PIPR - Piper Sandler Companies - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	17	89	0	1	2	4	8	8	4
S	%wins				58	46	46	51	51	51	51

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/21/24 16:44	5/17/24	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S.m	-1,062	212.49	0	-5	-8	55	I
5/7/24 16:34	5/6/24	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Geelan John W	MN	O	GC	S	-331	211.14	0	-2	-9	17	D
3/4/24 18:31	2/29/24	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S.m	-953	190.69	0	-5	-8	60	D
2/28/24 16:49	2/26/24	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S.m	-748	184.76	0	-4	-6	65	D
2/7/24 17:56	2/5/24	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	S.m	-3,457	181.94	0	-19	-24	60	D
2/7/24 17:49	2/5/24	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	S.m	-5,486	182.87	0	-30	-15	166	D
2/7/24 17:45	2/5/24	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S	-921	184.13	0	-5	-7	63	I
12/15/23 16:53	12/13/23	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S.m	-1,040	174.74	0	-6	-8	67	D
12/5/23 17:05	12/4/23	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S	-803	160.56	0	-5	-6	73	D
5/23/23 17:04	5/22/23	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	S.m	-695	130.38	0	-5	-6	79	D
5/22/23 17:23	5/18/23	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	S.m	-26	130.00	0	0	0	84	D
5/10/23 17:02	5/8/23	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	S	0	130.00	0	0	0	85	D
5/5/23 17:13	5/3/23	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	S.m	-2,774	126.24	0	-22	-21	85	D
2/9/23 17:17	2/7/23	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	S.m	-2,283	152.22	0	-15	-7	212	D
12/23/22 16:52	12/22/22	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	S.m	-1,283	133.62	0	-10	-4	243	D
11/5/21 16:56	11/5/21	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Geelan John W	MN	O	GC	S	-449	179.42	0	-3	-15	14	D
9/16/21 17:15	9/16/21	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	S	-220	133.24	0	-2	-1	244	D
9/15/21 16:51	9/13/21	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	S.m	-2,135	134.97	0	-16	-6	245	D
9/10/21 17:14	9/8/21	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	S.m	-2,383	135.26	0	-18	-6	261	D
9/7/21 18:08	9/2/21	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	S.m	-2,664	140.46	0	-19	-6	279	D
8/17/21 16:14	8/16/21	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S	-720	144.04	0	-5	-7	65	D
8/9/21 18:12	8/6/21	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO	S.m	-1,075	137.99	0	-8	-10	69	D
8/5/21 18:20	8/3/21	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO	S.m	-1,589	130.10	0	-12	-14	77	D
2/9/21 16:33	2/8/21	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Larue R Scott	MN	O	Co-Head	S	-1,529	101.96	0	-15	-22	54	I
11/10/20 16:02	11/6/20	PIPR	Financ	FinTrd	Security Brokers, Dealers & F	Larue R Scott	MN	O	Co-Head	S.m	-892	89.20	0	-10	-13	69	I
2/5/18 16:37	2/2/18	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Fairman Francis E IV	MN	O	Head,Pub	S	-961	96.13	0	-10	-17	47	D
2/5/18 16:32	2/2/18	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	D		S	-4,672	93.44	0	-50	-19	207	D
