HTBK - Heritage Commerce Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	21	115	-0	-0	4	4	4	-1	2
S	%wins				66	57	49	27	26	38	44

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
2/2/24 18:22	1/31/24	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S	-62	8.92	0	-7	-4	156	D
3/7/23 17:22	3/3/23	HTBK	Financ	StBnk	State Commercial Banks	Moles Robert	CA	D		S	-107	11.91	0	-9	-17	44	D
2/8/23 19:04	2/7/23	HTBK	Financ	StBnk	State Commercial Banks	Heitel Stephen G.	CA	D		S.d	-250	12.49	0	-20	-22	71	D
11/18/22 18:18	11/17/22	HTBK	Financ	StBnk	State Commercial Banks	McGovern Lawrence D	CA	O	EVP,CFO	S.d	-328	14.59	0	-23	-14	135	I
8/25/22 19:33	8/24/22	HTBK	Financ	StBnk	State Commercial Banks	Kaczmarek Walter Theodore	CA	DO	P,CEO	S	-249	11.63	0	-21	-11	180	D
6/6/22 16:50	6/3/22	HTBK	Financ	StBnk	State Commercial Banks	McGovern Lawrence D	CA	O	EVP,CFO	S.dm	-80	11.40	0	-7	-5	127	I
2/4/22 19:22	2/3/22	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S	-112	12.25	0	-9	-6	136	D
2/3/22 16:22	2/1/22	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S	-37	12.44	0	-3	-2	145	D
11/12/21 16:20	11/10/21	HTBK	Financ	StBnk	State Commercial Banks	Heitel Stephen G.	CA	D		S.d	-328	12.15	0	-27	-24	86	D
11/12/21 11:13	11/9/21	HTBK	Financ	StBnk	State Commercial Banks	Heitel Stephen G.	CA	D		S.d	-4	12.15	0	0	0	113	D
11/12/21 11:10	11/8/21	HTBK	Financ	StBnk	State Commercial Banks	Heitel Stephen G.	CA	D		S.ad	-729	12.15	0	-60	-35	114	M
11/10/21 20:29	11/8/21	HTBK	Financ	StBnk	State Commercial Banks	Heitel Stephen G.	CA	D		S.d	-332	12.15	0	-27	-16	146	I
6/11/21 19:32	6/10/21	HTBK	Financ	StBnk	State Commercial Banks	Moles Robert	CA	D		S.d	-53	11.70	0	-5	-7	63	D
2/17/21 19:13	2/16/21	HTBK	Financ	StBnk	State Commercial Banks	Kaczmarek Walter Theodore	CA	D		S	-204	9.25	0	-22	-17	108	I
12/15/20 18:57	12/14/20	HTBK	Financ	StBnk	State Commercial Banks	Benito Michael Eugene	CA	O	EVP	S.d	-42	9.24	0	-5	-6	66	D
7/30/20 19:48	7/28/20	HTBK	Financ	StBnk	State Commercial Banks	Benito Michael Eugene	CA	O	EVP	S.d	-43	6.81	0	-6	-8	70	D
5/28/20 17:52	5/27/20	HTBK	Financ	StBnk	State Commercial Banks	Wilton Keith	CA	DO	P,CEO	S	-24	8.71	0	-3	-2	139	D
5/5/20 19:56	5/4/20	HTBK	Financ	StBnk	State Commercial Banks	Wilton Keith	CA	DO	P,CEO	S	-31	8.36	0	-4	-3	142	D
2/5/20 19:00	2/4/20	HTBK	Financ	StBnk	State Commercial Banks	Kaczmarek Walter Theodore	CA	D		S	-361	11.76	0	-31	-20	127	I
5/28/19 18:27	5/24/19	HTBK	Financ	StBnk	State Commercial Banks	Wilton Keith	CA	O	EVP,COO	S	-68	12.21	0	-6	-5	108	D
2/20/19 16:45	2/11/19	HTBK	Financ	StBnk	State Commercial Banks	Moles Robert	CA	D		S.dm	-669	13.42	0	-50	-50	50	D
