CATY - Cathay General Bancorp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	1	-3	0	-4	7	10	39	10
P	%wins				0	100	0	100	100	100	67
S	%ret	1	9	33	0	1	1	4	6	8	3
S	%wins				61	45	52	29	33	46	44

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
4/3/24 19:57	4/1/24	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP,Chie	M.d	0	0.00	0	15	41	52	D
4/3/24 19:56	4/1/24	CATY	Financ	StBnk	State Commercial Banks	Chen Heng W	CA	O	EVP,CFO	M.d	0	0.00	0	24	16	181	D
4/3/24 19:54	4/1/24	CATY	Financ	StBnk	State Commercial Banks	Liu Chang	CA	DO	P,CEO	M.d	0	0.00	0	63	259	88	D
4/3/24 19:52	4/1/24	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.d	0	0.00	0	70	9	832	D
1/31/24 17:14	1/29/24	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	S	-304	43.45	0	-7	-1	970	D
11/7/23 19:32	11/3/23	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP,Chie	S	-225	37.42	0	-6	-13	42	I
10/3/23 20:33	10/2/23	CATY	Financ	StBnk	State Commercial Banks	Chan May K.	CA	O	SVP,GC	M.d	0	0.00	0	1	90	2	D
4/27/23 17:56	4/25/23	CATY	Financ	StBnk	State Commercial Banks	Sun Richard	CA	D		P	214	35.00	0	6	15	48	I
4/5/23 17:26	4/3/23	CATY	Financ	StBnk	State Commercial Banks	Lee Mark Hakjoon	CA	O	EVP,Chie	M.d	0	0.00	0	13	326	17	D
4/5/23 17:24	4/3/23	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP,Chie	M.d	0	0.00	0	20	71	48	D
4/5/23 17:20	4/3/23	CATY	Financ	StBnk	State Commercial Banks	Chen Heng W	CA	O	EVP,CFO	M.d	0	0.00	0	32	24	166	D
4/5/23 17:18	4/3/23	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.d	0	0.00	0	76	10	795	D
4/5/23 17:17	4/3/23	CATY	Financ	StBnk	State Commercial Banks	Liu Chang	CA	DO	P,CEO	M.d	0	0.00	0	82		57	D
2/9/23 19:13	2/7/23	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	S	-226	45.20	0	-5	-1	962	D
12/13/22 19:31	12/9/22	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	S	-432	43.24	0	-10	-1	966	D
11/10/22 18:16	11/9/22	CATY	Financ	StBnk	State Commercial Banks	Wu Peter	CA	DO	Vice CB	S.m	-921	46.05	0	-20	-3	767	I
10/31/22 19:44	10/27/22	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	S.m	-894	44.68	0	-20	-2	974	D
8/18/22 18:35	8/16/22	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	S	-45	45.49	0	-1	0	768	D
8/11/22 19:40	8/9/22	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	S.m	-128	42.78	0	-3	0	769	D
8/8/22 19:01	8/4/22	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	S.m	-794	41.78	0	-19	-2	772	D
8/2/22 18:27	7/29/22	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP,Chie	S	-248	41.33	0	-6	-15	35	D
8/2/22 18:24	7/29/22	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	S	-208	41.55	0	-5	-1	990	D
4/1/22 21:38	4/1/22	CATY	Financ	StBnk	State Commercial Banks	Lee Mark Hakjoon	CA	O	EVP,Chie	M.d	0	0.00	0	7	342	9	D
4/1/22 21:35	4/1/22	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP,Chie	M.d	0	0.00	0	11	38	41	D
4/1/22 21:33	4/1/22	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.d	0	0.00	0	30	4	791	D
4/1/22 21:31	4/1/22	CATY	Financ	StBnk	State Commercial Banks	Chen Heng W	CA	O	EVP,CFO	M.d	0	0.00	0	18	14	148	D
