HTBK - Heritage Commerce Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	11	40	2	8	6	2	16	13	8
P	%wins				78	68	58	73	65	68	68
S	%ret	1	13	45	0	1	5	11	19	19	9
S	%wins				69	60	44	0	3	0	29

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/8/24 19:47	5/7/24	HTBK	Financ	StBnk	State Commercial Banks	Cabral Bruce H	CA	D		M.d	11	4.55	0	2	2	117	D
5/6/24 16:45	5/2/24	HTBK	Financ	StBnk	State Commercial Banks	Reuter Deborah	CA	O	EVP,CRO,	M.d	0	0.00	0	4	4	86	D
5/6/24 16:44	5/2/24	HTBK	Financ	StBnk	State Commercial Banks	McGovern Lawrence D	CA	O	EVP,CFO	M.d	0	0.00	0	5	3	140	D
5/6/24 16:42	5/2/24	HTBK	Financ	StBnk	State Commercial Banks	Jones Robertson Clay Jr	CA	DO	P,CEO	M.d	0	0.00	0	10	5	225	D
5/6/24 16:40	5/2/24	HTBK	Financ	StBnk	State Commercial Banks	Peng Coonley Janice Yuli	CA	O	EVP,Chie	M.d	0	0.00	0	3	25	15	D
5/3/24 14:45	5/1/24	HTBK	Financ	StBnk	State Commercial Banks	Sutton Marina Park	CA	D		M.d	23	4.70	0	5	5	113	I
2/28/24 12:27	2/26/24	HTBK	Financ	StBnk	State Commercial Banks	Webster Ranson W	CA	D		M.d	36	8.07	0	5	1	655	D
2/2/24 18:22	1/31/24	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S	-62	8.92	0	-7	-4	156	D
1/12/24 17:19	1/10/24	HTBK	Financ	StBnk	State Commercial Banks	Heitel Stephen G.	CA	D		M.d	126	3.98	0	32	23	170	D
6/16/23 14:17	6/14/23	HTBK	Financ	StBnk	State Commercial Banks	Jones Robertson Clay Jr	CA	DO	P,CEO	M.d	78	3.98	0	20	10	214	D
5/8/23 19:58	5/5/23	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P	37	7.37	0	5	3	163	I
5/4/23 17:03	5/2/23	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P	76	7.61	0	10	7	158	M
5/2/23 14:20	5/1/23	HTBK	Financ	StBnk	State Commercial Banks	Heitel Stephen G.	CA	D		M.d	152	4.92	0	31	31	132	D
5/2/23 14:18	5/1/23	HTBK	Financ	StBnk	State Commercial Banks	Sutton Marina Park	CA	D		M.d	18	3.59	0	5	5	96	D
5/1/23 18:21	4/28/23	HTBK	Financ	StBnk	State Commercial Banks	Webster Ranson W	CA	D		M.d	30	6.57	0	5	1	643	D
4/26/23 18:51	4/25/23	HTBK	Financ	StBnk	State Commercial Banks	Reuter Deborah	CA	O	EVP,CRO,	M.d	39	6.57	0	6	8	82	D
3/7/23 17:26	3/6/23	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli Jason Philip	CA	D		P	44	11.92	0	4	1	381	I
3/7/23 17:22	3/3/23	HTBK	Financ	StBnk	State Commercial Banks	Moles Robert	CA	D		S	-107	11.91	0	-9	-17	44	D
2/28/23 19:32	2/22/23	HTBK	Financ	StBnk	State Commercial Banks	Husain Kamran F	CA	D		P	25	12.25	0	2	45	6	D
2/24/23 20:09	2/23/23	HTBK	Financ	StBnk	State Commercial Banks	Moles Robert	CA	D		M.d	66	7.32	0	9	21	53	D
2/17/23 19:40	2/16/23	HTBK	Financ	StBnk	State Commercial Banks	Heitel Stephen G.	CA	D		M.d	119	3.98	0	30	42	101	D
2/8/23 19:04	2/7/23	HTBK	Financ	StBnk	State Commercial Banks	Heitel Stephen G.	CA	D		S.d	-250	12.49	0	-20	-22	71	D
12/7/22 18:24	12/5/22	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli Jason Philip	CA	D		P.m	42	13.64	0	3	1	377	I
11/18/22 18:18	11/17/22	HTBK	Financ	StBnk	State Commercial Banks	McGovern Lawrence D	CA	O	EVP,CFO	M.d	220	7.32	0	30	29	135	I
11/18/22 18:18	11/17/22	HTBK	Financ	StBnk	State Commercial Banks	McGovern Lawrence D	CA	O	EVP,CFO	S.d	-328	14.59	0	-23	-14	135	I
11/14/22 17:10	11/10/22	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli Jason Philip	CA	D		P	89	14.35	0	6	2	371	M
8/25/22 19:33	8/24/22	HTBK	Financ	StBnk	State Commercial Banks	Kaczmarek Walter Theodore	CA	DO	P,CEO	S	-249	11.63	0	-21	-11	180	D