8/8/17 17:31	8/4/17	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Crawshaw Christopher D	IL	O	Head of	S	-520	63.65	0	-8	-24	27	D
8/3/17 16:00	8/2/17	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Crawshaw Christopher D	IL	O	Head of	S	-20	63.50	0	0	-1	35	D
7/31/17 16:03	7/28/17	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Winges Martin Bradley	MN	O	Head of	S	-193	64.42	0	-3	-6	46	D
7/31/17 16:02	7/31/17	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Smith Thomas Gregory	MN	O	Chief St	S	-94	62.46	0	-2	-9	15	D
2/24/17 16:31	2/23/17	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Winges Martin Bradley	MN	O	CIO,Head	S	-147	73.50	13	-2	-4	45	D	32	82	70	7	2	-3	-8	-4	0	-3	-13
2/17/17 16:30	2/15/17	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Larue R Scott	MN	O	Co-Head	S	-408	81.51	10	-5	-7	63	M	45	89	83	20	7	13	3	0	0	-5	-11
2/14/17 17:03	2/13/17	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Crawshaw Christopher D	IL	O	Head of	S	-798	79.76	10	-10	-24	32	D	40	98	82	29	10	13	5	4	2	-5	-16
2/14/17 17:00	2/13/17	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Esckilsen Christine N	MN	O	Chief of	S	-120	79.72	10	-2	-22	5	D	40	98	82	29	10	13	5	4	2	-5	-16
2/13/17 16:33	2/10/17	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Klinefelter Jeffrey P	MN	O	Global H	S	-359	77.13	10	-5	-8	52	D	42	101	80	33	8	15	12	3	1	-4	-15	-25
2/13/17 16:33	2/10/17	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Crawshaw Christopher D	IL	O	Head of	S	-791	79.12	10	-10	-19	42	D	42	101	80	33	8	15	12	3	1	-4	-15	-25
2/8/17 16:36	2/7/17	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	CFO	S	-533	76.09	11	-7	-19	29	D	40	100	79	44	3	11	10	2	0	5	-10	-20
2/6/17 17:23	2/3/17	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	O	Co-Head	S	-995	75.32	10	-13	-20	54	D	40	98	80	39	-2	9	7	7	1	4	-8	-20
2/6/17 17:11	2/3/17	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Winges Martin Bradley	MN	O	CIO,Head	S	-437	75.39	10	-6	-11	45	D	40	98	80	39	-2	9	7	7	1	4	-8	-20
2/6/17 17:10	2/3/17	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Larue R Scott	MN	O	Co-Head	S	-1,130	75.33	10	-15	-20	59	D	40	98	80	39	-2	9	7	7	1	4	-8	-20
2/6/17 17:10	2/3/17	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Klinefelter Jeffrey P	MN	O	Global H	S	-754	75.39	10	-10	-15	57	D	40	98	80	39	-2	9	7	7	1	4	-8	-20
2/6/17 17:09	2/3/17	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Fairman Francis E IV	MN	O	Head,Pub	S.d	-941	75.34	10	-12	-19	52	D	40	98	80	39	-2	9	7	7	1	4	-8	-20
2/6/17 17:05	2/3/17	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	DO	CB,CEO	S.d	-726	75.35	10	-10	-4	244	D	40	98	80	39	-2	9	7	7	1	4	-8	-20
12/1/16 16:40	11/4/16	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Johnson B Kristine	MN	D		S.a	-76	53.45	9	-1	-7	18	D	30	74	73	64	42	23	7	6	0	2	-2	-5
11/15/16 19:33	11/14/16	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	DO	CB,CEO	S.d	-2,104	65.44	7	-32	-12	244	D	15	82	64	51	35	28	22	11	2	3	11	24
11/15/16 19:28	11/14/16	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	CFO	S	-655	65.54	7	-10	-22	36	D	15	82	64	51	35	28	22	11	2	3	11	24