4/1/22 21:28	4/1/22	CATY	Financ	StBnk	State Commercial Banks	Liu Chang	CA	DO	P,CEO	M.d	0	0.00	0	13	436	15	D
3/3/22 19:02	3/3/22	CATY	Financ	StBnk	State Commercial Banks	Lee Mark Hakjoon	CA	O	EVP,Chie	M.d	0	0.00	0	2	62	4	D
3/3/22 19:01	3/3/22	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP,Chie	M.d	0	0.00	0	2	5	34	D
3/3/22 18:59	3/3/22	CATY	Financ	StBnk	State Commercial Banks	Chen Heng W	CA	O	EVP,CFO	M.d	0	0.00	0	2	2	137	D
3/3/22 18:58	3/3/22	CATY	Financ	StBnk	State Commercial Banks	Liu Chang	CA	DO	P,CEO	M.d	0	0.00	0	3	66	9	D
3/3/22 18:50	3/1/22	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.dm	0	0.00	0	8	1	776	D
11/2/21 16:57	10/29/21	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP,Chie	S	-128	42.68	0	-3	-8	33	D
8/31/21 19:54	8/27/21	CATY	Financ	StBnk	State Commercial Banks	Wu Peter	CA	DO	Vice CB	S	-795	39.74	0	-20	-2	785	I
4/5/21 18:34	4/1/21	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP,Chie	M.d	0	0.00	0	7	26	36	D
4/5/21 18:32	4/1/21	CATY	Financ	StBnk	State Commercial Banks	Chen Heng W	CA	O	EVP,CFO	M.d	0	0.00	0	12	10	135	D
4/5/21 18:29	4/1/21	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.d	0	0.00	0	15	2	781	D
3/17/21 19:25	3/15/21	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP,Chie	M.d	0	0.00	0	1	4	31	D
3/17/21 19:22	3/15/21	CATY	Financ	StBnk	State Commercial Banks	Chen Heng W	CA	O	EVP,CFO	M.d	0	0.00	0	2	2	128	D
3/17/21 19:21	3/15/21	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.d	0	0.00	0	3	0	771	D
3/11/21 16:58	3/9/21	CATY	Financ	StBnk	State Commercial Banks	Lee Mark Hakjoon	CA	O	EVP,Chie	M.d	0	0.00	0	5		3	D
3/11/21 16:55	3/9/21	CATY	Financ	StBnk	State Commercial Banks	Liu Chang	CA	DO	P,CEO	M.d	0	0.00	0	3	109	6	D
3/3/21 16:51	3/1/21	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.d	0	0.00	0	6	1	769	D
2/11/21 17:52	2/9/21	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	S	-449	37.52	0	-12	-2	766	D
12/15/20 12:12	12/10/20	CATY	Financ	StBnk	State Commercial Banks	Wong Irwin	CA	O	SEVP,Chi	S	-186	30.00	0	-6	-10	57	D
12/7/20 16:37	12/3/20	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	S.m	-248	29.84	0	-8	-1	967	D
12/3/20 16:40	12/1/20	CATY	Financ	StBnk	State Commercial Banks	Jelenko Jane H	CA	D		S	-109	28.29	0	-4	-42	5	I
11/27/20 16:34	11/24/20	CATY	Financ	StBnk	State Commercial Banks	Wong Irwin	CA	O	SEVP,Chi	S	-251	31.00	0	-8	-11	63	D
8/26/20 17:06	8/24/20	CATY	Financ	StBnk	State Commercial Banks	Sun Richard	CA	D		P	233	25.00	0	9	35	36	I
8/6/20 17:22	8/4/20	CATY	Financ	StBnk	State Commercial Banks	Sun Richard	CA	D		P	423	30.00	0	14	116	26	I
6/11/20 17:23	6/9/20	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP,Chie	S	-152	30.52	0	-5	-14	30	D
6/9/20 17:10	6/5/20	CATY	Financ	StBnk	State Commercial Banks	Wong Irwin	CA	O	SEVP,Chi	S	-245	30.37	0	-8	-10	70	D
4/3/20 17:36	4/1/20	CATY	Financ	StBnk	State Commercial Banks	Kim Lisa L.	CA	O	EVP,GC	M.d	0	0.00	0	11		8	D
4/3/20 17:35	4/1/20	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP,Chie	M.d	0	0.00	0	15	72	35	D
4/3/20 17:34	4/1/20	CATY	Financ	StBnk	State Commercial Banks	Wong Irwin	CA	O	SEVP,Chi	M.d	0	0.00	0	26	49	78	D