6/6/22 16:50	6/3/22	HTBK	Financ	StBnk	State Commercial Banks	McGovern Lawrence D	CA	O	EVP,CFO	S.dm	-80	11.40	0	-7	-5	127	I
5/25/22 13:08	5/24/22	HTBK	Financ	StBnk	State Commercial Banks	Roden Laura	CA	D		M.d	26	6.57	0	4	13	34	D
5/19/22 18:24	5/18/22	HTBK	Financ	StBnk	State Commercial Banks	Benito Michael Eugene	CA	O	EVP	M.d	167	7.40	0	23	29	100	D
5/6/22 11:47	5/5/22	HTBK	Financ	StBnk	State Commercial Banks	Sutton Marina Park	CA	D		M.d	15	3.08	0	5	6	86	I
4/11/22 18:35	4/8/22	HTBK	Financ	StBnk	State Commercial Banks	Reuter Deborah	CA	O	EVP,CRO,	M.d	29	6.39	0	5	8	63	D
3/2/22 19:43	3/1/22	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli Jason Philip	CA	D		P	41	11.38	0	4	1	378	I
2/23/22 18:23	2/22/22	HTBK	Financ	StBnk	State Commercial Banks	Webster Ranson W	CA	D		M.d	29	6.39	0	5	1	634	D
2/16/22 18:21	2/15/22	HTBK	Financ	StBnk	State Commercial Banks	Moles Robert	CA	D		M.d	29	6.39	0	5	13	39	D
2/4/22 19:22	2/3/22	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S	-112	12.25	0	-9	-6	136	D
2/3/22 16:25	2/1/22	HTBK	Financ	StBnk	State Commercial Banks	Bisceglia Frank G	CA	D		M.d	95	7.01	0	14	10	145	D
2/3/22 16:22	2/1/22	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S	-37	12.44	0	-3	-2	145	D
12/16/21 18:48	12/15/21	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli Jason Philip	CA	D		P	119	11.65	0	10	3	375	I
12/15/21 19:33	12/14/21	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli Jason Philip	CA	D		P	30	10.95	0	3	1	364	M
11/12/21 16:26	11/11/21	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli Jason Philip	CA	D		P	61	12.14	0	5	1	363	I
11/12/21 16:20	11/10/21	HTBK	Financ	StBnk	State Commercial Banks	Heitel Stephen G.	CA	D		S.d	-328	12.15	0	-27	-24	86	D
11/12/21 11:13	11/9/21	HTBK	Financ	StBnk	State Commercial Banks	Heitel Stephen G.	CA	D		S.d	-4	12.15	0	0	0	113	D
11/12/21 11:10	11/8/21	HTBK	Financ	StBnk	State Commercial Banks	Heitel Stephen G.	CA	D		S.ad	-729	12.15	0	-60	-35	114	M
11/10/21 20:29	11/8/21	HTBK	Financ	StBnk	State Commercial Banks	Heitel Stephen G.	CA	D		S.d	-332	12.15	0	-27	-16	146	I
11/5/21 18:33	11/4/21	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli Jason Philip	CA	D		P	61	12.11	0	5	1	358	I
9/8/21 17:11	9/7/21	HTBK	Financ	StBnk	State Commercial Banks	Jones Robertson Clay Jr	CA	O	EVP	M.d	103	2.79	0	37	32	152	D
8/3/21 16:53	8/2/21	HTBK	Financ	StBnk	State Commercial Banks	Roden Laura	CA	D		M.d	17	6.39	0	3	10	30	D
6/17/21 11:24	6/15/21	HTBK	Financ	StBnk	State Commercial Banks	Sutton Marina Park	CA	D		M.d	14	2.81	0	5	6	81	I
6/11/21 19:32	6/10/21	HTBK	Financ	StBnk	State Commercial Banks	Moles Robert	CA	D		S.d	-53	11.70	0	-5	-7	63	D
6/10/21 13:32	6/8/21	HTBK	Financ	StBnk	State Commercial Banks	Moles Robert	CA	D		M.d	23	5.16	0	5	7	68	D
3/9/21 19:04	3/8/21	HTBK	Financ	StBnk	State Commercial Banks	Bisceglia Frank G	CA	D		M.d	23	5.16	0	5	4	127	D
3/4/21 13:11	3/2/21	HTBK	Financ	StBnk	State Commercial Banks	Webster Ranson W	CA	D		M.d	23	5.16	0	5	1	626	D
2/17/21 19:13	2/16/21	HTBK	Financ	StBnk	State Commercial Banks	Kaczmarek Walter Theodore	CA	D		S	-204	9.25	0	-22	-17	108	I
12/15/20 18:57	12/14/20	HTBK	Financ	StBnk	State Commercial Banks	Benito Michael Eugene	CA	O	EVP	S.d	-42	9.24	0	-5	-6	66	D
