CFG - Citizens Financial Group Inc/ri - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	19	25	1	-2	-0	8	4	9	3
P	%wins				88	16	84	96	87	91	77
S	%ret	1	2	8	0	2	1	1	-7	-6	-1
S	%wins				63	38	38	50	75	63	54

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
4/22/24 17:02	4/19/24	CFG	Financ	StBnk	State Commercial Banks	Read Craig Jack	CT	O	Controll	S	-213	33.70	0	-6	-14	38	D
3/6/24 19:05	3/5/24	CFG	Financ	StBnk	State Commercial Banks	Read Craig Jack	CT	O	Controll	S	-151	33.54	0	-5	-9	44	D
10/31/23 16:55	10/27/23	CFG	Financ	StBnk	State Commercial Banks	Lillis Terrance	CT	D		P	23	22.87	0	1	4	29	I
5/18/23 18:14	5/17/23	CFG	Financ	StBnk	State Commercial Banks	Lillis Terrance	CT	D		P	26	26.39	0	1	4	28	M
4/24/23 17:00	4/21/23	CFG	Financ	StBnk	State Commercial Banks	Subramaniam Shivan S.	CT	D		P	95	28.79	0	3	5	70	D
2/13/23 17:09	2/10/23	CFG	Financ	StBnk	State Commercial Banks	Cummings Kevin	CT	D		M.d	3,476	38.33	0	91	21	518	D
2/13/23 17:09	2/10/23	CFG	Financ	StBnk	State Commercial Banks	Cummings Kevin	CT	D		S.d	-3,900	43.00	0	-91	-15	518	D
2/9/23 17:27	2/7/23	CFG	Financ	StBnk	State Commercial Banks	Cummings Kevin	CT	D		M.d	3,111	38.33	0	81	19	518	D
2/9/23 17:27	2/7/23	CFG	Financ	StBnk	State Commercial Banks	Cummings Kevin	CT	D		S.d	-3,603	44.40	0	-81	-14	518	D
4/28/22 18:34	4/26/22	CFG	Financ	StBnk	State Commercial Banks	Lillis Terrance	CT	D		P	41	41.31	0	1	6	17	I
12/14/20 13:52	12/11/20	CFG	Financ	StBnk	State Commercial Banks	Coughlin Brendan	CT	O	Head of	S	-424	35.35	0	-12	-20	49	D
5/8/20 16:55	5/7/20	CFG	Financ	StBnk	State Commercial Banks	Hankowsky William P	CT	D		P	4	21.25	0	0	0	52	D
4/23/20 16:40	4/21/20	CFG	Financ	StBnk	State Commercial Banks	Koch Charles John	CT	D		P.m	488	19.53	0	25	36	94	D
4/22/20 16:53	4/20/20	CFG	Financ	StBnk	State Commercial Banks	Hankowsky William P	CT	D		P	206	20.56	0	10	29	45	D
3/16/20 15:54	3/13/20	CFG	Financ	StBnk	State Commercial Banks	Coughlin Brendan	CT	O	Head of	S	-100	22.21	0	-5	-5	77	D
3/12/20 16:38	3/11/20	CFG	Financ	StBnk	State Commercial Banks	Subramaniam Shivan S.	CT	D		P	98	24.62	0	4	8	52	I
3/12/20 16:37	3/10/20	CFG	Financ	StBnk	State Commercial Banks	Lillis Terrance	CT	D		P	24	24.46	0	1	21	6	D
3/9/20 15:00	3/6/20	CFG	Mining	Gold	Gold & Silver Ores	Higdon Leo I Jr	CT	D		P	28	27.73	0	1	5	23	D
3/3/20 16:33	3/2/20	CFG	Financ	StBnk	State Commercial Banks	Subramaniam Shivan S.	CT	D		P	162	32.35	0	5	12	48	D
8/22/19 16:50	8/20/19	CFG	Financ	StBnk	State Commercial Banks	Koch Charles John	CT	D		P	487	32.45	0	15	28	69	D
11/23/18 16:23	11/21/18	CFG	Financ	StBnk	State Commercial Banks	Subramaniam Shivan S.	CT	D		P	106	35.32	0	3	8	39	D
