Rickertsen Carl J - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	3	1	4	-1	-2	-2	11	-2	8	2
P	%wins				50	50	75	100	25	75	63
S	%ret	1	1	6	0	-1	-0	12	3	22	7
S	%wins				50	67	67	33	67	17	50

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
2/14/24 16:12	2/12/24	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	M.d	2,311	231.13	0	10		0	D
2/14/24 16:12	2/12/24	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	S.d	-8,368	697.34	0	-12	-100	0	D
12/1/23 16:58	11/29/23	BERY	Berry Global Group, Inc.	DE	Hshld	PlPrd	Plastics Products	Rickertsen Carl J	VA	D	M.d	896	47.29	0	19		3	D
12/1/23 16:58	11/29/23	BERY	Berry Global Group, Inc.	DE	Hshld	PlPrd	Plastics Products	Rickertsen Carl J	VA	D	S.d	-1,231	64.96	0	-19	-87	3	D
11/28/23 16:59	11/25/23	BERY	Berry Global Group, Inc.	DE	Hshld	PlPrd	Plastics Products	Rickertsen Carl J	VA	D	M.d	0	0.00	0	2	71	5	D
11/28/23 16:50	11/24/23	BERY	Berry Global Group, Inc.	DE	Hshld	PlPrd	Plastics Products	Rickertsen Carl J	VA	D	M.d	389	49.56	0	8		3	D
11/28/23 16:50	11/24/23	BERY	Berry Global Group, Inc.	DE	Hshld	PlPrd	Plastics Products	Rickertsen Carl J	VA	D	S.d	-509	64.81	0	-8	-74	3	D
11/22/23 16:50	11/21/23	BERY	Berry Global Group, Inc.	DE	Hshld	PlPrd	Plastics Products	Rickertsen Carl J	VA	D	M.d	10	49.53	0	0		0	D
11/22/23 16:50	11/21/23	BERY	Berry Global Group, Inc.	DE	Hshld	PlPrd	Plastics Products	Rickertsen Carl J	VA	D	S.d	-13	65.00	0	0	-100	0	D
11/13/23 16:24	11/9/23	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	S	-1,008	503.98	0	-2	-50	2	D
11/29/22 16:55	11/23/21	BERY	Berry Global Group, Inc.	DE	Hshld	PlPrd	Plastics Products	Rickertsen Carl J	IN	D	M.dm	0	0.00	0	3	New	3	D
6/14/22 16:15	6/13/22	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	P	608	152.00	0	4	New	4	D
11/12/21 11:10	11/9/21	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	M.d	62	124.48	0	1		0	D
11/12/21 11:10	11/9/21	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	S.d	-440	880.52	0	-1	-100	0	D
11/4/21 21:21	11/2/21	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	M.d	1,459	145.86	0	10		0	D
11/4/21 21:21	11/2/21	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	S.dm	-9,676	806.31	0	-12	-100	0	D
5/7/21 16:40	5/6/21	BERY	Berry Global Group, Inc.	DE	Hshld	PlPrd	Plastics Products	Rickertsen Carl J	IN	D	M.d	325	29.59	0	11		0	D
5/7/21 16:40	5/6/21	BERY	Berry Global Group, Inc.	DE	Hshld	PlPrd	Plastics Products	Rickertsen Carl J	IN	D	S.d	-737	67.02	0	-11	-100	0	D
3/3/21 20:09	3/1/21	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	S.dm	-31,929	798.22	0	-40	-95	2	D
3/3/21 20:09	3/1/21	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	M.dm	5,213	140.89	0	37		2	D
11/25/20 16:20	11/24/20	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	M.d	1,214	121.43	0	10		5	D
11/25/20 16:20	11/24/20	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	S.d	-2,387	238.74	0	-10	-67	5	D
8/14/20 17:19	8/12/20	BERY	Berry Global Group, Inc.	DE	Hshld	PlPrd	Plastics Products	Rickertsen Carl J	IN	D	M.d	403	28.75	0	14		0	D
8/14/20 17:19	8/12/20	BERY	Berry Global Group, Inc.	DE	Hshld	PlPrd	Plastics Products	Rickertsen Carl J	IN	D	S.d	-759	54.21	0	-14	-100	0	D
3/11/20 16:53	3/9/20	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	P.d	260	130.08	0	2	67	5	D
5/17/17 15:59	5/15/17	BERY	Berry Global Group Inc	DE	Hshld	PlPrd	Plastics Products	Rickertsen Carl J	IN	D	M.dm	567	19.21	33	30		0	D	68	47	23	15	16	13	3	0
5/17/17 15:59	5/15/17	BERY	Berry Global Group Inc	DE	Hshld	PlPrd	Plastics Products	Rickertsen Carl J	IN	D	S.dm	-1,662	56.35	33	-30	-100	0	D	68	47	23	15	16	13	3	0
1/5/16 15:05	12/31/15	NOR	Noranda Aluminum Holding Corp	DE	Metal	NFeMtl	Primary Production of Aluminu	Rickertsen Carl J	TN	D	M.d	0	0.00	0	0	2	26	D
10/2/15 16:00	9/30/15	NOR	Noranda Aluminum Holding Corp	DE	Metal	NFeMtl	Primary Production of Aluminu	Rickertsen Carl J	TN	D	M.d	0	0.00	0	0	2	26	D