12/11/20 19:23	12/10/20	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli Jason Philip	CA	D		P	89	8.94	0	10	3	347	I
12/8/20 19:46	12/7/20	HTBK	Financ	StBnk	State Commercial Banks	Sutton Marina Park	CA	D		M.d	6	2.49	0	2	4	72	I
9/2/20 12:26	8/31/20	HTBK	Financ	StBnk	State Commercial Banks	Cabral Bruce H	CA	D		M.d	53	3.06	0	17	23	93	D
7/30/20 19:48	7/28/20	HTBK	Financ	StBnk	State Commercial Banks	Benito Michael Eugene	CA	O	EVP	S.d	-43	6.81	0	-6	-8	70	D
7/23/20 19:54	7/9/20	HTBK	Financ	StBnk	State Commercial Banks	Benito Michael Eugene	CA	O	EVP	M.d	29	6.44	0	5	6	76	D
7/23/20 17:36	7/22/20	HTBK	Financ	StBnk	State Commercial Banks	Moles Robert	CA	D		M.d	12	3.57	0	4	6	59	D
6/11/20 12:14	6/9/20	HTBK	Financ	StBnk	State Commercial Banks	Webster Ranson W	CA	D		M.d	12	3.57	0	4	1	621	D
6/11/20 12:12	6/9/20	HTBK	Financ	StBnk	State Commercial Banks	Bisceglia Frank G	CA	D		M.d	12	3.57	0	4	3	123	D
6/9/20 16:57	6/8/20	HTBK	Financ	StBnk	State Commercial Banks	Jones Robertson Clay Jr	CA	O	EVP	M.d	159	2.57	0	62	163	100	D
5/28/20 17:52	5/27/20	HTBK	Financ	StBnk	State Commercial Banks	Wilton Keith	CA	DO	P,CEO	S	-24	8.71	0	-3	-2	139	D
5/5/20 19:56	5/4/20	HTBK	Financ	StBnk	State Commercial Banks	Wilton Keith	CA	DO	P,CEO	S	-31	8.36	0	-4	-3	142	D
3/11/20 16:23	3/10/20	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli Jason Philip	CA	D		P	43	8.49	0	5	2	334	I
3/11/20 16:21	3/9/20	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P	8	8.23	0	1	1	138	D
3/9/20 16:15	3/5/20	HTBK	Financ	StBnk	State Commercial Banks	Hallgrimson Steven L.	CA	D		P.d	51	10.16	0	5	4	136	D
3/2/20 14:48	3/2/20	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P	124	10.34	0	12	10	137	M
2/28/20 18:56	2/27/20	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli Jason Philip	CA	D		P	54	10.89	0	5	2	329	I
2/26/20 16:35	2/24/20	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P	8	11.41	0	1	1	125	I
2/7/20 17:49	2/6/20	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli Jason Philip	CA	D		P	119	11.87	0	10	3	324	I
2/5/20 19:00	2/4/20	HTBK	Financ	StBnk	State Commercial Banks	Kaczmarek Walter Theodore	CA	D		S	-361	11.76	0	-31	-20	127	I
1/29/20 19:49	1/28/20	HTBK	Financ	StBnk	State Commercial Banks	Hallgrimson Steven L.	CA	D		P.d	94	11.80	0	8	7	131	D
1/29/20 19:47	1/28/20	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P	25	11.74	0	2	2	124	I
12/11/19 11:53	12/9/19	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli Jason Philip	CA	D		P	62	12.31	0	5	2	314	I
11/13/19 19:53	11/12/19	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli Jason Philip	CA	D		P	62	12.44	0	5	2	309	D
10/31/19 16:25	10/29/19	HTBK	Financ	StBnk	State Commercial Banks	Hallgrimson Steven L.	CA	D		P.d	12	11.96	0	1	1	123	D
6/11/19 13:10	6/7/19	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli Jason Philip	CA	D		P	60	12.01	0	5	2	304	I
6/3/19 16:29	5/31/19	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P	108	11.97	0	9	8	122	I
6/3/19 16:27	5/30/19	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli Jason Philip	CA	D		P	60	12.10	0	5	2	299	I
5/30/19 17:29	5/29/19	HTBK	Financ	StBnk	State Commercial Banks	Kaczmarek Walter Theodore	CA	DO	P,CEO,Di	M.d	121	8.07	0	15	11	155	D
5/28/19 18:27	5/24/19	HTBK	Financ	StBnk	State Commercial Banks	Wilton Keith	CA	O	EVP,COO	S	-68	12.21	0	-6	-5	108	D