4/3/20 17:33	4/1/20	CATY	Financ	StBnk	State Commercial Banks	Chen Heng W	CA	O	EVP,CFO	M.d	0	0.00	0	22	21	126	D
4/3/20 17:32	4/1/20	CATY	Financ	StBnk	State Commercial Banks	Tai Pin	CA	DO	CEO	M.d	0	0.00	0	66	237	94	D
4/3/20 17:31	4/1/20	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.d	0	0.00	0	39	5	807	D
3/31/20 18:03	3/27/20	CATY	Financ	StBnk	State Commercial Banks	Tai Pin	CA	DO	CEO	M.d	0	0.00	0	1	2	58	D
3/31/20 18:01	3/27/20	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.d	0	0.00	0	1	0	769	D
3/12/20 10:37	3/9/20	CATY	Financ	StBnk	State Commercial Banks	Liu Chang	CA	O	P,COO	M.d	0	0.00	0	3	217	4	D
3/4/20 20:14	3/2/20	CATY	Financ	StBnk	State Commercial Banks	Tai Pin	CA	DO	CEO	M.d	0	0.00	0	4	8	57	D
3/4/20 19:53	3/2/20	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.d	0	0.00	0	6	1	768	D
2/6/20 16:59	2/4/20	CATY	Financ	StBnk	State Commercial Banks	Kim Lisa L.	CA	O	EVP,GC	S	-50	37.04	0	-1	-76	0	D
12/10/19 17:16	12/6/19	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	S	-676	37.62	0	-18	-2	764	D
11/15/19 16:55	11/13/19	CATY	Financ	StBnk	State Commercial Banks	Jelenko Jane H	CA	D		S	-186	37.13	0	-5	-46	6	I
11/7/19 17:25	11/5/19	CATY	Financ	StBnk	State Commercial Banks	Kim Lisa L.	CA	O	EVP,GC	S	-56	37.12	0	-2	-46	2	D
11/7/19 17:21	11/5/19	CATY	Financ	StBnk	State Commercial Banks	Wong Irwin	CA	O	SEVP,Chi	S	-333	37.10	0	-9	-13	61	D
11/6/19 17:12	11/4/19	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	S	-366	36.59	0	-10	-1	953	D
9/12/19 19:56	9/10/19	CATY	Financ	StBnk	State Commercial Banks	Kim Lisa L.	CA	O	EVP,GC	S	-130	34.70	0	-4	-53	3	D
7/25/19 17:07	7/23/19	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP,Chie	S	-123	36.21	0	-3	-12	25	D
6/12/19 19:40	6/10/19	CATY	Financ	StBnk	State Commercial Banks	Liu Chang	CA	O	EVP,COO	M.d	0	0.00	0	3		2	D
3/29/19 18:16	3/27/19	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.d	0	0.00	0	1	0	782	D
3/29/19 18:14	3/27/19	CATY	Financ	StBnk	State Commercial Banks	Tai Pin	CA	O	CEO,P	M.d	0	0.00	0	1	3	53	D
3/13/19 19:38	3/11/19	CATY	Financ	StBnk	State Commercial Banks	Kim Lisa L.	CA	O	EVP,GC	M.d	0	0.00	0	0	7	7	D
3/13/19 19:35	3/11/19	CATY	Financ	StBnk	State Commercial Banks	Lee Mark Hakjoon	CA	O	EVP,Chie	M.d	0	0.00	0	0	New	0	D
3/13/19 19:33	3/11/19	CATY	Financ	StBnk	State Commercial Banks	Liu Chang	CA	O	EVP,COO	M.d	0	0.00	0	0	90	1	D
3/13/19 19:31	3/11/19	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP,Chie	M.d	0	0.00	0	1	2	29	D
3/13/19 19:27	3/11/19	CATY	Financ	StBnk	State Commercial Banks	Wong Irwin	CA	O	SEVP,Chi	M.d	0	0.00	0	1	1	69	D
3/13/19 19:25	3/11/19	CATY	Financ	StBnk	State Commercial Banks	Chen Heng W	CA	O	EVP,CFO	M.d	0	0.00	0	1	1	112	D
3/8/19 18:13	3/6/19	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP,Chie	S	-159	37.92	0	-4	-13	28	D
3/5/19 18:46	3/1/19	CATY	Financ	StBnk	State Commercial Banks	Kim Lisa L.	CA	O	EVP,GC	M.d	0	0.00	0	6	780	7	D
3/5/19 18:41	3/1/19	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP,Chie	M.d	0	0.00	0	8	34	32	D