7/2/15 17:52	6/30/15	NOR	Noranda Aluminum Holding Corp	DE	Metal	NFeMtl	Primary Production of Aluminu	Rickertsen Carl J	TN	D	M.d	0	0.00	0	3	2	177	D
6/3/15 17:57	6/1/15	NOR	Noranda Aluminum Holding Corp	DE	Metal	NFeMtl	Primary Production of Aluminu	Rickertsen Carl J	TN	D	M.d	0	0.00	0	15	15	115	D
5/13/15 18:49	5/12/15	NOR	Noranda Aluminum Holding Corp	DE	Metal	NFeMtl	Primary Production of Aluminu	Rickertsen Carl J	TN	D	P	86	2.14	0	40	66	100	D
4/2/15 18:53	3/31/15	NOR	Noranda Aluminum Holding Corp	DE	Metal	NFeMtl	Primary Production of Aluminu	Rickertsen Carl J	TN	D	M.d	0	0.00	0	3	5	60	D
6/19/14 15:44	6/17/14	NOR	Noranda Aluminum Holding Corp	DE	Metal	NFeMtl	Primary Production of Aluminu	Rickertsen Carl J	TN	D	M.d	0	0.00	0	5	8	67	D
5/22/14 13:31	5/20/14	AIF	Apollo Tactical Income Fund Inc.		Fund	CEF	Closed-End Funds	Rickertsen Carl J	NY	D	P	54	17.87	1	3	New	3	D		3	11	2	2	1	1	0	0	0	2	0	-3	2
5/22/14 13:07	5/20/14	AFT	Apollo Senior Floating Rate Fund Inc.		Fund	CEF	Closed-End Funds	Rickertsen Carl J	NY	D	P.m	53	17.78	1	3	New	3	D	14	-7	3	-1	-1	0	-1	0	0	1	1	0	-2	11
5/12/14 17:59	5/9/14	NOR	Noranda Aluminum Holding Corp	DE	Metal	NFeMtl	Primary Production of Aluminu	Rickertsen Carl J	TN	D	P	61	3.05	0	20	74	47	D
11/6/12 16:48	11/2/12	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	P	290	96.51	22	3	New	3	D	15	-16	-35	-19	-27	-17	-12	4	-2	-3	-10	1	-7	29
5/15/12 17:59	5/15/12	NOR	Noranda Aluminum Holding Corp	DE	Metal	NFeMtl	Primary Production of Aluminu	Rickertsen Carl J	TN	D	P	168	8.40	0	20	New	20	D
5/11/11 16:18	5/9/11	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	S	-403	134.39	17	-3	-100	0	D	211	88	51	21	11	9	-3	1	1	-4	4	-10	-15	7
8/6/09 14:14	8/4/09	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	M.d	222	18.51	7	12		3	D	-5	9	62	57	29	19	10	5	-1	-1	-1	34	23	21
8/6/09 14:14	8/4/09	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	S.d	-756	63.02	7	-12	-80	3	D	-5	9	62	57	29	19	10	5	-1	-1	-1	34	23	21
8/3/07 18:23	8/1/07	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	P	216	72.08	24	3	New	3	D	-9	-13	-42	-38	-25	-26	-19	-5	-3	-7	0	41	4	-12
6/20/07 17:18	6/19/07	CNVR	Convera Corp	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	DC	D	S	-88	4.38	0	-20	-100	0	D
11/15/06 16:47	11/13/06	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	M.d	15	7.62	33	2		0	D	93	65	28	43	24	17	9	9	-2	-1	-10	-1	-18	-17
11/15/06 16:47	11/13/06	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	S.d	-253	126.54	33	-2	-100	0	D	93	65	28	43	24	17	9	9	-2	-1	-10	-1	-18	-17
7/13/06 18:33	7/13/06	UAPH	Uap Holding Corp	DE	Chem	AgCm	Agricultural Chemicals	Rickertsen Carl J	CO	D	P	222	18.49	0	12	20	71	D
5/25/06 14:44	5/24/06	UAPH	Uap Holding Corp	DE	Chem	AgCm	Agricultural Chemicals	Rickertsen Carl J	CO	D	M.d	150	2.56	0	59	New	59
2/13/06 16:19	2/9/06	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	M.d	103	20.69	33	5		0										1	2	17	14	0	36
2/13/06 16:19	2/9/06	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	S.d	-468	93.67	33	-5	-100	0										1	2	17	14	0	36
11/4/05 12:14	11/2/05	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	M.d	119	16.96	29	7		0	D	31	18	54	0	7	7	-2	4	0	1	0	27	46	62
11/4/05 12:14	11/2/05	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	S.d	-498	71.19	29	-7	-100	0	D	31	18	54	0	7	7	-2	4	0	1	0	27	46	62
12/9/04 18:39	12/7/04	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	M.d	134	14.88	33	9		0	D	258	23	35	76	1	-7	-4	-5	1	-3	-11	5	-18	22
12/9/04 18:39	12/7/04	MSTR	Microstrategy Inc	DE	Tech	Softw	Prepackaged Software	Rickertsen Carl J	VA	D	S.d	-598	66.42	33	-9	-100	0	D	258	23	35	76	1	-7	-4	-5	1	-3	-11	5	-18	22

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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