Filing Date |
T Date |
Ticker |
Sector |
Ind | Industry |
Owner |
oSt |
Rel |
Title |
#f |
T |
TVal |
Price |
L |
Qty |
oc |
Own |
H |
r2y |
r1y |
r6m |
r3m |
r6w |
r3w |
r7d |
r3d |
f1d |
f1w |
f1m |
f3m |
f6m |
f1y |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
9/1/26 18:44 | 8/31/26 | LIEN | Fund | CEF | Closed-End Funds | Gordon Scott | NY | DO | Co-Chief | 4 | P.m | 591 | 9.66 | 0 | 61 | 2 | 2,983 | D | ||||||||||||||
9/1/26 18:31 | 8/28/26 | LIEN | Fund | CEF | Closed-End Funds | Colonna Bernardino | NY | O | P | 2 | P.m | 27 | 10.19 | 0 | 3 | 107 | 5 | D | ||||||||||||||
8/19/26 21:56 | 8/17/26 | LIEN | Fund | CEF | Closed-End Funds | Mazarakis John | NY | T | 1 | P | 566 | 9.44 | 0 | 60 | 2 | 3,188 | D | |||||||||||||||
8/19/26 16:05 | 8/17/26 | LIEN | Fund | CEF | Closed-End Funds | Fazio Gianni James Lezziere | NY | O | Chief Ac | 1 | P | 2 | 9.55 | 0 | 0 | 0 | D | |||||||||||||||
8/19/26 16:05 | 8/17/26 | LIEN | Fund | CEF | Closed-End Funds | Mahajan Umesh | NY | O | Secretar | 1 | P | 38 | 9.60 | 0 | 4 | 133 | 7 | D |
| D | Derivative transaction in filing (usually option exercise) |
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price |
| A | Amended filing |
| E | Error detected in filing |
| S - Sale | Sale of securities on an exchange or to another person |
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) |
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company |
| P - Purchase | Purchase of securities on an exchange or from another person |