COWN - Cowen Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	9	12	2	7	-2	0	-6	6	1
P	%wins				100	100	25	25	42	33	54
S	%ret	1	8	16	-0	0	-3	-6	-6	2	-2
S	%wins				63	44	73	73	50	57	60

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/14/22 16:08	3/10/22	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Lasota Stephen	NY	O	CFO	S	0	0.00	0	0	0	282	D
2/28/22 16:31	2/25/22	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Kim Lorence H.	NY	D		P	901	30.03	0	30	New	30	D
2/23/22 16:36	2/23/22	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Barth Brett H	NY	D		P	288	28.78	0	10	10	110	D
11/29/21 16:10	11/26/21	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Barth Brett H	NY	D		P	358	35.85	0	10	11	100	D
7/29/21 16:31	7/28/21	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Solomon Jeffrey M	NY	DO	Chair,CE	S	-115	40.00	0	-3	0	915	D
7/29/21 16:30	7/28/21	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Littman Owen S	NY	O	GC	S	-46	40.00	0	-1	-1	192	D
7/29/21 16:29	7/28/21	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Lasota Stephen	NY	O	CFO	S	-57	40.00	0	-1	-1	237	D
7/29/21 16:27	7/28/21	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Holmes John J	NY	O	COO	S	-57	40.00	0	-1	-1	206	D
7/15/21 19:16	7/13/21	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Solomon Jeffrey M	NY	DO	Chair,CE	S.m	-891	40.24	0	-22	-2	918	D
7/15/21 19:15	7/13/21	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Littman Owen S	NY	O	GC	S.m	-356	40.24	0	-9	-4	193	D
7/15/21 19:13	7/13/21	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Lasota Stephen	NY	O	CFO	S.m	-445	40.24	0	-11	-4	239	D
7/15/21 19:12	7/13/21	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Holmes John J	NY	O	COO	S.m	-445	40.24	0	-11	-5	208	D
3/12/21 16:19	3/11/21	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Littman Owen S	NY	O	GC	S	-560	39.97	0	-14	-6	206	D
3/12/21 16:18	3/11/21	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Lasota Stephen	NY	O	CFO	S	-551	39.36	0	-14	-5	254	D
3/12/21 16:15	3/11/21	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Holmes John J	NY	O	COO	S	-595	42.49	0	-14	-6	224	D
2/23/21 16:16	2/22/21	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Solomon Jeffrey M	NY	DO	Chair,CE	S	-2,417	37.19	0	-65	-7	922	D
11/4/20 16:14	11/2/20	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Solomon Jeffrey M	NY	DO	CB,CEO	S	-221	22.09	0	-10	-1	829	D
3/20/20 16:16	3/19/20	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Barth Brett H	NY	D		P	63	6.29	0	10	12	91	D
3/13/20 16:21	3/12/20	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Barth Brett H	NY	D		P	100	10.04	0	10	14	81	D
3/11/20 07:57	3/9/20	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Solomon Jeffrey M	NY	DO	CB,CEO	P	121	12.13	0	10	1	861	D
3/11/20 07:56	3/9/20	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Littman Owen S	NY	O	GC	P	24	12.13	0	2	1	183	D
3/11/20 07:56	3/9/20	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Leibowitz Lawrence E	NY	D		P	97	12.13	0	8	43	27	D
3/11/20 07:54	3/9/20	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Lasota Stephen	NY	O	CFO	P	24	12.13	0	2	1	230	D
3/11/20 07:53	3/9/20	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Holmes John J	NY	O	COO	P	24	12.13	0	2	1	187	D
3/11/20 07:52	3/9/20	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Barth Brett H	NY	D		P	121	12.13	0	10	16	71	D
7/30/19 16:25	7/29/19	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Littman Owen S	NY	O	GC	S	-179	17.88	0	-10	-6	165	D
6/4/19 16:31	5/31/19	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Barth Brett H	NY	D		P	306	15.29	0	20	73	47	D