2/13/19 18:58	2/12/19	HTBK	Financ	StBnk	State Commercial Banks	Kaczmarek Walter Theodore	CA	DO	P,CEO,Di	S.d	-547	13.50	0	-41	-26	115	D
11/29/18 12:39	11/28/18	HTBK	Financ	StBnk	State Commercial Banks	Wilton Keith	CA	O	EVP,COO	S	-81	14.36	0	-6	-6	94	D
5/30/18 14:37	5/25/18	HTBK	Financ	StBnk	State Commercial Banks	Wilton Keith	CA	O	EVP,COO	S	-60	17.02	0	-4	-3	100	D
5/25/18 17:58	5/24/18	HTBK	Financ	StBnk	State Commercial Banks	Benito Michael Eugene	CA	O	EVP	S.d	-102	17.00	0	-6	-13	42	D
5/14/18 12:28	5/10/18	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S.d	-390	16.98	0	-23	-25	70	D
2/12/18 11:58	2/8/18	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S.d	-379	15.47	0	-25	-21	91	D
8/29/17 12:42	8/28/17	HTBK	Financ	StBnk	State Commercial Banks	Biagini Komas Julianne M	CA	D		S	-50	13.65	0	-4	-12	26	D
3/14/17 16:21	3/10/17	HTBK	Financ	StBnk	State Commercial Banks	Kaczmarek Walter Theodore	CA	DO	P,CEO,Di	S.dm	-196	14.00	1	-14	-11	116	D	73	47	26	3	1	-2	0	1	-1	-1	-1
3/6/17 18:53	3/2/17	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S.d	-153	14.14	1	-11	-9	114	D	83	52	24	14	0	2	-2	-1	0	-2	0
12/6/16 12:28	12/5/16	HTBK	Financ	StBnk	State Commercial Banks	Porter David		O	EVP,CCO	S.d	-65	12.97	7	-5	-11	39	D	66	27	21	14	20	9	3	5	1	7	8	7
12/5/16 12:28	12/1/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-34,711	12.25	7	-2,834	-100	1	I	61	25	19	12	18	5	2	3	2	10	13	12
12/1/16 12:13	11/30/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-6,108	12.22	5	-500	-55	417	I	61	18	17	9	15	9	0	-1	0	7	16	14
11/30/16 14:07	11/29/16	HTBK	Financ	StBnk	State Commercial Banks	Wilton Keith	CA	O	EVP,COO	S	-58	12.48	4	-5	-6	79	D	61	19	17	8	16	14	2	-2	0	7	16	14
11/29/16 12:35	11/28/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-1,250	12.50	4	-100	-17	491	I	58	20	18	7	16	15	4	0	-1	4	16	17
11/23/16 13:19	11/22/16	HTBK	Financ	StBnk	State Commercial Banks	Eggemeyer John M III	CA	D		S.d	-8,971	12.14	4	-739	-100	4	I	61	18	19	8	14	16	3	3	1	-1	13	16
11/23/16 13:14	11/21/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-12,000	12.00	4	-1,000	-25	2,932	I	61	18	19	8	14	16	3	3	1	-1	13	16
11/22/16 16:50	11/21/16	HTBK	Financ	StBnk	State Commercial Banks	Eggemeyer John M III	CA	D		S.d	-1,555	12.53	4	-124	-14	743	I	60	23	19	9	16	16	7	4	1	-1	14	16
11/21/16 13:08	11/18/16	HTBK	Financ	StBnk	State Commercial Banks	Eggemeyer John M III	CA	D		S.d	-12,358	11.77	3	-1,050	-55	867	I	60	22	23	8	15	16	9	4	0	0	14	16
11/18/16 17:56	11/17/16	HTBK	Financ	StBnk	State Commercial Banks	Eggemeyer John M III	CA	D		S.d	-21,009	11.76	2	-1,787	-48	1,917	I	52	20	19	6	13	11	12	2	0	1	12	16
