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10/29/07 15:27
10/25/07
UAPHChemAgCmAgricultural ChemicalsRutherford Jeffrey LCOOC.F.O.P6130.3202625I
9/10/07 18:44
9/6/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VPS-729.1100-144D
9/10/07 18:43
9/6/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VPM.d162.56061644D
9/10/07 18:43
9/6/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VPS.d-17228.820-6-1244D
9/10/07 18:43
9/6/07
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP M.d02.5600040D
9/10/07 18:43
9/6/07
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP S.d-228.8300040D
9/10/07 18:43
9/6/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeS-129.1100027D
9/10/07 18:42
9/6/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeM.d22.5601327D
9/10/07 18:42
9/6/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeS.d-2528.820-1-327D
9/10/07 18:42
9/6/07
UAPHChemAgCmAgricultural ChemicalsWilliams Dean MCOOExec VP M.d02.5600037D
9/10/07 18:42
9/6/07
UAPHChemAgCmAgricultural ChemicalsWilliams Dean MCOOExec VP S.d-228.8300037D
9/10/07 18:41
9/6/07
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPS-2429.110-1-239D
9/10/07 18:41
9/6/07
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPM.d552.5602212140D
9/10/07 18:41
9/6/07
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPS.d-60028.820-21-3440D
9/10/07 18:41
9/6/07
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOS-4229.110-1-276D
9/10/07 18:40
9/6/07
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOM.d972.560389578D
9/10/07 18:40
9/6/07
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOS.d-1,05028.820-36-3278D
9/7/07 18:28
9/5/07
UAPHChemAgCmAgricultural ChemicalsWilliams Dean MCOOExec VP S-129.5700037D
9/7/07 18:28
9/5/07
UAPHChemAgCmAgricultural ChemicalsWilliams Dean MCOOExec VP M.d02.5600036D
9/7/07 18:28
9/5/07
UAPHChemAgCmAgricultural ChemicalsWilliams Dean MCOOExec VP S.d-329.1100036D
9/7/07 17:56
9/5/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VPS-2029.660-1-244D
9/7/07 17:56
9/5/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VPS-5229.470-2-445D
9/7/07 17:55
9/5/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VPM.d312.560123647D
9/7/07 17:55
9/5/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VPS.d-28529.090-10-1747D
9/7/07 17:55
9/5/07
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP S-129.5700040D
9/7/07 17:55
9/5/07
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP M.d02.5600040D
9/7/07 17:55
9/5/07
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP S.d-329.1100040D
9/7/07 17:54
9/5/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeS-329.6600027D
9/7/07 17:54
9/5/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeS-729.4700-127D
9/7/07 17:53
9/5/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeM.d52.5602728D
9/7/07 17:53
9/5/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeS.d-4129.090-1-528D
9/7/07 17:52
9/5/07
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPS-8629.650-3-739D
9/7/07 17:52
9/5/07
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPS-16929.460-6-1242D
9/7/07 17:51
9/5/07
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPM.d1092.5604390247D
9/7/07 17:51
9/5/07
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPS.d-99029.090-34-4247D
9/7/07 17:51
9/5/07
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOS-15029.650-5-676D
9/7/07 17:50
9/5/07
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOS-29529.460-10-1181D
9/7/07 17:50
9/5/07
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOM.d1912.5607545191D
9/7/07 17:50
9/5/07
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOS.d-1,73329.090-60-4091D
9/6/07 21:44
9/4/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VPS.d-13930.320-5-944D
9/6/07 21:43
9/4/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VPS-6430.070-2-449D
9/6/07 21:43
9/4/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VPS-4229.610-1-351D
9/6/07 21:42
9/4/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VPM252.560102252D
9/6/07 21:42
9/4/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VPS-4329.260-1-352D
9/6/07 21:40
9/4/07
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP S.d-230.2900040D
9/6/07 21:40
9/4/07
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP M02.5600040D
9/6/07 21:40
9/4/07
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP S-129.6200040D
9/6/07 21:38
9/4/07
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPS.d-48330.320-16-2939D
9/6/07 21:37
9/4/07
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPS-22330.080-7-1255D
9/6/07 21:37
9/4/07
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPS-13429.620-5-762D
9/6/07 21:35
9/4/07
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPM852.5603310167D
9/6/07 21:35
9/4/07
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPS-16529.280-6-867D
9/6/07 21:34
9/4/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeS.d-1930.320-1-227D
9/6/07 21:33
9/4/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeS-1030.0900-128D
9/6/07 21:31