12/26/18 16:09	12/21/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Barth Brett H	NY	D		P	65	12.92	0	5	22	27	D
11/26/18 16:08	11/21/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Barth Brett H	NY	D		P	153	15.33	0	10	81	22	D
6/21/18 16:59	6/19/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Peter A	NY	D		S.m	-92	15.09	0	-6	-1	690	D
6/15/18 16:53	6/13/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Peter A	NY	D		S.m	-76	15.23	0	-5	-1	696	D
6/12/18 16:38	6/8/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Peter A	NY	D		S.m	-61	15.18	0	-4	-1	701	D
5/31/18 17:07	5/29/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Peter A	NY	D		S.m	-30	15.04	0	-2	0	705	D
5/25/18 16:45	5/23/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Peter A	NY	D		S.m	-127	15.16	0	-8	-1	707	D
5/21/18 17:03	5/17/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Peter A	NY	D		S.m	-156	15.78	0	-10	-1	715	D
5/16/18 17:09	5/14/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Peter A	NY	D		S.m	-306	15.70	0	-20	-3	725	D
5/11/18 16:49	5/9/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Peter A	NY	D		S.m	-305	15.64	0	-20	-3	744	D
5/8/18 16:47	5/4/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Peter A	NY	D		S.m	-303	15.53	0	-20	-2	764	D
5/3/18 17:06	5/1/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Peter A	NY	D		S.m	-222	15.29	0	-15	-2	783	D
4/30/18 17:29	4/26/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Peter A	NY	D		S.m	-302	15.89	0	-19	-2	798	D
4/25/18 16:49	4/23/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Peter A	NY	D		S.m	-251	15.20	0	-17	-2	817	D
4/20/18 17:26	4/18/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Peter A	NY	D		S.m	-362	15.08	0	-24	-3	833	D
4/17/18 16:54	4/13/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Peter A	NY	D		S.m	-244	14.81	0	-17	-2	857	D
4/12/18 16:47	4/10/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Peter A	NY	D		S.m	-174	14.53	0	-12	-1	874	D
4/9/18 16:53	4/5/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Peter A	NY	D		S.m	-57	14.20	0	-4	0	886	D
3/19/18 16:21	3/15/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Littman Owen S	NY	O	GC	M.d	290	11.60	0	25	18	162	D
3/19/18 16:20	3/15/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Lasota Stephen	NY	O	CFO	M.d	290	11.60	0	25	14	201	D
3/19/18 16:19	3/15/18	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Holmes John J	NY	O	COO	M.d	290	11.60	0	25	23	136	D
5/3/17 16:40	5/2/17	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Holmes John J	NY	O	COO	S	-550	15.71	8	-35	-22	121	D	-32	9	19	4	24	14	17	16	1	-4
12/16/16 16:41	12/15/16	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Littman Owen S	NY	O	GC	S	-123	16.39	6	-8	-6	125	D	-10	2	25	20	34	9	9	3	-2	0	-8	-19
3/3/16 16:36	3/1/16	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Solomon Jeffrey M	NY	DO	P	P	53	3.52	4	15	1	2,523	D	-20	-33	-34	-27	33	29	3	0	5	4	9	-1	7	3
8/11/15 17:33	8/10/15	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Holmes John J	NY	O	COO	S	-277	5.53	8	-50	-10	466	D	58	41	21	-2	-10	-5	-1	0	2	1	-5	-14	-50	-41
8/7/15 17:30	8/5/15	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Littman Owen S	NY	O	GC	S.m	-326	5.44	8	-60	-12	461	D	54	39	22	-2	-12	-15	-2	-3	5	3	-7	-18	-49	-39
8/4/15 17:30	7/31/15	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Solomon Jeffrey M	NY	DO	P	S.m	-409	5.74	8	-71	-4	1,952	D	74	44	38	1	-8	-10	-2	1	0	0	-10	-25	-49	-46
12/15/14 16:55	12/11/14	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Lasota Stephen	NY	O	CFO	S	-46	4.61	3	-10	-2	581	D	97	19	9	13	13	11	4	-2	0	4	-1	17	38	-15