11/17/16 17:54	11/16/16	HTBK	Financ	StBnk	State Commercial Banks	Eggemeyer John M III	CA	D		S.d	-600	12.01	1	-50	-1	3,704	I	51	19	19	5	11	12	10	-1	2	4	15	18
11/15/16 16:36	11/14/16	HTBK	Financ	StBnk	State Commercial Banks	Eggemeyer John M III	CA	D		S.d	-12	12.30	1	-1	0	3,754	I	43	20	20	7	12	10	10	5	0	4	15	20
11/14/16 17:35	11/11/16	HTBK	Financ	StBnk	State Commercial Banks	Eggemeyer John M III	CA	D		S.d	-152	12.33	1	-12	0	3,755	I	45	18	18	8	12	11	13	11	0	4	17	19
9/9/16 16:48	9/8/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-80	11.50	2	-7	-2	337	I	49	8	19	6	9	0	-3	0	1	0	-4	18	25
9/8/16 17:08	9/7/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-7	11.50	2	-1	0	338	I	49	9	17	6	9	1	-3	0	-2	-2	-5	16	24
9/7/16 17:25	9/6/16	HTBK	Financ	StBnk	State Commercial Banks	Biagini Komas Julianne M	CA	D		S	-30	11.49	2	-3	-9	28	D	48	12	19	6	8	2	-3	0	0	-3	-5	14	22
9/7/16 17:23	9/6/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-89	11.50	2	-8	-2	338	I	48	12	19	6	8	2	-3	0	0	-3	-5	14	22
9/6/16 16:21	9/2/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-243	11.50	2	-21	-6	339	I	49	16	19	6	8	2	-1	-1	0	-1	-7	12	25
9/2/16 16:52	9/1/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-445	11.50	2	-39	-10	342	I	49	16	22	8	7	3	-1	-2	0	-2	-6	9	25
9/1/16 16:42	8/31/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-361	11.51	2	-31	-8	348	I	46	16	22	8	7	4	-1	-3	0	0	-5	9	24
9/1/16 16:39	8/31/16	HTBK	Financ	StBnk	State Commercial Banks	Eggemeyer John M III	CA	D		S.d	-959	11.54	2	-83	-21	311	I	46	16	22	8	7	4	-1	-3	0	0	-5	9	24
8/31/16 18:27	8/30/16	HTBK	Financ	StBnk	State Commercial Banks	Eggemeyer John M III	CA	D		S.d	-35	11.85	2	-3	-1	394	I	49	13	24	9	7	5	1	-2	0	0	-5	8	24
8/31/16 18:25	8/30/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-1,155	11.55	2	-100	-22	353	I	49	13	24	9	7	5	1	-2	0	0	-5	8	24
8/30/16 17:05	8/29/16	HTBK	Financ	StBnk	State Commercial Banks	Eggemeyer John M III	CA	D		S.d	-10,708	11.70	2	-915	-70	397	I	51	15	25	10	9	6	3	1	-1	-1	-4	9	26
8/26/16 16:36	8/25/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-949	11.86	1	-80	-18	371	I	51	14	28	13	9	8	5	2	-1	-3	-7	7	23
8/24/16 17:10	8/18/16	HTBK	Financ	StBnk	State Commercial Banks	Biagini Komas Julianne M	CA	D		S	-58	11.45	1	-5	-14	31	I	48	13	29	9	9	10	4	1	2	-1	-2	8	25
8/23/16 18:19	8/19/16	HTBK	Financ	StBnk	State Commercial Banks	Wycoff W Kirk	PA	D		S.d	-230	11.52	1	-20	-5	383	I	49	9	30	13	10	12	5	2	1	2	-2	8	26
8/22/16 17:23	8/19/16	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S.d	-3	11.54	1	0	0	103	I	49	12	29	12	13	12	4	2	0	3	-2	6	25
5/27/16 13:07	5/25/16	HTBK	Financ	StBnk	State Commercial Banks	Biagini Komas Julianne M	CA	D		S	-27	10.75	0	-3	-7	36	D	40	21	-1	14	2	2	5	3	1	2	-6	13	21