10/25/18 19:47	10/23/18	CFG	Financ	StBnk	State Commercial Banks	Koch Charles John	CT	D		P	508	36.32	0	14	39	50	D
6/6/18 21:35	6/5/18	CFG	Financ	StBnk	State Commercial Banks	Black Randall J	CT	O	Controll	S	-33	41.49	0	-1	-2	34	D
12/5/17 16:37	12/1/17	CFG	Financ	StBnk	State Commercial Banks	Watson Wendy A.	CT	D		S	-161	40.31	0	-4	-24	13	D
3/2/17 18:42	2/28/17	CFG	Financ	StBnk	State Commercial Banks	Higdon Leo I Jr	CT	D		P	1	37.37	33	0	0	12	D	65	99	63	25	14	12	5	8	1	-1	-8
2/21/17 16:48	2/16/17	CFG	Financ	StBnk	State Commercial Banks	Higdon Leo I Jr	CT	D		P	0	38.25	33	0	0	12	D	57	100	63	24	6	4	7	0	-1	-2	-10
3/9/16 11:39	3/8/16	CFG	Financ	StBnk	State Commercial Banks	Subramaniam Shivan S.	CT	D		P	105	20.91	33	5	24	26	D		-16	-12	-22	4	6	6	-2	-1	6	-1	13	17	84
2/10/16 16:56	2/10/16	CFG	Financ	StBnk	State Commercial Banks	Bowerman David J.	CT	O	Vice Cha	P	47	19.40	33	2	3	95	D		-18	-27	-24	-26	-9	-8	-3	-4	4	11	18	25	88
11/13/15 17:11	11/12/15	CFG	Financ	StBnk	State Commercial Banks	McCree Donald H III	CT	O	Vice Cha	P	2,066	25.83	33	80	New	80	D		9	-1	-3	9	6	4	-1	1	2	1	-24	-14	19
11/4/15 16:03	11/3/15	CFG	Financ	StBnk	State Commercial Banks	Royal Bank of Scotland Group Plc	X0	T		S.e	0	0.0000	33	-110,462	-100	0	I		4	-5	-8	5	7	1	2	0	6	8	-17	-9	9
8/26/15 19:19	8/25/15	CFG	Financ	StBnk	State Commercial Banks	Higdon Leo I Jr	CT	D		P	12	23.48	33	1	8	7	D			-7	-13	-17	-13	-12	-9	1	-2	-4	7	-21	-1
8/4/15 14:33	8/3/15	CFG	Financ	StBnk	State Commercial Banks	Royal Bank of Scotland Group Plc	X0	T		S.e	0	0.0000	33	-98,900	-45	120,077	I			10	-1	-8	-5	-1	1	1	4	-9	-7	-22	-14
8/4/15 14:31	8/3/15	CFG	Financ	StBnk	State Commercial Banks	Royal Bank of Scotland Group Plc	X0	T		S	-250,000	26.00	33	-9,615	-8	110,462	I			10	-1	-8	-5	-1	1	1	4	-9	-7	-22	-14
4/30/15 20:33	4/28/15	CFG	Financ	StBnk	State Commercial Banks	Higdon Leo I Jr	CT	D		P	26	25.73	33	1	39	4	D			15	10	4	4	4	2	0	0	3	0	-9	-9
4/30/15 20:33	4/28/15	CFG	Financ	StBnk	State Commercial Banks	Woods Stephen R.	CT	H	Interim	S	-283	25.73	33	-11	-14	66	D			15	10	4	4	4	2	0	0	3	0	-9	-9
4/8/15 12:42	4/7/15	CFG	Financ	StBnk	State Commercial Banks	Royal Bank of Scotland Group Plc	X0	T		S	-250,000	23.87	33	-10,473	-5	218,977	I			8	3	0	-3	3	2	0	1	4	8	-4	-13
3/31/15 10:26	3/30/15	CFG	Financ	StBnk	State Commercial Banks	Royal Bank of Scotland Group Plc	X0	T		S.e	0	0.0000	33	-155,250	-40	229,451	I			5	-4	-5	-3	-2	1	-1	2	7	11	-6	-11
10/10/14 16:54	10/8/14	CFG	Financ	StBnk	State Commercial Banks	Royal Bank of Scotland Group Plc	X0	T		S	-333,996	23.36	33	-14,298	-4	384,701	I							-4	-1	1	-2	8	8	15	7
9/30/14 17:54	9/29/14	CFG	Financ	StBnk	State Commercial Banks	Royal Bank of Scotland Group Plc	X0	T		S.e	-97,780	0.6073	33	-161,000	-100	0	I								1	0	-3	-1	9	4	1