5/28/19 18:25	5/24/19	HTBK	Financ	StBnk	State Commercial Banks	Hallgrimson Steven L.	CA	D		P.d	12	12.16	0	1	1	122	I
5/23/19 16:48	5/22/19	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P	96	12.24	0	8	8	113	M
3/14/19 13:54	3/12/19	HTBK	Financ	StBnk	State Commercial Banks	Webster Ranson W	CA	D		M.d	26	7.43	0	4	1	612	D
3/5/19 16:05	3/4/19	HTBK	Financ	StBnk	State Commercial Banks	Bisceglia Frank G	CA	D		M.d	26	7.43	0	4	3	114	D
2/20/19 16:45	2/11/19	HTBK	Financ	StBnk	State Commercial Banks	Moles Robert	CA	D		S.dm	-669	13.42	0	-50	-50	50	D
2/13/19 18:58	2/12/19	HTBK	Financ	StBnk	State Commercial Banks	Kaczmarek Walter Theodore	CA	DO	P,CEO,Di	S.d	-547	13.50	0	-41	-26	115	D
2/11/19 14:39	2/7/19	HTBK	Financ	StBnk	State Commercial Banks	Moles Robert	CA	D		M.d	26	7.43	0	4	4	100	D
2/6/19 16:20	2/4/19	HTBK	Financ	StBnk	State Commercial Banks	Benito Michael Eugene	CA	O	EVP	M.d	33	7.43	0	5	11	46	D
2/1/19 17:34	1/31/19	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P	45	12.99	0	4	4	102	D
1/31/19 11:47	1/29/19	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P	141	13.39	0	11	12	99	M
1/31/19 11:44	1/29/19	HTBK	Financ	StBnk	State Commercial Banks	Roden Laura	CA	D		M.d	8	6.39	0	1	8	18	D
12/14/18 16:21	12/12/18	HTBK	Financ	StBnk	State Commercial Banks	Hallgrimson Steven L.	CA	D		P.d	91	12.99	0	7	6	118	D
12/6/18 17:08	12/4/18	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P	39	13.67	0	3	3	88	M
11/29/18 16:29	11/28/18	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		M.d	14	7.86	0	2	2	85	D
11/29/18 12:39	11/28/18	HTBK	Financ	StBnk	State Commercial Banks	Wilton Keith	CA	O	EVP,COO	S	-81	14.36	0	-6	-6	94	D
11/26/18 18:10	11/21/18	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P.d	50	14.23	0	4	4	84	M
11/14/18 12:54	11/12/18	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P.d	150	14.42	0	10	15	80	M
11/1/18 11:21	10/30/18	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli Jason Philip	CA	D		P	147	14.69	0	10	4	292	I
8/8/18 14:56	8/6/18	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli Jason Philip	CA	D		P	74	14.82	0	5	2	282	I
5/30/18 14:37	5/25/18	HTBK	Financ	StBnk	State Commercial Banks	Wilton Keith	CA	O	EVP,COO	S	-60	17.02	0	-4	-3	100	D
5/25/18 17:58	5/24/18	HTBK	Financ	StBnk	State Commercial Banks	Benito Michael Eugene	CA	O	EVP	S.d	-102	17.00	0	-6	-13	42	D
5/14/18 12:28	5/10/18	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S.d	-390	16.98	0	-23	-25	70	D
5/4/18 17:00	5/2/18	HTBK	Financ	StBnk	State Commercial Banks	Benito Michael Eugene	CA	O	EVP	M.d	112	16.00	0	7	17	48	D
2/12/18 11:58	2/8/18	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S.d	-379	15.47	0	-25	-21	91	D
8/29/17 12:42	8/28/17	HTBK	Financ	StBnk	State Commercial Banks	Biagini Komas Julianne M	CA	D		S	-50	13.65	0	-4	-12	26	D
8/14/17 17:09	8/10/17	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli J Philip	CA	D		P	68	13.53	0	5	1	483	I
3/14/17 16:21	3/10/17	HTBK	Financ	StBnk	State Commercial Banks	Kaczmarek Walter Theodore	CA	DO	P,CEO,Di	S.dm	-196	14.00	1	-14	-11	116	D	73	47	26	3	1	-2	0	1	-1	-1	-1
3/6/17 18:53	3/2/17	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		M.d	153	7.03	1	22	24	114	D	83	52	24	14	0	2	-2	-1	0	-2	0