5/25/16 17:22	5/18/16	HTBK	Financ	StBnk	State Commercial Banks	Benito Michael Eugene	CA	O	EVP	S.d	-5	10.00	0	-1	-2	29	I	41	23	3	18	5	4	4	4	0	1	0	10	19
5/10/16 16:43	5/9/16	HTBK	Financ	StBnk	State Commercial Banks	Porter David		O	EVP,CCO	S.d	-19	10.45	0	-2	-4	44	D	43	22	-1	14	7	2	1	2	-2	-2	3	5	3
9/2/15 20:00	9/1/15	HTBK	Financ	StBnk	State Commercial Banks	Hallgrimson Steven L.	CA	D		S.d	-4	10.31	1	0	0	118	I	56	26	26	14	-5	-5	-8	-4	0	6	10	7	-5	16
11/7/13 19:18	11/6/13	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S	-45	7.46	0	-6	-8	66	I	54	16	10	6	3	2	-5	1	5	5	10	8	7	20
6/18/13 16:54	6/17/13	HTBK	Financ	StBnk	State Commercial Banks	Kawamoto Dan Toshio	CA	O	EVP,Chie	S	-24	6.75	0	-4	-11	29	D	32	12	-1	-2	1	-3	-1	1	-2	-5	6	2	12	16
6/18/13 16:54	6/17/13	HTBK	Financ	StBnk	State Commercial Banks	McGovern Lawrence D	CA	O	CFO	S.m	-24	6.78	0	-4	-9	34	D	32	12	-1	-2	1	-3	-1	1	-2	-5	6	2	12	16
8/14/12 12:53	8/10/12	HTBK	Financ	StBnk	State Commercial Banks	Biaggio William Del Jr	CA	O	Business	S.d	-32	6.33	0	-5	-4	133	D	79	49	17	-5	-3	6	4	3	-3	2	7	3	6	11
6/7/12 19:36	6/6/12	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S.d	-215	6.13	0	-35	-46	41	D	42	15	24	12	-7	-3	1	2	0	-1	5	7	12	12
5/30/12 20:22	5/29/12	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S.d	-3	6.13	0	-1	-1	76	D	36	19	45	17	-5	-8	-4	-1	2	1	7	7	12	11
5/25/12 17:00	5/24/12	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S.d	-30	6.23	0	-5	-6	77	D	34	21	41	17	1	-5	-5	-5	0	-1	1	7	7	12
5/24/12 16:41	5/23/12	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S.d	-4	6.26	0	-1	-1	81	D	38	22	38	17	-3	-7	-6	-3	-2	-1	-1	4	5	12
12/9/11 17:35	12/9/11	HTBK	Financ	StBnk	State Commercial Banks	Polanen Humphrey P	CA	D		S.d	-15	4.85	0	-3	-32	6	D	16	22	-13	13	-7	1	2	-7	0	0	4	17	22	42
8/16/11 20:43	8/16/11	HTBK	Financ	StBnk	State Commercial Banks	Polanen Humphrey P	CA	D		S.d	-21	4.27	0	-5	-34	9	D	-17	27	-15	-18	-15	-10	-10	1	3	-3	4	15	23	44
11/16/09 18:35	11/13/09	HTBK	Financ	StBnk	State Commercial Banks	Conner Jack W	CA	D		S	-12	2.99	0	-4	-5	78	D	-83	-77	-62	-39	-33	-24	17	10	10	26	35	22	57	21
3/4/09 19:24	3/4/09	HTBK	Financ	StBnk	State Commercial Banks	Peckham Jack L	CA	D		S.d	-4	4.55	0	-1	-2	49	I	-82	-71	-62	-64	-37	-38	-20	-10	-9	-11	21	28	-1	-19
3/3/09 20:15	3/3/09	HTBK	Financ	StBnk	State Commercial Banks	Peckham Jack L	CA	D		S.d	-13	4.49	0	-3	-6	49	I	-81	-71	-60	-63	-44	-43	-19	-4	3	-16	16	33	9	-21
3/2/09 19:33	3/2/09	HTBK	Financ	StBnk	State Commercial Banks	Peckham Jack L	CA	D		S.d	-23	4.68	0	-5	-9	52	I	-80	-71	-57	-60	-47	-47	-21	-3	-5	-17	6	27	5	-21