11/14/16 16:46	11/11/16	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Esckilsen Christine N	MN	O	Chief of	S	-130	64.75	6	-2	-22	7	D	12	86	62	50	35	28	22	19	0	3	12	22
11/10/16 16:57	11/9/16	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Larue R Scott	MN	O	Co-Head	S	-593	59.29	6	-10	-12	74	D	1	66	45	36	26	17	5	11	7	9	22	29	-3
11/4/16 16:30	11/4/16	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Johnson B Kristine	MN	D		S	-76	53.45	5	-1	-7	18	D	-4	45	36	25	12	7	5	-4	4	15	38	41	14
11/3/16 16:31	10/31/16	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Klinefelter Jeffrey P	MN	O	Global H	S	-42	56.47	5	-1	-100	0	I	-5	45	39	29	11	10	5	-1	-1	10	36	39	13
11/1/16 17:05	11/1/16	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Esckilsen Christine N	MN	O	Chief of	S	-114	56.97	4	-2	-18	9	D	4	59	43	39	19	13	11	9	-1	2	32	28	13
11/1/16 17:03	10/31/16	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Klinefelter Jeffrey P	MN	O	Global H	S	-562	56.24	4	-10	-13	68	D	4	59	43	39	19	13	11	9	-1	2	32	28	13
11/1/16 16:46	10/31/16	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	O	Co-Head	S	-960	56.33	4	-17	-20	68	D	4	59	43	39	19	13	11	9	-1	2	32	28	13
8/4/16 16:52	8/3/16	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Crawshaw Christopher D	IL	O	Head of	S	-209	41.88	5	-5	-9	52	D	-19	-4	28	8	3	2	2	2	3	5	7	31	80
8/1/16 17:18	7/29/16	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Winges Martin Bradley	MN	O	CIO,Head	S	-104	41.58	5	-3	-5	51	D	-22	-10	22	-1	4	3	-1	0	-2	4	6	32	68
8/1/16 17:18	8/1/16	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Smith Thomas Gregory	MN	O	Chief St	S	-104	41.42	5	-3	-15	14	D	-22	-10	22	-1	4	3	-1	0	-2	4	6	32	68
8/1/16 17:17	7/29/16	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Crawshaw Christopher D	IL	O	Head of	S	-901	41.45	5	-22	-28	57	D	-22	-10	22	-1	4	3	-1	0	-2	4	6	32	68
5/26/16 16:37	5/25/16	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Larue R Scott	MN	DO	Co-Head	S	-835	41.76	8	-20	-20	80	D	-6	-13	8	2	-14	7	3	2	1	1	-11	4	63
3/4/16 16:44	2/16/16	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Winges Martin Bradley	MN	O	CIO,Head	S.a	-227	41.35	7	-6	-10	49	D	5	-15	17	7	38	14	12	7	0	0	5	-7	-2	54
2/18/16 18:54	2/16/16	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Winges Martin Bradley	MN	O	CIO,Head	S	-227	41.35	6	-6	-10	49	D	7	-24	-2	16	7	24	9	6	-1	-4	12	-4	5	95
11/25/15 18:03	11/24/15	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Piper Addison L	MN	D		S	-6	39.48	7	0	-100	0	I	7	-33	-18	-1	12	6	9	3	2	5	3	5	5	73
2/25/15 16:18	2/24/15	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	DO	CB,CEO	S	-151	52.96	6	-3	-100	0	I	41	39	1	-4	-1	3	-3	1	1	-1	-3	-13	-27	-26
2/19/15 18:14	2/17/15	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Winges Martin Bradley	MN	O	CIO,Head	S	-5	52.95	6	0	0	35	M	33	36	1	-5	0	5	-1	-4	0	-1	-1	-12	-22	-24
2/10/15 16:55	2/6/15	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Klinefelter Jeffrey P	MN	O	Global H	S	-397	55.10	7	-7	-13	48	D	35	47	5	-3	-4	8	6	4	0	-1	-5	-11	-19	-29