11/18/14 16:58	11/14/14	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Solomon Jeffrey M	NY	DO	P	S	-155	4.13	2	-38	-2	1,723	D	78	1	4	-3	7	0	-3	-5	0	2	16	17	42	12
6/13/14 16:23	6/12/14	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Strauss Thomas W	NY	O	CB,Ramiu	S	-89	4.15	4	-22	-1	3,183	D	64	27	4	-3	1	2	1	-4	0	4	4	-1	10	50
6/13/14 16:21	6/11/14	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Littman Owen S	NY	O	GC	S	-252	4.20	4	-60	-11	463	D	64	27	4	-3	1	2	1	-4	0	4	4	-1	10	50
6/6/14 16:13	6/5/14	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Holmes John J	NY	O	Chief Ad	S	-250	4.17	4	-60	-12	454	D	68	35	3	0	-1	9	2	1	1	-3	0	-4	3	50
5/20/14 19:13	5/16/14	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Solomon Jeffrey M	NY	D		P	96	3.85	4	25	1	1,761	D	59	37	-2	-2	-4	-7	-4	-5	3	7	13	7	8	48
8/8/13 21:15	8/6/13	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Solomon Jeffrey M	NY	DOT	CEO,Cowe	S	-360	3.60	3	-100	-6	1,451	D	-6	45	31	38	20	15	9	12	-2	0	-9	11	9	11
3/12/13 17:26	3/11/13	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Markowitz Jerome S	NY	D		P	270	2.70	1	100	49	306	D	-36	-1	0	18	1	-5	2	1	1	3	-1	18	19	56
3/7/13 16:55	3/5/13	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Markowitz Jerome S	NY	D		P.m	179	2.60	1	69	50	206	D	-37	-5	1	18	0	-7	-1	5	2	6	4	17	26	59
12/18/12 16:32	12/14/12	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Markowitz Jerome S	NY	D		S	-741	2.30	1	-322	-70	137	D	-49	-5	-6	-16	-4	9	9	6	-2	-2	-1	12	27	56
9/16/11 16:33	9/14/11	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Labranche George M L IV	NY	DO	Senior M	S	-98	3.26	2	-30	-1	2,865	D	-52	1	-17	-7	-14	0	5	6	-4	-14	-10	-21	-17	-11
9/7/11 16:38	9/2/11	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Labranche George M L IV	NY	DO	Senior M	S.m	-192	3.21	2	-60	-2	2,895	D	-51	-12	-24	-20	-21	-8	-5	-9	-5	1	-20	-18	-18	-19
8/18/11 16:26	8/16/11	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Labranche George M L IV	NY	DO	Senior M	S.m	-139	3.46	2	-40	-1	2,955	D	-46	-7	-26	-11	-8	-14	0	7	1	4	1	-17	-12	-20
6/9/10 12:06	6/8/10	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Kotler Steven	NY	D		P	40	3.96	1	10	New	10	D	-49	-45	-37	-31	-26	-15	-18	-17	2	11	-2	-11	12	-1
12/22/09 17:07	12/18/09	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Nusbaum Jack H	NY	D		P	150	5.00	3	30	New	30	D	-45	-17	-29	-18	-20	-14	-3	4	2	7	-6	-4	-21	-13
12/22/09 17:05	12/18/09	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Markowitz Jerome S	NY	D		P	125	5.00	3	25	8	346	D	-45	-17	-29	-18	-20	-14	-3	4	2	7	-6	-4	-21	-13
12/22/09 17:03	12/18/09	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Lasota Stephen	NY	O	CFO	P	100	5.00	3	20	32	83	D	-45	-17	-29	-18	-20	-14	-3	4	2	7	-6	-4	-21	-13
12/22/09 17:03	12/18/09	COWN	Financ	FinTrd	Security Brokers, Dealers & F	White Christopher A	NY	O	COO	P	38	5.00	3	8	3	252	D	-45	-17	-29	-18	-20	-14	-3	4	2	7	-6	-4	-21	-13
12/22/09 17:01	12/18/09	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Malcolm David M.	NY	DO	CEO of C	P	125	5.00	3	25	5	575	D	-45	-17	-29	-18	-20	-14	-3	4	2	7	-6	-4	-21	-13
12/22/09 17:00	12/18/09	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Wright Joseph R Jr	NY	D		P	250	5.00	3	50	New	50	D	-45	-17	-29	-18	-20	-14	-3	4	2	7	-6	-4	-21	-13
12/22/09 16:59	12/18/09	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Kroll Jules B	NY	D		P	350	5.00	3	70	New	70	D	-45	-17	-29	-18	-20	-14	-3	4	2	7	-6	-4	-21	-13
12/22/09 16:58	12/18/09	COWN	Financ	FinTrd	Security Brokers, Dealers & F	Rcg Holdings LLC	NY	DT		S	-1,423	5.00	3	-285	-1	37,252	D	-45	-17	-29	-18	-20	-14	-3	4	2	7	-6	-4	-21	-13

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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