3/5/19 18:39	3/1/19	CATY	Financ	StBnk	State Commercial Banks	Wong Irwin	CA	O	SEVP,Chi	M.d	0	0.00	0	15	28	69	D
3/5/19 18:37	3/1/19	CATY	Financ	StBnk	State Commercial Banks	Chen Heng W	CA	O	EVP,CFO	M.d	0	0.00	0	12	12	111	D
3/5/19 18:35	3/1/19	CATY	Financ	StBnk	State Commercial Banks	Tai Pin	CA	O	CEO,P	M.d	0	0.00	0	14	39	51	D
3/5/19 18:33	3/1/19	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.d	0	0.00	0	32	4	781	D
2/22/19 19:12	2/20/19	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	S	-398	39.76	0	-10	-1	950	D
2/6/19 13:46	2/4/19	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP,Chie	S	-34	37.61	0	-1	-3	27	D
1/3/19 17:34	1/2/19	CATY	Financ	StBnk	State Commercial Banks	Kim Lisa L.	CA	O	EVP,GC	M.d	0	0.00	0	3		3	D
1/3/19 17:32	1/2/19	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP - Ch	M.d	0	0.00	0	5	20	28	D
1/3/19 17:24	1/2/19	CATY	Financ	StBnk	State Commercial Banks	Chen Heng W	CA	O	EVP,CFO	M.d	0	0.00	0	7	7	103	D
1/3/19 17:19	1/2/19	CATY	Financ	StBnk	State Commercial Banks	Wong Irwin	CA	O	SEVP,COO	M.d	0	0.00	0	9	17	59	D
1/3/19 17:16	1/2/19	CATY	Financ	StBnk	State Commercial Banks	Tai Pin	CA	O	CEO,P	M.d	0	0.00	0	7	21	42	D
1/3/19 17:14	1/2/19	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.d	0	0.00	0	17	2	763	D
12/7/18 19:35	12/4/18	CATY	Financ	StBnk	State Commercial Banks	Chan Kelly L	CA	D		P	19	37.45	0	1	0	411	I
11/29/18 19:34	11/27/18	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	S	-1,199	38.69	0	-31	-4	762	D
8/21/18 19:50	8/17/18	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	S.m	-425	42.50	0	-10	-1	955	D
8/13/18 19:46	8/10/18	CATY	Financ	StBnk	State Commercial Banks	Kim Lisa L.	CA	O	EVP,GC	S	-32	42.06	0	-1	-48	1	D
8/9/18 19:22	8/7/18	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	S.m	-489	42.50	0	-12	-1	965	D
8/6/18 18:32	8/2/18	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	S.m	-573	42.50	0	-13	-1	976	D
6/8/18 20:25	6/6/18	CATY	Financ	StBnk	State Commercial Banks	Wong Irwin	CA	O	SEVP,COO	S	-276	43.00	0	-6	-11	53	D
5/8/18 19:24	5/4/18	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	S.m	-961	41.20	0	-23	-3	793	D
4/30/18 20:18	4/26/18	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	S.m	-1,087	40.78	0	-27	-3	816	D
3/29/18 13:21	3/27/18	CATY	Financ	StBnk	State Commercial Banks	Tai Pin	CA	O	CEO,P	M.d	0	0.00	0	1	4	35	D
3/29/18 13:14	3/27/18	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.d	0	0.00	0	1	0	843	D
3/12/18 16:23	3/8/18	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP - Ch	S.d	-43	43.40	0	-1	-4	25	D
3/5/18 12:22	3/1/18	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP - Ch	M.d	0	0.00	0	7	35	26	D
3/5/18 12:20	3/1/18	CATY	Financ	StBnk	State Commercial Banks	Wong Irwin	CA	O	SEVP,COO	M.d	106	41.22	0	3	5	59	D
3/5/18 12:18	3/1/18	CATY	Financ	StBnk	State Commercial Banks	Chen Heng W	CA	O	EVP,CFO	M.d	0	0.00	0	10	11	99	D
3/5/18 12:15	3/1/18	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.d	0	0.00	0	28	3	842	D
3/5/18 12:12	3/1/18	CATY	Financ	StBnk	State Commercial Banks	Tai Pin	CA	O	CEO,P	M.d	0	0.00	0	9	35	33	D