2/10/15 16:53	11/10/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Klinefelter Jeffrey P	MN	O	Global H	S.a	-44	58.93	7	-1	-50	1	I	35	47	5	-3	-4	8	6	4	0	-1	-5	-11	-19	-29
11/18/14 17:08	11/17/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	DO	CB,CEO	S.d	-661	56.41	9	-12	-7	164	D	106	57	35	4	14	2	-3	-5	-1	4	-1	-3	-15	-39
11/14/14 16:31	11/12/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Klinefelter Jeffrey P	MN	O	Global H	S	-91	56.46	10	-2	-100	0	I	108	61	39	9	13	8	2	-2	-3	0	-4	-4	-16	-37
11/12/14 16:33	11/10/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Klinefelter Jeffrey P	MN	O	Global H	S	-44	58.93	10	-1	-33	2	I	116	66	34	10	16	22	4	2	-2	-4	-3	-4	-18	-40
11/12/14 16:32	11/10/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Winges Martin Bradley	MN	O	Head,Fix	S	-65	56.48	10	-1	-93	0	I	116	66	34	10	16	22	4	2	-2	-4	-3	-4	-18	-40
11/10/14 16:30	11/7/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	CFO	S	-90	55.45	10	-2	-100	0	I	116	68	29	8	10	22	6	2	-1	-2	1	-5	-17	-36
11/10/14 16:30	11/7/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Polsky Lisa	MN	D		S	-399	57.05	10	-7	-35	13	D	116	68	29	8	10	22	6	2	-1	-2	1	-5	-17	-36
11/7/14 16:32	11/6/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Larue R Scott	MN	O	Co-Head	S	-383	57.37	10	-7	-12	48	D	106	64	34	9	6	20	5	1	2	-1	0	-4	-14	-34
11/5/14 19:41	11/5/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Fairman Francis E IV	MN	O	Head,Pub	S.d	-513	57.72	11	-9	-18	39	D	108	60	33	10	2	22	6	4	0	2	1	-4	-13	-36
10/31/14 17:25	10/31/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	CFO	S.d	-16	56.33	10	0	-1	20	D	108	49	24	6	-4	16	11	1	1	2	0	-8	-10	-39
10/31/14 17:11	10/31/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Fairman Francis E IV	MN	O	Head,Pub	S.d	-79	56.54	10	-1	-3	39	D	108	49	24	6	-4	16	11	1	1	2	0	-8	-10	-39
10/31/14 16:45	10/30/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	O	Global C	S.d	-240	53.97	10	-4	-9	44	D	108	49	24	6	-4	16	11	1	1	2	0	-8	-10	-39
10/28/14 17:18	10/28/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Winges Martin Bradley	MN	O	Head,Fix	S	-110	54.85	10	-2	-6	32	D	96	43	22	3	-3	10	15	12	-1	4	7	-6	-5	-34
10/28/14 17:12	10/27/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	O	Global C	S.m	-540	53.97	10	-10	-18	44	D	96	43	22	3	-3	10	15	12	-1	4	7	-6	-5	-34
8/21/14 16:33	8/19/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	DO	CB,CEO	S	-808	53.85	9	-15	-8	164	D	130	61	35	27	6	4	0	1	0	-2	3	4	1	-23
8/12/14 16:52	8/11/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Larue R Scott	MN	O	Co-Head	S.d	-194	53.62	9	-4	-6	54	D	146	59	40	19	3	0	4	4	1	2	2	9	5	-18
8/1/14 16:30	8/1/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Piper Addison L	MN	D		S.d	-111	50.96	8	-2	-9	23	D	142	54	29	18	7	0	-3	-1	2	1	4	7	0	-12
7/28/14 19:22	7/25/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Klinefelter Jeffrey P	MN	O	Global H	S	-386	51.50	8	-8	-11	58	D	159	57	37	17	9	0	-1	-3	0	-1	7	2	4	-14
7/28/14 19:21	7/25/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	O	Global C	S	-258	51.60	8	-5	-8	54	D	159	57	37	17	9	0	-1	-3	0	-1	7	2	4	-14
