	5	1	909	D	-22	-39	36	-15	-7	12	17	-1	-1	-3	-11	-33	-59	-58
8/5/08 17:47	8/1/08	MOSY	Mosys, Inc.	CA	Tech	Semicn	Semiconductors & Related Devi	Berg Carl E	CA	D		P.m	1,078	4.33	0	249	38	904	D	-33	-26	28	-14	-8	12	11	15	-4	1	-12	-20	-58	-67
5/6/08 12:45	5/2/08	MOSY	Mosys, Inc.	CA	Tech	Semicn	Semiconductors & Related Devi	Berg Carl E	CA	D		P	1,072	5.18	0	207	46	655	D	-41	-41	-15	48	32	27	15	15	6	8	-6	-14	-28	-71
4/28/08 16:49	4/24/08	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	1,370	2.74	4	500	1	52,987	D	11	169	70	113	-22	-36	-18	-8	-7	2	21	33	-36	-44
3/4/08 16:48	2/29/08	MOSY	Mosys, Inc.	CA	Tech	Semicn	Semiconductors & Related Devi	Berg Carl E	CA	D		P	77	4.70	0	16	4	448	D	-38	-40	-30	-23	21	31	5	0	-1	-7	1	15	5	-63
2/29/08 14:15	2/28/08	MOSY	Mosys, Inc.	CA	Tech	Semicn	Semiconductors & Related Devi	Berg Carl E	CA	D		P	63	4.67	0	13	3	432	D	-34	-39	-25	-16	21	35	19	6	-1	-12	-8	3	-8	-65
2/28/08 20:47	2/21/08	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P.a	1,000	3.57	3	280	1	52,487	D	75	108	168	55	150	140	39	19	5	-6	29	13	6	-50
2/28/08 13:19	2/26/08	MOSY	Mosys, Inc.	CA	Tech	Semicn	Semiconductors & Related Devi	Berg Carl E	CA	D		P	24	4.35	0	6	1	418	D	-40	-42	-30	-19	20	31	20	4	6	-5	-2	14	0	-62
2/26/08 16:54	2/25/08	MOSY	Mosys, Inc.	CA	Tech	Semicn	Semiconductors & Related Devi	Berg Carl E	CA	D		P	76	4.34	0	18	4	413	D	-38	-46	-31	-16	15	25	27	0	3	3	-2	22	2	-57
2/25/08 17:05	2/21/08	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	0	0.00	2	0	0	52,206	D	53	72	155	40	78	91	16	7	10	23	50	35	21	-45
2/21/08 16:34	2/19/08	MOSY	Mosys, Inc.	CA	Tech	Semicn	Semiconductors & Related Devi	Berg Carl E	CA	D		P	15	3.79	0	4	1	395	D	-42	-46	-30	-18	11	26	30	29	0	4	-7	25	6	-55
2/19/08 18:59	2/15/08	MOSY	Mosys, Inc.	CA	Tech	Semicn	Semiconductors & Related Devi	Berg Carl E	CA	D		P	128	3.54	0	36	10	391	D	-49	-53	-40	-33	-16	5	9	6	11	13	-2	41	16	-56
2/11/08 19:51	2/8/08	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	1,000	2.03	1	493	1	52,206	D	5	40	96	1	4	78	44	48	6	5	60	68	28	-20
9/21/07 20:05	9/20/07	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	1,000	1.37	0	730	1	52,221	D	-47	-28	2	20	15	2	-6	0	5	3	26	57	225	132
8/16/07 18:13	8/16/07	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	1,000	1.13	0	885	2	51,491	D	-57	-35	-35	12	-4	7	1	0	0	4	19	103	111	245
7/24/07 17:47	7/19/07	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	1,000	1.15	0	870	2	50,606	D	-63	-17	-26	1	-4	-1	-8	-3	2	1	3	55	14	266
6/25/07 18:17	6/21/07	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	1,000	1.15	1	870	2	49,737	D	-61	-36	-38	-16	2	-17	-9	-3	6	5	4	27	98	232
5/21/07 12:23	5/17/07	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	1,000	1.01	1	990	2	48,867	D	-63	-50	-46	-41	-14	-10	-9	1	5	2	12	10	120	289
4/20/07 17:43	4/19/07	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DTH	CHAIRMAN	P	1,000	1.08	1	926	2	47,877	D	-56	-58	-45	-28	-34	-11	-13	-8	1	-1	-6	5	42	193
4/6/07 19:54	4/5/07	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	1,000	1.03	1	971	2	46,951	D	-63	-52	-42	-33	-34	-27	-10	1	4	-4	-6	-3	30	289
3/1/07 17:43	2/28/07	MOSY	Mosys, Inc.	CA	Tech	Semicn	Semiconductors & Related Devi	Berg Carl E	CA	D		M.d	60	1.00	1	60	15	450	D	34	8	25	-17	-13	-10	-3	-6	-5	-6	6	3	-20	-41
2/6/07 14:57	2/1/07	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	1,000	1.52	0	658	1	45,980	D	-52	-17	2	-14	-12	7	5	3	20	12	-1	-28	-29	-1
1/22/07 20:59	1/18/07	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	1,000	1.51	1	662	1	45,322	D	-54	-8	14	-24	-35	-15	7	-1	3	-1	16	-28	-24	-14
12/29/06 19:20	12/26/06	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	2,000	1.72	1	1,163	3	44,660	D	-47	17	-16	-10	-11	-9	-8	-2	7	-11	-8	-31	-32	20
11/1/06 19:53	10/30/06	FCSE	Focus Enhancements Inc	DE	Tech	CNtwk	Computer Communications Equip	Berg Carl E	CA	D		M.d	81	0.8100	0	100	4	2,433	D