3/6/17 18:53	3/2/17	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S.d	-153	14.14	1	-11	-9	114	D	83	52	24	14	0	2	-2	-1	0	-2	0
12/6/16 12:28	12/5/16	HTBK	Financ	StBnk	State Commercial Banks	Porter David		O	EVP,CCO	S.d	-65	12.97	7	-5	-11	39	D	66	27	21	14	20	9	3	5	1	7	8	7
12/5/16 12:28	12/1/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-34,711	12.25	7	-2,834	-100	1	I	61	25	19	12	18	5	2	3	2	10	13	12
12/1/16 12:13	11/30/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-6,108	12.22	5	-500	-55	417	I	61	18	17	9	15	9	0	-1	0	7	16	14
11/30/16 14:07	11/29/16	HTBK	Financ	StBnk	State Commercial Banks	Wilton Keith	CA	O	EVP,COO	S	-58	12.48	4	-5	-6	79	D	61	19	17	8	16	14	2	-2	0	7	16	14
11/29/16 12:35	11/28/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-1,250	12.50	4	-100	-17	491	I	58	20	18	7	16	15	4	0	-1	4	16	17
11/23/16 13:19	11/22/16	HTBK	Financ	StBnk	State Commercial Banks	Eggemeyer John M III	CA	D		S.d	-8,971	12.14	4	-739	-100	4	I	61	18	19	8	14	16	3	3	1	-1	13	16
11/23/16 13:14	11/21/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-12,000	12.00	4	-1,000	-25	2,932	I	61	18	19	8	14	16	3	3	1	-1	13	16
11/22/16 16:50	11/21/16	HTBK	Financ	StBnk	State Commercial Banks	Eggemeyer John M III	CA	D		S.d	-1,555	12.53	4	-124	-14	743	I	60	23	19	9	16	16	7	4	1	-1	14	16
11/21/16 13:08	11/18/16	HTBK	Financ	StBnk	State Commercial Banks	Eggemeyer John M III	CA	D		S.d	-12,358	11.77	3	-1,050	-55	867	I	60	22	23	8	15	16	9	4	0	0	14	16
11/18/16 17:56	11/17/16	HTBK	Financ	StBnk	State Commercial Banks	Eggemeyer John M III	CA	D		S.d	-21,009	11.76	2	-1,787	-48	1,917	I	52	20	19	6	13	11	12	2	0	1	12	16
11/17/16 17:54	11/16/16	HTBK	Financ	StBnk	State Commercial Banks	Eggemeyer John M III	CA	D		S.d	-600	12.01	1	-50	-1	3,704	I	51	19	19	5	11	12	10	-1	2	4	15	18
11/15/16 16:36	11/14/16	HTBK	Financ	StBnk	State Commercial Banks	Eggemeyer John M III	CA	D		S.d	-12	12.30	1	-1	0	3,754	I	43	20	20	7	12	10	10	5	0	4	15	20
11/14/16 17:35	11/11/16	HTBK	Financ	StBnk	State Commercial Banks	Eggemeyer John M III	CA	D		S.d	-152	12.33	1	-12	0	3,755	I	45	18	18	8	12	11	13	11	0	4	17	19
9/9/16 16:48	9/8/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-80	11.50	2	-7	-2	337	I	49	8	19	6	9	0	-3	0	1	0	-4	18	25
9/8/16 17:08	9/7/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-7	11.50	2	-1	0	338	I	49	9	17	6	9	1	-3	0	-2	-2	-5	16	24
9/7/16 17:25	9/6/16	HTBK	Financ	StBnk	State Commercial Banks	Biagini Komas Julianne M	CA	D		S	-30	11.49	2	-3	-9	28	D	48	12	19	6	8	2	-3	0	0	-3	-5	14	22
9/7/16 17:23	9/6/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-89	11.50	2	-8	-2	338	I	48	12	19	6	8	2	-3	0	0	-3	-5	14	22
9/6/16 16:21	9/2/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-243	11.50	2	-21	-6	339	I	49	16	19	6	8	2	-1	-1	0	-1	-7	12	25
9/2/16 16:52	9/1/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-445	11.50	2	-39	-10	342	I	49	16	22	8	7	3	-1	-2	0	-2	-6	9	25
9/1/16 16:42	8/31/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-361	11.51	2	-31	-8	348	I	46	16	22	8	7	4	-1	-3	0	0	-5	9	24
9/1/16 16:39	8/31/16	HTBK	Financ	StBnk	State Commercial Banks	Eggemeyer John M III	CA	D		S.d	-959	11.54	2	-83	-21	311	I	46	16	22	8	7	4	-1	-3	0	0	-5	9	24
8/31/16 18:27	8/30/16	HTBK	Financ	StBnk	State Commercial Banks	Eggemeyer John M III	CA	D		S.d	-35	11.85	2	-3	-1	394	I	49	13	24	9	7	5	1	-2	0	0	-5	8	24
