Hicks Thomas O - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	3	1	24	0	1	8	9	9	5	5
S	%wins				83	54	17	38	42	54	48

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
7/23/20 16:52	6/18/20	GWGH	Gwg Holdings, Inc.	DE	Insur	LfIns	Life Insurance	Hicks Thomas O	TX	D	M.d	0	0.00	0	8	1	1,460	D
5/28/14 18:23	5/23/14	CRS	Carpenter Technology Corp	DE	Metal	Steel	Steel Works, Blast Furnaces &	Hicks Thomas O	PA	D	S.m	-9,031	63.51	18	-142	-58	101	I	35	34	3	9	0	0	-3	1	0	-2	1	-13	-17	-32
12/3/13 15:50	12/2/13	CRS	Carpenter Technology Corp	DE	Metal	Steel	Steel Works, Blast Furnaces &	Hicks Thomas O	PA	D	S	-947	60.59	17	-16	-6	249	I	26	26	26	12	0	-1	-3	0	0	4	3	0	4	-17
12/2/13 11:24	11/29/13	CRS	Carpenter Technology Corp	DE	Metal	Steel	Steel Works, Blast Furnaces &	Hicks Thomas O	PA	D	S	-6,458	60.54	17	-107	-30	251	I	26	27	25	12	0	-2	-3	-2	0	3	3	-2	3	-17
12/2/13 11:23	11/27/13	CRS	Carpenter Technology Corp	DE	Metal	Steel	Steel Works, Blast Furnaces &	Hicks Thomas O	PA	D	S	-271	60.53	17	-4	-2	274	I	26	27	25	12	0	-2	-3	-2	0	3	3	-2	3	-17
11/27/13 14:52	11/26/13	CRS	Carpenter Technology Corp	DE	Metal	Steel	Steel Works, Blast Furnaces &	Hicks Thomas O	PA	D	S	-6,375	60.61	18	-105	-28	275	I	32	33	26	12	1	-2	-2	-2	0	1	2	-2	4	-13
11/26/13 17:05	11/22/13	CRS	Carpenter Technology Corp	DE	Metal	Steel	Steel Works, Blast Furnaces &	Hicks Thomas O	PA	D	S	-98	61.06	19	-2	-1	298	I	27	34	27	12	4	1	1	-1	0	-1	0	-2	4	-12
3/11/13 16:56	3/7/13	CRS	Carpenter Technology Corp	DE	Metal	Steel	Steel Works, Blast Furnaces &	Hicks Thomas O	PA	D	S	-7,253	47.08	18	-154	-16	837	D	23	-1	2	1	-8	-6	1	4	-1	2	-2	0	15	26
2/28/13 15:03	2/26/13	CRS	Carpenter Technology Corp	DE	Metal	Steel	Steel Works, Blast Furnaces &	Hicks Thomas O	PA	D	S	0	0.00	18	-340	-26	991	D	20	-7	-3	3	-12	-6	-7	-1	-1	-1	4	2	16	25
12/28/11 15:36	12/23/11	REN	Resolute Energy Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Hicks Thomas O	TX	T	S.m	-3,052	10.98	2	-278	-7	3,487	D	-6	-26	-29	-9	-19	-20	-4	-1	-1	3	3	4	-18	-26
12/23/11 15:32	12/21/11	REN	Resolute Energy Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Hicks Thomas O	TX	T	S.m	-5,000	11.04	2	-453	-11	3,765	D	-5	-25	-28	-6	-16	-17	-5	2	0	-2	5	3	-21	-26
10/7/11 19:33	9/30/11	REN	Resolute Energy Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Hicks Thomas O	TX	T	S.m	-1,119	11.33	1	-99	-3	2,756	D	4	-1	-37	-32	-10	-15	-5	5	4	9	23	3	-2	-21
9/29/11 18:10	9/27/11	REN	Resolute Energy Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Hicks Thomas O	TX	T	S	-7,646	12.00	1	-637	-18	2,855	D	9	3	-37	-27	-13	-11	-11	-2	-3	-3	20	-8	-3	-22
3/24/11 16:12	3/22/11	REN	Resolute Energy Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Hicks Thomas O	TX	T	S.m	-7,588	18.07	2	-420	-11	3,492	D	95	50	69	24	2	0	5	4	0	-1	-5	-14	-34	-39
1/3/11 17:33	12/30/10	REN	Resolute Energy Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Hicks Thomas O	TX	T	S	-841	14.79	1	-57	-1	3,912	I	61	28	21	32	16	5	0	1	-1	3	22	23	11	-28
12/17/10 11:46	12/15/10	REN	Resolute Energy Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Hicks Thomas O	TX	T	S	-13,064	13.50	1	-968	-27	2,638	M	58	29	5	30	15	10	6	1	1	3	20	24	14	-21
12/17/03 17:46	12/16/03	CCU	Clear Channel Communications Inc	TX	Media	Radio	Radio Broadcasting Stations	Hicks Thomas O	TX	D	S	-1,578	45.49	1	-35	0	37,155	F									-1	-2	7	2	-6	19
12/17/03 17:45	12/15/03	CCU	Clear Channel Communications Inc	TX	Media	Radio	Radio Broadcasting Stations	Hicks Thomas O	TX	D	S.m	-14,237	45.15	1	-315	-13	2,071										-1	-2	7	2	-6	19
11/14/03 11:48	11/12/03	CCU	Clear Channel Communications Inc	TX	BizSv	Ads	Advertising	Hicks Thomas O	TX	D	S	-127	42.47	1	-3	0	37,505	F									4	1	13	19	-2	29
11/14/03 11:46	11/12/03	CCU	Clear Channel Communications Inc	TX	BizSv	Ads	Advertising	Hicks Thomas O	TX	D	S	-12,508	42.12	1	-297	-11	2,389										4	1	13	19	-2	29
9/4/03 18:21	9/3/03	CCU	Clear Channel Communications Inc	TX	BizSv	Ads	Advertising	Hicks Thomas O	TX	D	S	-20,209	44.94	2	-450	-1	37,805	D	-7	47	16	12	5	0	4	1	0	-1	12	36	57	55
9/4/03 17:30	9/2/03	CCU	Clear Channel Communications Inc	TX	BizSv	Ads	Advertising	Hicks Thomas O	TX	D	S.m	-10,114	45.03	2	-225	-7	3,136	D	-7	47	16	12	5	0	4	1	0	-1	12	36	57	55
9/4/03 17:28	9/2/03	CCU	Clear Channel Communications Inc	TX	BizSv	Ads	Advertising	Hicks Thomas O	TX	D	S	-28,749	44.86	2	-641	-16	3,361	D	-7	47	16	12	5	0	4	1	0	-1	12	36	57	55
9/4/03 17:27	9/2/03	CCU	Clear Channel Communications Inc	TX	BizSv	Ads	Advertising	Hicks Thomas O	TX	D	S	-18,605	44.52	2	-418	-9	4,002	D	-7	47	16	12	5	0	4	1	0	-1	12	36	57	55
8/7/03 16:59	8/5/03	CCU	Clear Channel Communications Inc	TX	BizSv	Ads	Advertising	Hicks Thomas O	TX	D	S	-4,125	40.05	1	-103	0	39,538	D	-3	38	28	15	19	13	4	0	0	-2	-3	25	32	34

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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