8/21/06 18:08	8/17/06	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	1,000	1.87	0	535	1	43,497	D	-33	-30	1	-16	22	20	3	-3	1	7	8	8	1	-35
8/7/06 17:04	8/3/06	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	2,000	1.54	0	1,299	3	42,962	D	-44	-43	-19	-35	-8	37	17	11	4	1	31	14	14	-33
7/26/06 14:21	7/25/06	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	5,000	1.63	1	3,074	8	41,664	D	-45	-54	-20	-47	-19	-21	15	5	0	5	21	42	8	-24
6/5/06 19:16	5/24/06	FCSE	Focus Enhancements Inc	DE	Tech	CNtwk	Computer Communications Equip	Berg Carl E	CA	D		M.ad	87	0.8700	0	100	4	2,333
5/25/06 13:15	5/24/06	FCSE	Focus Enhancements Inc	DE	Tech	CNtwk	Computer Communications Equip	Berg Carl E	CA	D		M.d	86	0.8600	0	100	4	2,333
5/11/06 17:41	5/11/06	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	1,500	2.32	1	647	2	38,590										0	-3	-8	-16	-9	-43
4/5/06 16:47	4/3/06	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	7,072	2.10	1	3,367	10	37,944										2	3	4	-28	-19	-54
12/16/05 15:15	12/15/05	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	D		P	1,865,346	4,327,950	0	0	New	0	D	-53	-47	-35	-29	-23	-2	-6	-6	-2	-15	-15	29	-6	-3
7/15/05 18:23	7/14/05	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P.d	1,849,000	4,300,000	1	0	0	34,576	D	-14	-8	-8	10	-4	9	5	10	-2	0	-11	-23	-45	-59
6/20/05 17:39	6/16/05	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	1,000	3.04	1	329	1	34,576	D	-17	-5	-18	1	5	-5	-3	-3	3	7	8	-5	-32	-35
5/31/05 18:26	5/26/05	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	2,000	3.10	1	646	2	34,246	D	-32	-18	-20	5	24	4	4	-3	4	2	-2	-2	-34	-32
4/29/05 18:13	4/27/05	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	3,000	2.40	1	1,251	4	33,567	D	-34	-52	-38	-26	-28	-28	-16	-12	16	40	49	55	15	24
3/16/05 17:42	3/15/05	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	3,000	2.84	1	1,056	3	32,316	D	70	-26	-21	-20	-10	4	-4	-2	3	0	-5	5	-3	-16
2/16/05 19:10	2/14/05	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	3,000	3.06	1	981	3	29,293	D	50	-45	7	-12	-8	-2	-7	0	-3	-9	-1	-8	-13	-34
11/5/04 18:05	11/3/04	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	3,000	3.29	1	912	3	30,280	D	384	-14	-20	25	6	2	4	2	2	1	17	-2	-14	-23
10/4/04 18:59	9/30/04	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	2,000	3.21	1	623	2	29,368	D	384	-2	-26	0	20	-6	3	5	2	-2	1	-4	-5	-16
9/3/04 16:20	9/1/04	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	3,000	2.86	0	1,050	4	28,745	D	307	-6	-40	-20	11	15	10	5	2	4	8	20	-2	-5
7/29/04 18:01	7/27/04	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	2,000	2.75	1	728	3	27,694	D	67	-25	-57	-48	-26	-20	-15	-10	14	9	1	19	10	17
6/30/04 17:29	6/28/04	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	3,000	3.42	1	877	3	26,966	D	137	13	-10	-21	-8	-17	9	-3	-1	-3	-20	-6	-4	-16
5/26/04 17:05	5/24/04	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	3,000	3.62	1	829	3	26,089	D	85	-2	5	-21	-10	-7	0	4	1	8	-5	-22	-7	-16
4/21/04 17:27	4/19/04	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	3,000	4.22	1	711	3	25,260	D	55	48	0	-31	-6	-2	-10	0	4	14	-16	-36	-29	-44
3/23/04 20:00	3/19/04	FCSE	Focus Enhancements Inc	DE	Tech	CNtwk	Computer Communications Equip	Berg Carl E	CA	DT		P.d	4,454	2.05	0	2,174	999%	2,176	D
3/9/04 14:15	3/5/04	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	3,000	5.04	2	595	2	24,549	D	82	183	39	25	-15	-9	-6	-4	-9	-20	-5	-19	-36	-39
12/23/03 12:43	12/22/03	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	5,000	3.28	1	1,526	7	23,954										0	4	50	11	-5	-8
10/1/03 18:05	9/30/03	VLNC	Valence Technology Inc	DE	Electr	ElcEq	Miscellaneous Electrical Mach	Berg Carl E	CA	DT		P	5,000	3.24	1	1,544	7	22,428										3	17	21	10	30	0
9/15/03 17:42	9/12/03	FCSE	Focus Enhancements Inc	DE	Tech	CNtwk	Computer Communications Equip	Berg Carl E	CA	D		S	-3,000	2.25	0	-1,334	-100	0	M

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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