2/28/18 15:55	2/17/17	CATY	Financ	StBnk	State Commercial Banks	Wong Irwin	CA	O	SEVP,COO	M.ad	0	0.00	0	26	69	64	D
2/21/18 18:56	2/13/18	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	S	-1,038	41.53	0	-25	-3	828	D
2/20/18 20:40	2/15/18	CATY	Financ	StBnk	State Commercial Banks	Chan Kelly L	CA	D		M.d	82	23.37	0	4	1	397	D
2/6/18 14:46	2/2/18	CATY	Financ	StBnk	State Commercial Banks	Wu Peter	CA	DO	Vice CB	S	-1,466	44.36	0	-33	-4	805	I
2/2/18 19:23	2/2/18	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP - Ch	S	-170	44.71	0	-4	-15	22	D
2/2/18 12:57	1/22/18	CATY	Financ	StBnk	State Commercial Banks	Liu Ting Y	CA	D		M.ad	82	23.37	0	4	1	374	D
1/23/18 21:01	1/22/18	CATY	Financ	StBnk	State Commercial Banks	Liu Ting Y	CA	D		M.d	0	0.00	0	4	1	374	D
1/22/18 21:12	1/19/18	CATY	Financ	StBnk	State Commercial Banks	Poon Joseph C H	CA	D		M.d	82	23.37	0	4	6	58	D
1/12/18 13:10	1/10/18	CATY	Financ	StBnk	State Commercial Banks	Chung Nelson	CA	D		M.d	82	23.37	0	4	13	30	D
1/3/18 19:22	1/2/18	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP - Ch	M.d	0	0.00	0	10	60	26	D
1/3/18 19:17	1/2/18	CATY	Financ	StBnk	State Commercial Banks	Chen Heng W	CA	O	EVP,CFO	M.d	0	0.00	0	14	17	93	D
1/3/18 19:13	1/2/18	CATY	Financ	StBnk	State Commercial Banks	Wong Irwin	CA	O	SEVP,COO	M.d	0	0.00	0	11	24	55	D
1/3/18 19:07	1/2/18	CATY	Financ	StBnk	State Commercial Banks	Tai Pin	CA	O	CEO,P	M.d	0	0.00	0	12	80	28	D
1/3/18 19:04	1/2/18	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.d	0	0.00	0	40	5	873	D
1/3/18 18:57	1/2/18	CATY	Financ	StBnk	State Commercial Banks	Chow Donald Sang	CA	O	EVP	M.d	0	0.00	0	10	82	22	D
12/13/17 12:36	12/11/17	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	S	-2,122	42.45	0	-50	-6	851	D
11/28/17 18:46	11/28/17	CATY	Financ	StBnk	State Commercial Banks	Wong Irwin	CA	O	SEVP,COO	S	-431	43.10	0	-10	-17	48	D
11/21/17 19:26	11/20/17	CATY	Financ	StBnk	State Commercial Banks	Wong Irwin	CA	O	SEVP,COO	S	-254	42.00	0	-6	-9	58	D
6/9/17 14:13	6/8/17	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	S	-1,900	38.01	0	-50	-5	977	I
4/19/17 18:11	4/17/17	CATY	Financ	StBnk	State Commercial Banks	Chiu Thomas C T	CA	D		M.d	82	23.37	16	4	1	289	D	34	22	20	1	-7	-2	-2	-1	3	6
3/8/17 19:25	3/6/17	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	S.m	-1,474	39.26	14	-38	-4	906	D	54	38	25	10	7	1	-1	-1	0	1	-6
3/8/17 19:24	3/7/17	CATY	Financ	StBnk	State Commercial Banks	Lee Patrick	CA	D		M.d	82	23.37	14	4	2	226	D	54	38	25	10	7	1	-1	-1	0	1	-6
3/8/17 19:24	3/7/17	CATY	Financ	StBnk	State Commercial Banks	Lee Patrick	CA	D		S.d	-137	39.17	14	-4	-2	226	D	54	38	25	10	7	1	-1	-1	0	1	-6
3/3/17 18:29	2/27/17	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP - Ch	S.a	-395	39.50	14	-10	-34	20	D	58	43	27	13	9	5	-1	-1	-1	-2	-5
3/3/17 18:28	3/1/17	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	S.m	-2,473	40.26	14	-61	-6	943	D	58	43	27	13	9	5	-1	-1	-1	-2	-5
2/28/17 20:06	2/27/17	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP - Ch	S.a	-391	39.05	14	-10	-34	20	D	61	49	31	12	7	7	3	0	4	0	-6