8/31/16 18:25	8/30/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-1,155	11.55	2	-100	-22	353	I	49	13	24	9	7	5	1	-2	0	0	-5	8	24
8/30/16 17:05	8/29/16	HTBK	Financ	StBnk	State Commercial Banks	Eggemeyer John M III	CA	D		S.d	-10,708	11.70	2	-915	-70	397	I	51	15	25	10	9	6	3	1	-1	-1	-4	9	26
8/26/16 16:36	8/25/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-949	11.86	1	-80	-18	371	I	51	14	28	13	9	8	5	2	-1	-3	-7	7	23
8/24/16 17:10	8/18/16	HTBK	Financ	StBnk	State Commercial Banks	Biagini Komas Julianne M	CA	D		S	-58	11.45	1	-5	-14	31	I	48	13	29	9	9	10	4	1	2	-1	-2	8	25
8/23/16 18:19	8/19/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-230	11.52	1	-20	-5	383	I	49	9	30	13	10	12	5	2	1	2	-2	8	26
8/22/16 17:23	8/19/16	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S.d	-3	11.54	1	0	0	103	I	49	12	29	12	13	12	4	2	0	3	-2	6	25
8/4/16 13:20	8/2/16	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli J Philip	CA	D		P	52	10.43	0	5	1	824	D	41	-4	16	3	3	-2	-1	2	1	5	9	3	32
6/7/16 13:23	6/3/16	HTBK	Financ	StBnk	State Commercial Banks	Dinapoli J Philip	CA	D		P	11	10.78	0	1	0	819	D	42	24	5	12	5	5	3	1	0	0	-7	6	19
5/27/16 13:07	5/25/16	HTBK	Financ	StBnk	State Commercial Banks	Biagini Komas Julianne M	CA	D		S	-27	10.75	0	-3	-7	36	D	40	21	-1	14	2	2	5	3	1	2	-6	13	21
5/25/16 17:22	5/18/16	HTBK	Financ	StBnk	State Commercial Banks	Benito Michael Eugene	CA	O	EVP	S.d	-5	10.00	0	-1	-2	29	I	41	23	3	18	5	4	4	4	0	1	0	10	19
5/10/16 16:43	5/9/16	HTBK	Financ	StBnk	State Commercial Banks	Porter David		O	EVP,CCO	S.d	-19	10.45	0	-2	-4	44	D	43	22	-1	14	7	2	1	2	-2	-2	3	5	3
2/4/16 12:32	2/2/16	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P.d	60	9.57	1	6	7	101	M	24	12	-18	-13	-17	-15	-3	-5	1	-1	4	12	16	53
9/2/15 20:00	9/1/15	HTBK	Financ	StBnk	State Commercial Banks	Hallgrimson Steven L.	CA	D		S.d	-4	10.31	1	0	0	118	I	56	26	26	14	-5	-5	-8	-4	0	6	10	7	-5	16
9/2/15 20:00	9/1/15	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P.d	52	10.47	1	5	6	95	M	56	26	26	14	-5	-5	-8	-4	0	6	10	7	-5	16
9/2/15 16:56	8/31/15	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P.d	53	10.53	1	5	6	90	M	56	26	26	14	-5	-5	-8	-4	0	6	10	7	-5	16
4/27/15 12:59	4/24/15	HTBK	Financ	StBnk	State Commercial Banks	Toeniskoetter Charles J	CA	D		M.d	32	9.06	0	4	28	16	I	41	15	11	5	4	-2	1	1	1	-1	0	22	28	20
3/13/15 13:25	3/11/15	HTBK	Financ	StBnk	State Commercial Banks	Hallgrimson Steven L.	CA	D		M.d	48	8.44	0	6	5	116	D	28	7	6	0	0	0	3	4	1	4	3	9	29	18
3/9/15 13:20	3/5/15	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		M.d	81	8.44	0	10	13	81	D	29	3	2	-1	-4	-5	-2	-1	1	5	12	11	26	22
2/27/14 12:30	2/25/14	HTBK	Financ	StBnk	State Commercial Banks	Polanen Humphrey P	CA	D		M.d	13	3.77	0	4	54	10	D	52	23	12	2	0	2	-1	-1	1	3	-1	2	6	9
12/10/13 14:36	12/9/13	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P	50	8.30	0	6	9	72	D	61	19	19	10	-1	4	-3	-1	-3	-1	1	5	4	13
11/7/13 19:18	11/6/13	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S	-45	7.46	0	-6	-8	66	I	54	16	10	6	3	2	-5	1	5	5	10	8	7	20
6/18/13 16:54	6/17/13	HTBK	Financ	StBnk	State Commercial Banks	Kawamoto Dan Toshio	CA	O	EVP,Chie	S	-24	6.75	0	-4	-11	29	D	32	12	-1	-2	1	-3	-1	1	-2	-5	6	2	12	16
6/18/13 16:54	6/17/13	HTBK	Financ	StBnk	State Commercial Banks	McGovern Lawrence D	CA	O	CFO	S.m	-24	6.78	0	-4	-9	34	D	32	12	-1	-2	1	-3	-1	1	-2	-5	6	2	12	16