9/4/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeS-629.6200-128D
9/6/07 21:30
9/4/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeM42.5601529D
9/6/07 21:30
9/4/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeS-729.2800-129D
9/6/07 21:29
9/4/07
UAPHChemAgCmAgricultural ChemicalsWilliams Dean MCOOExec VP S.d-230.2900037D
9/6/07 21:29
9/4/07
UAPHChemAgCmAgricultural ChemicalsWilliams Dean MCOOExec VP M02.5600037D
9/6/07 21:29
9/4/07
UAPHChemAgCmAgricultural ChemicalsWilliams Dean MCOOExec VP S-129.6200037D
9/6/07 21:28
9/4/07
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOS.d-78930.320-26-2576D
9/6/07 21:28
9/4/07
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOS-44130.090-15-13102D
9/6/07 21:27
9/4/07
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOS-23529.620-8-6117D
9/6/07 21:27
9/4/07
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOM1502.5605888125D
9/6/07 21:27
9/4/07
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOS-28829.280-10-7125D
6/6/07 20:03
6/4/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VP M.d382.560157933D
6/6/07 20:03
6/4/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VP S.d-42529.000-15-3133D
6/6/07 20:03
6/4/07
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP M.d22.5601327D
6/6/07 20:03
6/4/07
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP S.d-2428.990-1-327D
6/6/07 20:03
6/4/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeM.d52.56021417D
6/6/07 20:03
6/4/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeS.d-6128.990-2-1117D
6/6/07 20:02
6/4/07
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPM.d1302.5605122D
6/6/07 20:02
6/4/07
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPS.d-1,47828.990-51-6922D
6/6/07 20:01
6/4/07
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOM.d2282.5608918D
6/6/07 20:01
6/4/07
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOS.d-2,58728.990-89-8318D
6/5/07 18:16
6/1/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VP M.d342.560136733D
6/5/07 18:16
6/1/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VP S.d-39029.050-13-2933D
6/5/07 18:15
6/1/07
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP M.d22.5601327D
6/5/07 18:15
6/1/07
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP S.d-2229.050-1-327D
6/5/07 18:14
6/1/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeM.d52.56021317D
6/5/07 18:14
6/1/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeS.d-5629.050-2-1017D
6/5/07 18:14
6/1/07
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPM.d1202.5604722D
6/5/07 18:14
6/1/07
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPS.d-1,35829.050-47-6822D
6/5/07 18:13
6/1/07
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOM.d2092.5608218D
6/5/07 18:13
6/1/07
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOS.d-2,37629.050-82-8218D
5/16/07 16:38
5/15/07
UAPHChemAgCmAgricultural ChemicalsMiklich Thomas RCODS-85328.420-30-4931D
5/9/07 16:23
5/8/07
UAPHChemAgCmAgricultural ChemicalsMiklich Thomas RCODM.d1502.56059999%61D
5/1/07 19:07
4/30/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeS-7527.580-3-1417D
5/1/07 19:07
4/30/07
UAPHChemAgCmAgricultural ChemicalsKessock AlanCOOChief AcS-2027.710-1-88D
5/1/07 19:07
4/30/07
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP S-13727.910-5-1527D
5/1/07 19:07
4/30/07
UAPHChemAgCmAgricultural ChemicalsWilson Bryan SCOOP - DistS-6427.960-2-1811D
3/5/07 15:55
3/1/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeS-3624.700-1-915D
3/5/07 15:54
3/1/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeM.d102.56043217D
3/5/07 15:54
3/1/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeS.d-6324.400-3-1317D
3/5/07 15:54
3/1/07
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP S-1424.700-1-227D
3/5/07 15:54
3/1/07
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP M.d42.5602628D
3/5/07 15:54
3/1/07
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP S.d-2524.400-1-428D
3/5/07 15:53
3/1/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VP S-19024.700-8-2326D
3/5/07 15:53
3/1/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VP M.d722.5602846534D
3/5/07 15:53
3/1/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VP S.d-49724.390-20-3734D
3/5/07 15:52
3/2/07
UAPHChemAgCmAgricultural ChemicalsWilson Bryan SCOOP - DistM.d122.56055613D
3/5/07 15:52
3/2/07
UAPHChemAgCmAgricultural ChemicalsWilson Bryan SCOOP - DistS.d-11124.170-5-2613D
3/5/07 15:52
3/1/07
UAPHChemAgCmAgricultural ChemicalsWilson Bryan SCOOP - DistS-44124.680-18-5813D
3/5/07 15:51
3/1/07
UAPHChemAgCmAgricultural ChemicalsWilson Bryan SCOOP - DistM.d1132.5604431D
3/5/07 15:51
3/1/07
UAPHChemAgCmAgricultural ChemicalsWilson Bryan SCOOP - DistS.dm-64424.390-26-4631D
1/24/07 18:53
1/22/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeS-3224.490-1-815D
1/24/07 18:53
1/22/07
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP S-7924.500-3-1127D
1/16/07 11:58
1/12/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VP M.d722.5602826D
1/16/07 11:58
1/12/07