2/27/09 18:07	2/27/09	HTBK	Financ	StBnk	State Commercial Banks	Peckham Jack L	CA	D		S.d	-25	4.95	0	-5	-8	57	I	-79	-71	-55	-53	-47	-47	-23	4	-3	-13	37	24	1	-28
2/26/09 19:01	2/26/09	HTBK	Financ	StBnk	State Commercial Banks	Peckham Jack L	CA	D		S.d	-5	5.00	0	-1	-2	62	I	-80	-73	-55	-55	-51	-44	-34	-12	-2	-7	63	21	-1	-26
2/25/09 17:54	2/25/09	HTBK	Financ	StBnk	State Commercial Banks	Peckham Jack L	CA	D		S.d	-36	4.55	0	-8	-11	63	I	-80	-71	-56	-49	-50	-37	-35	-13	1	-9	71	41	1	-28
2/24/09 17:24	2/24/09	HTBK	Financ	StBnk	State Commercial Banks	Peckham Jack L	CA	D		S.d	-46	4.55	0	-10	-12	71	I	-81	-72	-58	-52	-55	-42	-34	-22	-2	-6	69	23	-1	-31
2/23/09 18:17	2/23/09	HTBK	Financ	StBnk	State Commercial Banks	Peckham Jack L	CA	D		S.d	-48	4.82	0	-10	-11	81	I	-78	-68	-52	-44	-51	-22	-23	-13	5	2	62	24	5	-20
2/20/09 17:00	2/20/09	HTBK	Financ	StBnk	State Commercial Banks	Peckham Jack L	CA	D		S.d	-56	5.59	0	-10	-10	91	I	-77	-67	-51	-45	-48	-29	-30	-22	-14	-10	15	25	-6	-32
2/20/09 13:15	2/18/09	HTBK	Financ	StBnk	State Commercial Banks	Peckham Jack L	CA	D		S.dm	-93	6.06	0	-15	-13	101	I	-77	-67	-51	-45	-48	-29	-30	-22	-4	-14	11	21	-10	-36
12/12/08 19:21	12/10/08	HTBK	Financ	StBnk	State Commercial Banks	Biaggio William Del Jr	CA	DO	Business	S.d	-23	11.50	0	-2	-1	133	D	-58	-36	-13	-16	-15	6	-10	-10	-3	13	-5	-59	-55	-63
12/10/08 18:08	12/9/08	HTBK	Financ	StBnk	State Commercial Banks	Lefanowicz Mark	CA	D		S.d	-36	11.98	0	-3	-8	34	D	-53	-35	-3	-12	0	16	-6	16	-11	-6	-10	-65	-64	-68
12/9/08 19:04	12/8/08	HTBK	Financ	StBnk	State Commercial Banks	Lefanowicz Mark	CA	D		S.d	-34	12.01	0	-3	-7	37	D	-53	-31	-6	-6	11	11	-7	14	2	-11	-2	-66	-62	-65
11/28/08 13:49	11/26/08	HTBK	Financ	StBnk	State Commercial Banks	Mayer James A	CA	O	EVP	S.d	-127	12.67	0	-10	-21	38	D	-49	-30	-18	7	-14	-4	20	17	-3	-22	-19	-63	-53	-70
11/25/08 13:14	11/24/08	HTBK	Financ	StBnk	State Commercial Banks	Mayer James A	CA	O	EVP	S.d	-53	10.70	0	-5	-9	48	D	-58	-35	-30	-3	-21	-27	-18	8	14	11	4	-53	-43	-62
11/18/08 16:53	11/17/08	HTBK	Financ	StBnk	State Commercial Banks	Mayer James A	CA	O	EVP	S.d	-1	12.00	0	0	0	53	D	-58	-36	-28	-10	-14	-9	-20	-13	-2	6	16	-39	-28	-62
9/12/08 13:00	9/10/08	HTBK	Financ	StBnk	State Commercial Banks	Hagarty Richard	CA	O	EVP,CCO	S.dm	-96	12.84	0	-8	-70	3	D	-45	-40	-24	0	23	12	2	-1	0	13	-4	-6	-65	-66
5/29/08 19:10	5/29/08	HTBK	Financ	StBnk	State Commercial Banks	McGovern Lawrence D	CA	O	CFO	S.d	-40	15.92	1	-3	-12	19	D	-33	-34	-7	-12	-11	-4	1	-2	-1	-6	-29	-31	-33	-63
5/28/08 17:13	5/27/08	HTBK	Financ	StBnk	State Commercial Banks	McGovern Lawrence D	CA	O	CFO	S.d	-48	15.95	1	-3	-15	17	D	-30	-32	-11	-12	-7	-8	2	4	3	-3	-28	-27	-28	-59