2/28/17 19:48	2/17/17	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP - Ch	S	-395	39.50	14	-10	-34	20	D	61	49	31	12	7	7	3	0	4	0	-6
2/22/17 16:17	2/17/17	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.d	0	0.00	14	104	12	1,004	D	63	50	31	15	9	10	6	3	0	-1	-9
2/22/17 16:17	2/17/17	CATY	Financ	StBnk	State Commercial Banks	Wu Peter	CA	DO	Vice CB	M.d	0	0.00	14	47	6	842	D	63	50	31	15	9	10	6	3	0	-1	-9
2/22/17 16:16	2/17/17	CATY	Financ	StBnk	State Commercial Banks	Chen Heng W	CA	O	EVP,CFO	M.d	0	0.00	14	39	87	84	D	63	50	31	15	9	10	6	3	0	-1	-9
2/22/17 16:15	2/17/17	CATY	Financ	StBnk	State Commercial Banks	Tai Pin	CA	O	CEO,P	M.d	0	0.00	14	29		20	D	63	50	31	15	9	10	6	3	0	-1	-9
2/22/17 16:14	2/17/02	CATY	Financ	StBnk	State Commercial Banks	Wong Irwin	CA	O	SEVP,COO	M.dm	0	0.00	14	26	69	64	D	63	50	31	15	9	10	6	3	0	-1	-9
2/22/17 16:14	2/17/17	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP - Ch	M.d	0	0.00	14	26	696	30	D	63	50	31	15	9	10	6	3	0	-1	-9
2/22/17 16:14	2/17/17	CATY	Financ	StBnk	State Commercial Banks	Chow Donald Sang	CA	O	EVP,Chie	M.d	0	0.00	14	26		16	D	63	50	31	15	9	10	6	3	0	-1	-9
2/17/17 19:18	2/16/17	CATY	Financ	StBnk	State Commercial Banks	Liu Ting Y	CA	D		S	-508	39.04	13	-13	-3	369	I	58	48	28	11	3	5	5	1	2	1	-1
2/17/17 19:18	2/16/17	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	S	-944	38.93	13	-24	-2	951	D	58	48	28	11	3	5	5	1	2	1	-1
2/14/17 19:50	2/10/17	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	S.m	-1,932	38.63	13	-50	-5	1,024	D	57	47	28	17	2	5	7	4	0	3	0
2/13/17 18:49	2/10/17	CATY	Financ	StBnk	State Commercial Banks	Chang Michael M Y	CA	D		M.d	82	23.37	13	4	2	237	D	58	46	27	21	0	6	5	3	1	2	2	-1
2/1/17 18:45	1/30/17	CATY	Financ	StBnk	State Commercial Banks	Wu Peter	CA	DO	Vice CB	S.m	-1,816	36.32	12	-50	-6	816	I	59	35	24	23	-2	-4	0	-3	-1	2	9	6
12/7/16 19:55	12/5/16	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	S	-1,165	36.03	16	-32	-3	1,071	D	51	15	21	19	23	5	2	4	1	-1	0	3
12/6/16 19:18	12/5/16	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.d	467	23.37	16	20	2	975	D	50	10	19	18	20	3	1	3	2	1	2	5
12/6/16 19:18	12/5/16	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	S.d	-721	36.07	16	-20	-2	975	D	50	10	19	18	20	3	1	3	2	1	2	5
12/1/16 18:53	11/29/16	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.dm	1,402	23.37	16	60	7	975	D	48	4	14	12	14	11	-1	-3	-1	6	7	11
12/1/16 18:53	11/29/16	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	S.dm	-2,125	35.41	16	-60	-6	975	D	48	4	14	12	14	11	-1	-3	-1	6	7	11
11/28/16 19:04	11/23/16	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.dm	2,219	23.37	14	95	11	975	D	45	8	19	17	19	25	3	2	0	0	9	11
11/28/16 19:04	11/23/16	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	S.dm	-3,414	35.95	14	-95	-9	975	D	45	8	19	17	19	25	3	2	0	0	9	11
11/22/16 18:30	11/21/16	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.dm	935	23.37	13	40	4	975	D	45	6	19	16	15	21	8	2	1	-1	8	13
11/22/16 18:30	11/21/16	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	S.dm	-1,425	35.62	13	-40	-4	975	D	45	6	19	16	15	21	8	2	1	-1	8	13