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VP S.d-67424.000-28-5226D
1/12/07 16:02
1/10/07
UAPHChemAgCmAgricultural ChemicalsWilson Bryan SCOOP - DistM.d1252.5604913D
1/12/07 16:02
1/10/07
UAPHChemAgCmAgricultural ChemicalsWilson Bryan SCOOP - DistS.d-1,10622.640-49-7913D
1/12/07 16:02
1/10/07
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP M.d42.5602630D
1/12/07 16:02
1/10/07
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP S.d-3622.640-2-530D
1/12/07 16:02
1/10/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeM.d102.56043216D
1/12/07 16:02
1/10/07
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeS.d-9122.640-4-2016D
11/8/06 17:01
11/7/06
UAPHChemAgCmAgricultural ChemicalsApollo Management V LPNYTS-190,53722.500-8,468-1000I
11/8/06 15:29
11/7/06
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeM.d00.0001120116D
11/8/06 15:29
11/7/06
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeS.d-24722.500-11-4016D
11/8/06 15:28
11/7/06
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOM.d00.00018012D
11/8/06 15:28
11/7/06
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOS.d-4,05622.500-180-9412D
11/8/06 15:27
11/7/06
UAPHChemAgCmAgricultural ChemicalsWilson Bryan SCOOP - DistM.d00.00011313D
11/8/06 15:27
11/7/06
UAPHChemAgCmAgricultural ChemicalsWilson Bryan SCOOP - DistS.d-2,55222.500-113-9013D
11/8/06 15:26
11/7/06
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP M.d00.00083630D
11/8/06 15:26
11/7/06
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP S.d-18122.500-8-2130D
11/8/06 15:25
11/7/06
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPM.d00.00011314D
11/8/06 15:25
11/7/06
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPS.d-2,55222.500-113-8914D
11/8/06 15:25
11/7/06
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VP M.d00.0007326D
11/8/06 15:25
11/7/06
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VP S.d-1,63222.500-73-7326D
7/13/06 18:33
7/13/06
UAPHChemAgCmAgricultural ChemicalsRickertsen Carl JCODP22218.490122071D
5/25/06 14:44
5/24/06
UAPHChemAgCmAgricultural ChemicalsRickertsen Carl JCODM.d1502.56059New59
3/10/06 17:03
3/9/06
UAPHChemAgCmAgricultural ChemicalsApollo Management V LPNYTS-177,66620.980-8,468-508,468S
3/9/06 19:39
3/9/06
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP M.d00.00087519
3/9/06 19:39
3/9/06
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP S.d-16920.980-8-3019
3/9/06 19:38
3/9/06
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeM.d00.000118
3/9/06 19:38
3/9/06
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeS.d-23120.980-11-598
3/9/06 19:38
3/9/06
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VP M.d00.0007313
3/9/06 19:38
3/9/06
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VP S.d-1,52120.980-73-8513
3/9/06 19:38
3/9/06
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPM.d00.0001130
3/9/06 19:38
3/9/06
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPS.d-2,38020.980-113-1000
3/9/06 19:38
3/9/06
UAPHChemAgCmAgricultural ChemicalsWilson Bryan SCOOP - DistM.d00.0001130
3/9/06 19:38
3/9/06
UAPHChemAgCmAgricultural ChemicalsWilson Bryan SCOOP - DistS.d-2,38020.980-113-1000
3/9/06 19:37
3/9/06
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOM.d00.0001800
3/9/06 19:37
3/9/06
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOS.d-3,78220.980-180-1000
2/4/05 16:24
2/3/05
UAPHChemAgCmAgricultural ChemicalsHarris JoshuaNYDM.d1502.56059New59D
12/1/04 15:00
11/29/04
UAPHChemAgCmAgricultural ChemicalsApollo Management V LPNYTS-417,50315.020-27,796-6216,937I
11/29/04 14:10
11/29/04
UAPHChemAgCmAgricultural ChemicalsBoyce RobertCOOP - VerdM.d00.000830D
11/29/04 14:10
11/29/04
UAPHChemAgCmAgricultural ChemicalsBoyce RobertCOOP - VerdS.d-1,24715.020-83-1000D
11/29/04 14:09
11/29/04
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOM.d00.0001480D
11/29/04 14:09
11/29/04
UAPHChemAgCmAgricultural ChemicalsCordell L KennyCODOCEOS.d-2,21615.020-148-1000D
11/29/04 14:09
11/29/04
UAPHChemAgCmAgricultural ChemicalsWilson Bryan SCOOP - DistM.d00.000860D
11/29/04 14:09
11/29/04
UAPHChemAgCmAgricultural ChemicalsWilson Bryan SCOOP - DistS.d-1,28915.020-86-1000D
11/29/04 14:08
11/29/04
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPM.d00.000860D
11/29/04 14:08
11/29/04
UAPHChemAgCmAgricultural ChemicalsBullock David WCOOExec. VPS.d-1,28915.020-86-1000D
11/29/04 14:08
11/29/04
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VP M.d00.000500D
11/29/04 14:08
11/29/04
UAPHChemAgCmAgricultural ChemicalsTretter DaveCOOExec VP S.d-75715.020-50-1000D
11/29/04 14:07
11/29/04
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeM.d00.00070D
11/29/04 14:07
11/29/04
UAPHChemAgCmAgricultural ChemicalsSuko Todd ACOOVP,GC,SeS.d-11015.020-7-1000D
11/29/04 14:07
11/29/04
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP M.d00.00030D
11/29/04 14:07
11/29/04
UAPHChemAgCmAgricultural ChemicalsHoward KevinCOOExec VP S.d-5115.020-3-1000D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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