5/27/08 14:48	5/23/08	HTBK	Financ	StBnk	State Commercial Banks	McGovern Lawrence D	CA	O	CFO	S.d	-31	15.59	1	-2	-11	17	D	-32	-34	-11	-13	-8	-12	-1	4	3	-3	-28	-25	-35	-54
5/22/08 13:36	5/21/08	HTBK	Financ	StBnk	State Commercial Banks	McGovern Lawrence D	CA	O	CFO	S.d	-77	15.36	1	-5	-27	14	D	-31	-35	-8	-13	-12	-14	-3	0	3	3	-24	-24	-34	-59
5/22/08 13:35	5/20/08	HTBK	Financ	StBnk	State Commercial Banks	McGovern Lawrence D	CA	O	CFO	S.d	-77	15.46	1	-5	-32	11	D	-31	-35	-8	-13	-12	-14	-3	0	3	3	-24	-24	-34	-59
3/13/08 18:43	3/12/08	HTBK	Financ	StBnk	State Commercial Banks	McGovern Lawrence D	CA	O	CFO	S.d	-94	17.09	1	-6	-45	7	D	-26	-31	-23	-9	-6	-6	7	10	-1	4	2	-28	-20	-75
9/13/07 19:52	9/13/07	HTBK	Financ	StBnk	State Commercial Banks	Polanen Humphrey P	CA	D		S.d	-107	21.31	1	-5	-27	13	D	6	-8	-13	-8	9	-3	6	3	0	2	-1	-15	-18	-37
9/6/07 16:45	9/5/07	HTBK	Financ	StBnk	State Commercial Banks	McGovern Lawrence D	CA	O	CFO	S.d	-63	21.15	2	-3	-42	4	D	3	-9	-18	-13	0	2	-5	-1	-2	1	-4	-21	-29	-39
8/14/07 12:34	8/10/07	HTBK	Financ	StBnk	State Commercial Banks	Mayer James A	CA	O	EVP	S.d	-122	20.52	1	-6	-10	53	D	8	-11	-24	-14	-16	-2	4	-3	-1	5	5	-17	-10	-38
3/16/07 13:49	3/14/07	HTBK	Financ	StBnk	State Commercial Banks	Polanen Humphrey P	CA	D		S.d	-165	25.02	1	-7	-33	13	D	39	7	6	-3	-3	-3	-3	-4	-2	4	-2	-6	-16	-32
3/1/07 12:38	2/28/07	HTBK	Financ	StBnk	State Commercial Banks	Toeniskoetter Charles J	CA	D		S.d	-19	25.41	1	-1	-6	12	I	42	9	9	-5	-3	-6	-4	-3	1	2	-1	-5	-15	-31
2/22/07 18:47	2/21/07	HTBK	Financ	StBnk	State Commercial Banks	Toeniskoetter Charles J	CA	D		S.d	-27	26.68	1	-1	-7	13	I	45	18	15	2	2	3	0	3	-3	-6	-2	-9	-20	-32
9/5/06 18:53	9/1/06	HTBK	Financ	StBnk	State Commercial Banks	McGovern Lawrence D	CA	O	CFO	S.d	-70	23.41	1	-3	-65	2	D	57	14	2	0	-2	2	1	0	-1	0	-5	9	8	-11
8/24/06 19:32	8/24/06	HTBK	Financ	StBnk	State Commercial Banks	Peckham Jack L	CA	D		S.d	-115	23.04	1	-5	-4	112	I	57	15	0	-2	1	-3	1	-1	1	2	3	17	12	-3
5/24/06 16:47	5/23/06	HTBK	Financ	StBnk	State Commercial Banks	Peckham Jack L	CA	D		S.d	-121	24.24	1	-5	-4	117	B									0	1	-5	0	12	2
3/16/06 17:32	3/15/06	HTBK	Financ	StBnk	State Commercial Banks	Toeniskoetter Charles J	CA	D		S.d	-12	23.66	1	0	-3	14	B									1	1	1	-3	1	5
3/10/06 12:35	3/6/06	HTBK	Financ	StBnk	State Commercial Banks	Corsello Kenneth A	CA	O	Chief Cr	S.d	-58	23.00	1	-3	-7	35	B									1	3	5	4	3	15
2/21/06 13:08	2/17/06	HTBK	Financ	StBnk	State Commercial Banks	Polanen Humphrey P	CA	D		S.d	-31	22.78	1	-1	-9	13	B									2	2	5	1	2	18
12/9/05 12:52	12/8/05	HTBK	Financ	StBnk	State Commercial Banks	Polanen Humphrey P	CA	D		S.d	-32	21.49	1	-2	-9	15	D	76	15	12	2	-1	-1	-2	-3	1	4	1	9	9	22