9/30/14 15:54	9/29/14	CFG	Financ	StBnk	State Commercial Banks	Hankowsky William P	CT	D		P	323	21.50	33	15	720	17	D								1	1	-3	0	10	5	2
9/30/14 15:54	9/29/14	CFG	Financ	StBnk	State Commercial Banks	Koch Charles John	CT	D		P	430	21.50	33	20	960	22	D								1	1	-3	0	10	5	2
9/30/14 15:54	9/29/14	CFG	Financ	StBnk	State Commercial Banks	Subramaniam Shivan S.	CT	D		P	323	21.50	33	15	720	17	D								1	1	-3	0	10	5	2
9/30/14 15:54	9/29/14	CFG	Financ	StBnk	State Commercial Banks	Watson Wendy A.	CT	D		P	86	21.50	33	4	192	6	D								1	1	-3	0	10	5	2
9/30/14 15:53	9/29/14	CFG	Financ	StBnk	State Commercial Banks	Higdon Leo I Jr	CT	D		P	11	21.50	33	1	24	3	D								1	1	-3	0	10	5	2
9/30/14 15:53	9/29/14	CFG	Financ	StBnk	State Commercial Banks	Shanik Nancy L.	CT	O	Chief Ri	P	86	21.50	33	4	5	87	D								1	1	-3	0	10	5	2
9/30/14 15:53	9/29/14	CFG	Financ	StBnk	State Commercial Banks	Di Iorio Anthony M	CT	D		P	269	21.50	33	13	600	15	D								1	1	-3	0	10	5	2
9/30/14 15:52	9/29/14	CFG	Financ	StBnk	State Commercial Banks	Bowerman David J.	CT	O	Vice Cha	P	108	21.50	33	5	11	49	D								1	1	-3	0	10	5	2
9/30/14 15:52	9/29/14	CFG	Financ	StBnk	State Commercial Banks	Zuraitis Marita	CT	D		P	43	21.50	33	2	96	4	D								1	1	-3	0	10	5	2
9/30/14 15:52	9/29/14	CFG	Financ	StBnk	State Commercial Banks	Casady Mark S	CT	D		P	90	21.50	33	4	202	6	D								1	1	-3	0	10	5	2
9/30/14 15:52	9/29/14	CFG	Financ	StBnk	State Commercial Banks	Ohsberg Ronald S.	CT	O	Controll	P	32	21.50	33	2	34	6	D								1	1	-3	0	10	5	2
9/30/14 15:51	9/29/14	CFG	Financ	StBnk	State Commercial Banks	Van Saun Bruce	CT	DO	CB,CEO	P	968	21.50	33	45	17	313	D								1	1	-3	0	10	5	2
9/30/14 15:51	9/29/14	CFG	Financ	StBnk	State Commercial Banks	Gannon Stephen T.	CT	O	GC	P	86	21.50	33	4	New	4	D								1	1	-3	0	10	5	2
9/30/14 15:51	9/29/14	CFG	Financ	StBnk	State Commercial Banks	Ryan Arthur F	CT	D		P	968	21.50	33	45	999%	47	D								1	1	-3	0	10	5	2
9/30/14 15:50	9/29/14	CFG	Financ	StBnk	State Commercial Banks	Fawcett John J.	CT	O	CFO	P	86	21.50	33	4	5	84	D								1	1	-3	0	10	5	2
9/30/14 15:50	9/29/14	CFG	Financ	StBnk	State Commercial Banks	Conner Brad L.	CT	O	Vice Cha	P	86	21.50	33	4	5	84	D								1	1	-3	0	10	5	2
9/30/14 15:49	9/29/14	CFG	Financ	StBnk	State Commercial Banks	Matthews Robert D. Jr.	CT	DO	Vice Cha	P	86	21.50	33	4	4	98	D								1	1	-3	0	10	5	2
9/30/14 15:49	9/29/14	CFG	Financ	StBnk	State Commercial Banks	Hanna Howard W. III	CT	D		P	194	21.50	33	9	432	11	D								1	1	-3	0	10	5	2

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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