11/21/16 18:31	11/17/16	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.dm	643	23.37	13	28	3	975	D	46	7	22	16	13	19	12	1	0	0	8	13
11/21/16 18:31	11/17/16	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	S.dm	-979	35.61	13	-28	-3	975	D	46	7	22	16	13	19	12	1	0	0	8	13
11/17/16 18:39	11/15/16	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.dm	292	23.37	12	13	1	975	D	40	7	19	13	12	15	17	1	1	3	7	13
11/17/16 18:39	11/15/16	CATY	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	S.dm	-439	35.11	12	-13	-1	975	D	40	7	19	13	12	15	17	1	1	3	7	13
11/16/16 18:27	11/14/16	CATY	Financ	StBnk	State Commercial Banks	Chen Heng W	CA	O	EVP,CFO	M.dm	1,028	23.37	12	44	245	62	D	40	8	19	15	13	17	22	7	1	3	8	12
11/16/16 18:27	11/14/16	CATY	Financ	StBnk	State Commercial Banks	Chen Heng W	CA	O	EVP,CFO	S.dm	-1,548	35.18	12	-44	-42	62	D	40	8	19	15	13	17	22	7	1	3	8	12
9/1/16 13:40	8/30/16	CATY	Financ	StBnk	State Commercial Banks	Wu Peter	CA	DO	Vice CB	S.a	-939	31.30	10	-30	-3	866	I	22	13	12	2	6	3	2	1	-1	0	-2	12	27
9/1/16 12:23	8/30/16	CATY	Financ	StBnk	State Commercial Banks	Wu Peter	CA	DO	Vice CB	S	-939	31.30	10	-30	-3	866	I	22	13	12	2	6	3	2	1	-1	0	-2	12	27
3/16/16 19:29	3/14/16	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP - Ch	M.d	0	0.00	12	2	17	14	D	14	3	-7	-9	5	6	-2	-1	1	2	10	3	12	43
3/16/16 19:29	3/14/16	CATY	Financ	StBnk	State Commercial Banks	Tai Pin	CA	O	P,Cathay	M.d	0	0.00	12	1	67	3	D	14	3	-7	-9	5	6	-2	-1	1	2	10	3	12	43
3/16/16 19:28	3/14/16	CATY	Financ	StBnk	State Commercial Banks	Chen Heng W	CA	O	EVP,CFO	M.d	0	0.00	12	1	1	62	D	14	3	-7	-9	5	6	-2	-1	1	2	10	3	12	43
3/16/16 19:28	3/14/16	CATY	Financ	StBnk	State Commercial Banks	Wong Irwin	CA	O	SEVP,COO	M.d	0	0.00	12	1	2	47	D	14	3	-7	-9	5	6	-2	-1	1	2	10	3	12	43
3/10/16 15:34	3/9/16	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	S	-1,389	27.79	14	-50	-4	1,096	I	12	7	-5	-15	5	4	4	-3	2	0	3	11	14	42
3/7/16 17:58	3/4/16	CATY	Financ	StBnk	State Commercial Banks	Chan Kelly L	CA	D		P	17	8.73	15	2	0	405	I	18	12	0	-14	10	8	9	4	-3	0	-4	7	10	39
2/17/16 14:32	2/16/16	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	S	-2,755	27.55	17	-100	-8	1,146	I	17	7	-14	-17	-9	5	0	2	0	-3	2	7	14	45
11/25/15 18:28	11/24/15	CATY	Financ	StBnk	State Commercial Banks	Wu Peter	CA	DO	Vice CB	M.d	987	23.37	15	42	5	899	D	35	35	14	20	18	7	5	2	0	-2	-7	-20	-11	7
11/25/15 18:28	11/24/15	CATY	Financ	StBnk	State Commercial Banks	Wu Peter	CA	DO	Vice CB	S.d	-1,449	34.32	15	-42	-4	899	D	35	35	14	20	18	7	5	2	0	-2	-7	-20	-11	7
11/20/15 18:09	11/18/15	CATY	Financ	StBnk	State Commercial Banks	Tai Pin	CA	O	P,Cathay	M.d	584	23.37	14	25		3	D	38	36	13	13	12	8	0	2	0	1	-8	-22	-13	6
11/20/15 18:09	11/18/15	CATY	Financ	StBnk	State Commercial Banks	Tai Pin	CA	O	P,Cathay	S.d	-850	34.00	14	-25	-91	3	D	38	36	13	13	12	8	0	2	0	1	-8	-22	-13	6
10/29/15 19:19	10/28/15	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	S	-4,093	31.56	17	-130	-9	1,241	I	29	27	14	0	7	5	8	2	-3	1	7	-12	-4	-4