11/28/05 14:26	11/23/05	HTBK	Financ	StBnk	State Commercial Banks	Corsello Kenneth A	CA	O	Chief Cr	S.d	-36	22.81	0	-2	-4	38	D	86	22	25	14	14	5	7	2	-4	-2	-4	1	4	16
11/10/05 17:43	11/10/05	HTBK	Financ	StBnk	State Commercial Banks	McGovern Lawrence D	CA	O	CFO	S.d	-65	21.83	1	-3	-65	2	D	87	25	25	11	6	14	1	2	-1	-6	-4	-2	3	15
11/9/05 18:01	11/9/05	HTBK	Financ	StBnk	State Commercial Banks	Conniiff Richard L	CA	O	Former C	S	-52	22.25	1	-2	-4	59	D	82	25	22	14	7	10	0	1	1	-3	-4	-1	4	18
11/9/05 15:04	11/8/05	HTBK	Financ	StBnk	State Commercial Banks	Conniiff Richard L	CA	O	Former C	S	-28	22.25	1	-1	-2	61	D	82	25	22	14	7	10	0	1	1	-3	-3	0	5	19
10/27/05 14:44	10/26/05	HTBK	Financ	StBnk	State Commercial Banks	Conniiff Richard L	CA	O	Former C	S	-105	21.00	1	-5	-7	62	D	81	22	15	10	-1	10	7	7	0	2	6	3	11	15
10/5/05 17:40	10/4/05	HTBK	Financ	StBnk	State Commercial Banks	Conniiff Richard L	CA	O	Former C	S	-63	21.09	0	-3	-4	67	D	72	28	12	11	3	-3	-3	-1	-1	-1	10	11	21	21
10/4/05 18:23	10/3/05	HTBK	Financ	StBnk	State Commercial Banks	Conniiff Richard L	CA	O	Former C	S	-42	21.09	0	-2	-3	70	D	73	28	12	10	4	-2	1	2	-5	-4	5	5	16	10
9/9/05 12:57	9/7/05	HTBK	Financ	StBnk	State Commercial Banks	Biaggio William Del Jr	CA	DH	Business	S.d	-31	20.34	1	-2	-1	134	D	72	31	11	10	5	5	1	-1	2	6	-3	5	14	16
9/7/05 17:34	9/6/05	HTBK	Financ	StBnk	State Commercial Banks	Biaggio William Del Jr	CA	DH	Business	S.d	-10	20.50	1	-1	0	136	D	77	34	13	9	10	2	0	-1	-1	3	-4	7	11	16
8/5/05 15:10	8/4/05	HTBK	Financ	StBnk	State Commercial Banks	Conniiff Richard L	CA	O	COO	S	-196	20.00	1	-10	-12	72	D	70	38	4	4	5	5	8	1	-2	0	3	10	6	20
8/5/05 15:10	8/3/05	HTBK	Financ	StBnk	State Commercial Banks	Conniiff Richard L	CA	O	COO	S	-309	20.57	1	-15	-76	5	D	70	38	4	4	5	5	8	1	-2	0	3	10	6	20
6/9/05 19:01	6/7/05	HTBK	Financ	StBnk	State Commercial Banks	Corsello Kenneth A	CA	O	Chief Cr	S.d	-86	18.70	1	-5	-11	39	D	64	28	-1	3	-1	0	1	-1	2	3	-1	10	18	29
6/7/05 17:21	6/6/05	HTBK	Financ	StBnk	State Commercial Banks	Corsello Kenneth A	CA	O	Chief Cr	S.d	-7	18.72	1	0	-1	44	D	61	31	-5	2	-1	6	1	0	-1	2	0	11	20	25
11/30/04 13:31	11/29/04	HTBK	Financ	StBnk	State Commercial Banks	Polanen Humphrey P	CA	D		S	-57	19.00	0	-3	-16	16	D	126	54	36	28	15	8	6	2	2	1	-2	-1	-4	15
9/14/04 18:35	9/14/04	HTBK	Financ	StBnk	State Commercial Banks	Polanen Humphrey P	CA	D		S	-48	16.02	0	-3	-13	19	D	83	34	28	12	11	9	7	3	0	-1	5	17	14	31
9/13/04 18:52	9/13/04	HTBK	Financ	StBnk	State Commercial Banks	Corsello Kenneth A	CA	O	Chief Cr	S	-55	16.05	0	-3	-7	44	D	83	38	31	11	11	9	7	6	0	0	8	15	14	30
7/28/04 14:38	7/27/04	HTBK	Financ	StBnk	State Commercial Banks	Biaggio William Del Jr	CA	DH	Business	S	-59	14.73	0	-4	-3	138	D	65	19	15	7	3	1	2	0	0	-2	1	13	28	25