6/4/14 16:41	5/12/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Geelan John W	MN	O	GC	S	-49	43.54	6	-1	-53	1	I	106	26	17	4	1	0	2	0	2	6	15	19	23	6
4/29/14 17:27	4/28/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Winges Martin Bradley	MN	O	Head,Fix	S.d	-242	43.44	5	-6	-14	34	D	75	28	13	14	-1	-1	3	-4	0	-2	1	19	22	21
4/29/14 17:26	4/28/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Johnson B Kristine	MN	D		S.d	-249	43.64	5	-6	-29	14	D	75	28	13	14	-1	-1	3	-4	0	-2	1	19	22	21
2/20/14 17:11	2/18/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Winges Martin Bradley	MN	O	Head,Fix	S	-94	39.32	4	-2	-6	39	D	72	-4	22	11	0	1	5	1	-1	1	11	5	35	38
2/20/14 16:59	2/18/13	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Klinefelter Jeffrey P	MN	O	Global H	S	-301	40.10	4	-8	-10	65	D	72	-4	22	11	0	1	5	1	-1	1	11	5	35	38
2/3/14 17:54	1/30/14	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Francis Michael	CA	D		S.d	-230	40.31	4	-6	-31	13	D	78	1	14	8	3	0	-2	3	1	1	13	15	35	37
5/17/13 11:34	5/15/13	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Larue R Scott	MN	O	Co-Head	S.d	-248	35.81	5	-7	-14	44	D	9	64	29	-15	8	7	6	4	2	-4	-6	-6	0	17
3/1/13 09:30	2/27/13	PJC	Financ	FinTrd	Security Brokers, Dealers & F	O'Brien Brien M	IL	O	Head of	S	-430	39.09	11	-11	-7	136	D	-5	62	61	35	11	-7	-7	1	-1	3	-13	-8	-15	9
2/21/13 18:05	2/20/13	PJC	Financ	FinTrd	Security Brokers, Dealers & F	O'Brien Brien M	IL	O	Head of	S	-493	41.12	10	-12	-8	147	D	-5	70	75	49	24	4	-2	-3	2	1	-8	-7	-13	3
2/13/13 18:54	2/12/13	PJC	Financ	FinTrd	Security Brokers, Dealers & F	O'Brien Brien M	IL	O	Head of	S.m	-630	41.99	9	-15	-9	159	D	-1	76	89	54	29	11	2	0	1	-2	-5	-14	-18	-8
2/13/13 18:51	2/13/13	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Klinefelter Jeffrey P	MN	O	Global H	S	-209	41.80	9	-5	-8	59	D	-1	76	89	54	29	11	2	0	1	-2	-5	-14	-18	-8
2/7/13 12:27	2/6/13	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Larue R Scott	MN	O	Co-Head	S	-205	40.94	8	-5	-10	44	D	-2	67	94	48	31	18	7	1	1	2	-4	-17	-18	-8
2/5/13 18:49	2/4/13	PJC	Financ	FinTrd	Security Brokers, Dealers & F	O'Brien Brien M	IL	O	Head of	S	-400	40.04	8	-10	-5	174	M	-7	75	97	48	29	19	7	3	0	2	-5	-19	-17	-7
2/1/13 19:13	1/31/13	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Larue R Scott	MN	O	Co-Head	S	-576	38.38	8	-15	-23	49	D	-7	75	82	48	26	13	4	1	-1	2	-7	-19	-16	-4
2/1/13 19:12	1/31/13	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Klinefelter Jeffrey P	MN	O	Global H	S	-386	38.65	8	-10	-14	64	D	-7	75	82	48	26	13	4	1	-1	2	-7	-19	-16	-4
2/1/13 19:09	1/31/13	PJC	Financ	FinTrd	Security Brokers, Dealers & F	O'Brien Brien M	IL	O	Head of	S.m	-864	39.26	8	-22	-11	184	M	-7	75	82	48	26	13	4	1	-1	2	-7	-19	-16	-4
11/1/12 17:54	10/31/12	PJC	Financ	FinTrd	Security Brokers, Dealers & F	O'Brien Brien M	IL	O	Head of	S	-291	26.50	3	-11	-5	214	D	-13	22	9	26	0	5	-2	-1	-1	-2	4	50	24	32
10/24/12 18:09	10/22/12	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Larue R Scott	MN	O	Co-Head	S	-136	27.25	2	-5	-7	64	D	-7	47	13	33	3	8	7	0	0	0	5	40	22	38
10/22/12 18:05	10/18/12	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Larue R Scott	MN	O	Co-Head	S.m	-410	27.32	2	-15	-18	69	D	-8	50	12	35	6	5	5	2	0	-5	2	38	21	35