8/6/15 13:02	8/4/15	CATY	Financ	StBnk	State Commercial Banks	Wu Peter	CA	DO	Vice CB	M.dm	701	23.37	19	30	3	899	D	35	32	31	14	-2	-2	1	2	0	-3	-10	-1	-15	-7
8/6/15 13:02	8/4/15	CATY	Financ	StBnk	State Commercial Banks	Wu Peter	CA	DO	Vice CB	S.dm	-978	32.60	19	-30	-3	899	D	35	32	31	14	-2	-2	1	2	0	-3	-10	-1	-15	-7
8/6/15 13:02	8/5/15	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	M.d	1,028	23.37	19	44	3	1,371	D	35	32	31	14	-2	-2	1	2	0	-3	-10	-1	-15	-7
8/6/15 13:02	8/5/15	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	S.d	-1,446	32.86	19	-44	-3	1,371	D	35	32	31	14	-2	-2	1	2	0	-3	-10	-1	-15	-7
6/8/15 14:52	6/5/15	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP - Ch	M.d	818	23.37	16	35		13	D	68	28	27	21	11	9	5	4	1	2	-1	-8	5	0
6/8/15 14:52	6/5/15	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP - Ch	S.d	-1,111	31.73	16	-35	-74	13	D	68	28	27	21	11	9	5	4	1	2	-1	-8	5	0
6/4/15 17:33	6/3/15	CATY	Financ	StBnk	State Commercial Banks	Wong Irwin	CA	O	SEVP,COO	M.d	467	23.37	13	20	76	46	D	54	29	26	19	8	4	3	2	2	5	3	-9	11	2
6/4/15 17:33	6/3/15	CATY	Financ	StBnk	State Commercial Banks	Wong Irwin	CA	O	SEVP,COO	S.d	-620	31.00	13	-20	-30	46	D	54	29	26	19	8	4	3	2	2	5	3	-9	11	2
5/26/15 13:28	5/21/15	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	S	-7,541	30.16	12	-250	-11	2,049	I	53	29	20	18	5	5	2	0	-1	1	10	1	13	0
5/20/15 14:21	5/18/15	CATY	Financ	StBnk	State Commercial Banks	Tai Pin	CA	O	P,Cathay	M.d	0	0.00	12	1	126	3	D	50	30	16	18	6	5	5	1	0	1	8	6	11	1
5/15/15 12:31	5/13/15	CATY	Financ	StBnk	State Commercial Banks	Tai Pin	CA	O	P,Cathay	S	-118	29.50	11	-4	-70	2	D	49	27	14	17	5	4	5	2	-2	1	9	6	13	-2
4/17/15 18:46	4/15/15	CATY	Financ	StBnk	State Commercial Banks	Tai Pin	CA	O	P,Cathay	M.d	0	0.00	11	4	429	5	D	57	21	18	24	10	3	1	0	1	2	4	17	4	9
3/17/15 18:22	3/16/15	CATY	Financ	StBnk	State Commercial Banks	Tai Pin	CA	O	EVP,CLO,	M.d	0	0.00	9	4		2	D	37	10	4	11	12	8	6	3	-1	0	3	17	10	3
3/5/15 13:29	3/3/15	CATY	Financ	StBnk	State Commercial Banks	Wu Peter	CA	DO	Vice CB	S	-170	26.12	8	-7	-1	898	I	35	2	-2	6	11	3	2	1	1	4	10	19	10	12
3/3/15 18:31	2/27/15	CATY	Financ	StBnk	State Commercial Banks	Tai Pin	CA	O	EVP,CLO,	S	-191	26.00	9	-7	-90	1	D	38	5	2	2	12	3	4	3	0	3	9	17	14	8
12/23/14 14:53	12/22/14	CATY	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP - Ch	M.d	0	0.00	12	6	78	13	D	35	-3	1	0	-4	2	1	2	1	2	-3	10	32	27
12/23/14 14:52	12/22/14	CATY	Financ	StBnk	State Commercial Banks	Wong Irwin	CA	O	SEVP,Chi	M.d	0	0.00	12	6	15	46	D	35	-3	1	0	-4	2	1	2	1	2	-3	10	32	27
12/23/14 14:52	12/22/14	CATY	Financ	StBnk	State Commercial Banks	Chen Heng W	CA	O	EVP,CFO	M.d	0	0.00	12	8	15	61	D	35	-3	1	0	-4	2	1	2	1	2	-3	10	32	27
12/23/14 14:51	12/22/14	CATY	Financ	StBnk	State Commercial Banks	Tang Anthony M	CA	DO	Vice CB	M.d	0	0.00	12	8	0	1,615	D	35	-3	1	0	-4	2	1	2	1	2	-3	10	32	27
12/23/14 14:51	12/22/14	CATY	Financ	StBnk	State Commercial Banks	Wu Peter	CA	DO	Vice CB	M.d	0	0.00	12	14	2	904	D	35	-3	1	0	-4	2	1	2	1	2	-3	10	32	27

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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