5/25/04 14:53	5/24/04	HTBK	Financ	StBnk	State Commercial Banks	Polanen Humphrey P	CA	D		S	-10	14.00	1	-1	-3	22	D	44	28	18	9	10	0	-4	1	1	1	2	7	36	33
5/20/04 14:23	5/19/04	HTBK	Financ	StBnk	State Commercial Banks	Polanen Humphrey P	CA	D		S	-30	14.00	1	-2	-9	22	D	43	25	19	7	4	-1	0	-3	-1	2	3	6	31	33
5/6/04 14:07	5/4/04	HTBK	Financ	StBnk	State Commercial Banks	Polanen Humphrey P	CA	D		S	-2	13.95	0	0	-1	22	D	54	61	18	22	18	15	8	7	0	-1	-5	-3	19	28
2/27/04 17:33	2/26/04	HTBK	Financ	StBnk	State Commercial Banks	Polanen Humphrey P	CA	D		S	-51	12.80	0	-4	-15	22	D	71	43	7	4	5	0	0	2	0	-1	0	11	17	41
2/4/04 16:07	2/3/04	HTBK	Financ	StBnk	State Commercial Banks	Polanen Humphrey P	CA	D		S	-38	12.51	0	-3	-12	22	D	69	43	6	6	3	0	-2	-4	6	6	4	14	18	55
2/4/04 16:07	1/30/04	HTBK	Financ	StBnk	State Commercial Banks	Polanen Humphrey P	CA	D		S.a	-39	12.86	0	-3	-12	22	D	69	43	6	6	3	0	-2	-4	6	6	4	14	18	55
2/3/04 14:24	1/30/04	HTBK	Financ	StBnk	State Commercial Banks	Polanen Humphrey P	CA	D		S	-39	12.86	0	-3	-12	22	D	68	47	5	5	4	3	2	-2	-2	0	-1	8	13	48
1/29/04 16:22	1/28/04	HTBK	Financ	StBnk	State Commercial Banks	Biaggio William Del Jr	CA	DH	Business	S	0	0.00	0	-5	-3	142	I	79	48	4	10	7	7	4	1	-2	-6	-2	7	12	46
9/26/03 15:32	9/26/03	HTBK	Financ	StBnk	State Commercial Banks	Peckham Jack L	CA	D		S	-24	10.90	0	-2	-2	110	I	42	25	21	-5	-8	-3	-7	-6	-5	9	3	12	15	47
9/24/03 17:23	9/24/03	HTBK	Financ	StBnk	State Commercial Banks	Peckham Jack L	CA	D		S	-9	11.78	0	-1	-1	112	I	48	33	29	1	-3	-3	-1	-3	-1	-3	0	8	12	40
9/17/03 14:32	9/15/03	HTBK	Financ	StBnk	State Commercial Banks	Peckham Jack L	CA	D		S	0	0.00	0	-2	-2	113	I	45	38	32	2	2	-1	5	0	0	-3	-4	1	7	35
9/5/03 14:01	8/1/03	HTBK	Financ	StBnk	State Commercial Banks	Griffin Phillip L	CA	O	CIO	S	-2	12.25	0	0	-100	0	D	43	38	30	4	-3	0	0	1	-5	0	1	3	5	25
8/21/03 14:15	8/20/03	HTBK	Financ	StBnk	State Commercial Banks	Corsello Kenneth A	CA	O	Chief Cr	S.d	-16	12.50	0	-1	-3	40	D	48	44	34	6	-1	-3	2	1	3	0	-2	-6	7	22
8/18/03 17:17	8/14/03	HTBK	Financ	StBnk	State Commercial Banks	Biaggio William Del Jr	CA	DH	Business	S.d	-24	12.00	0	-2	-1	151	I	48	44	33	6	0	-4	4	0	1	1	0	0	8	21
8/7/03 16:14	8/6/03	HTBK	Financ	StBnk	State Commercial Banks	Polanen Humphrey P	CA	D		S.d	-17	11.32	0	-2	-12	11	D	41	38	29	22	-2	-5	-8	-5	-2	2	-2	8	11	24
8/5/03 14:56	7/31/03	HTBK	Financ	StBnk	State Commercial Banks	Corsello Kenneth A	CA	O	Chief Cr	S.ad	-46	12.50	0	-4	-8	41	D	42	40	34	26	2	-5	-5	-6	0	0	2	0	6	23
8/1/03 17:59	7/31/03	HTBK	Financ	StBnk	State Commercial Banks	Corsello Kenneth A	CA	O	Chief Cr	S.d	-63	12.50	0	-5	-11	40	D	50	49	43	37	6	2	3	0	-3	-4	-2	0	5	19

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y