10/22/12 18:03	10/18/12	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	O	Co-Head	S	-276	27.59	2	-10	-20	39	D	-8	50	12	35	6	5	5	2	0	-5	2	38	21	35
10/22/12 18:01	10/18/12	PJC	Financ	FinTrd	Security Brokers, Dealers & F	O'Brien Brien M	IL	O	Head of	S.m	-958	27.38	2	-35	-13	225	D	-8	50	12	35	6	5	5	2	0	-5	2	38	21	35
8/17/12 17:06	8/16/12	PJC	Financ	FinTrd	Security Brokers, Dealers & F	O'Brien Brien M	IL	O	Head of	S	-232	23.23	2	-10	-4	260	D	-19	-1	-3	10	2	9	8	7	1	3	16	17	75	43
8/8/12 17:12	8/6/12	PJC	Financ	FinTrd	Security Brokers, Dealers & F	O'Brien Brien M	IL	O	Head of	S.m	-324	21.59	2	-15	-5	270	D	-31	-6	-9	-5	-4	-4	2	8	0	-1	18	22	90	54
7/30/12 17:18	7/26/12	PJC	Financ	FinTrd	Security Brokers, Dealers & F	O'Brien Brien M	IL	O	Head of	S.m	-631	20.75	2	-30	-10	285	M	-33	-28	-2	-14	-5	-5	-6	9	0	0	14	27	84	58
4/26/12 15:28	4/24/12	PJC	Financ	FinTrd	Security Brokers, Dealers & F	O'Brien Brien M	IL	O	Head of	S	-488	24.40	4	-20	-6	315	M	-37	-31	30	15	-7	-7	-3	0	0	-1	-13	-15	13	37
2/13/12 15:00	2/9/12	PJC	Financ	FinTrd	Security Brokers, Dealers & F	O'Brien Brien M	IL	O	Head of	S.m	-293	23.42	5	-13	-4	335	M	-49	-44	-5	18	13	-8	0	-3	3	3	14	-3	-6	81
1/27/12 17:35	1/26/12	PJC	Financ	FinTrd	Security Brokers, Dealers & F	O'Brien Brien M	IL	O	Head of	S	-766	21.88	4	-35	-9	348	M	-56	-48	-26	21	8	3	-2	-13	1	7	9	11	-6	77
1/10/12 17:12	11/15/11	PJC	Financ	FinTrd	Security Brokers, Dealers & F	O'Brien Brien M	IL	O	Head of	S.a	-204	20.42	3	-10	-3	383	M	-58	-40	-21	19	17	8	9	3	-1	0	9	13	-1	56
1/10/12 17:10	11/10/11	PJC	Financ	FinTrd	Security Brokers, Dealers & F	O'Brien Brien M	IL	O	Head of	S.a	-201	20.12	3	-10	-2	393	M	-58	-40	-21	19	17	8	9	3	-1	0	9	13	-1	56
1/10/12 17:08	11/4/11	PJC	Financ	FinTrd	Security Brokers, Dealers & F	O'Brien Brien M	IL	O	Head of	S.a	-389	19.43	3	-20	-5	403	M	-58	-40	-21	19	17	8	9	3	-1	0	9	13	-1	56
11/15/11 19:01	11/15/11	PJC	Financ	FinTrd	Security Brokers, Dealers & F	O'Brien Brien M	IL	O	Head of	S	-204	20.42	6	-10	-3	383	D	-56	-38	-36	-14	8	13	1	4	-3	-4	-5	11	2	31
11/10/11 18:11	11/10/11	PJC	Financ	FinTrd	Security Brokers, Dealers & F	O'Brien Brien M	IL	O	Head of	S	-201	20.12	6	-10	-2	393	D	-58	-42	-43	-19	2	8	-6	-1	5	0	8	14	10	37
11/7/11 17:09	11/4/11	PJC	Financ	FinTrd	Security Brokers, Dealers & F	O'Brien Brien M	IL	O	Head of	S	-389	19.43	5	-20	-5	403	D	-57	-43	-42	-15	1	3	4	-1	4	6	6	19	14	35
2/25/10 18:06	2/24/10	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Wilson David I		O	CEO of P	S	-341	44.38	7	-8	-16	40	D	4	67	-11	-1	-12	-5	0	-1	-1	0	-6	-26	-37	-10
2/19/10 18:39	2/18/10	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Winges Martin Bradley	MN	O	Head,Fix	S	-142	44.59	7	-3	-5	56	I	11	64	-2	-4	-13	-10	2	1	-1	-3	-2	-20	-36	-4
4/20/09 18:28	4/17/09	PJC	Financ	FinTrd	Security Brokers, Dealers & F	Wilson David I		O	CEO of P	S	-98	33.94	8	-3	-6	46	D	-48	-4	27	16	78	29	34	27	11	11	2	32	75	35

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

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Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y