8/21/12 19:05	8/20/12	HTBK	Financ	StBnk	State Commercial Banks	Ford Celeste Volz	X1	D		P.d	47	6.65	0	7	233	10	I	85	59	22	-1	0	6	4	2	-2	-1	1	-1	1	12
8/14/12 12:53	8/10/12	HTBK	Financ	StBnk	State Commercial Banks	Biaggio William Del Jr	CA	O	Business	S.d	-32	6.33	0	-5	-4	133	D	79	49	17	-5	-3	6	4	3	-3	2	7	3	6	11
8/10/12 16:37	8/10/12	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P.d	200	6.38	0	31	76	72	D	81	46	14	-8	-4	-2	1	2	0	4	6	2	10	13
7/31/12 19:03	7/31/12	HTBK	Financ	StBnk	State Commercial Banks	Roden Laura	CA	D		P.d	12	6.19	0	2	25	10	D	71	24	26	-8	2	-5	-4	2	-3	-1	8	6	6	20
6/7/12 19:36	6/6/12	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S.d	-215	6.13	0	-35	-46	41	D	42	15	24	12	-7	-3	1	2	0	-1	5	7	12	12
5/30/12 20:22	5/29/12	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S.d	-3	6.13	0	-1	-1	76	D	36	19	45	17	-5	-8	-4	-1	2	1	7	7	12	11
5/25/12 17:00	5/24/12	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S.d	-30	6.23	0	-5	-6	77	D	34	21	41	17	1	-5	-5	-5	0	-1	1	7	7	12
5/24/12 16:41	5/23/12	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S.d	-4	6.26	0	-1	-1	81	D	38	22	38	17	-3	-7	-6	-3	-2	-1	-1	4	5	12
5/15/12 18:14	5/15/12	HTBK	Financ	StBnk	State Commercial Banks	Roden Laura	CA	D		P.d	13	6.68	0	2	33	8	D	36	25	44	23	-1	2	0	0	-3	-1	-8	-4	0	5
3/8/12 19:55	3/6/12	HTBK	Financ	StBnk	State Commercial Banks	Roden Laura	CA	D		P	11	5.39	0	2	50	6	D	41	21	32	11	8	8	4	1	3	6	19	10	17	25
2/8/12 12:35	6/16/11	HTBK	Financ	StBnk	State Commercial Banks	Kawamoto Dan Toshio	CA	O	EVP,Chie	P.a	26	5.17	0	5	53	14	I	46	12	30	15	11	8	8	3	1	-6	1	20	10	22
12/9/11 17:35	12/9/11	HTBK	Financ	StBnk	State Commercial Banks	Polanen Humphrey P	CA	D		S.d	-15	4.85	0	-3	-32	6	D	16	22	-13	13	-7	1	2	-7	0	0	4	17	22	42
11/22/11 18:00	11/21/11	HTBK	Financ	StBnk	State Commercial Banks	Hallgrimson Steven L.	X1	D		P	5	4.52	0	1	1	113	D	15	22	-12	5	6	0	-3	-3	-2	3	17	20	40	47
11/14/11 19:37	11/14/11	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P.d	16	4.76	0	3	4	82	D	68	28	-7	13	30	9	3	-2	0	-1	1	10	38	34
11/10/11 18:07	11/10/11	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P.d	3	4.56	0	1	1	79	D	64	17	-15	6	15	12	-7	-7	5	1	8	15	46	42
11/10/11 17:03	11/10/11	HTBK	Financ	StBnk	State Commercial Banks	Roden Laura	CA	D		P	9	4.64	0	2	100	4	D	64	17	-15	6	15	12	-7	-7	5	1	8	15	46	42
8/16/11 20:43	8/16/11	HTBK	Financ	StBnk	State Commercial Banks	Polanen Humphrey P	CA	D		S.d	-21	4.27	0	-5	-34	9	D	-17	27	-15	-18	-15	-10	-10	1	3	-3	4	15	23	44
8/9/11 16:44	8/8/11	HTBK	Financ	StBnk	State Commercial Banks	Roden Laura	CA	D		P	9	4.60	0	2	New	2	D	-26	23	-13	-19	-12	-15	-8	-14	-11	-11	-10	2	18	31
8/8/11 17:46	8/8/11	HTBK	Financ	StBnk	State Commercial Banks	Hallgrimson Steven L.	X1	D		P	5	4.61	0	1	1	112	D	-6	38	-8	-13	-5	-8	0	-5	12	-1	-2	15	31	39
6/20/11 12:51	6/16/11	HTBK	Financ	StBnk	State Commercial Banks	Kawamoto Dan Toshio	CA	O	EVP,Chie	P.d	26	5.17	0	5	23	27	D	29	38	31	5	-1	1	-3	1	0	-7	-3	-12	-4	16
12/16/10 13:18	12/15/10	HTBK	Financ	StBnk	State Commercial Banks	Kawamoto Dan Toshio	CA	O	EVP,Chie	P.d	13	3.82	0	3	56	9	I	-63	-7	1	8	-2	5	3	1	4	10	13	22	34	28
8/3/10 18:19	8/3/10	HTBK	Financ	StBnk	State Commercial Banks	Kawamoto Dan Toshio	CA	O	EVP,Chie	P.d	7	3.60	0	2	50	6	I	-65	-12	-6	-38	-5	-5	-2	3	-1	2	-2	10	37	44
12/14/09 19:43	12/14/09	HTBK	Financ	StBnk	State Commercial Banks	Blair James R	CA	D		P	21	4.15	0	5	6	84	D	-76	-62	-17	-7	52	3	7	1	1	4	-13	-1	-9	-9
12/11/09 17:01	12/11/09	HTBK	Financ	StBnk	State Commercial Banks	Blair James R	CA	D		P	20	4.15	0	5	6	79	D	-76	-66	-10	-4	29	-6	4	8	3	0	-10	0	-5	-5
12/11/09 17:01	12/9/09	HTBK	Financ	StBnk	State Commercial Banks	Blair James R	CA	D		P	1	4.00	0	0	0	74	D	-76	-66	-10	-4	29	-6	4	8	3	0	-10	0	-5	-5
12/9/09 12:32	12/8/09	HTBK	Financ	StBnk	State Commercial Banks	Blair James R	CA	D		P	11	3.90	0	3	4	74	D	-77	-67	-9	-7	6	16	2	6	1	5	-5	-8	-4	-5
12/8/09 15:01	12/4/09	HTBK	Financ	StBnk	State Commercial Banks	Blair James R	CA	D		P	19	3.80	0	5	8	71	D	-79	-66	-26	-10	-5	22	-2	1	5	10	-2	6	2	-1
11/16/09 18:36	11/13/09	HTBK	Financ	StBnk	State Commercial Banks	Kaczmarek Walter Theodore	CA	DO	CEO,P	P	15	3.00	0	5	6	92	I	-83	-77	-62	-39	-33	-24	17	10	10	26	35	22	57	21
11/16/09 18:35	11/13/09	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S	-12	2.99	0	-4	-5	78	D	-83	-77	-62	-39	-33	-24	17	10	10	26	35	22	57	21
11/16/09 18:35	11/16/09	HTBK	Financ	StBnk	State Commercial Banks	McGovern Lawrence D	CA	O	CFO	P	8	3.14	0	3	13	23	D	-83	-77	-62	-39	-33	-24	17	10	10	26	35	22	57	21
11/13/09 16:43	11/12/09	HTBK	Financ	StBnk	State Commercial Banks	Kaczmarek Walter Theodore	CA	DO	CEO,P	P	15	3.00	0	5	6	87	I	-84	-77	-59	-44	-36	-27	6	16	3	47	39	25	65	27
11/13/09 14:25	11/12/09	HTBK	Financ	StBnk	State Commercial Banks	Kawamoto Dan Toshio	CA	O	EVP,Chie	P	12	3.09	0	4	New	4	D	-84	-77	-59	-44	-36	-27	6	16	4	51	43	29	69	31
11/13/09 12:45	11/11/09	HTBK	Financ	StBnk	State Commercial Banks	Parker Raymond	CA	O	EVP,Bank	P	76	3.31	0	23	47	72	D	-84	-77	-59	-44	-36	-27	6	16	4	51	43	29	69	31
11/12/09 19:58	11/11/09	HTBK	Financ	StBnk	State Commercial Banks	Webster Ranson W	CA	D		P	134	2.89	0	46	8	600	D	-83	-79	-61	-46	-38	-28	1	8	4	45	38	30	69	34
11/12/09 19:22	11/7/07	HTBK	Financ	StBnk	State Commercial Banks	Kaczmarek Walter Theodore	CA	DO	CEO,P	P.a	94	15.65	0	6	24	31	I	-83	-79	-61	-46	-38	-28	1	8	4	45	38	30	69	34
8/25/09 17:36	6/8/07	HTBK	Financ	StBnk	State Commercial Banks	Parker Raymond	CA	O	EVP,Bank	P.m	26	5.07	0	5	12	49	D	-76	-57	-1	-29	45	16	-6	-5	0	-7	-8	-21	-29	-28
8/10/09 18:52	8/10/09	HTBK	Financ	StBnk	State Commercial Banks	Parker Raymond	CA	O	EVP,Bank	P.d	25	5.00	0	5	13	44	D	-72	-44	-37	-28	58	87	47	33	7	1	-16	-44	-23	-29
8/10/09 18:30	8/10/09	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P.d	25	5.07	0	5	6	82	D	-72	-44	-37	-28	58	87	47	33	7	1	-16	-44	-23	-29
8/10/09 14:12	8/7/09	HTBK	Financ	StBnk	State Commercial Banks	Parker Raymond	CA	O	EVP,Bank	P.d	3	5.04	0	1	2	39	D	-72	-44	-37	-28	58	87	47	33	-10	-10	-27	-54	-34	-39
8/10/09 13:48	8/6/09	HTBK	Financ	StBnk	State Commercial Banks	Ford Celeste Volz	X1	D		P.d	15	4.95	0	3	New	3	I	-72	-44	-37	-28	58	87	47	33	-10	-10	-27	-54	-34	-39
8/6/09 19:23	8/6/09	HTBK	Financ	StBnk	State Commercial Banks	Parker Raymond	CA	O	EVP,Bank	P.d	24	4.60	0	5	16	38	D	-76	-57	-49	-39	17	33	39	11	17	15	-20	-48	-30	-32
7/29/09 17:32	7/29/09	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		P.d	19	3.85	0	5	7	77	D	-82	-65	-56	-57	-23	4	5	16	9	12	31	2	-5	-13

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y